Corporate actions tracker | Robinhood

Corporate actions tracker

May 20, 2024

OpGen, Inc. (OPGN) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of OPGN for every 10 shares previously held. Fractional shares resulting from the split will be retained.


GlucoTrack, Inc. (GCTK) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of GCTK for every 5 shares previously held. Fractional shares resulting from the split will be retained.


Blue Star Foods Corp. (BSFC): performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of BSFC for every 50 shares previously held. Fractional shares resulting from the split will be retained.


Laboratory Corporation of America Holdings (LH): performed a 1:1 CUSIP change.


The Baldwin Insurance Group, Inc. (BRP) performed a ticker change to BWIN.


Clever Leaves Holdings Inc. (CLVV) performed a ticker change to CLVR.


CNH INDUSTRIAL N.V. (CNHI) performed a ticker change to CNH.


Global X MSCI Next Emerging & Frontier ETF (EMFM) was delisted pending a stock liquidation. Details are still pending.


Merrimack Pharmaceuticals, Inc. (MACK) was delisted pending a stock liquidation. Details are still pending.


Osiris Acquisition Corp. (OSI) was delisted pending a stock liquidation. Details are still pending.

May 17, 2024

Charles & Colvard Ltd (CTHR) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of CTHR for every 10 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Heart Test Laboratories, Inc. (HSCS) performed a 1 for 100 Reverse Split. This means shareholders will now hold 1 share of HSCS for every 100 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Wheeler Real Estate Investment Trust, Inc. (WHLR) performed a 1 for 24 Reverse Split. This means shareholders will now hold 1 share of WHLR for every 24 shares previously held. Fractional shares resulting from the split will be retained.


Clever Leaves Holdings Inc. (CLVR) performed a ticker change to CLVV. The security was delisted to OTC and is now set to Position Closing Only (PCO).


First Wave BioPharma, Inc. (FWBI) performed a ticker change to ENTO.


MASONITE INTERNATIONAL CORP (DOOR) performed a cash merger. This means that shares were removed and shareholders will receive $133.0000 per share in cash.


SP Plus Corporation (SP) performed a cash merger. This means that shares were removed and shareholders will receive $54.0000 per share in cash.


Carrols Restaurant Group, Inc. (TAST) performed a cash merger. This means that shares were removed and shareholders will receive $9.5500 per share in cash.

May 16, 2024

Dermata Therapeutics, Inc. (DRMA) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of DRMA for every 15 shares previously held. Fractional shares resulting from the split will be retained.


Earlyworks Co., Ltd. American Depositary Shares (ELWS) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of ELWS for every 5 shares previously held. Fractional shares resulting from the split will be retained.


Seelos Therapeutics, Inc. (SEEL) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of SEEL for every 8 shares previously held. Fractional shares resulting from the split will be retained.


Lakeland Bancorp, Inc. (LBAI) performed a stock merger. Shareholders will receive 0.8319 new shares of PFS for each old share of LBAI previously held. Fractional shares will be retained.


Yield10 Bioscience, Inc. (YTEN) was delisted to OTC and is now set to Position Closing Only (PCO).

May 15, 2024

Burning Rock Biotech Limited (BNR) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of BNR for every 10 shares of BNR previously held. Fractional shares resulting from the split will be retained.


CRESCENT POINT ENERGY CORP. (CPG) performed a ticker change to VRN, changed its corporate name to Veren Inc., and performed a 1:1 CUSIP change.


BANCO ITAU CHILE (ITCLY) was liquidated. This means that shares were removed and shareholders will receive $3.2136 per share in cash.


Alpine Summit Energy Partners, Inc. (ALPSQ) was delisted pending a stock liquidation. Details are still pending.


MASONITE INTERNATIONAL CORP (DOOR) was delisted pending a stock liquidation. Details are still pending.


EPIRUS Biopharmaceuticals, Inc. (EPRSQ) was delisted pending a stock liquidation. Details are still pending.


US Value ETF (USVT) was delisted pending a stock liquidation. Details are still pending.

May 14, 2024

Advent Technologies Holdings, Inc. (ADN) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of ADN for every 30 shares of ADN previously held. Fractional shares resulting from the split will be retained.


TIAN RUIXIANG Holdings Ltd (TIRX) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of TIRX for every 5 shares of TIRX previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Screaming Eagle Acquisition Corp. (SCRM) performed a ticker change to LION, changed its corporate name to Lionsgate Studios Corp, and performed a 1:1 CUSIP change.


Disc Medicine CVR (IRON^) rights expired worthless.


The India Fund, Inc. Rights (IFN^) were delisted pending expiration.


Priveterra Acquisition Corp. II (PMGM) is suspended and not currently trading.

May 13, 2024

Seatrium Limited (SMBMY) performed a 1 for 20 Reverse Split, and changed its ticker to SMBYD. This means shareholders will now hold 1 share of SMBYD for every 20 shares of SMBMY previously held. Fractional shares resulting from the split will be retained.


ZeroFox Holdings, Inc. (ZFOX) performed a cash merger. This means that shares were removed and shareholders will receive $1.1400 per share in cash.


Tufin Software Technologies Ltd. (TUFN) performed a cash merger. This means that shares were removed and shareholders will receive $13.0000 per share in cash.


Janus Henderson Sustainable Corporate Bond ETF (SCRD) performed a ticker change to JLQD, and changed its corporate name to Janus Henderson Corporate Bond ETF.


ContextLogic Inc. (WISH) performed a ticker change to LOGC.

May 10, 2024

Zhihu Inc. (ZH) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of ZH for every 6 shares of ZH previously held. Fractional shares resulting from the split will be retained.


AltC Acquisition Corp. (ALCC) performed a ticker change to OKLO, and changed its corporate name to Oklo Inc.


Neometals Ltd. (RDRUY) performed a ticker change to NMTAY.


Opportunistic Trader ETF (WZRD) was liquidated. This means that shares were removed and shareholders will receive $25.5123 per share in cash.


Amplify High Income ETF (YYY) was delisted pending a stock liquidation. Details are still pending.


TREX WIND DOWN INC COM NEW (TMBRQ) was delisted pending a stock liquidation. Details are still pending.

May 9, 2024

Telesis Bio, Inc. (TBIO) performed a 1 for 18 Reverse Split. This means shareholders will now hold 1 share of TBIO for every 18 shares of TBIO previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Amyris, Inc. Com New (AMRSQ) performed a ticker change to AMRSQZZZ, changed its corporate name to Amyris Escrow, and performed a 1:1 CUSIP change.


Acutus Medical, Inc. (AFIB) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares.


AIB Acquisition Corporation (AIB) performed a ticker change to AIBAF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares.


Etao International Co., Ltd. (ETAO) performed a ticker change to ETAOF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares.


PROSOMNUS INC (OSAP) performed a ticker change to OSAPQ.


Vaxxinity, Inc. (VAXX) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares.


Cassava Sciences, Inc. Warrant (SAVAW) was liquidated. This means that shares were removed and shareholders will receive $0.0010 per share in cash.


IPI LEGACY LIQUIDATION CO (IMPLQ) was declared worthless.


Opportunistic Trader ETF (WZRD) was delisted pending a stock liquidation. Details are still pending.

May 8, 2024

Inspire Veterinary Partners, Inc. (IVP) performed a 1 for 100 Reverse Split. This means shareholders will now hold 1 share of IVP for every 100 shares of IVP previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Agiliti, Inc. (AGTI) performed a cash merger. This means that shares were removed and shareholders will receive $10.0000 per share in cash.


Amyris, Inc. Com New (AMRSQ) was delisted pending a stock liquidation. Details are still pending. 

May 7, 2024

FIRST TRUST MLP AND ENERGY INCOME FUND (FEI) performed a stock merger. Shareholders will receive 0.5417 new shares of EIPI for each old share of FEI previously held. Fractional shares will be retained.


First Trust Energy Income and Growth Fund (FEN) performed a stock merger. Shareholders will receive 0.8803 new shares of EIPI for each old share of FEN previously held. Fractional shares will be retained.


FIRST TRUST ENERGY INFRASTRUCTURE FUND (FIF) performed a stock merger. Shareholders will receive 1.0000 new share of EIPI for each old share of FIF previously held. Fractional shares will be retained.


FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND (FPL) performed a stock merger. Shareholders will receive 0.4281 new shares of EIPI for each old share of FPL previously held. Fractional shares will be retained.


ELECTRIQ PWR HLDGS INC COM (ELIQ) performed a ticker change to ELIQQ.


OMNIQ Corp. (OMQS) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares.


Carbon Strategy ETF (KARB) was liquidated. This means that shares were removed and shareholders will receive $28.0529 per share in cash.


NVN Liquidation, Inc. (NOVNQ) was declared worthless.


Agiliti, Inc. (AGTI) was delisted pending acquisition. Details are still pending.


CHARGE ENTERPRISES INC COM (CRGEQ) was delisted pending a stock liquidation. Details are still pending.


CONX Corp. (CONX) performed a ticker change to CNXX. The security was delisted to OTC and is now set to Position Closing Only (PCO).

May 6, 2024

BuzzFeed, Inc. (BZFD) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of BZFD for every 4 shares of BZFD previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


The OLB Group, Inc. (OLB) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of OLB for every 10 shares of OLB previously held. Fractional shares resulting from the split will be retained.


Summit Financial Group, Inc. (SMMF) performed a stock merger. Shareholders will receive 0.5043 new shares of BHRB for each old share of SMMF previously held. Fractional shares will be retained.


Tricon Residential Inc. (TCN) performed a cash merger. This means that shares were removed and shareholders will receive $11.2500 per share in cash.


ProShares S&P 500 Bond ETF (SPXB) was liquidated. This means that shares were removed and shareholders will receive $73.0323 per share in cash.


Nogin, Inc. (NOGNQ) was delisted pending a stock liquidation. Details are still pending.


FIRST TRUST MLP AND ENERGY INCOME FUND (FEI) was delisted pending a stock liquidation. Details are still pending.


First Trust Energy Income and Growth Fund (FEN) was delisted pending a stock liquidation. Details are still pending.


FIRST TRUST ENERGY INFRASTRUCTURE FUND (FIF) was delisted pending a stock liquidation. Details are still pending.


FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND (FPL) was delisted pending a stock liquidation. Details are still pending.


CONX Corp. (CONX) is suspended and not currently trading.

May 3, 2024

Aeterna Zentaris Inc. (AEZS) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of AEZS for every 4 shares of AEZS previously held. Fractional shares resulting from the split will be retained.


Yield10 Bioscience, Inc. (YTEN) performed a 1 for 24 Reverse Split. This means shareholders will now hold 1 share of YTEN for every 24 shares of YTEN previously held. Fractional shares resulting from the split will be retained.


American Equity Investment Life Holding Company (AEL) performed a cash and stock merger. Shareholders will receive $38.8500 and 0.4546 shares of BAM for each share of AEL previously held. Fractional shares will be retained.


NuStar Energy L.P. (NS) performed a stock merger. Shareholders will receive 0.4000 new shares of SUN for each old share of NS previously held. Fractional shares will be retained.


Pioneer Natural Resource Co. (PXD) performed a stock merger. Shareholders will receive 2.3234 new shares of XOM for each old share of PXD previously held. Fractional shares will be retained.


INPX Series 5 Convertible Preferred Stock (INPX%) changed its corporate name to XTI Aerospace, Inc. Series 5 Convertible Preferred Stock, and performed a 1:1 CUSIP change.


IRONNET INC (IRNTQ) was declared worthless.


Carbon Strategy ETF (KARB) was delisted pending a stock liquidation. Details are still pending.


Cassava Sciences, Inc. Warrant (SAVAW) was delisted pending a stock liquidation. Details are still pending.


Relativity Acquisition Corp. (RACY) is suspended and not currently trading.

May 2, 2024

Safe & Green Holdings Corp. (SGBX) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of SGBX for every 20 shares of SGBX previously held. Fractional shares resulting from the split will be retained.


LAMF Global Ventures Corp. I (LGVC) performed a ticker change to NUVO, changed its corporate name to Holdco Nuvo Group D.G Ltd., and performed a 1:1 CUSIP change.


PaxMedica, Inc. (PXMD) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares.


Software AG Sponsored ADR (Germany Federal Republic) (STWRY) was liquidated. This means that shares were removed and shareholders will receive $41.4305 per share in cash.


Endo International plc (ENDPQ) was declared worthless.


JOANN INC COM (JOANQ) was declared worthless.


Tricon Residential Inc. (TCN) was delisted pending a stock liquidation. Details are still pending.

May 1, 2024

AXS Astoria Inflation Sensitive ETF (PPI) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of PPI for every 1 share previously held. Fractional shares will be retained.


Recon Technology, Ltd. (RCON) performed a 1 for 18 Reverse Split. This means shareholders will now hold 1 share of RCON for every 18 shares of RCON previously held. Fractional shares resulting from the split will be retained.


Society Pass Incorporated (SOPA) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of SOPA for every 15 shares of SOPA previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Gaucho Group Holdings, Inc. (VINO) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of VINO for every 10 shares of VINO previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Pegasus Digital Mobility Acquisition Corp. (PGSS) performed a ticker change to SHMD, changed its corporate name to Schmid Group NV, and performed a 1:1 CUSIP change.


Next.e.GO N.V. (EGOX) performed a ticker change to EGOXF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares.


Arcimoto, Inc. (FUV) performed a ticker change to FUVV. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares.


JOANN INC COM (JOANQ) was delisted pending a stock liquidation. Details are still pending.


NVN Liquidation, Inc. (NOVNQ) was delisted. The stock is currently not trading.

April 30, 2024

Celestica, Inc. (CLS) performed a 1:1 CUSIP change.


Direct Selling Acquisition Corp. (DSAQ) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares.


AGF Global Infrastructure ETF (GLIF) was liquidated. This means that shares were removed and shareholders will receive $25.0477 per share in cash.


FlexShares ESG & Climate Emerging Markets Core Index Fund (FEEM) was liquidated. This means that shares were removed and shareholders will receive $46.0417 per share in cash.

April 29, 2024

Bakkt Holdings, Inc. (BKKT) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of BKKT for every 25 shares of BKKT previously held. Fractional shares resulting from the split will be retained.


MicroSectorsTM U.S. Big Banks Index -3X Inverse Leveraged ETNs (BNKD) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of BNKD for every 5 shares of BNKD previously held. Fractional shares resulting from the split will be retained.


MicroSectors Gold Miners -3x Inverse Leveraged ETN (GDXD) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of GDXD for every 10 shares of GDXD previously held. Fractional shares resulting from the split will be retained.


IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) was liquidated. This means that shares were removed and shareholders will receive $34.9577 per share in cash.


IQ Ultra Short Duration ETF (ULTR) was liquidated. This means that shares were removed and shareholders will receive $47.9575 per share in cash.


INNOVATE Corp. Rights (VATE^) rights expired worthless.

April 26, 2024

Avenue Therapeutics, Inc. (ATXI) performed a 1 for 75 Reverse Split. This means shareholders will now hold 1 share of ATXI for every 75 shares of AXTI previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


ZyVersa Therapeutics, Inc. (ZVSA) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of ZVSA for every 10 shares of ZVSA previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


FPA Global Equity ETF (FPAG) performed a 1:1 CUSIP change.


NeoGames S.A. (NGMS) performed a cash merger. This means that shares were removed and shareholders will receive $29.5000 per share in cash.


Biophytis SA (BPTS) performed a ticker change to BPTSY. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares.


Secoo Holding Limited ADS (SECO) performed a ticker change to SECOY. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares.


ArcelorMittal South Africa Sponsored ADR (AMSIY) was liquidated. This means that shares were removed and shareholders will receive $0.0539 per share in cash.


Anfield Diversified Alternatives ETF (DALT) was liquidated. This means that shares were removed and shareholders will receive $8.9113 per share in cash.


Palfinger AG Sponsored ADR (Austria) (PLFRY) was liquidated. This means that shares were removed and shareholders will receive $24.0931 per share in cash.


RiverNorth Capital and Income Right (RSF^) rights expired worthless.

April 25, 2024

Applied DNA Sciences, Inc. (APDN) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of APDN for every 20 shares of APDN previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Banco Do Brasil SA Sponsored ADR (BDORY) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of BDORY for every 1 share previously held. Fractional shares will be retained.


Sono Group N.V. (SEVCQ) performed a ticker change to SEVCF.


Roth CH Acquisition Co. (USCT) performed a ticker change to USCTF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares.


VIA optronics AG American Depositary Shares (VIAO) performed a ticker change to VIAOY. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares.

April 24, 2024

Cidara Therapeutics, Inc. (CDTX) performed a performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of CDTX for every 20 shares previously held.


JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND (HTY) performed a ticker change to HTYZZZ and performed a 1:1 CUSIP change.


FlexShares ESG & Climate Emerging Markets Core Index Fund (FEEM) was delisted pending a stock liquidation. Details are still pending.


PHP Ventures Acquisition Corp. (PPHP) is suspended and not currently trading.

April 23, 2024

Biophytis SA (BPTS) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of BPTS for every 40 shares of BPTS previously held. Fractional shares resulting from the split will be paid as cash in lieu.


My Size, Inc. (MYSZ) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of MYSZ for every 8 shares of MYSZ previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Pieris Pharmaceuticals, Inc. (PIRS) performed a 1 for 80 Reverse Split. This means shareholders will now hold 1 share of PIRS for every 80 shares of PIRS previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Zapp Electric Vehicles Group Limited (ZAPP) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of ZAPP for every 20 shares of ZAPP previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


EXPRESS INC (EXPR) performed a ticker change to EXPRQ.


RMG Acquisition Corp. III (RMGC) performed a ticker change to RMGCF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares.


Unusual Machines, Inc. (UMAC) performed a 1:1 CUSIP change.


Empire Petroleum Corporation Non-transferable Right (EP^) rights expired worthless.


IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) was delisted pending a stock liquidation. Details are still pending.


ProShares S&P 500 Bond ETF (SPXB) was delisted pending a stock liquidation. Details are still pending.


IQ Ultra Short Duration ETF (ULTR) was delisted pending a stock liquidation. Details are still pending.

April 22, 2024

Smart for Life, Inc. (SMFL) performed a 1 for 7 Reverse Split. This means shareholders will now hold 1 share of SMFL for every 7 shares of SMFL previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Windtree Therapeutics, Inc. (WINT) performed a 1 for 18 Reverse Split. This means shareholders will now hold 1 share of WINT for every 18 shares of WINT previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


M.D.C. Holdings, Inc. (MDC) performed a cash merger. This means that shares were removed and shareholders will receive $63.0000 per share in cash.


Nicholas Financial, Inc. (NICK) performed a 1:1 CUSIP change.


Tritium DCFC Limited (DCFC) performed a ticker change to DCFCQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares.


G-Estate Liquidation Stores, Inc (GMANQ) was declared worthless.


Anfield Diversified Alternatives ETF (DALT) was delisted pending a stock liquidation. Details are still pending.

April 19, 2024

Golden Sun Health Technology Group Limited (GSUN) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of GSUN for every 10 shares of GSUN previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Companhia Brasileira de Distribuicao (CBD) performed a ticker change to CBDBY. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares.


Green Giant Inc. (GGE) performed a ticker change to GGEI. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares.


Xylo Technologies Ltd. (XLYO) performed a ticker change to XYLO.


Kaman Corp (KAMN) performed a cash merger. This means that shares were removed and shareholders will receive $46.0000 per share in cash.


Nocturne Acquisition Corporation (MBTC) was liquidated. This means that shares were removed and shareholders will receive $11.7857 per share in cash.


M.D.C. Holdings, Inc. (MDC) was delisted pending a stock liquidation. Details are still pending.

April 18, 2024

Beneficient (BENF) performed a 1 for 80 Reverse Split. This means shareholders will now hold 1 share of BENF for every 80 shares of BENF previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Eagle Financial Bancorp, Inc. (EFBI) performed a stock merger. Shareholders will receive 1.1401 new shares of LCNB for each old share of EFBI previously held. Fractional shares will be retained.


Mobile Global Esports Inc. (MGAM) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares.


ProSomnus, Inc. (OSA) performed a ticker change to OSAP. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares.


Medigus Ltd. (MDGS) performed a ticker change to XLYO, and changed its corporate name to XYLO Technologies LTD.


iMGP RBA Responsible Global Allocation ETF (IRBA) was liquidated. This means that shares were removed and shareholders will receive $9.4085 per share in cash.


Swedish Match AB Frueher Svenska Taendsticks AB Unsponsored ADR (Sweden) Escrow (SWMAYZZ) was declared worthless.


TROIKA MEDIA GROUP INC (TRKAQ) was declared worthless.


JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND (HTY) was delisted pending a stock liquidation. Details are still pending.

April 17, 2024

Sunshine Biopharma Inc. (SBFM) performed a 1 for 100 Reverse Split. This means shareholders will now hold 1 share of SBFM for every 100 shares of SBFM previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Arrowroot Acquisition Corp. (ARRW) performed a ticker change to AILE, changed its corporate name to iLearningEngines Holdings, Inc, and performed a 1:1 CUSIP change.


Kandi Technologies Group, Inc (KNDI) performed a 1:1 CUSIP change.


Global Systems Dynamics Inc. (GSDI) was liquidated. This means that shares were removed and shareholders will receive $11.5285 per share in cash.


Minebea Mitsumi Inc (MNBEY) was liquidated. This means that shares were removed and shareholders will receive $38.4151 per share in cash.

April 16, 2024

NuCana plc (NCNA) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of NCNA for every 25 shares of NCNA previously held. Fractional shares resulting from the split will be retained.


Telkom SA SOC Ltd (TLKGY) was liquidated. This means that shares were removed and shareholders will receive $5.7530 per share in cash.


MOTUS GI HLDGS INC COM (MOTS) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares.

April 15, 2024

FRP Holdings, Inc. (FRPH) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of FRPH for every 1 share previously held. Fractional shares will be retained.


Gorilla Technology Group Inc. (GRRR) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of GRRR for every 10 shares of GRRR previously held. Fractional shares resulting from the split will be retained.


Marin Software Incorporated (MRIN) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of MRIN for every 6 shares of MRIN previously held. Fractional shares resulting from the split will be retained.


Direxion Daily Semiconductor Bear 3X Shares (SOXS) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of SOXS for every 10 shares of SOXS previously held. Fractional shares resulting from the split will be retained.


WiSA Technologies, Inc. (WISA) performed a 1 for 150 Reverse Split. This means shareholders will now hold 1 share of WISA for every 150 shares of WISA previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Avadel Pharmaceuticals plc (AVDL) performed a 1:1 CUSIP change.


Connexa Sports Technologies Inc. (CNXA) performed a ticker change to YYAI.


SORRENTO THERAPEUTICS INC (SRNEQ) performed a ticker change to SRNE.


Eagle Financial Bancorp, Inc. (EFBI) was delisted pending a stock liquidation. Details are still pending.


AGF Global Infrastructure ETF (GLIF) was delisted pending a stock liquidation. Details are still pending.


Global Systems Dynamics Inc. (GSDI) was delisted pending a stock liquidation. Details are still pending.


iMGP RBA Responsible Global Allocation ETF (IRBA) was delisted pending a stock liquidation. Details are still pending.


NextPlay Technologies, Inc. (NXTP) was delisted to OTC.


Ampio Pharmaceuticals Inc. (AMPE) was delisted to OTC.


Semantix, Inc. (STIX) was delisted to OTC.

April 12, 2024

Agenus Inc. (AGEN) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of AGEN for every 20 shares of AGEN previously held. Fractional shares resulting from the split will be retained.


C3is Inc. (CISS) performed a 1 for 100 Reverse Split. This means shareholders will now hold 1 share of CISS for every 100 shares of CISS previously held. Fractional shares resulting from the split will be retained.


EZGO Technologies Ltd. (EZGO) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of EZGO for every 40 shares of EZGO previously held. Fractional shares will be rounded up to the nearest share if the fraction is over 0.5 and rounded down if less than 0.5.


Fluent, Inc. (FLNT) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of FLNT for every 6 shares of FLNT previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


NFT Limited (MI) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of MI for every 50 shares of MI previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Acorda Therapeutics, Inc. (ACOR) performed a ticker change to ACORQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares.


Leju Holdings Limited (LEJU) performed a ticker change to LEJUY. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares.


Cyteir Therapeutics, Inc. (CYTT) was liquidated. Shareholders will receive $3.1600 cash per each share of CYTT previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


MFS SPECIAL VALUE TRUST (MFV) was delisted pending a stock liquidation. Details are still pending.


NEAR INTELLIGENCE INC (NIRLQ) was declared worthless.

April 11, 2024

Bon Natural Life Limited (BON) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of BON for every 10 shares of BON previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


ProShares UltraShort Bloomberg Natural Gas (KOLD) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of KOLD for every 1 share previously held. Fractional shares will be retained.


Smith Micro Software, Inc. (SMSI) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of SMSI for every 8 shares of SMSI previously held. Fractional shares resulting from the split will be retained.


ProShares Short VIX Short-Term Futures ETF (SVXY) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of SVXY for every 1 share previously held. Fractional shares will be retained.


ProShares Ultra VIX Short-Term Futures ETF (UVXY) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of UVXY for every 5 shares of UVXY previously held. Fractional shares resulting from the split will be retained.


Eiger BioPharmaceuticals, Inc. (EIGR) performed a ticker change to EIGRQ. The security was delisted to OTC.


BIOFRONTERA AG (BFAGY) was liquidated. This means that shares were removed and shareholders will receive $3.1598 per share in cash.


VanEck Future of Food ETF (YUMY) was liquidated. This means that shares were removed and shareholders will receive $16.4299 per share in cash.


Tiger Brands Ltd Sponsored ADR New (South Africa) (TBLMY) was delisted pending a stock liquidation. Details are still pending. 

April 10, 2024

Nutex Health Inc. (NUTX) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of NUTX for every 15 shares of NUTX previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


ProShares Short QQQ (PSQ) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of PSQ for every 5 shares of PSQ previously held. Fractional shares resulting from the split will be retained.


ProShares UltraShort QQQ (QID) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of QID for every 5 shares of QID previously held. Fractional shares resulting from the split will be retained.


ProShares UltraPro Short S&P 500 (SPXU) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of SPXU for every 5 shares of SPXU previously held. Fractional shares resulting from the split will be retained.


ProShares UltraShort Semiconductors (SSG) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of SSG for every 5 shares of SSG previously held. Fractional shares resulting from the split will be retained.


Proshares UltraShort Technology (REW) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of REW for every 2 shares of REW previously held. Fractional shares resulting from the split will be retained.


TRACON Pharmaceuticals, Inc. (TCON) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of TCON for every 20 shares of TCON previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


ProShares S&P 500 Ex-Energy ETF (SPXE) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of SPXE for every 1 share previously held. Fractional shares will be retained.


ProShares S&P 500 Ex-Financials ETF (SPXN) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of SPXN for every 1 share previously held. Fractional shares will be retained.


ProShares S&P 500 Ex-Health Care ETF (SPXV) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of SPXV for every 1 share previously held. Fractional shares will be retained.


TROIKA MEDIA GROUP INC (TRKAQ) was delisted pending a stock liquidation. Details are still pending.

April 9, 2024

West Japan Railway Co Unsponsored ADR (Japan) (WJRYY) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of WJRYY for every 1 share previously held. Fractional shares will be retained.


Eagle Bulk Shipping Inc. (EGLE) performed a stock merger. Shareholders will receive 2.6211 new shares of SBLK for each old share of EGLE previously held. Fractional shares will be retained.


Allarity Therapeutics, Inc. (ALLR) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of ALLR for every 20 shares of ALLR previously held. Fractional shares resulting from the split will be retained.


Societal CDMO, Inc. (SCTL) performed a cash merger. This means that shares were removed and shareholders will receive $1.1000 per share in cash.


Odonate, Inc. (ODTC) performed a 1 for 5 Reverse Split, and changed its ticker to ODTCD. This means shareholders will now hold 1 share of ODTCD for every 5 shares of ODTC previously held. Fractional shares resulting from the split will be retained.


SUNLIGHT FINL HLDGS INC (SUNLQ) was declared worthless. 


NGM Biopharmaceuticals, Inc. (NGM) performed a cash merger. This means that shares were removed and shareholders will receive $1.5500 per share in cash.


Achari Ventures Holdings Corp. I (AVHI) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


PetVivo Holdings, Inc. (PETV) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Movella Holdings Inc. (MVLA) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.

April 8, 2024

Palisade Bio, Inc. (PALI) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of PALI for every 15 shares previously held. Fractional shares resulting from the split will be retained.


Subversive Cannabis ETF (LGLZ) was liquidated. This means that shares were removed and shareholders will receive $23.1264 per share in cash.


Disruptive Acquisition Corporation (DISA) was liquidated. This means that shares were removed and shareholders will receive $10.8582 per share in cash.


IPI LEGACY LIQUIDATION CO (IMPLQ) was delisted pending a stock liquidation. Details are still pending.


NGM Biopharmaceuticals, Inc. (NGM) was delisted pending a cash merger. Details are still pending.


Societal CDMO, Inc. (SCTL) was delisted pending a cash merger. Details are still pending.


Palladyne AI Corp. (STRC) performed a ticker change to PDYN.


Gamida Cell Ltd. (GMDA) performed a ticker change to GMDAQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.

April 5, 2024

Edible Garden AG Incorporated (EDBL) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of EDBL for every 20 shares of EDBL previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Gladstone Capital Corporation (GLAD) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of GLAD for every 2 shares of GLAD previously held. Fractional shares resulting from the split will be retained.


Cartesian Therapeutics, Inc. (RNAC) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of RNAC for every 30 shares of RNAC previously held. Fractional shares resulting from the split will be retained.


Synaptogenix, Inc. (SNPX) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of SNPX for every 25 shares of SNPX previously held. Fractional shares resulting from the split will be retained.


Kinnate Biopharma Inc. (KNTE) performed a cash and stock merger. Shareholders will receive $2.5879 and 1.0000 share of KNTE^ for each share of KNTE previously held. Fractional shares will be retained.


Keyarch Acquisition Corporation (KYCH) performed a ticker change to ZOOZ, changed its corporate name to ZOOZ Power Ltd., and performed a 1:1 CUSIP change.


Almaden Minerals Ltd. (AAU) performed a ticker change to AAUAF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Casa Systems, Inc. (CASA) performed a ticker change to CASSQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


View, Inc. (VIEW) performed a ticker change to VIEWQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.

April 4, 2024

Steakholder Foods Ltd. (STKH) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of STKH for every 10 shares of STKH previously held. Fractional shares resulting from the split will be retained.


A SPAC I Acquisition Corp. (ASCA) performed a stock merger. Shareholders will receive 1.0000 new share of NIVF for each old share of ASCA previously held. Fractional shares will be retained.


Moatable, Inc. (MTBL) performed a ticker change to MTBLY. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Genetron Holdings Limited ADS (GTH) performed a cash merger. This means that shares were removed and shareholders will receive $4.0300 per share in cash.


Revelstone Capital Acquisition Corp (RCAC) was liquidated. This means that shares were removed and shareholders will receive $10.7399 per share in cash.


Kinnate Biopharma Inc. (KNTE) was delisted pending a stock liquidation. Details are still pending.

April 3, 2024

Investment Managers Series Trust II AXS 1.25X NVDA Bear Daily ETF (NVDS) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of NVDS for every 5 shares of NVDS previously held. Fractional shares resulting from the split will be retained.


Rent the Runway, Inc. (RENT) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of RENT for every 20 shares of RENT previously held. Fractional shares resulting from the split will be retained.


U Power Limited (UCAR) performed a 1 for 100 Reverse Split. This means shareholders will now hold 1 share of UCAR for every 100 shares of UCAR previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


StoneBridge Acquisition Corporation (APAC) performed a ticker change to FAAS, changed its corporate name to DigiAsia Corp., and performed a 1:1 CUSIP change.


Mountain Crest Acquisition Corp. IV (MCAF) performed a 1:1 CUSIP change.


WAITR HLDGS INC (ASAP) performed a ticker change to ASAPQ.


Onconova Therapeutics, Inc. (ONTX) performed a ticker change to TRAW.


voxeljet AG (VJET) performed a ticker change to VJTTY. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


VanEck Egypt Index ETF (EGPT) was liquidated. This means that shares were removed and shareholders will receive $21.3889 per share in cash.


VanEck Future of Food ETF (YUMY) was delisted pending a stock liquidation. Details are still pending.


Liberty Resources Acquisition Corp. (LIBY) was delisted pending a stock liquidation. Details are still pending.

April 2, 2024

AERWINS Technologies Inc. (AWIN) performed a 1 for 100 Reverse Split. This means shareholders will now hold 1 share of AWIN for every 100 shares of AWIN previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Tritium DCFC Limited (DCFC) performed a 1 for 200 Reverse Split. This means shareholders will now hold 1 share of DCFC for every 200 shares of DCFC previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


EMCORE Corporation (EMKR) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of EMKR for every 10 shares of EMKR previously held. Fractional shares resulting from the split will be retained.


Fujitsu Ltd ADR (FJTSY) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of FJTSY for every 1 share previously held. Fractional shares will be retained.


FUJIFILM Holdings Corporation (FUJIY) performed a 6 for 1 Forward Split. This means shareholders will now hold 6 shares of FUJIY for every 1 share previously held. Fractional shares will be retained.


MS&AD Insurance Group Holdings, Inc. Unsponsored ADR (Japan) (MSADY) performed a 3 for 2 Forward Split. This means shareholders will now hold 3 shares of MSADY for every 2 shares previously held. Fractional shares will be retained.


NRX Pharmaceuticals, Inc. (NRXP) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of NRXP for every 10 shares of NRXP previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Sysmex Corporation Unsponsored ADR (Japan) (SSMXY) performed a 3 for 2 Forward Split. This means shareholders will now hold 3 shares of SSMXY for every 2 shares previously held. Fractional shares will be retained.


Suzuki Motor Corp Unsponsored ADR (Japan) (SZKMY) performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of SZKMY for every 1 share previously held. Fractional shares will be retained.


22nd Century Group, Inc. (XXII) performed a 1 for 16 Reverse Split. This means shareholders will now hold 1 share of XXII for every 16 shares of XXII previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


CSI Compressco LP (CCLP) performed a stock merger. Shareholders will receive 0.0860 new shares of KGS for each old share of CCLP previously held. Fractional shares will be retained.


Callon Petroleum Company (CPE) performed a stock merger. Shareholders will receive 1.0425 new shares of APA for each old share of CPE previously held. Fractional shares will be retained.


CapStar Financial Holdings, Inc. (CSTR) performed a stock merger. Shareholders will receive 1.1550 new shares of ONB for each old share of CSTR previously held. Fractional shares will be retained.


Daseke, Inc. (DSKE) performed a cash merger. This means that shares were removed and shareholders will receive $8.3000 per share in cash.


General Electric Company (GE) performed a spinoff of GEV. For every 1 share of GE held, shareholders will receive 0.2500 shares of GEV. Fractional shares will be paid as cash in lieu.


MIX TELEMATICS LIMITED (MIXT) performed a stock merger. Shareholders will receive 3.1905 new shares of PWFL for each old share of MIXT previously held. Fractional shares will be retained.


Panasonic Holdings Corporation American Depositary Receipts - Sponsored (PCRFY) performed a ticker change to PCRHY and performed a 1:1 CUSIP change.


WeTrade Group Inc. (WETG) performed a ticker change to NXTT.


Airspan Networks Holdings Inc. (MIMO) performed a ticker change to MIMOQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Mountain Crest Acquisition Corp. IV (MCAF) was delisted pending a stock liquidation. Details are still pending.


Pennsylvania Real Estate Investment Trust Shares of Beneficial Interest (PRETQ) was delisted pending a stock liquidation. Details are still pending.


Movella Holdings Inc. (MVLA) is suspended and not currently trading.


LEGACY IMBDS INC (IMBIQ) was delisted pending a stock liquidation. Details are still pending.

April 1, 2024

Pluri Inc. (PLUR) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of PLUR for every 8 shares of PLUR previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Community West Bancshares (CWBC) performed a stock merger. Shareholders will receive 0.7900 new shares of CWBC for each old share of CWBC previously held. Fractional shares will be rounded down.


3M Company (MMM) performed a spinoff of SOLV. For every 1 share of MMM held, shareholders will receive 0.2500 shares of SOLV. Fractional shares from the spinoff will be retained.


Central Valley Community Bancorp (CVCY) performed a ticker change to CWBC, changed its corporate name to Community West Bancshares, and performed a 1:1 CUSIP change.


Andretti Acquisition Corp. (WNNR) performed a ticker change to ZPTA, changed its corporate name to ZAPATA COMPUTING HLDGS, and performed a 1:1 CUSIP change.


Global X Funds Global X Data Center REITs & Digital Infrastructure ETF (VPN) performed a ticker change to DTCR, and changed its corporate name to Global X Funds Global X Data Center & Digital Infrastructure ETF.


Callon Petroleum Company (CPE) was delisted pending a stock liquidation. Details are still pending.


Genetron Holdings Limited ADS (GTH) was delisted pending a stock liquidation. Details are still pending.


Subversive Cannabis ETF (LGLZ) was delisted pending a stock liquidation. Details are still pending.


Panasonic Holdings Corporation American Depositary Receipts - Sponsored (PCRFY) was delisted pending a stock liquidation. Details are still pending.

March 28, 2024

DouYu International Holdings Limited ADS (DOYU) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of DOYU for every 10 shares of DOYU previously held. Fractional shares resulting from the split will be retained.


Old Dominion Freight Line, Inc. (ODFL) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of ODFL for every 1 share previously held. Fractional shares will be retained.


PGT, Inc. (PGTI) performed a cash merger. This means that shares were removed and shareholders will receive $42.0000 per share in cash.


two (TWOA) performed a ticker change to LPA, changed its corporate name to Logistic Properties of the Americas, and performed a 1:1 CUSIP change.


WNS Holdings Limited (WNS) performed a 1:1 CUSIP change.


JOANN, Inc. (JOAN) performed a ticker change to JOANQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Hargreaves Lansdown PLC, Bristol Unsponsored American Depository Receipt (United Kingdom) (HRGLY) was liquidated. This means that shares were removed and shareholders will receive $20.2449 per share in cash.


Subversive Decarbonization ETF (DKRB) was delisted pending a stock liquidation. Details are still pending.


Defiance Pure Electric Vehicle ETF (EVXX) was delisted pending a stock liquidation. Details are still pending.


Subversive Food Security ETF (KCAL) was delisted pending a stock liquidation. Details are still pending.


Subversive Mental Health ETF (SANE) was delisted pending a stock liquidation. Details are still pending.


NEAR INTELLIGENCE INC (NIRLQ) was delisted pending a stock liquidation. Details are still pending.

March 27, 2024

Castor Maritime Inc. (CTRM) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of CTRM for every 10 shares of CTRM previously held. Fractional shares resulting from the split will be retained.


Longeveron Inc. (LGVN) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of LGVN for every 10 shares of LGVN previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Texas Pacific Land Corporation (TPL) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of TPL for every 1 share previously held. Fractional shares will be retained.


AgeX Therapeutics, Inc. (AGE) performed a ticker change to SER, changed its corporate name to Serina Therapeutics, Inc., and performed a 1:1 CUSIP change.


BELLICUM PHARMACEUTICALS INC (BLCM) performed a ticker change to BLCMZZZ, changed its corporate name to BELLICUM PHARMACEUTICALS INC ESCROW, and performed a 1:1 CUSIP change.


Concord Acquisition Corp III (CNDB) performed a ticker change to GCTS, changed its corporate name to GCT SEMICONDUCTOR HLDG, and performed a 1:1 CUSIP change.


BINAH CAP GROUP INC (KWAC) performed a ticker change to BCG.


Electrameccanica Vehicles Corp. Ltd. (SOLO) performed a stock merger. Shareholders will receive 0.0144 new shares of XOS for each old share of SOLO previously held. Fractional shares will be retained.


CymaBay Therapeutics Inc. (CBAY) performed a cash merger. This means that shares were removed and shareholders will receive $32.5000 per share in cash.

March 26, 2024

Etao International Co., Ltd. (ETAO) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of ETAO for every 20 shares of ETAO previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Homology Medicines, Inc. (FIXX) performed a ticker change to QTTB and changed its corporate name to Q32 Bio Inc. Homology Medicines, Inc. (FIXX) also performed a 1 for 18 Reverse Split. This means shareholders will now hold 1 share of QTTB for every 18 shares of FIXX previously held. Fractional shares resulting from the split will be retained.


KINGSWOOD ACQUISITION CORP (KWAC) changed its corporate name to BINAH CAP GROUP INC, and performed a 1:1 CUSIP change.


CURO GROUP HLDGS CORP (CURO) performed a ticker change to CUROQ.


Digital World Acquisition Corp. (DWAC) performed a ticker change to DJT, and changed its corporate name to Trump Media & Technology Group Corp. 


AGILE THERAPEUTICS INC (AGRX) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Fisker Inc. (FSR) performed a ticker change to FSRN. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


YanGuFang International Group Co., Ltd. (YGF) performed a ticker change to YGFGF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


FIELD TRIP HEALTH & WELLNESS LTD (FTHWF) was delisted pending a stock liquidation. Details are still pending.


MIX TELEMATICS LIMITED (MIXT) was delisted pending a stock liquidation. Details are still pending.


Global X MSCI Nigeria ETF (NGE) was delisted pending a stock liquidation. Details are still pending.


Altitude Acquisition Corp. (ALTU) was liquidated. This means that shares were removed and shareholders will receive $10.0819 per share in cash.


Rare Element Resources Ltd. Non-transferable Right (REEMF^) rights expired worthless.

March 25, 2024

MicroSectors FANG & Innovation -3x Inverse Leveraged ETN (BERZ) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of BERZ for every 10 shares of BERZ previously held. Fractional shares resulting from the split will be retained.


MicroSectors FANG & Innovation -3x Inverse Leveraged ETN (FLYD) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of FLYD for every 10 shares of FLYD previously held. Fractional shares resulting from the split will be retained.


MicroSectors FANG+ Index -3X Inverse Leveraged ETNs (FNGD) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of FNGD for every 10 shares of FNGD previously held. Fractional shares resulting from the split will be retained.


Intrusion Inc. (INTZ) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of INTZ for every 20 shares of INTZ previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Interlink Electronics, Inc. (LINK) distributed a stock dividend of 0.5000 per share. Shareholders received 0.5000 additional shares for every share previously held. Fractional shares will be rounded up to the nearest share.


FleetCor Technologies, Inc. (FLT) performed a ticker change to CPAY, changed its corporate name to Corpay, Inc., and performed a 1:1 CUSIP change.


Invesco Raymond James SB-1 Equity ETF (RYJ) performed a ticker change to UPGD, and changed its corporate name to Invesco Bloomberg Analyst Rating Improvers ETF.


KraneShares Bloomberg China Bond Inclusion Index ETF (KBND) was liquidated. This means that shares were removed and shareholders will receive $31.4085 per share in cash.


KraneShares CICC China Consumer Leaders Index ETF (KBUY) was liquidated. This means that shares were removed and shareholders will receive $14.7313 per share in cash.


KraneShares China Innovation ETF (KGRO) was liquidated. This means that shares were removed and shareholders will receive $12.4978 per share in cash.


KraneShares Global Carbon Offset Strategy ETF (KSET) was liquidated. This means that shares were removed and shareholders will receive $0.8201 per share in cash.


CymaBay Therapeutics Inc. (CBAY) was delisted pending acquisition. Details are still pending.


BANCO ITAU CHILE American Depositary Receipts - Sponsored (ITCLY) was delisted pending a stock liquidation. Details are still pending.


voxeljet AG (VJET) was delisted pending a stock liquidation. Details are still pending.

March 22, 2024

Aterian, Inc. (ATER) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of ATER for every 12 shares of ATER previously held. Fractional shares resulting from the split will be retained.


BYND Cannasoft Enterprises Inc. (BCAN) performed a 1 for 190 Reverse Split. This means shareholders will now hold 1 share of BCAN for every 190 shares of BCAN previously held. Fractional shares resulting from the split will be retained.


Graphite Bio, Inc. (GRPH) performed a ticker change to LENZ and changed its corporate name to LENZ Therapeutics, Inc. Graphite Bio, Inc. (GRPH) also performed a 1 for 7 Reverse Split. This means shareholders will now hold 1 share of LENZ for every 7 shares of GRPH previously held. Fractional shares resulting from the split will be retained.


Moleculin Biotech, Inc. (MBRX) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of MBRX for every 15 shares of MBRX previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


MicroAlgo, Inc. (MLGO) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of MLGO for every 10 shares of MLGO previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Edoc Acquisition Corp. (ADOC) performed a ticker change to COOT, changed its corporate name to Australian Oilseeds Holdings Limited, and performed a 1:1 CUSIP change.


SOUTHPORT ACQUISITION CORP (PORT) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Xtrackers MSCI China A Inclusion Equity ETF (ASHX) was liquidated. This means that shares were removed and shareholders will receive $18.5244 per share in cash.


Xtrackers MSCI All China Equity ETF (CN) was liquidated. This means that shares were removed and shareholders will receive $23.7008 per share in cash.


Xtrackers MSCI Germany Hedged Equity ETF (DBGR) was liquidated. This means that shares were removed and shareholders will receive $34.5428 per share in cash.


Xtrackers Bloomberg US Investment Grade Corporate ESG ETF (ESCR) was liquidated. This means that shares were removed and shareholders will receive $18.4910 per share in cash.


Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF (ESEB) was liquidated. This means that shares were removed and shareholders will receive $16.9152 per share in cash.


Xtrackers J.P. Morgan ESG USD High Yield Corporate Bond ETF (ESHY) was liquidated. This means that shares were removed and shareholders will receive $18.5446 per share in cash.


PepperLime Health Acquisition Corporation (PEPL) was liquidated. This means that shares were removed and shareholders will receive $10.9287 per share in cash.


VanEck Egypt Index ETF (EGPT) was delisted pending a stock liquidation. Details are still pending.


UNI-PIXEL INC (UNXLQ) was delisted pending a stock liquidation. Details are still pending.


Cellect Biotechnology Ltd. (APOPZZZ) was declared worthless.

March 21, 2024

Adverum Biotechnologies, Inc. (ADVM) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of ADVM for every 10 shares of ADVM previously held. Fractional shares resulting from the split will be retained.


Better Choice Company Inc. (BTTR) performed a 1 for 44 Reverse Split. This means shareholders will now hold 1 share of BTTR for every 44 shares of BTTR previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


CSP Inc. (CSPI) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of CSPI for every 1 share previously held. Fractional shares will be retained.


HCM Acquisition Corp (HCMA) performed a ticker change to MRNO, changed its corporate name to Murano Global Investments PLC, and performed a 1:1 CUSIP change.


INNOVATE Corp. Rights (VATE^) rights expired worthless.

March 19, 2024

Aeva Technologies, Inc. (AEVA) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of AEVA for every 5 shares of AEVA previously held. Fractional shares resulting from the split will be retained.


BlackRock Capital Investment Corporation (BKCC) performed a stock merger. Shareholders will receive 0.3834 new shares of TCPC for each old share of BKCC previously held. Fractional shares will be retained.


Senstar Technologies Ltd. (SNT) performed a 1:1 CUSIP change.


ATRECA INC (BCEL) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


LianBio (LIAN) performed a ticker change to LIANY. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Save Foods, Inc. (SVFD) performed a ticker change to NITO, and changed its corporate name to N2OFF INC.


Alteryx, Inc. (AYX) performed a cash merger. This means that shares were removed and shareholders will receive $48.2500 per share in cash.


Cyteir Therapeutics, Inc. (CYTT) was delisted pending a stock liquidation. Details are still pending.


Ross Acquisition Corp II (ROSS) is suspended and not currently trading.


PROTERRA INC COM (PTRAQ) was declared worthless.

March 18, 2024

Yatsen Holding Limited (YSG) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of YSG for every 5 shares of YSG previously held. Fractional shares resulting from the split will be retained.


Better Therapeutics, Inc. (BTTX) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Cyteir Therapeutics, Inc. (CYT) performed a ticker change to CYTT. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Impact Shares Affordable Housing MBS ETF (OWNS) changed its corporate name to CCM Affordable Housing MBS ETF, and performed a 1:1 CUSIP change.


Puyi Inc. (PUYI) performed a ticker change to HPH, and changed its corporate name to Highest Performances Holdings Inc.


Splunk Inc. (SPLK) performed a cash merger. This means that shares were removed and shareholders will receive $157.0000 per share in cash.


Karuna Therapeutics, Inc. (KRTX) performed a cash merger. This means that shares were removed and shareholders will receive $330.0000 per share in cash.


Olympus Corporation Sponsored ADR (Japan) (OCPNY) was liquidated. This means that shares were removed and shareholders will receive $14.1948 per share in cash.

March 15, 2024

AgeX Therapeutics, Inc. (AGE) performed a 100 for 3517 Reverse Split. This means shareholders will now hold 100 shares of AGE for every 3517 shares of AGE previously held. Fractional shares resulting from the split will be retained.


ReWalk Robotics Ltd. (LFWD) performed a 1 for 7 Reverse Split. This means shareholders will now hold 1 share of LFWD for every 7 shares of LFWD previously held. Fractional shares resulting from the split will be retained.


DHC Acquisition Corp. (DHCA) performed a ticker change to BNAI and performed a 1:1 CUSIP change.


Power & Digital Infrastructure Acquisition II Corp. (XPDB) performed a ticker change to AIRJ and performed a 1:1 CUSIP change.


Graphjet Technology (ENCP) performed a ticker change to GTI.


Science 37 Holdings, Inc. (SNCE) performed a cash merger. This means that shares were removed and shareholders will receive $5.7500 per share in cash.


Textainer Group Holdings limited (TGH) performed a cash merger. This means that shares were removed and shareholders will receive $50.0000 per share in cash.


KraneShares Bloomberg China Bond Inclusion Index ETF (KBND) was delisted pending a stock liquidation. Details are still pending.


KraneShares CICC China Consumer Leaders Index ETF (KBUY) was delisted pending a stock liquidation. Details are still pending.


KraneShares China Innovation ETF (KGRO) was delisted pending a stock liquidation. Details are still pending.


KraneShares Global Carbon Offset Strategy ETF (KSET) was delisted pending a stock liquidation. Details are still pending.


Gyrodyne, LLC (GYRO) rights expired worthless.

March 14, 2024

Outlook Therapeutics, Inc. (OTLK) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of OTLK for every 20 shares of OTLK previously held. Fractional shares resulting from the split will be retained.


ESGEN Acquisition Corporation (ESAC) performed a ticker change to ZEO, changed its corporate name to Zeo Energy Corp, and performed a 1:1 CUSIP change.


LORDSTOWN MTRS CORP (RIDEQ) performed a ticker change to NRDE.


Simplify Tail Risk Strategy ETF (CYA) was liquidated. This means that shares were removed and shareholders will receive $0.5061 per share in cash.


Altitude Acquisition Corp. (ALTU) was delisted pending a stock liquidation. Details are still pending.


Xtrackers MSCI China A Inclusion Equity ETF (ASHX) was delisted pending a stock liquidation. Details are still pending.


Xtrackers MSCI All China Equity ETF (CN) was delisted pending a stock liquidation. Details are still pending.


Xtrackers MSCI Germany Hedged Equity ETF (DBGR) was delisted pending a stock liquidation. Details are still pending.


Xtrackers Bloomberg US Investment Grade Corporate ESG ETF (ESCR) was delisted pending a stock liquidation. Details are still pending.


Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF (ESEB) was delisted pending a stock liquidation. Details are still pending.


Xtrackers J.P. Morgan ESG USD High Yield Corporate Bond ETF (ESHY) was delisted pending a stock liquidation. Details are still pending.


PROTERRA INC COM (PTRAQ) was delisted pending a stock liquidation. Details are still pending.


Sagaliam Acquisition Corp. (SAGA) was delisted pending a stock liquidation. Details are still pending.


Textainer Group Holdings limited (TGH) was delisted pending a stock liquidation. Details are still pending.

March 13, 2024

GraniteShares ETF Trust GraniteShares 2x Long META Daily ETF (FBL) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of FBL for every 1 share previously held. Fractional shares will be retained.


Hempacco Co., Inc. (HPCO) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of HPCO for every 10 shares of HPCO previously held. Fractional shares resulting from the split will be retained.


Inpixon (INPX) performed a ticker change to XTIA and changed its corporate name to XTI Aerospace, Inc. Inpixon (INPX) also performed a 1 for 100 Reverse Split. This means shareholders will now hold 1 share of XTIA for every 100 shares of INPX previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


GraniteShares ETF Trust GraniteShares 2x Long NVDA Daily ETF (NVDL) performed a 6 for 1 Forward Split. This means shareholders will now hold 6 shares of NVDL for every 1 share previously held. Fractional shares will be retained.


Sigma Additive Solutions, Inc. (SASI) performed a ticker change to NTRP, and changed its corporate name to NextTrip, Inc.


Science 37 Holdings, Inc. (SNCE) was delisted pending a stock liquidation. Details are still pending.


TG Venture Acquisition Corp. (TGVC) is suspended and not currently trading.

March 12, 2024

LM Funding America, Inc. (LMFA) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of LMFA for every 6 shares of LMFA previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


GameSquare Holdings, Inc. (GAME) performed a 1:1 CUSIP change.


Lakeshore Acquisition II Corp. (LBBB) performed a ticker change to NMHI, changed its corporate name to Nature's Miracle California, and performed a 1:1 CUSIP change.


FaZe Holdings Inc. (FAZE) performed a stock merger. Shareholders will receive 0.1309 new shares of GAME for each old share of FAZE previously held. Fractional shares will be retained.


Harpoon Therapeutics, Inc. (HARP) performed a cash merger. This means that shares were removed and shareholders will receive $23.0000 per share in cash.


Sovos Brands, Inc. (SOVO) performed a cash merger. This means that shares were removed and shareholders will receive $23.0000 per share in cash.


Edify Acquisition Corp. (EAC) was liquidated. This means that shares were removed and shareholders will receive $10.6166 per share in cash.


CURO Group Holdings Corp. (CURO) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Integrated Rail and Resources Acquisition Corp. (IRRX) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


PHAXIAM Therapeutics S.A. (PHXM) was delisted pending a stock liquidation. Details are still pending.

March 11, 2024

Affimed N.V. (AFMD) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of AFMD for every 10 shares of AFMD previously held. Fractional shares resulting from the split will be retained.


Polished.com Inc. (POLC) performed a ticker change to POLCQ.


FaZe Holdings Inc. (FAZE) was delisted pending a stock liquidation. Details are still pending.

March 8, 2024

CISO Global, Inc. (CISO) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of CISO for every 15 shares of CISO previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Canoo Inc. (GOEV) performed a 1 for 23 Reverse Split. This means shareholders will now hold 1 share of GOEV for every 23 shares of GOEV previously held. Fractional shares resulting from the split will be retained.


Gaxos.ai Inc. (GXAI) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of GXAI for every 12 shares of GXAI previously held. Fractional shares will be rounded up to the nearest share if the fraction is over 0.5 and rounded down if less than 0.5.


Pagaya Technologies Ltd. (PGY) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of PGY for every 12 shares of PGY previously held. Fractional shares resulting from the split will be retained.


CHARGE ENTERPRISES INC COM (CRGE) performed a ticker change to CRGEQ.


JIANPU TECHNOLOGY INC ADR NEW - Sponsored (Cayman) (JTCHY) performed a ticker change to AIJTY.


Ambrx Biopharma, Inc. (AMAM) performed a cash merger. This means that shares were removed and shareholders will receive $28.0000 per share in cash.


Truly International Holdings Ltd Sponsored ADR (TRUHY) was liquidated. This means that shares were removed and shareholders will receive $1.6043 per share in cash.


Vector Acquisition Corporation II (VAQC) was liquidated. This means that shares were removed and shareholders will receive $10.6943 per share in cash.


Williams Rowland Acquisition Corp. (WRAC) was liquidated. This means that shares were removed and shareholders will receive $10.5183 per share in cash.


Simplify Tail Risk Strategy ETF (CYA) was delisted pending a stock liquidation. Details are still pending.


Western Asset High Income Fund II Inc Rights (HIX^) rights expired worthless.

March 7, 2024

iShares Expanded Tech Sector ETF (IGM) performed a 6 for 1 Forward Split. This means shareholders will now hold 6 shares of IGM for every 1 share previously held. Fractional shares will be retained.


iShares Expanded Tech-Software Sector ETF (IGV) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of IGV for every 1 share previously held. Fractional shares will be retained.


iShares U.S. Pharmaceuticals ETF (IHE) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of IHE for every 1 share previously held. Fractional shares will be retained.


iShares U.S. Healthcare Providers ETF (IHF) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of IHF for every 1 share previously held. Fractional shares will be retained.


iShares U.S. Financial Services ETF (IYG) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of IYG for every 1 share previously held. Fractional shares will be retained.


iShares U.S. Healthcare ETF (IYH) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of IYH for every 1 share previously held. Fractional shares will be retained.


iShares U.S. Consumer Staples ETF (IYK) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of IYK for every 1 share previously held. Fractional shares will be retained.


iShares U.S. Transportation ETF (IYT) performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of IYT for every 1 share previously held. Fractional shares will be retained.


Kidpik Corp. (PIK) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of PIK for every 5 shares of PIK previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


iShares Semiconductor ETF (SOXX) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of SOXX for every 1 share previously held. Fractional shares will be retained.


Bit Brother Limited (BETS) performed a ticker change to BETSF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Neptune Wellness Solutions Inc. (NEPT) performed a ticker change to NEPTF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


EXPRESS INC (EXPR) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


PANBELA THERAPEUTICS INC NEW (PBLA) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Companhia De Transmissao Paulista Pfd (CTPTY) was liquidated. This means that shares were removed and shareholders will receive $6.5568 per share in cash.


Companhia De Transmissao Paulista Pfd (CTPZY) was liquidated. This means that shares were removed and shareholders will receive $5.1317 per share in cash.


HH&L Acquisition Co. (HHLA) was liquidated. This means that shares were removed and shareholders will receive $10.7664 per share in cash.

March 6, 2024

Aptevo Therapeutics Inc. (APVO) performed a 1 for 44 Reverse Split. This means shareholders will now hold 1 share of APVO for every 44 shares of APVO previously held. Fractional shares resulting from the split will be retained.


China Pharma Holdings, Inc. (CPHI) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of CPHI for every 5 shares of CPHI previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


BowFlex Inc. (BFX) performed a ticker change to BFXQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.

March 5, 2024

Hannover Rueckversicherung SE (HVRRY) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of HVRRY for every 1 share previously held. Fractional shares will be retained.


GigCapital 5, Inc. (GIA) performed a ticker change to QTI, changed its corporate name to QT Imaging Holdings, Inc., and performed a 1:1 CUSIP change.


BELLICUM PHARMACEUTICALS INC (BLCM) was delisted pending a stock liquidation. Details are still pending.


Vector Acquisition Corporation II (VAQC) was delisted pending a stock liquidation. Details are still pending.

March 4, 2024

Infobird Co., Ltd (IFBD) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of IFBD for every 8 shares of IFBD previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


LQR House Inc. (LQR) distributed a stock dividend of 0.5000 per share. Shareholders received 0.5000 additional shares for every share previously held. Fractional shares will be rounded up to the nearest share.


Seven & I Holdings Co Ltd Unsponsored ADR (Japan) (SVNDY) distributed a stock dividend of 0.5000 per share. Shareholders received 0.5000 additional shares for every share previously held. Fractional shares will be retained.


The Beachbody Company, Inc. (BODY) performed a ticker change to BODI.


Computer Programs and Systems, Inc. (CPSI) performed a ticker change to TBRG, and changed its corporate name to TruBridge, Inc.


USCF GOLD STRATEGY PLUS INCOME FUND (GLDX) performed a ticker change to USG.


Healthpeak Properties, Inc. (PEAK) performed a ticker change to DOC.


Polished.com Inc. (POL) performed a ticker change to POLC. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Revelstone Capital Acquisition Corp. (RCAC) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


First Trust Exchange-Traded Fund VI Large Cap US Equity Select ETF (RNLC) performed a ticker change to SHRY.


MOLEKULE GROUP INC (MKULQ) was delisted pending a stock liquidation. Details are still pending.

March 1, 2024

China Jo-Jo Drugstores, Inc. (CJJD) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of CJJD for every 20 shares of CJJD previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Edgio, Inc. (EGIO) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of EGIO for every 40 shares of EGIO previously held. Fractional shares resulting from the split will be retained.


Faraday Future Intelligent Electric Inc. (FFIE) performed a 1 for 3 Reverse Split. This means shareholders will now hold 1 share of FFIE for every 3 shares of FFIE previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


ReTo Eco-Solutions, Inc. (RETO) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of RETO for every 10 shares of RETO previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Virpax Pharmaceuticals, Inc. (VRPX) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of VRPX for every 10 shares of VRPX previously held. Fractional shares resulting from the split will be retained.


Arisz Acquisition Corp. (ARIZ) performed a ticker change to FUFU, changed its corporate name to BitFuFu Inc., and performed a 1:1 CUSIP change.


FG Group Holdings Inc. (FGH) performed a ticker change to FGF, changed its corporate name to Fundamental Global Inc., and performed a 1:1 CUSIP change.


PHYSICIANS REALTY TRUST (DOC) performed a stock merger. Shareholders will receive 0.6740 new shares of PEAK for each old share of DOC previously held. Fractional shares will be retained.


Luther Burbank Corporation (LBC) performed a stock merger. Shareholders will receive 0.3353 new shares of WAFD for each old share of LBC previously held. Fractional shares will be retained.


BAUDAX BIO INC COM PAR $0.01 (BXRX) performed a ticker change to BXRXQ.


Tingo Group, Inc. (TIO) performed a ticker change to TIOG.


EntrepreneurShares Series Trust ERShares NextGen Entrepreneurs ETF (ERSX) was liquidated. This means that shares were removed and shareholders will receive $11.3114 per share in cash.


Rareview Inflation/Deflation ETF (FLTN) was liquidated. This means that shares were removed and shareholders will receive $19.1170 per share in cash.


AXS Cannabis ETF (THCX) was liquidated. This means that shares were removed and shareholders will receive $16.7187 per share in cash.


Arrow Reverse Cap 500 ETF (YPS) was liquidated. This means that shares were removed and shareholders will receive $22.3493 per share in cash.


Spree Acquisition Corp. 1 Limited (SHAP) was delisted pending a stock liquidation. Details are still pending.


Williams Rowland Acquisition Corp. (WRAC) was delisted pending a stock liquidation. Details are still pending.

February 29, 2024

Celularity Inc. (CELU) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of CELU for every 10 shares of CELU previously held. Fractional shares resulting from the split will be retained.


Zhongchao Inc. (ZCMD) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of ZCMD for every 10 shares of ZCMD previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Mondi Plc American Depositary Receipts - Unsponsored (MONDD) performed a ticker change to MONDY.


Charge Enterprises, Inc. (CRGE) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Veradigm Inc. (MDRX) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Gracell Biotechnologies Inc. (GRCL) performed a cash and stock merger. Shareholders will receive $9.9500 and 5.0000 shares of GRCL^ for each share of GRCL previously held. Fractional shares will be retained.


LUCIRA HEALTH INC COM (LHDXQ) was declared worthless.

February 28, 2024

180 Life Sciences Corp. (ATNF) performed a 1 for 19 Reverse Split. This means shareholders will now hold 1 share of ATNF for every 19 shares of ATNF previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


RiskOn International, Inc. (ROI) performed a ticker change to ROII. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Sizzle Acquisition Corp. (SZZL) performed a stock merger. Shareholders will receive 1.0000 new share of CRML for each old share of SZZL previously held. Fractional shares will be retained.


Freeline Therapeutics Holdings plc (FRLN) performed a cash merger. This means that shares were removed and shareholders will receive $6.4000 per share in cash.


Landcadia Holdings IV, Inc. (LCA) was liquidated. This means that shares were removed and shareholders will receive $10.5638 per share in cash.


Optimize AI Smart Sentiment Event-Driven ETF (OAIE) was liquidated. This means that shares were removed and shareholders will receive $28.3274 per share in cash.

February 27, 2024

Auddia Inc. (AUUD) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of AUUD for every 25 shares of AUUD previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Phunware, Inc. (PHUN) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of PHUN for every 50 shares of PHUN previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Treasure Global Inc. (TGL) performed a 1 for 70 Reverse Split. This means shareholders will now hold 1 share of TGL for every 70 shares of TGL previously held. Fractional shares resulting from the split will be retained.


Cenntro Electric Group Limited (CENN) changed its corporate name to Cenntro Inc., and performed a 1:1 CUSIP change.


CORENERGY INFRASTRUCTURE TR INC (CORR) performed a ticker change to CORRQ.


TIMKENSTEEL CORPORATION (TMST) performed a ticker change to MTUS, and changed its corporate name to Metallus Inc.


Atlantic Coastal Acquisition Corp. (ACAH) was liquidated. This means that shares were removed and shareholders will receive $10.7372 per share in cash.


Tidal ETF Trust SoFi Be Your Own Boss ETF (BYOB) was liquidated. This means that shares were removed and shareholders will receive $19.2485 per share in cash.


CHR Hansen Hldg A/S SPONSORED ADR (Denmark) (CHYHY) was liquidated. This means that shares were removed and shareholders will receive $19.4567 per share in cash.


SoFi Smart Energy ETF (ENRG) was liquidated. This means that shares were removed and shareholders will receive $12.3387 per share in cash.


Rover Group, Inc. (ROVR) performed a cash merger. This means that shares were removed and shareholders will receive $11.0000 per share in cash.


Social Leverage Acquisition Corp I (SLAC) was liquidated. This means that shares were removed and shareholders will receive $10.3130 per share in cash.


SoFi Weekly Income ETF (TGIF) was liquidated. This means that shares were removed and shareholders will receive $97.275 per share in cash.


Tidal ETF Trust SoFi Web 3 ETF (TWEB) was liquidated. This means that shares were removed and shareholders will receive $21.8974 per share in cash.


SoFi Weekly Dividend ETF (WKLY) was liquidated. This means that shares were removed and shareholders will receive $49.3724 per share in cash.


Northern Revival Acquisition Corporation (NRAC) was delisted pending a stock liquidation. Details are still pending.


Optimize AI Smart Sentiment Event-Driven ETF (OAIE) was delisted pending a stock liquidation. Details are still pending.


Arrow Reverse Cap 500 ETF (YPS) was delisted pending a stock liquidation. Details are still pending.

February 26, 2024

Lucy Scientific Discovery Inc. (LSDI) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of LSDI for every 10 shares of LSDI previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


YieldMax TSLA Option Income Strategy ETF (TSLY) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of TSLY for every 2 shares of TSLY previously held. Fractional shares resulting from the split will be retained.


Walmart Inc. (WMT) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of WMT for every 1 share previously held. Fractional shares will be retained.


Apollo Medical Holdings, Inc. (AMEH) performed a ticker change to ASTH, and changed its corporate name to Astrana Health Inc.


Fidelity Growth Opportunities ETF (FGRO) performed a ticker change to FFLG, and changed its corporate name to Fidelity Fundamental Large Cap Growth ETF.


Fidelity New Millennium ETF (FMIL) performed a ticker change to FFLC, and changed its corporate name to Fidelity Fundamental Large Cap Core ETF.


Fidelity Small-Mid Cap Opportunities ETF (FSMO) performed a ticker change to FFSM, and changed its corporate name to Fidelity Fundamental Small-Mid Cap ETF.


Greenbrook TMS Inc. (GBNH) performed a ticker change to GBNHF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Global X Funds Global X Health & Wellness ETF (BFIT) was liquidated. This means that shares were removed and shareholders will receive $21.5258 per share in cash.


Global X Funds Global X China Biotech Innovation ETF (CHB) was liquidated. This means that shares were removed and shareholders will receive $6.7239 per share in cash.


Fat Projects Acquisition Corp (FATP) was liquidated. This means that shares were removed and shareholders will receive $11.1122 per share in cash.


Nationwide Dow Jones Risk Managed Income ETF (NDJI) was liquidated. This means that shares were removed and shareholders will receive $21.4624 per share in cash.


Nationwide S&P 500 Risk Managed Income ETF (NSPI) was liquidated. This means that shares were removed and shareholders will receive $22.1666 per share in cash.


Nationwide Russell 2000 Risk Managed Income ETF (NTKI) was liquidated. This means that shares were removed and shareholders will receive $18.9782 per share in cash.


RayzeBio, Inc. (RYZB) performed a cash merger. This means that shares were removed and shareholders will receive $62.5000 per share in cash.


Inverse Cramer Tracker ETF (SJIM) was liquidated. This means that shares were removed and shareholders will receive $19.7849 per share in cash.


Western Asset High Income Fund II Inc Rights (HIX^) were delisted pending expiration.


EntrepreneurShares Series Trust ERShares NextGen Entrepreneurs ETF (ERSX) was delisted pending a stock liquidation. Details are still pending.


PARTS ID INC (IDICQ) was delisted pending a stock liquidation. Details are still pending.

February 23, 2024

Bio-Path Holdings, Inc. (BPTH) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of BPTH for every 20 shares of BPTH previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Lytus Technologies Holdings PTV. Ltd. (LYT) performed a 1 for 60 Reverse Split. This means shareholders will now hold 1 share of LYT for every 60 shares of LYT previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Trinity Biotech plc (TRIB) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of TRIB for every 5 shares of TRIB previously held. Fractional shares resulting from the split will be retained.


L Catterton Asia Acquisition Corp (LCAA) performed a ticker change to LOT, changed its corporate name to Lotus Technology Inc., and performed a 1:1 CUSIP change.


Crown PropTech Acquisitions (CPTK) was delisted pending a stock liquidation. Details are still pending.


ForceField Energy Inc. (FNRG) was delisted pending a stock liquidation. Details are still pending.


Gracell Biotechnologies Inc. (GRCL) was delisted pending a stock liquidation. Details are still pending.


IRONNET INC (IRNTQ) was delisted pending a stock liquidation. Details are still pending.


Nationwide Dow Jones Risk Managed Income ETF (NDJI) was delisted pending a stock liquidation. Details are still pending.


Nationwide S&P 500 Risk Managed Income ETF (NSPI) was delisted pending a stock liquidation. Details are still pending.


Nationwide Russell 2000 Risk Managed Income ETF (NTKI) was delisted pending a stock liquidation. Details are still pending.


Tabcorp Holdings Ltd Unsponsored ADR (Australia) (TACBY) was delisted pending a stock liquidation. Details are still pending.


Global X MSCI China Communication Services ETF (CHIC) was liquidated. This means that shares were removed and shareholders will receive $12.3339 per share in cash.


Global X MSCI China Energy ETF (CHIE) was liquidated. This means that shares were removed and shareholders will receive $16.3861 per share in cash.


Global X MSCI China Health Care ETF (CHIH) was liquidated. This means that shares were removed and shareholders will receive $12.4545 per share in cash.


Global X MSCI China Industrials ETF (CHII) was liquidated. This means that shares were removed and shareholders will receive $9.861 per share in cash.


Global X MSCI China Information Technology ETF (CHIK) was liquidated. This means that shares were removed and shareholders will receive $13.2801 per share in cash.


Global X MSCI China Materials ETF (CHIM) was liquidated. This means that shares were removed and shareholders will receive $13.3848 per share in cash.


Global X MSCI China Real Estate ETF (CHIR) was liquidated. This means that shares were removed and shareholders will receive $12.3517 per share in cash.


Global X MSCI China Consumer Staples ETF (CHIS) was liquidated. This means that shares were removed and shareholders will receive $14.8225 per share in cash.


Global X MSCI China Utilities ETF (CHIU) was liquidated. This means that shares were removed and shareholders will receive $12.9943 per share in cash.


Global X MSCI China Financials ETF (CHIX) was liquidated. This means that shares were removed and shareholders will receive $10.6426 per share in cash.


Frontier Investment Corp (FICV) was liquidated. This means that shares were removed and shareholders will receive $10.7502 per share in cash.


Global X Funds Global X Green Building ET (GRNR) was liquidated. This means that shares were removed and shareholders will receive $22.8379 per share in cash.


Janus Henderson Sustainable & Impact Core Bond ETF (JIB) was liquidated. This means that shares were removed and shareholders will receive $41.5686 per share in cash.


Global X Carbon Credits Strategy ETF (NTRL) was liquidated. This means that shares were removed and shareholders will receive $26.9755 per share in cash.


Global X MSCI Pakistan ETF (PAK) was liquidated. This means that shares were removed and shareholders will receive $16.9524 per share in cash.


Global X MSCI Portugal ETF (PGAL) was liquidated. This means that shares were removed and shareholders will receive $10.3625 per share in cash.


Global X Funds Global X Cannabis ETF (POTX) was liquidated. This means that shares were removed and shareholders will receive $5.1913 per share in cash.


Global X Funds Global X Metaverse ETF (VR) was liquidated. This means that shares were removed and shareholders will receive $25.7023 per share in cash.

February 22, 2024

iShares Core S&P Mid-Cap ETF (IJH) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of IJH for every 1 share previously held. Fractional shares will be retained.


Breakwave Dry Bulk Shipping ETF (BDRY) changed its corporate name to Amplify Commodity Trust, and performed a 1:1 CUSIP change.


Breakwave Tanker Shipping ET (BWET) changed its corporate name to Amplify Commodity Trust, and performed a 1:1 CUSIP change.


Icosavax, Inc. (ICVX) performed a cash and stock merger. Shareholders will receive $15.0000 and 1.0000 share of ICVX^ for each share of ICVX previously held. Fractional shares will be retained.


Sientra, Inc. (SIEN) performed a ticker change to SIENQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


AXS Cannabis ETF (THCX) was delisted pending a stock liquidation. Details are still pending.

February 21, 2024

Jianpu Technology Inc. (JT) performed a ticker change to JTCHY. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Esports Entertainment Group Inc. (GMBL) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


CREATD INC (VOCLD) performed a ticker change to CRTD.


BNY Mellon Sustainable Global Emerging Markets ETF (BKES) was liquidated. This means that shares were removed and shareholders will receive $37.3345 per share in cash.


BNY Mellon Sustainable International Equity ETF (BKIS) was liquidated. This means that shares were removed and shareholders will receive $44.4228 per share in cash.


BNY Mellon Sustainable US Equity ETF (BKUS) was liquidated. This means that shares were removed and shareholders will receive $50.5618 per share in cash.


Tidal ETF Trust SoFi Be Your Own Boss ETF (BYOB) was delisted pending a stock liquidation. Details are still pending.


SoFi Smart Energy ETF (ENRG) was delisted pending a stock liquidation. Details are still pending.


Freeline Therapeutics Holdings plc (FRLN) was delisted pending a stock liquidation. Details are still pending.


Icosavax, Inc. (ICVX) was delisted pending acquisition. Details are still pending.


SoFi Weekly Income ETF (TGIF) was delisted pending a stock liquidation. Details are still pending.


Tidal ETF Trust SoFi Web 3 ETF (TWEB) was delisted pending a stock liquidation. Details are still pending.


SoFi Weekly Dividend ETF (WKLY) was delisted pending a stock liquidation. Details are still pending.

February 20, 2024

Aurora Cannabis Inc. (ACB) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of ACB for every 10 shares of ACB previously held. Fractional shares resulting from the split will be retained.


Ambow Education Holding Ltd. (AMBO) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of AMBO for every 10 shares of AMBO previously held. Fractional shares resulting from the split will be retained.


Jianzhi Education Technology Group Company Limited (JZ) performed a 1 for 3 Reverse Split. This means shareholders will now hold 1 share of JZ for every 3 shares of JZ previously held. Fractional shares resulting from the split will be retained.


Vaccinex, Inc. (VCNX) performed a 1 for 14 Reverse Split. This means shareholders will now hold 1 share of VCNX for every 14 shares of VCNX previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


The Cooper Companies, Inc. (COO) performed a stock merger. Shareholders will receive 4.0000 new shares of COO for each old share of COO previously held. Fractional shares will be retained.


Eargo, Inc. (EAR) performed a cash merger. This means that shares were removed and shareholders will receive $2.5500 per share in cash.


CYANOTECH CORP (CYAN) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Global X Funds Global X Health & Wellness ETF (BFIT) was delisted pending a stock liquidation. Details are still pending.


Global X Funds Global X China Biotech Innovation ETF (CHB) was delisted pending a stock liquidation. Details are still pending.


Global X MSCI China Communication Services ETF (CHIC) was delisted pending a stock liquidation. Details are still pending.


Global X MSCI China Energy ETF (CHIE) was delisted pending a stock liquidation. Details are still pending.


Global X MSCI China Health Care ETF (CHIH) was delisted pending a stock liquidation. Details are still pending.


Global X MSCI China Industrials ETF (CHII) was delisted pending a stock liquidation. Details are still pending.


Global X MSCI China Information Technology ETF (CHIK) was delisted pending a stock liquidation. Details are still pending.


Global X MSCI China Materials ETF (CHIM) was delisted pending a stock liquidation. Details are still pending.


Global X MSCI China Real Estate ETF (CHIR) was delisted pending a stock liquidation. Details are still pending.


Global X MSCI China Consumer Staples ETF (CHIS) was delisted pending a stock liquidation. Details are still pending.


Global X MSCI China Utilities ETF (CHIU) was delisted pending a stock liquidation. Details are still pending.


Global X MSCI China Financials ETF (CHIX) was delisted pending a stock liquidation. Details are still pending.


Global X Funds Global X Green Building ETF (GRNR) was delisted pending a stock liquidation. Details are still pending.


Global X Carbon Credits Strategy ETF (NTRL) was delisted pending a stock liquidation. Details are still pending.


Global X MSCI Pakistan ETF (PAK) was delisted pending a stock liquidation. Details are still pending.


Global X MSCI Portugal ETF (PGAL) was delisted pending a stock liquidation. Details are still pending.


Global X Funds Global X Cannabis ETF (POTX) was delisted pending a stock liquidation. Details are still pending.


Global X Funds Global X Metaverse ETF (VR) was delisted pending a stock liquidation. Details are still pending.

February 16, 2024

Shineco, Inc. (SISI) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of SISI for every 10 shares of SISI previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Chenghe Acquisition Co. (CHEA) performed a ticker change to SELX, changed its corporate name to Semilux International Ltd., and performed a 1:1 CUSIP change.


Theseus Pharmaceuticals, Inc. (THRX) performed a cash and stock merger. Shareholders will receive $4.0500 and 1.0000 share of THRX^ for each share of THRX previously held. Fractional shares will be retained.


QRAFT AI-Pilot U.S. Large Cap Dynamic Beta and Income ETF (AIDB) was liquidated. This means that shares were removed and shareholders will receive $28.7227 per share in cash.


Amryt Pharma ADR Contra (AMYT^) was liquidated. This means that shares were removed and shareholders will receive $0.2000 per share in cash.


Amryt Pharma ADR CVR (AMYTZZZ) was liquidated. This means that shares were removed and shareholders will receive $0.3000 per share in cash.


Qraft AI-Enhanced US Next Value ETF (NVQ) was liquidated. This means that shares were removed and shareholders will receive $33.5954 per share in cash.


Evolve Transition Infrastructure LP (SNMP) was liquidated. This means that shares were removed and shareholders will receive $1.3893 per share in cash.


Weichai Power Co Ltd Unsponsored ADR (China) (WEICY) was liquidated. This means that shares were removed and shareholders will receive $13.49531076 per share in cash.


Janus Henderson Sustainable & Impact Core Bond ETF (JIB) was delisted pending a stock liquidation. Details are still pending.

February 15, 2024

MyMD Pharmaceuticals, Inc. (MYMD) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of MYMD for every 30 shares of MYMD previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Flame Acquisition Corp. (FLME) performed a ticker change to SOC, changed its corporate name to Sable Offshore Corp., and performed a 1:1 CUSIP change.


Semper Paratus Acquisition Corporation (LGST) performed a ticker change to TVGN, changed its corporate name to Tevogen Bio Holdings Inc., and performed a 1:1 CUSIP change.


INVITAE CORP COM (NVTA) performed a ticker change to NVTAQ.


Phoenix Biotech Acquisition Corp. (PBAX) performed a ticker change to CERO, and changed its corporate name to CERo Therapeutics Holdings, Inc.


Sunworks, Inc. (SUNW) performed a ticker change to SUNWQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


QRAFT AI-Pilot U.S. Large Cap Dynamic Beta and Income ETF (AIDB) was delisted pending a stock liquidation. Details are still pending.


BNY Mellon Sustainable Global Emerging Markets ETF (BKES) was delisted pending a stock liquidation. Details are still pending.


BNY Mellon Sustainable US Equity ETF (BKUS) was delisted pending a stock liquidation. Details are still pending.


Qraft AI-Enhanced US Next Value ETF (NVQ) was delisted pending a stock liquidation. Details are still pending.


Theseus Pharmaceuticals, Inc. (THRX) was delisted pending a stock liquidation. Details are still pending.

February 14, 2024

Precision BioSciences, Inc. (DTIL) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of DTIL for every 30 shares of DTIL previously held. Fractional shares resulting from the split will be retained.


E-Home Household Service Holdings Limited (EJH) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of EJH for every 5 shares of EJH previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Vroom, Inc. (VRM) performed a 1 for 80 Reverse Split. This means shareholders will now hold 1 share of VRM for every 80 shares of VRM previously held. Fractional shares resulting from the split will be retained.


SharpLink Gaming Ltd. (SBET) changed its corporate name to SharpLink Gaming, Inc., and performed a 1:1 CUSIP change.


Remark Holdings, Inc. (MARK) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


NanoString Technologies, Inc. (NSTG) performed a ticker change to NSTGQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Inverse Cramer Tracker ETF (SJIM) was delisted pending a stock liquidation. Details are still pending.

February 13, 2024

ImmunoGen, Inc. (IMGN) performed a cash merger. This means that shares were removed and shareholders will receive $31.2600 per share in cash.


ADDvantage Technologies Group, Inc. (AEY) performed a ticker change to AEYGQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


MedAvail Holdings, Inc. (MDVL) performed a ticker change to MDVLQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


InVivo Therapeutics Holdings Corp (NVIV) performed a ticker change to NVIVQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


SEAWORLD ENTERTAINMENT INC (SEAS) performed a ticker change to PRKS, and changed its corporate name to United Parks and Resorts Inc.

February 12, 2024

Assembly Biosciences, Inc. (ASMB) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of ASMB for every 12 shares of ASMB previously held. Fractional shares resulting from the split will be retained.


Simplify Tail Risk Strategy ETF (CYA) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of CYA for every 20 shares of CYA previously held. Fractional shares resulting from the split will be retained.


Singularity Future Technology Ltd. (SGLY) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of SGLY for every 10 shares of SGLY previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Quantum FinTech Acquisition Corporation (QFTA) performed a stock merger. Shareholders will receive 1.0000 new share of ATCH for each old share of QFTA previously held. Fractional shares will be retained.


Alpha Partners Technology Merger Corp. (APTM) performed a ticker change to PLMJ.


Natura &Co Holding S.A. (NTCO) performed a ticker change to NTCOY. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Safeguard Scientifics, Inc. (SFE) performed a ticker change to SFES. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Blum Holdings, Inc. (UNRVD) performed a ticker change to BLMH.


GREENCITY ACQUISITION CORP (GRCYF) was liquidated. This means that shares were removed and shareholders will receive $11.4162 per share in cash.


Rose Hill Acquisition Corporation (ROSE) was liquidated. This means that shares were removed and shareholders will receive $11.2947 per share in cash.


HH&L Acquisition Co. (HHLA) was delisted pending a stock liquidation. Details are still pending.

February 9, 2024

Akerna Corp. (KERN) performed a ticker change to GRYP and changed its corporate name to Gryphon Digital Mining, Inc. Akerna Corp. (KERN) also performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of GRYP for every 20 shares of KERN previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


AgEagle Aerial Systems, Inc. (UAVS) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of UAVS for every 20 shares of UAVS previously held. Fractional shares resulting from the split will be retained.


Aurora Technology Acquisition Corp. (ATAK) performed a stock merger. Shareholders will receive 1.0000 new shares of DHAI for each old share of ATAK previously held. Fractional shares will be retained.


Central Garden & Pet Company (CENT) performed a spinoff of CENTA. For every 1 share of CENT held, shareholders will receive 0.2500 shares of CENTA. Fractional shares from the spinoff will be retained.


Central Garden & Pet Company (CENTA) distributed a stock dividend of 0.2500 per share. Shareholders received 0.2500 additional shares for every share previously held. Fractional shares will be retained.


Alithya Group inc. (ALYA) performed a ticker change to ALYAF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.

February 8, 2024

JIN MEDICAL INTERNATIONAL LTD. (ZJYL) performed a 20 for 1 Forward Split. This means shareholders will now hold 20 shares of ZJYL for every 1 share previously held. Fractional shares will be retained.


Oxus Acquisition Corp. (OXUS) performed a ticker change to BRLS, changed its corporate name to Borealis Foods Inc., and performed a 1:1 CUSIP change.


AKUMIN INC COM (AKUMQ) performed a cash and stock merger. Shareholders will receive $0.2748 and 1 share of AKUMQZZZ for each share of AKUMQ previously held. Fractional shares will be retained.


SIO GENE THERAPIES INC COM (SIOX) performed a cash and stock merger. Shareholders will receive $0.4350 and 1 share of SIOXZZZ for each share of SIOX previously held. Fractional shares will be retained.


TuSimple Holdings Inc. (TSP) performed a ticker change to TSPH. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Magnum Opus Acquisition Limited (OPA) was liquidated. This means that shares were removed and shareholders will receive $10.8047 per share in cash.


VanEck Bitcoin Strategy ETF (XBTF) was liquidated. This means that shares were removed and shareholders will receive $39.7508 per share in cash.

February 7, 2024

Cresud S.A.C.I.F. y A. (CRESY) performed a spinoff of IRS. For every 1 share of CRESY held, shareholders will receive 0.0376 shares of IRS. Fractional shares from the spinoff will be retained.


DMK Pharmaceuticals Corporation (DMK) performed a ticker change to DMKPQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


INVITAE CORP COM (NVTA) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


AKUMIN INC COM (AKUMQ) was delisted pending a stock liquidation. Details are still pending.

February 6, 2024

Cano Health, Inc. (CANO) performed a ticker change to CANOQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


ALKALINE WTR CO INC (WTER) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


NightHawk Biosciences, Inc. (NHWK) performed a ticker change to SCPX, and changed its corporate name to Scorpius Holdings, Inc.


WisdomTree International ESG Fund (RESD) was liquidated. This means that shares were removed and shareholders will receive $29.1393 per share in cash.


WisdomTree Emerging Markets ESG Fund (RESE) was liquidated. This means that shares were removed and shareholders will receive $27.8076 per share in cash.


WisdomTree U.S. ESG Fund (RESP) was liquidated. This means that shares were removed and shareholders will receive $50.7718 per share in cash.


FORWARD PHARMA A/S American Depositary Receipts - Sponsored (FWPAY) was delisted pending a stock liquidation. Details are still pending.

February 5, 2024

Freight Technologies, Inc. (FRGT) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of FRGT for every 10 shares of FRGT previously held. Fractional shares will be rounded up to the nearest share if the fraction is over 0.5 and rounded down if less than 0.5.


GT Biopharma, Inc. (GTBP) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of GTBP for every 30 shares of GTBP previously held. Fractional shares resulting from the split will be retained.


Volcon, Inc. (VLCN) performed a 1 for 45 Reverse Split. This means shareholders will now hold 1 share of VLCN for every 45 shares of VLCN previously held. Fractional shares resulting from the split will be retained.


Nubia Brand International Corp. (NUBI) performed a ticker change to STI, changed its corporate name to Solidion Technology, Inc., and performed a 1:1 CUSIP change.

February 2, 2024

BioSig Technologies, Inc. (BSGM) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of BSGM for every 10 shares of BSGM previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


CalAmp Corp. (CAMP) performed a 1 for 23 Reverse Split. This means shareholders will now hold 1 share of CAMP for every 23 shares of CAMP previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Genprex, Inc. (GNPX) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of GNPX for every 40 shares of GNPX previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


MicroCloud Hologram Inc. (HOLO) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of HOLO for every 10 shares of HOLO previously held. Fractional shares resulting from the split will be retained.


Pacer Metaurus US Large Cap Dividend Multiplier 300 ETF (TRPL) was liquidated. This means that shares were removed and shareholders will receive $41.11392 per share in cash.

February 1, 2024

CareMax, Inc. (CMAX) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of CMAX for every 30 shares of CMAX previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Alaunos Therapeutics, Inc. (TCRT) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of TCRT for every 15 shares of TCRT previously held. Fractional shares resulting from the split will be retained.


Nano Labs Ltd (NA) performed a 1:1 CUSIP change.


Prestige Wealth Inc. (PWM) performed a 1:1 CUSIP change.


Advanced Emissions Solutions, Inc. (ADES) performed a ticker change to ARQ, and changed its corporate name to Arq, Inc.


Ceridian HCM Holding (CDAY) performed a ticker change to DAY, and changed its corporate name to Dayforce Inc.


DoubleLine Commercial Real Estate ETF (DCMB) performed a ticker change to DCRE.


Deep Medicine Acquisition Corp. (DMAQ) performed a ticker change to TRUG, and changed its corporate name to TruGolf, Inc.


Strategy Shares Gold-Hedged Bond ETF (GLDB) performed a ticker change to GOLY.


NORTHERN STAR INVT CORP II COM (NSTB) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Pacer Metaurus US Large Cap Dividend Multiplier 300 ETF (TRPL) was delisted pending a stock liquidation. Details are still pending.

January 31, 2024

GeoVax Labs, Inc. (GOVX) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of GOVX for every 15 shares of GOVX previously held. Fractional shares resulting from the split will be retained.


ComSovereign Holding Corp. (COMS) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


VanEck Bitcoin Strategy ETF (XBTF) was delisted pending a stock liquidation. Details are still pending.

January 30, 2024

GRI Bio, Inc. (GRI) performed a 1 for 7 Reverse Split. This means shareholders will now hold 1 share of GRI for every 7 shares of GRI previously held. Fractional shares resulting from the split will be retained.


Qiagen NV (QGEN) performed a cash and stock merger. Shareholders will receive $1.2800 and 0.9700 shares of QGEN for each share of QGEN previously held. Fractional shares will be retained.


Arrival (ARVL) performed a ticker change to ARVLF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Powerbridge Technologies Co., Ltd. (PBTS) performed a ticker change to XTKG.


ReWalk Robotics Ltd. (RWLK) performed a ticker change to LFWD.


Northern Star Investment Corp. II (NSTB) is suspended and not currently trading.


OceanTech Acquisitions I Corp. (OTEC) was delisted pending a stock liquidation. Details are still pending.


INPX Warrants EXP 2023 (INPX+) warrants have expired worthless.

January 29, 2024

Hub Group, Inc. (HUBG) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of HUBG for every 1 share previously held. Fractional shares resulting from the split will be retained.


Intelligent Bio Solutions Inc. (INBS) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of INBS for every 12 shares previously held. Fractional shares resulting from the split will be retained.


Meta Materials Inc. (MMAT) performed a 1 for 100 Reverse Split. This means shareholders will now hold 1 share of MMAT for every 100 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Mondi Plc Unsponsored ADR (MONDY) performed a 10 for 11 Reverse Split, and changed its ticker to MONDD. This means shareholders will now hold 10 shares of MONDD for every 11 shares of MONDY previously held. Fractional shares resulting from the split will be retained.


EngageSmart, Inc. (ESMT) performed a cash merger. This means that shares were removed and shareholders will receive $23.0000 per share in cash.


Rain Oncology Inc. (RAIN) performed a cash and stock merger. Shareholders will receive $1.1600 and 1.0000 shares of RAIN^ for each share of RAIN previously held. Fractional shares resulting from the split will be retained.


Bright Health Group, Inc. (BHG) performed a ticker change to NEUE.


Gol Linhas Aereas Inteligentes S.A. American Depositary Shares (GOL) performed a ticker change to GOLLQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Griffin Industrial Realty, Inc. (GRIF) performed a ticker change to GRDI.


Tidal ETF Trust Private Real Estate Strategy via Liquid REITs ETF (PRVT) performed a ticker change to REAI.


AI Powered Equity ETF (AIEQ) performed a 1:1 CUSIP change.


Amplify Travel Tech ETF (AWAY) performed a 1:1 CUSIP change.


Amplify Etho Climate Leadership U.S. ETF (ETHO) performed a 1:1 CUSIP change.


Amplify Video Game Tech ETF (GAMR) performed a 1:1 CUSIP change.


Amplify Treatments, Testing and Advancements ETF (GERM) performed a 1:1 CUSIP change.


Amplify Cybersecurity ETF (HACK) performed a 1:1 CUSIP change.


Amplify Mobile Payments ETF (IPAY) performed a 1:1 CUSIP change.


Amplify BlueStar Israel Technology ETF (ITEQ) performed a 1:1 CUSIP change.


Amplify Global Cloud Technology ETF (IVES) performed a 1:1 CUSIP change.


Amplify Alternative Harvest ETF (MJ) performed a 1:1 CUSIP change.


Amplify U.S. Alternative Harvest ETF (MJUS) performed a 1:1 CUSIP change.


Amplify Junior Silver Miners ETF (SILJ) performed a 1:1 CUSIP change.


Aravive, Inc. (ARAV) is suspended and not currently trading.


Flutter Entmt Plc American Depositary Receipts (PDYPY) was suspended pending liquidation. Details are still pending.


WisdomTree International ESG Fund (RESD) was suspended pending liquidation. Details are still pending.


WisdomTree Emerging Markets ESG Fund (RESE) was suspended pending liquidation. Details are still pending.


WisdomTree U.S. ESG Fund (RESP) was suspended pending liquidation. Details are still pending.

January 26, 2024

TuanChe Limited American Depositary Shares (TC) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of TC for every 15 shares previously held. Fractional shares resulting from the split will be retained.


Orchard Therapeutics plc American Depositary Shares (ORTX) performed a cash and stock merger. Shareholders will receive $15.9000 and 10.0000 shares of ORTX^ for each share of ORTX previously held. Fractional shares resulting from the split will be retained.


Newcourt Acquisition Corp (NCAC) performed a ticker change to PBM, changed its corporate name to Psyence Biomedical Ltd., and performed a 1:1 CUSIP change.


Companhia De Transmissao Paulista Pfd American Depositary Shares (CTPTY) was delisted pending a stock liquidation. Details are still pending.


Companhia De Transmissao Paulista Pfd American Depositary Shares (CTPZY) was delisted pending a stock liquidation. Details are still pending.


EngageSmart, Inc. (ESMT) was delisted pending a stock liquidation. Details are still pending.


Magnum Opus Acquisition Limited (OPA) was delisted pending a stock liquidation. Details are still pending.


CYXTERA TECHNOLOGIES INC (CYXTQ) was declared worthless.


Groupon, Inc. Rights (GRPN^) expired worthless.

January 25, 2024

Inovio Pharmaceuticals, Inc. (INO) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of INO for every 12 shares previously held. Fractional shares resulting from the split will be retained,


Kaival Brands Innovations Group, Inc. (KAVL) performed a 1 for 21 Reverse Split. This means shareholders will now hold 1 share of KAVL for every 21 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Revelation Biosciences, Inc. (REVB) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of REVB for every 30 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


LIZHI INC. American Depositary Shares (LIZI) performed a ticker change to SOGP.


Mirati Therapeutics, Inc. (MRTX) performed a cash and stock merger. Shareholders will receive $58.0000 and 1.0000 share of MRTX^ of MRTX previously held.


Orchard Therapeutics plc American Depositary Shares (ORTX) was delisted pending acquisition. Details are still pending.

January 24, 2024

Inseego Corp. (INSG) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of INSG for every 10 shares of INSG previously held. Fractional shares resulting from the split will be retained.


United States Natural Gas Fund, LP Unit (UNG) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of UNG for every 4 shares of UNG previously held. Fractional shares resulting from the split will be retained.


Creatd Inc. (VOCL) performed a 1 for 500 Reverse Split, and changed its ticker to VOCLD. This means shareholders will now hold 1 share(s) of VOCLD for every 500 shares of VOCL previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


WisdomTree Global SmallCap Dividend Fund (GSD) performed a ticker change to GSDI. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


CORE SCIENTIFIC INC COM (CORZQ) performed a stock merger. Shareholders will receive 0.1 shares of CORZ, 0.253244 shares of CORZW, 0.211037 shares of CORZZ, and 1 share of CORZ^ for each share of CORZQ previously held. Fractional shares resulting from the split will be retained.


Mirati Therapeutics, Inc. (MRTX) was delisted pending acquisition. Details are still pending.

January 23, 2024

Datasea Inc. (DTSS) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of DTSS for every 15 shares of DTSS previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


SPIRIT REALTY CAPITAL, INC. (SRC) performed a stock merger. Shareholders will receive 0.7620 new shares of O for each old share of SRC previously held. Fractional shares will be retained.

January 22, 2024

Evaxion Biotech A/S (EVAX) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of EVAX for every 10 shares of EVAX previously held. Fractional shares resulting from the split will be retained.


Nuvve Holding Corp. (NVVE) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of NVVE for every 40 shares of NVVE previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Processa Pharmaceuticals, Inc. (PCSA) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of PCSA for every 20 shares of PCSA previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Reborn Coffee, Inc. (REBN) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of REBN for every 8 shares of REBN previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


CornerCap Fundametrics Large-Cap ETF (FUNL) performed a 1:1 CUSIP change.


Goldman Sachs ActiveBeta Paris-Aligned Climate U.S. Large Cap Equity ETF (GPAL) was liquidated. This means that shares were removed and shareholders will receive $39.5102 per share in cash.

January 19, 2024

China Liberal Education Holdings Limited (CLEU) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of CLEU for every 15 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


CN Energy Group Inc. (CNEY) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of CNEY for every 30 shares of CNEY previously held. Fractional shares resulting from the split will be retained.


The NFT Gaming Company, Inc. (NFTG) performed a ticker change to GXAI, and changed its corporate name to Gaxos.ai Inc.


SALEM MEDIA GROUP INC (SALM) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Aurora Technology Acquisition Corp. (ATAK) is suspended and not currently trading.

January 18, 2024

Panbela Therapeutics, Inc. (PBLA) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of PBLA for every 20 shares of PBLA previously held. Fractional shares resulting from the split will be retained.


Bluegreen Vacations Holding Corporation (BVH) performed a cash merger. This means that shares were removed and shareholders will receive $75.0000 per share in cash.


Pennsylvania Real Estate Investment Trust Shares of Beneficial Interest (PRET) performed a ticker change to PRETQ.

January 17, 2024

Ault Alliance, Inc. (AULT) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of AULT for every 25 shares of AULT previously held. Fractional shares resulting from the split will be retained.


Lazydays Holdings, Inc. (LAZY) performed a ticker change to GORV.


ELECTRIQ PWR HLDGS INC COM (ELIQ) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


BORAL LTD NEW ADR - Sponsored (Australia) (BOALY) was delisted pending a stock liquidation. Details are still pending.


Bluegreen Vacations Holding Corporation (BVH) was delisted pending acquisition. Details are still pending.

January 16, 2024

TransCode Therapeutics, Inc. (RNAZ) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of RNAZ for every 40 shares of RNAZ previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Unrivaled Brands, Inc. (UNRV) performed a 1 for 100 Reverse Split, and changed its ticker to UNRVD. This means shareholders will now hold 1 share of UNRVD for every 100 shares of UNRV previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Uxin Limited ADS (UXIN) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of UXIN for every 10 shares of UXIN previously held. Fractional shares resulting from the split will be retained.


Safeguard Scientifics, Inc. (SFE) performed a stock merger. Shareholders will receive 1.0000 new share of SFE for each old share of SFE previously held. Fractional shares will be retained.


Pono Capital Three, Inc. (PTHR) performed a ticker change to HOVR, changed its corporate name to New Horizon Aircraft Ltd., and performed a 1:1 CUSIP change.


Constellation Acquisition Corp I (CSTA) performed a ticker change to CSTAF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


CYXTERA TECHNOLOGIES INC (CYXTQ) was delisted pending a stock liquidation. Details are still pending.


Goldman Sachs ActiveBeta Paris-Aligned Climate U.S. Large Cap Equity ETF (GPAL) was delisted pending a stock liquidation. Details are still pending.


DIRTT ENVIRONMENTAL SOLUTIONS LTD COM (Canada) Right (DRTTF^) rights expired worthless.


Docebo Inc. Tender Offer Dividend Contra (DCBODIV) was declared worthless. 

January 12, 2024

eFFECTOR Therapeutics, Inc. (EFTR) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of EFTR for every 25 shares of EFTR previously held. Fractional shares resulting from the split will be retained.


Kyocera Corp American Depositary Receipts - Sponsored (Japan) (KYOCY) performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of KYOCY for every 1 share previously held. Fractional shares will be retained.


Pono Capital Three, Inc. (PTHR) performed a 1:1 CUSIP change.


Sterling Capital Diverse Multi-Manager Active ETF (DEIF) was liquidated. This means that shares were removed and shareholders will receive $24.8526 per share in cash.

January 11, 2024

V-Shares US Leadership Diversity ETF (VDNI) was liquidated. This means that shares were removed and shareholders will receive $26.07432 per share in cash.


V-Shares MSCI World ESG Materiality and Carbon Transition ETF (VMAT) was liquidated. This means that shares were removed and shareholders will receive $28.48511 per share in cash.

January 10, 2024

Bit Brother Limited (BETS) performed a 1 for 1000 Reverse Split. This means shareholders will now hold 1 share of BETS for every 1000 shares of BETS previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Mesoblast Limited (MESO) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of MESO for every 2 shares of MESO previously held. Fractional shares resulting from the split will be retained.


OMV-AG ADR NEW - Sponsored (Austria) (OMVKY) performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of OMVKY for every 1 share previously held. Fractional shares will be retained.


AcelRx Pharmaceuticals, Inc. (ACRX) performed a ticker change to TLPH, and changed its corporate name to Talphera, Inc.


Tremor International Ltd. (TRMR) performed a ticker change to NEXN.


Green Plains Partners LP (GPP) performed a cash and stock merger. Shareholders will receive $2.5000 and 0.4050 shares of GPRE for each share of GPP previously held. Fractional shares will be rounded up to the nearest share.


Innovator Double Stacker 9 Buffer ETF - January (DBJA) was liquidated. This means that shares were removed and shareholders will receive $29.4833 per share in cash.


Innovator Double Stacker ETF - January (DSJA) was liquidated. This means that shares were removed and shareholders will receive $29.8509 per share in cash.


Innovator Triple Stacker ETF - January (TSJA) was liquidated. This means that shares were removed and shareholders will receive $29.0875 per share in cash.


SPDR S&P Internet ETF (XWEB) was liquidated. This means that shares were removed and shareholders will receive $88.0769 per share in cash.


V-Shares US Leadership Diversity ETF (VDNI) was delisted pending a stock liquidation. Details are still pending.


V-Shares MSCI World ESG Materiality and Carbon Transition ETF (VMAT) was delisted pending a stock liquidation. Details are still pending.


GRIID INFRASTRUCTURE INC COM (GRDI) performed a ticker change to GRIF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.

January 9, 2024

Titan Pharmaceuticals, Inc. (TTNP) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of TTNP for every 20 shares of TTNP previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


VENATOR MATLS PLC ORD USD0.001 (United Kingdom) (VNTRF) performed a 1 for 137523 Reverse Split. This means shareholders will now hold 1 shares of VNTRF for every 137523 share of VNTRF previously held. Fractional shares resulting from the split will be paid as cash in lieu.


ATHERSYS INC NEW COM NEW (ATHX) performed a ticker change to ATHXQ.


AUDACY INC (AUDA) performed a ticker change to AUDAQ.


LumiraDx Limited (LMDX) performed a ticker change to LMDXF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Alset Capital Acquisition Corp. (ACAX) performed a stock merger. Shareholders will receive 1.0000 new share of HWH for each old share of ACAX previously held. Fractional shares will be retained.


Cabana Target Leading Sector Aggressive ETF (CLSA) performed a stock merger. Shareholders will receive 0.9584 new shares of CLSM for each old share of CLSA previously held. Fractional shares will be retained.


Cabana Target Leading Sector Conservative ETF (CLSC) performed a stock merger. Shareholders will receive 0.9522 new shares of CLSM for each old share of CLSC previously held. Fractional shares will be retained.


Startek Inc. (SRT) performed a cash merger. This means that shares were removed and shareholders will receive $4.3000 per share in cash.


Cabana Target Drawdown 13 ETF (TDSD) performed a stock merger. Shareholders will receive 0.9808 new shares of TDSC for each old share of TDSD previously held. Fractional shares will be retained.


Cabana Target Drawdown 16 ETF (TDSE) performed a stock merger. Shareholders will receive 0.9867 new shares of TDSC for each old share of TDSE previously held. Fractional shares will be retained.

January 8, 2024

1847 Holdings LLC (EFSH) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of EFSH for every 4 shares of EFSH previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Eiger BioPharmaceuticals, Inc. (EIGR) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of EIGR for every 30 shares of EIGR previously held. Fractional shares resulting from the split will be retained.


Oncternal Therapeutics, Inc. (ONCT) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of ONCT for every 20 shares of ONCT previously held. Fractional shares resulting from the split will be retained.


STEEL PARTNERS HOLDINGS L.P. (SPLP) performed a ticker change to SPLPZZZ, changed its corporate name to STEEL PARTNERS HOLDINGS L.P. Contra CUSIP, and performed a 1:1 CUSIP change.


Chicos FAS, Inc. (CHS) performed a cash merger. This means that shares were removed and shareholders will receive $7.6000 per share in cash.


CELYAD ONCOLOGY SA (CYADY) was liquidated. This means that shares were removed and shareholders will receive $0.4812 per share in cash.


SomaLogic, Inc. (SLGC) performed a stock merger. Shareholders will receive 1.1100 new shares of LAB for each old share of SLGC previously held. Fractional shares will be retained.


Cabana Target Leading Sector Aggressive ETF (CLSA) was delisted pending a stock liquidation. Details are still pending.


Cabana Target Leading Sector Conservative ETF (CLSC) was delisted pending a stock liquidation. Details are still pending.


Cabana Target Drawdown 13 ETF (TDSD) was delisted pending a stock liquidation. Details are still pending.


Cabana Target Drawdown 16 ETF (TDSE) was delisted pending a stock liquidation. Details are still pending.

January 5, 2024

DSS, Inc. (DSS) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of DSS for every 20 shares of DSS previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


SAB Biotherapeutics, Inc. (SABS) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of SABS for every 10 shares of SABS previously held. Fractional shares resulting from the split will be retained.


MICRON SOLUTIONS INC DEL (MICR) performed a ticker change to MICRZZZ, changed its corporate name to MICRON SOLUTIONS INC DEL Contra, and performed a 1:1 CUSIP change.


Humanigen, Inc. (HGEN) performed a ticker change to HGENQ.


Hallmark Financial Services, Inc. (HALL) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Nemaura Medical, Inc. (NMRD) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Chicos FAS, Inc. (CHS) was delisted pending a stock liquidation. Details are still pending.


Startek Inc. (SRT) was delisted pending acquisition. Details are still pending.

January 4, 2024

Aclarion, Inc. (ACON) performed a 1 for 16 Reverse Split. This means shareholders will now hold 1 share of ACON for every 16 shares of ACON previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Jasper Therapeutics, Inc. (JSPR) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of JSPR for every 10 shares of JSPR previously held. Fractional shares resulting from the split will be retained.


Livent Corporation (LTHM) performed a stock merger. Shareholders will receive 2.4060 new shares of ALTM for each old share of LTHM previously held. Fractional shares will be retained.


AppHarvest, Inc. (APPHQ) was declared worthless. 


Sterling Capital Diverse Multi-Manager Active ETF (DEIF) was delisted pending a stock liquidation. Details are still pending.

January 3, 2024

Lixiang Education Holding Co., Ltd. (LXEH) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of LXEH for every 2 shares of LXEH previously held. Fractional shares resulting from the split will be retained.


Peraso Inc. (PRSO) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of PRSO for every 40 shares of PRSO previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Tenax Therapeutics, Inc. (TENX) performed a 1 for 80 Reverse Split. This means shareholders will now hold 1 share of TENX for every 80 shares of TENX previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Adit EdTech Acquisition Corp (ADEX) performed a ticker change to GRDI, changed its corporate name to GRIID Infrastructure Inc., and performed a 1:1 CUSIP change.


Hashdex Bitcoin Futures ETF (DEFI) performed a 1:1 CUSIP change.


Flex Ltd. (FLEX) performed a spinoff of NXT. For every 1 share of FLEX held, shareholders will receive 0.1742 shares of NXT. Fractional shares from the spinoff will be retained.


Innovator Double Stacker 9 Buffer ETF - January (DBJA) was delisted pending a stock liquidation. Details are still pending.


Disruptive Acquisition Corporation I (DISA) was delisted pending a stock liquidation. Details are still pending.


Innovator Double Stacker ETF - January (DSJA) was delisted pending a stock liquidation. Details are still pending.


Innovator Triple Stacker ETF - January (TSJA) was delisted pending a stock liquidation. Details are still pending.


SPDR S&P Internet ETF (XWEB) was delisted pending a stock liquidation. Details are still pending.


CI Financial Income Fund Dividend Contra (CIXXFDIV) was declared worthless. 

January 2, 2024

Pasithea Therapeutics Corp. (KTTA) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of KTTA for every 20 shares of KTTA previously held. Fractional shares resulting from the split will be retained.


ToughBuilt Industries, Inc. (TBLT) performed a 1 for 65 Reverse Split. This means shareholders will now hold 1 share of TBLT for every 65 shares of TBLT previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


FREYR Battery Inc. (FREY) performed a 1:1 CUSIP change.


Lazard Ltd. (LAZ) changed its corporate name to Lazard Inc., and performed a 1:1 CUSIP change.


Banyan Acquisition Corporation (BYN) performed a ticker change to PNST, and changed its corporate name to Pinstripes Holdings, Inc.


Dividend and Income Fund (DNIF) performed a ticker change to BXSY, and changed its corporate name to Bexil Investment Trust .


Templeton Global Income Fund (Delaware) (GIM) performed a ticker change to SABA, and changed its corporate name to Saba Capital Income.


NexPoint Diversified Real Estate Trust (NXDT) distributed a stock dividend of 0.0132 per share. Shareholders received 0.0132 additional shares for every share previously held. Fractional shares will be retained.


Applied Molecular Transport Inc. (AMTI) performed a stock merger. Shareholders will receive 0.1331 new shares of CYTH for each old share of AMTI previously held. Fractional shares will be rounded up to the nearest share.


DISH Network Corporation (DISH) performed a stock merger. Shareholders will receive 0.3509 new shares of SATS for each old share of DISH previously held. Fractional shares will be retained.


Eneti Inc. (NETI) performed a cash merger. This means that shares were removed and shareholders will receive $11.3676 per share in cash.


RPT Realty (RPT) performed a stock merger. Shareholders will receive 0.6049 new shares of KIM for each old share of RPT previously held. Fractional shares will be retained.


Aptinyx Inc. (APTX) was delisted pending a stock liquidation. Details are still pending.


Axcella Health Inc. (AXLA) was delisted pending a stock liquidation. Details are still pending.


Rubius Therapeutics, Inc. (RUBY) was delisted pending acquisition. Details are still pending.


Vyant Bio, Inc. (VYNT) was delisted pending a stock liquidation. Details are still pending.


Herzfeld Caribbean Basin Fund, Inc. Non-transferable Rights (CUBA^) rights expired worthless.


Imperial Oil Limited Voluntary Offer Dividend Payment Contra (IMOZZZ) was declared worthless. 


ONCORUS INC (ONCR) was declared worthless. 

December 29, 2023

Avalo Therapeutics, Inc. (AVTX) performed a 1 for 240 Reverse Split. This means shareholders will now hold 1 share of AVTX for every 240 shares of AVTX previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Versus Systems Inc. (VS) performed a 1 for 16 Reverse Split. This means shareholders will now hold 1 share of VS for every 16 shares of VS previously held. Fractional shares resulting from the split will be retained.


MINERVA SURGICAL INC COM NEW (UTRS) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Innovative International Acquisition Corp. (IOAC) performed a ticker change to ZCAR, changed its corporate name to Zoomcar Holdings Inc., and performed a 1:1 CUSIP change.


Companhia Paranaense de Energia - COPEL (ELP) performed a spinoff of ELPC. For every 1 share of ELP held, shareholders will receive 0.2500 shares of ELPC. Fractional shares from the spinoff will be retained.


Hammerhead Energy Inc. (HHRS) performed a cash and stock merger. Shareholders will receive $11.7524 and 0.5340 shares of CPG for each share of HHRS previously held. Fractional shares will be retained.


Armor US Equity Index ETF (ARMR) was liquidated. This means that shares were removed and shareholders will receive $20.5293 per share in cash.


Accretion Acquisition Corp. (ENER) was liquidated. This means that shares were removed and shareholders will receive $10.5785 per share in cash.


HUANENG PWR INTL INC (HNPIY) was liquidated. This means that shares were removed and shareholders will receive $17.2888 per share in cash.


Corbett Road Tactical Opportunity ETF (OPPX) was liquidated. This means that shares were removed and shareholders will receive $22.3283 per share in cash.


Eneti Inc. (NETI) was delisted pending acquisition. Details are still pending.


NXG Cushing Midstream Energy Fund Rights (SRV^) rights expired worthless.


Weatherford International PLC Warrants (WFTUF) warrants have expired worthless.

December 28, 2023

EG Acquisition Corp. (EGGF) performed a ticker change to FLYX, changed its corporate name to flyExclusive, Inc., and performed a 1:1 CUSIP change.


Ebix, Inc. (EBIX) performed a ticker change to EBIXQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


HHGREGG Inc (HGGGQ) performed a ticker change to HGGG.


POINT Biopharma Global Inc. (PNT) performed a cash merger. This means that shares were removed and shareholders will receive $12.5000 per share in cash.


Fusion Acquisition Corp. II (FSNB) was liquidated. This means that shares were removed and shareholders will receive $10.6797 per share in cash.


OPY Acquisition Corp. I (OHAA) was liquidated. This means that shares were removed and shareholders will receive $10.5203 per share in cash.


Merk Stagflation ETF (STGF) was liquidated. This means that shares were removed and shareholders will receive $22.69 per share in cash.


Capital Product Partners L.P. Rights (CPLP^) rights expired worthless.


Applied Molecular Transport Inc. (AMTI) was delisted pending a stock liquidation. Details are still pending.


Armor US Equity Index ETF (ARMR) was delisted pending a stock liquidation. Details are still pending.


Corbett Road Tactical Opportunity ETF (OPPX) was delisted pending a stock liquidation. Details are still pending.

December 27, 2023

AEye, Inc. (LIDR) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of LIDR for every 30 shares of LIDR previously held. Fractional shares resulting from the split will be retained.


Nxu, Inc. (NXU) performed a 1 for 150 Reverse Split. This means shareholders will now hold 1 share of NXU for every 150 shares of NXU previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


PARTS iD, Inc. (ID) performed a ticker change to IDICQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Jupiter Acquisition Corporation (JAQC) was liquidated. This means that shares were removed and shareholders will receive $10.3418 per share in cash.


LiveVox Holdings, Inc. (LVOX) performed a cash merger. This means that shares were removed and shareholders will receive $3.7400 per share in cash.


Accretion Acquisition Corp. (ENER) was delisted pending a stock liquidation. Details are still pending.


Merk Stagflation ETF (STGF) was delisted pending a stock liquidation. Details are still pending.

December 26, 2023

Brilliant Acquisition Corporation (BRLI) performed a stock merger. Shareholders will receive 1.4000 new shares of NUKK for each old share of BRLI previously held. Fractional shares will be retained.


Clean Earth Acquisitions Corp. (CLIN) performed a ticker change to ALCE, changed its corporate name to Alternus Clean Energy, Inc., and performed a 1:1 CUSIP change.


Neovasc Inc. (NVCN) performed a cash merger. This means that shares were removed and shareholders will receive $17.4375 per share in cash. Shareholders will also receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.


LiveVox Holdings, Inc. (LVOX) was delisted pending acquisition. Details are still pending.

December 22, 2023

Esports Entertainment Group Inc. (GMBL) performed a 1 for 400 Reverse Split. This means shareholders will now hold 1 share of GMBL for every 400 shares of GMBL previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Blue Water Biotech, Inc. (BWV) performed a ticker change to ONCO, and changed its corporate name to Onconetix, Inc.


Nogin, Inc. (NOGN) performed a ticker change to NOGNQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


BYTE Acquisition Corp. (BYTS) performed a ticker change to AISP, changed its corporate name to Airship AI Holdings, Inc., and performed a 1:1 CUSIP change.


Chavant Capital Acquisition Corp. (CLAY) performed a ticker change to MOBX, changed its corporate name to Mobix Labs, Inc., and performed a 1:1 CUSIP change.


Dune Acquisition Corporatio (DUNE) performed a ticker change to HGAS, changed its corporate name to Global Gas Corporation, and performed a 1:1 CUSIP change.


Prospector Capital Corp. (PRSR) performed a ticker change to LDTC, changed its corporate name to LeddarTech Holdings Inc., and performed a 1:1 CUSIP change.


Midwest Holding Inc. (MDWT) performed a cash merger. This means that shares were removed and shareholders will receive $27.0000 per share in cash.


Patriot Transportation Holding, Inc. (PATI) performed a cash merger. This means that shares were removed and shareholders will receive $16.2600 per share in cash.


P & F Industries, Inc. (PFIN) performed a cash merger. This means that shares were removed and shareholders will receive $13.0000 per share in cash.


Chindata Group Holdings Limited (CD) was liquidated. This means that shares were removed and shareholders will receive $8.5500 per share in cash.


J.P. Morgan Exchange-Traded Fund Trust JPMorgan Sustainable Consumption ETF (CIRC) was liquidated. This means that shares were removed and shareholders will receive $51.9298 per share in cash.


iShares iBonds Dec 2023 Term Corporate ETF (IBDO) was liquidated. This means that shares were removed and shareholders will receive $25.3323 per share in cash.


iShares iBonds 2023 Term High Yield and Income ETF (IBHC) was liquidated. This means that shares were removed and shareholders will receive $23.6464 per share in cash.


iShares Trust iShares iBonds Dec 2023 Term Treasury ETF (IBTD) was liquidated. This means that shares were removed and shareholders will receive $24.7635 per share in cash.


J.P. Morgan Exchange-Traded Fund Trust JPMorgan Social Advancement ETF (UPWD) was liquidated. This means that shares were removed and shareholders will receive $57.0111 per share in cash.


Hammerhead Energy Inc. (HHRS) was delisted pending acquisition. Details are still pending.

December 21, 2023

BIO-key International, Inc. (BKYI) performed a 1 for 18 Reverse Split. This means shareholders will now hold 1 share of BKYI for every 18 shares of BKYI previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Mullen Automotive, Inc. (MULN) performed a 1 for 100 Reverse Split. This means shareholders will now hold 1 share of MULN for every 100 shares of MULN previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


NeuroBo Pharmaceuticals, Inc. (NRBO) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of NRBO for every 8 shares of NRBO previously held. Fractional shares resulting from the split will be retained.


BIRD GLOBAL INC (BRDS) performed a ticker change to BRDSQ.


Harbor Custom Development, Inc. (HCDI) performed a ticker change to HCDIQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


IMPEL PHARMACEUTICALS INC (IMPL) performed a ticker change to IMPLQ.


Black Mountain Acquisition Corp. (BMAC) was liquidated. This means that shares were removed and shareholders will receive $10.7791 per share in cash.


Thunder Bridge Capital Partners III Inc. (TBCP) was liquidated. This means that shares were removed and shareholders will receive $10.1963 per share in cash.


P & F Industries, Inc. (PFIN) was delisted pending a stock liquidation. Details are still pending.

December 20, 2023

Bone Biologics Corp (BBLG) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of BBLG for every 8 shares of BBLG previously held. Fractional shares resulting from the split will be retained.


Canopy Growth Corporation (CGC) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of CGC for every 10 shares of CGC previously held. Fractional shares resulting from the split will be retained.


comScore, Inc. (SCOR) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of SCOR for every 20 shares of SCOR previously held. Fractional shares resulting from the split will be retained.


Sidus Space, Inc. (SIDU) performed a 1 for 100 Reverse Split. This means shareholders will now hold 1 share of SIDU for every 100 shares of SIDU previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Meiwu Technology Company Limited (WNW) performed a 1 for 35 Reverse Split. This means shareholders will now hold 1 share of WNW for every 35 shares of WNW previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


CUENTAS INC COM PAR $ (CUEN) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Farfetch Limited (FTCH) performed a ticker change to FTCHF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


MICROMOBILITY.COM INC (MCOM) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


SportsMap Tech Acquisition Corp. (SMAP) performed a ticker change to MSAI, changed its corporate name to Infrared Cameras Holdings, Inc., and performed a 1:1 CUSIP change.


VectivBio Holding AG (VECT) performed a cash merger. This means that shares were removed and shareholders will receive $17.0000 per share in cash.


Invesco High Income 2023 Escrow (IHIT^) rights expired worthless.

December 19, 2023

TFF Pharmaceuticals, Inc. (TFFP) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of TFFP for every 25 shares of TFFP previously held. Fractional shares resulting from the split will be retained.


FRESH TRACKS THERAPEUTICS INC (FRTX) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Near Intelligence, Inc. (NIR) performed a ticker change to NIRLQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Virtus Stone Harbor Emerging Markets Total Income Fund (EDI) performed a stock merger. Shareholders will receive 1.1537 new shares of EDF for each old share of EDI previously held. Fractional shares will be retained.


Nabors Energy Transition Corp. (NETC) performed a ticker change to VSTE, changed its corporate name to Vast Solar Pty Ltd, and performed a 1:1 CUSIP change.


Neoleukin Therapeutics, Inc. (NLTX) performed a stock merger. Shareholders will receive 0.25 shares of NGNE for each share of NLTX previously held. Additionally, shareholders will receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.


PCTEL, Inc. (PCTI) performed a cash merger. This means that shares were removed and shareholders will receive $7.0000 per share in cash.


Acropolis Infrastructure Acquisition Corp. (ACRO) was liquidated. Shareholders will receive $10.4931 cash per each share of ACRO previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


Invesco BulletShares 2023 Corporate Bond ETF (BSCN) was liquidated. This means that shares were removed and shareholders will receive $21.1973 per share in cash.


Invesco BulletShares 2023 High Yield Corporate Bond ETF (BSJN) was liquidated. This means that shares were removed and shareholders will receive $23.5032 per share in cash.


Invesco Exchange-Traded Self-Indexed Fund Trust Invesco BulletShares 2023 Municipal Bond ETF (BSMN) was liquidated. This means that shares were removed and shareholders will receive $25.1116 per share in cash.


IndexIQ ETF Trust IQ U.S. Large Cap ETF (CLRG) was liquidated. This means that shares were removed and shareholders will receive $34.68203 per share in cash.


CPI Inflation Hedged ETF (CPI) was liquidated. This means that shares were removed and shareholders will receive $25.5859 per share in cash.


Gardiner Healthcare Acquisitions Corp. (GDNR) was liquidated. This means that shares were removed and shareholders will receive $10.9196 per share in cash.


IQ ARB Global Resources (GRES) was liquidated. This means that shares were removed and shareholders will receive $32.76877 per share in cash.


IQ MacKay Multi-Sector Income ETF (MMSB) was liquidated. This means that shares were removed and shareholders will receive $23.35153 per share in cash.


IndexIQ ETF Trust IQ U.S. Mid Cap R&D Leaders ETF (MRND) was liquidated. This means that shares were removed and shareholders will receive $23.56546 per share in cash.


Chindata Group Holdings Limited (CD) was delisted pending acquisition. Details are still pending.

December 18, 2023

Cyclacel Pharmaceuticals, Inc. (CYCC) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of CYCC for every 15 shares of CYCC previously held. Fractional shares resulting from the split will be retained.


First Wave BioPharma, Inc. (FWBI) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of FWBI for every 20 shares of FWBI previously held. Fractional shares resulting from the split will be retained.


Virax Biolabs Group Limited (VRAX) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of VRAX for every 10 shares of VRAX previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


17 Education & Technology Group Inc. (YQ) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of YQ for every 5 shares of YQ previously held. Fractional shares resulting from the split will be retained.


iShares U.S. Digital Infrastructure and Real Estate ETF (IGN) performed a ticker change to IDGT.


IMPEL PHARMACEUTICALS INC (IMPL) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Troika Media Group, Inc. (TRKA) performed a ticker change to TRKAQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Computer Task Group, Inc. (CTG) performed a cash merger. This means that shares were removed and shareholders will receive $10.5000 per share in cash.


The Energy & Minerals Group EV, Solar & Battery Materials (Lithium, Nickel, Copper, Cobalt) Futures Strategy ETF (CHRG) was liquidated. This means that shares were removed and shareholders will receive $15.9651 per share in cash.


Khosla Ventures Acquisition Co. (KVSA) was liquidated. This means that shares were removed and shareholders will receive $10.7568 per share in cash.


Invesco BulletShares 2023 Corporate Bond ETF (BSCN) was delisted pending a stock liquidation. Details are still pending.


Invesco BulletShares 2023 High Yield Corporate Bond ETF (BSJN) was delisted pending a stock liquidation. Details are still pending.


Invesco Exchange-Traded Self-Indexed Fund Trust Invesco BulletShares 2023 Municipal Bond ETF (BSMN) was delisted pending a stock liquidation. Details are still pending.


J.P. Morgan Exchange-Traded Fund Trust JPMorgan Sustainable Consumption ETF (CIRC) was delisted pending a stock liquidation. Details are still pending.


Virtus Stone Harbor Emerging Markets Total Income Fund (EDI) was delisted pending acquisition. Details are still pending.


Gardiner Healthcare Acquisitions Corp. (GDNR) was delisted pending a stock liquidation. Details are still pending.


iShares iBonds Dec 2023 Term Corporate ETF (IBDO) was delisted pending a stock liquidation. Details are still pending.


iShares iBonds 2023 Term High Yield and Income ETF (IBHC) was delisted pending a stock liquidation. Details are still pending.


iShares Trust iShares iBonds Dec 2023 Term Treasury ETF (IBTD) was delisted pending a stock liquidation. Details are still pending.


PCTEL, Inc. (PCTI) was delisted pending acquisition. Details are still pending.


J.P. Morgan Exchange-Traded Fund Trust JPMorgan Social Advancement ETF (UPWD) was delisted pending acquisition. Details are still pending.

December 15, 2023

Hub Cyber Security Ltd. (HUBC) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of HUBC for every 10 shares of HUBC previously held. Fractional shares resulting from the split will be retained.


Lufax Holding Ltd. (LU) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of LU for every 4 shares of LU previously held. Fractional shares resulting from the split will be retained.


TC BioPharm (Holdings) plc (TCBP) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of TCBP for every 20 shares of TCBP previously held. Fractional shares resulting from the split will be retained.


Arlington Asset Investment Corp. (AAIC) performed a cash and stock merger. Shareholders will receive $0.0900 and 0.3619 shares of EFC for each share of AAIC previously held. Fractional shares will be retained.


7GC & Co. Holdings Inc. (VII) performed a ticker change to BNZI, changed its corporate name to Banzai International, Inc., and performed a 1:1 CUSIP change.


CITIZENS HLDG CO MISS (CIZN) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


SMART FOR LIFE INC (SMFL) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


VAPOTHERM INC (VAPO) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Listed Funds Trust Roundhill BIG Bank ETF (BIGB) was liquidated. This means that shares were removed and shareholders will receive $28.9403 per share in cash.


Roundhill IO Digital Infrastructure ETF (BYTE) was liquidated. This means that shares were removed and shareholders will receive $9.5037 per share in cash.


Roundhill MEME ETF (MEME) was liquidated. This means that shares were removed and shareholders will receive $38.4892 per share in cash.


Black Mountain Acquisition Corp. (BMAC) was delisted pending a stock liquidation. Details are still pending.


The Energy & Minerals Group EV, Solar & Battery Materials (Lithium, Nickel, Copper, Cobalt) Futures Strategy ETF (CHRG) was delisted pending a stock liquidation. Details are still pending.


SUNLIGHT FINL HLDGS INC CL A NEW (SUNLQ) was delisted pending a stock liquidation. Details are still pending.

December 14, 2023

Ainos, Inc. (AIMD) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of AIMD for every 5 shares of AIMD previously held. Fractional shares resulting from the split will be retained.


Genetic Technologies Ltd ADS (GENE) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of GENE for every 5 shares of GENE previously held. Fractional shares resulting from the split will be retained.


Surrozen, Inc. (SRZN) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of SRZN for every 15 shares of SRZN previously held. Fractional shares resulting from the split will be retained.


TEMPO AUTOMATION HLDGS INC (TMPO) performed a ticker change to TMPOQ.


Miromatrix Medical Inc. (MIRO) performed a cash merger. This means that shares were removed and shareholders will receive $3.2500 per share in cash. Shareholders will also receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.


Navios Maritime Holdings Inc. (NM) performed a cash merger. This means that shares were removed and shareholders will receive $2.2800 per share in cash.


Seagen Inc. (SGEN) performed a cash merger. This means that shares were removed and shareholders will receive $229.0000 per share in cash.


InterPrivate III Financial Partners Inc. (IPVF) was liquidated. This means that shares were removed and shareholders will receive $10.7555 per share in cash. Shareholders will also receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.


M3-Brigade Acquisition II Corp. (MBAC) was liquidated. This means that shares were removed and shareholders will receive $10.5846 per share in cash.


Arlington Asset Investment Corp. (AAIC) was delisted pending acquisition. Details are still pending.


Listed Funds Trust Roundhill BIG Bank ETF (BIGB) was delisted pending a stock liquidation. Details are still pending.


Computer Task Group, Inc. (CTG) was delisted pending a stock liquidation. Details are still pending.


NXG Cushing Midstream Energy Fund Rights (SRV^) expired worthless. 


Weatherford International PLC Warrants (WFTUF) expired worthless. 


ALLENA PHARMACEUTICALS (ALNAQ) was declared worthless.

December 13, 2023

Altamira Therapeutics Ltd. (CYTO) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of CYTO for every 20 shares of CYTO previously held. Fractional shares resulting from the split will be retained.


EF Hutton Acquisition Corporation I (EFHT) performed a ticker change to ECDA, changed its corporate name to ECD Automotive Design, Inc., and performed a 1:1 CUSIP change.


Gravitas Education Holdings, Inc. (GEHI) performed a ticker change to MYND, changed its corporate name to Mynd.ai, Inc., and performed a 1:1 CUSIP change.


Forest Road Acquisition Corp. II (FRXB) was liquidated. This means that shares were removed and shareholders will receive $10.4096 per share in cash.


Roundhill IO Digital Infrastructure ETF (BYTE) was delisted pending a stock liquidation. Details are still pending.


IndexIQ ETF Trust IQ U.S. Large Cap ETF (CLRG) was delisted pending a stock liquidation. Details are still pending.


CPI Inflation Hedged ETF (CPI) was delisted pending a stock liquidation. Details are still pending.


IQ ARB Global Resources (GRES) was delisted pending a stock liquidation. Details are still pending.


Roundhill MEME ETF (MEME) was delisted pending a stock liquidation. Details are still pending.


IQ MacKay Multi-Sector Income ETF (MMSB) was delisted pending a stock liquidation. Details are still pending.


IndexIQ ETF Trust IQ U.S. Mid Cap R&D Leaders ETF (MRND) was delisted pending a stock liquidation. Details are still pending.


QUANERGY SYS INC CL A NEW (QNGYQ) was declared worthless. 

December 12, 2023

Applied UV, Inc. (AUVI) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of AUVI for every 25 shares of AUVI previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


EVELO BIOSCIENCES INC (EVLO) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


UpHealth, Inc. (UPH) performed a ticker change to UPHL. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Beard Energy Transition Acquisition Corp. (BRD) was liquidated. This means that shares were removed and shareholders will receive $10.7309 per share in cash.


BSQUARE Corporation (BSQR) performed a cash merger. This means that shares were removed and shareholders will receive $1.9000 per share in cash.


Kelly Hotel & Lodging Sector ETF (HOTL) was liquidated. This means that shares were removed and shareholders will receive $14.6395 per share in cash.


Kelly Residential & Apartment Real Estate ETF (RESI) was liquidated. This means that shares were removed and shareholders will receive $9.7321 per share in cash.


Strategic Trust Kelly CRISPR & Gene Editing Technology ETF (XDNA) was liquidated. This means that shares were removed and shareholders will receive $7.3846 per share in cash.


Khosla Ventures Acquisition Co. (KVSA) was delisted pending a stock liquidation. Details are still pending.


Software AG Sponsored ADR (Germany Federal Republic) (STWRY) was delisted pending a stock liquidation. Details are still pending.


ShoulderUp Technology Acquisition Corp. (SUAC) was delisted pending a stock liquidation. Details are still pending.


Thunder Bridge Capital Partners III Inc. (TBCP) was delisted pending a stock liquidation. Details are still pending.


RumbleOn, Inc. Non Transferable Rights (RMBL^) expired worthless. 

December 11, 2023

Aurora Mobile Limited (JG) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of JG for every 20 shares of JG previously held. Fractional shares resulting from the split will be retained.


Synchronoss Technologies, Inc. (SNCR) performed a 1 for 9 Reverse Split. This means shareholders will now hold 1 share of SNCR for every 9 shares of SNCR previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Mobiv Acquisition Corp (MOBV) performed a stock merger. Shareholders will receive 4.5725 new shares of SVMH for each old share of MOBV previously held. Fractional shares will be retained.


InterPrivate III Financial Partners Inc. (IPVF) was delisted pending a stock liquidation. Details are still pending.


M3-Brigade Acquisition II Corp. (MBAC) was delisted pending a stock liquidation. Details are still pending.

December 8, 2023

Cenntro Electric Group Limited (CENN) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of CENN for every 10 shares of CENN previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Science 37 Holdings, Inc. (SNCE) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of SNCE for every 20 shares of SNCE previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Instil Bio, Inc. (TIL) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of TIL for every 20 shares of TIL previously held. Fractional shares resulting from the split will be retained.


CAPSTONE GREEN ENERGY CORP (CGRNQ) performed a 1:1 CUSIP change.


Arco Platform Limited (ARCE) performed a cash merger. This means that shares were removed and shareholders will receive $14.0000 per share in cash.


10X Capital Venture Acquisition Corp. II Unit (VCXAU) performed a stock merger. Shareholders will receive 1.39555843 new shares of AAGR for each old share of VCXAU previously held. Shareholders will receive 0.33 new shares of AAGRW for each old share of VCXAU previously held.


CF Acquisition Corp. IV (CFIV) was liquidated. This means that shares were removed and shareholders will receive $10.5758 per share in cash.


CRESCERA CAP ACQUISITION CORP (CREEF) was liquidated. This means that shares were removed and shareholders will receive $10.9626 per share in cash.


FinServ Acquisition Corp. II (FSRX) was liquidated. This means that shares were removed and shareholders will receive $10.3386 per share in cash.


iShares iBonds Dec 2023 Term Muni Bond ETF (IBML) was liquidated. This means that shares were removed and shareholders will receive $25.5526 per share in cash.


LIV Capital Acquisition Corp. II (LIVB) was liquidated. This means that shares were removed and shareholders will receive $10.9479 per share in cash.


Aenza S.A.A. (AENZ) was delisted pending a stock liquidation. Details are still pending.


BSQUARE Corporation (BSQR) was delisted pending acquisition. Details are still pending.


ORBITAL INFRASTRUCTURE GROUP INC (OIGBQ) was delisted pending a stock liquidation. Details are still pending.

December 7, 2023

FLJ Group Limited (FLJ) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of FLJ for every 40 shares of FLJ previously held. Fractional shares resulting from the split will be retained.


PAVmed Inc. (PAVM) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of PAVM for every 15 shares of PAVM previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Xos, Inc. (XOS) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of XOS for every 30 shares of XOS previously held. Fractional shares resulting from the split will be retained.


10X Capital Venture Acquisition Corp. II (VCXA) performed a stock merger. Shareholders will receive 1.3956 new shares of AAGR for each old share of VCXA previously held. Fractional shares will be rounded up to the nearest share.


10X Capital Venture Acquisition Corp. II Warrant (VCXAW) performed a ticker change to AAGRW, changed its corporate name to African Agriculture Holdings Inc Warrant, and performed a 1:1 CUSIP change.


Western Asset Mortgage Capital Corporation (WMC) performed a cash and stock merger. Shareholders will receive $0.9200 and 1.4980 shares of MITT for each share of WMC previously held. Fractional shares will be retained.


Seaport Global Acquisition II Corp. (SGII) was liquidated. This means that shares were removed and shareholders will receive $10.8350 per share in cash.


Mobiquity Technologies, Inc. (MOBQ) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


CRESCERA CAP ACQUISITION CORP (CREEF) was delisted pending a stock liquidation. Details are still pending.


Fat Projects Acquisition Corp (FATP) was delisted pending a stock liquidation. Details are still pending.


10X Capital Venture Acquisition Corp. II Unit (VCXAU) was delisted pending a stock liquidation. Details are still pending.

December 6, 2023

Cazoo Group Ltd (CZOO) performed a 1 for 100 Reverse Split. This means shareholders will now hold 1 share of CZOO for every 100 shares of CZOO previously held. Fractional shares resulting from the split will be retained.


CONTRAFECT CORP (CFRX) performed a ticker change to CFRXQ. The security was delisted to OTC.


Abcam plc American Depositary Shares (ABCM) performed a cash merger. This means that shares were removed and shareholders will receive $24.0000 per share in cash.


KnightSwan Acquisition Corporation (KNSW) was delisted pending a stock liquidation. Details are still pending.


Simplicity Esports & Gaming Co Warrant 11/20/2023 (WINRW) expired worthless.


Western Asset Mortgage Capital Corporation (WMC) was delisted pending acquisition. Details are still pending.


AppHarvest, Inc. (APPHQ) was delisted pending a stock liquidation. Details are still pending.


Youngevity International, Inc. (YGYI) was delisted pending a stock liquidation. Details are still pending.

December 5, 2023

ZyVersa Therapeutics, Inc. (ZVSA) performed a 1 for 35 Reverse Split. This means shareholders will now hold 1 share of ZVSA for every 35 shares of ZVSA previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Churchill Capital Corp VI (CCVI) was liquidated. This means that shares were removed and shareholders will receive $10.4840 per share in cash.


Healthwell Acquisition Corp. I (HWEL) was liquidated. This means that shares were removed and shareholders will receive $10.5107 per share in cash.


SONIC FDRY INC (SOFO) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Fat Projects Acquisition Corp (FATP) is suspended and not currently trading.

December 4, 2023

Brenmiller Energy Ltd (BNRG) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of BNRG for every 10 shares of BNRG previously held. Fractional shares resulting from the split will be retained.


Direxion Daily S&P Biotech Bull 3X Shares (LABU) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of LABU for every 20 shares of LABU previously held. Fractional shares resulting from the split will be retained.


micromobility.com Inc. (MCOM) performed a 1 for 150 Reverse Split. This means shareholders will now hold 1 share of MCOM for every 150 shares of MCOM previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Siyata Mobile, Inc. (SYTA) performed a 1 for 7 Reverse Split. This means shareholders will now hold 1 share of SYTA for every 7 shares of SYTA previously held. Fractional shares resulting from the split will be retained.


Direxion Daily 20+ Year Treasury Bull 3X Shares (TMF) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of TMF for every 10 shares of TMF previously held. Fractional shares resulting from the split will be retained.


PROOF Acquisition Corp I (PACI) performed a ticker change to SOAR, and changed its corporate name to Volato Group Inc.


CORENERGY INFRASTRUCTURE TR INC (CORR) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Greenhill & Co., Inc. (GHL) performed a cash merger. This means that shares were removed and shareholders will receive $15.0000 per share in cash.


Hut 8 Mining Corp. (HUT) performed a stock merger. Shareholders will receive 0.2000 new shares of HUT for each old share of HUT previously held. Fractional shares will be retained.


Nuveen Corporate Income 2023 Target Term Fund (JHAA) was liquidated. This means that shares were removed and shareholders will receive $9.7236 per share in cash.


Leo Holdings Corp. II (LHC) was liquidated. This means that shares were removed and shareholders will receive $10.9557 per share in cash.


Churchill Capital Corp VI (CCVI) was delisted pending a stock liquidation. Details are still pending.


iShares iBonds Dec 2023 Term Muni Bond ETF (IBML) was delisted pending a stock liquidation. Details are still pending.


Seaport Global Acquisition II Corp. (SGII) was delisted pending a stock liquidation. Details are still pending.

December 1, 2023

ENGlobal Corporation (ENG) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of ENG for every 8 shares of ENG previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Holly Energy Partners, L.P. (HEP) performed a cash and stock merger. Shareholders will receive $4.0000 and 0.3150 shares of DINO for each share of HEP previously held. Fractional shares will be retained.


PacWest Bancorp (PACW) performed a stock merger. Shareholders will receive 0.6569 new shares of BANC for each old share of PACW previously held. Fractional shares will be retained.


Partners Bancorp (PTRS) performed a stock merger. Shareholders will receive 1.1500 new shares of LNKB for each old share of PTRS previously held. Fractional shares will be retained.


Worthington Enterprises, Inc. (WOR) performed a spinoff of WS. For every 1 share of WOR held, shareholders will receive 1.0000 share of WS. Fractional shares from the spinoff will be retained.


Greenhill & Co., Inc. (GHL) was delisted pending acquisition. Details are still pending.


Kelly Hotel & Lodging Sector ETF (HOTL) was delisted pending a stock liquidation. Details are still pending. 


QUANERGY SYS INC (QNGYQ) was delisted pending a stock liquidation. Details are still pending. 


Kelly Residential & Apartment Real Estate ETF (RESI) was delisted pending a stock liquidation. Details are still pending. 


Strategic Trust Kelly CRISPR & Gene Editing Technology ETF (XDNA) was delisted pending a stock liquidation. Details are still pending. 

November 30, 2023

Cingulate Inc. (CING) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of CING for every 20 shares of CING previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


LQR House Inc. (LQR) performed a 1 for 60 Reverse Split. This means shareholders will now hold 1 share of LQR for every 60 shares of LQR previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Ucommune International Ltd (UK) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of UK for every 12 shares of UK previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


CF Acquisition Corp. VIII (CFFE) performed a ticker change to XBP, changed its corporate name to XBP Europe Holdings, Inc., and performed a 1:1 CUSIP change.


FSD Pharma Inc. (HUGE) performed a spinoff of HUGE^. For every 1 share of HUGE held, shareholders will receive 1 share of HUGE^.


FSD Pharma Inc. (HUGE) performed a 1:1 CUSIP change.


Incannex Healthcare Inc. (IXHL) performed a stock merger. Shareholders will receive 0.2500 post-split shares of IXHL for each old share of IXHL previously held.


Live Oak Crestview Climate Acquisition Corp. (LOCC) was liquidated. This means that shares were removed and shareholders will receive $10.4532 per share in cash.


Monterey Innovation Acquisition Corp. (MTRY) was liquidated. This means that shares were removed and shareholders will receive $11.2847 per share in cash.


VERITIV CORPORATION (VRTV) performed a cash merger. This means that shares were removed and shareholders will receive $170.0000 per share in cash.


Timber Pharmaceuticals, Inc. (TMBR) performed a ticker change to TMBRQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.

November 29, 2023

iBio, Inc. (IBIO) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of IBIO for every 20 shares of IBIO previously held. Fractional shares resulting from the split will be retained.


Praxis Precision Medicines, Inc. (PRAX) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of PRAX for every 15 shares of PRAX previously held. Fractional shares resulting from the split will be retained.


Regis Corporation (RGS) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of RGS for every 20 shares of RGS previously held. Fractional shares resulting from the split will be retained.


COHBAR INC (CWBR) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


B.A.D. ETF (BAD) was liquidated. This means that shares were removed and shareholders will receive $11.9099 per share in cash.


Hersha Hospitality Trust (HT) performed a cash merger. This means that shares were removed and shareholders will receive $10.0000 per share in cash.

November 28, 2023

Clearmind Medicine Inc. (CMND) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of CMND for every 30 shares of CMND previously held. Fractional shares resulting from the split will be retained.


Seelos Therapeutics, Inc. (SEEL) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of SEEL for every 30 shares of SEEL previously held. Fractional shares resulting from the split will be retained.


Yoshiharu Global Co. (YOSH) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of YOSH for every 10 shares of YOSH previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Aeglea BioTherapeutics, Inc. (AGLE) performed a ticker change to SYRE, and changed its corporate name to Spyre Therapeutics, Inc.


Virtus Newfleet High Yield Bond ETF (BLHY) performed a ticker change to VSHY, and changed its corporate name to Virtus Newfleet Short Duration High Yield Bond ETF.


MDxHealth SA (MXDHD) performed a ticker change to MDXH.


Avantax, Inc. (AVTA) performed a cash merger. This means that shares were removed and shareholders will receive $26.0000 per share in cash.


Apollo Strategic Growth Capital II (APGB) was liquidated. This means that shares were removed and shareholders will receive $10.5968 per share in cash.


SHUAA Partners Acquisition Corp I (SHUA) was liquidated. This means that shares were removed and shareholders will receive $10.9710 per share in cash.


ConvexityShares 1X SPIKES Futures ETF (SPKX) was liquidated. This means that shares were removed and shareholders will receive $7.4472 per share in cash.


ConvexityShares Daily 1.5X SPIKES Futures ETF (SPKY) was liquidated. This means that shares were removed and shareholders will receive $3.5052 per share in cash.


B.A.D. ETF (BAD) was delisted pending a stock liquidation. Details are still pending.


Hersha Hospitality Trust Priority (HT) was delisted pending a stock liquidation. Details are still pending.


Invesco High Income 2023 Target Term Fund (IHIT) was delisted pending a stock liquidation. Details are still pending.


FSD Pharma Inc. (HUGE) was delisted. The stock is currently not trading.

November 27, 2023

Cheer Holding, Inc. (CHR) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of CHR for every 10 shares of CHR previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


StoneX Group Inc. (SNEX) performed a 3 for 2 Forward Split. This means shareholders will now hold 3 shares of SNEX for every 2 shares previously held. Fractional shares will be retained.


MDxHealth SA (MDXH) performed a ticker change to MXDHD and performed a 1:1 CUSIP change.


VMware, Inc (VMW) performed a cash merger. This means that shares were removed and shareholders will receive $142.5000 per share in cash.


Zivo Bioscience, Inc. (ZIVO) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Nuveen Corporate Income 2023 Target Term Fund (JHAA) was delisted pending a stock liquidation. Details are still pending.

November 24, 2023

AgileThought, Inc. (AGIL) performed a ticker change to AGILQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Axcella Health Inc. (AXLA) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Liberty Global plc (LBTYA) changed its corporate name to Liberty Global Ltd., and performed a 1:1 CUSIP change.


Liberty Global plc (LBTYB) changed its corporate name to Liberty Global Ltd., and performed a 1:1 CUSIP change.


Liberty Global plc (LBTYK) changed its corporate name to Liberty Global Ltd., and performed a 1:1 CUSIP change.


Clouty Tune ETF (TUNE) was liquidated. This means that shares were removed and shareholders will receive $19.9048 per share in cash.

November 22, 2023

The Beachbody Company, Inc. (BODY) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of BODY for every 50 shares of BODY previously held. Fractional shares resulting from the split will be retained.


NeuroMetrix, Inc. (NURO) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of NURO for every 8 shares of NURO previously held. Fractional shares resulting from the split will be retained.


Sonendo, Inc. (SONX) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


VMware, Inc (VMW) was delisted pending acquisition. Details are still pending.

November 21, 2023

Tharimmune, Inc. (THAR) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of THAR for every 25 shares of THAR previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


vTv Therapeutics Inc. (VTVT) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of VTVT for every 40 shares of VTVT previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


First Trust Dynamic Europe Equity Income Fund (FDEU) performed a ticker change to AGQI, changed its corporate name to First Trust Active Global Quality Income ETF, and performed a 1:1 CUSIP change.


SPARK NETWORKS SE American Depositary Receipts - Sponsored (Germany) (LOVLY) performed a ticker change to LOVLQ.


PIMCO Energy and Tactical Credit Opportunities Fund (NRGX) performed a ticker change to PDX, and changed its corporate name to PIMCO Dynamic Income Strategy Fund.


ACER THERAPEUTICS INC COM (ACER) performed a stock merger. Shareholders will receive 0.121 shares of ZVRA for each share of ACER previously held, with fractional shares retained. Additionally, shareholders will receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.


Monterey Innovation Acquisition Corp. (MTRY) was delisted pending a stock liquidation. Details are still pending.


Rose Hill Acquisition Corporation (ROSE) was delisted pending a stock liquidation. Details are still pending.


CC Neuberger Principal Holdings III (PRPC) was liquidated. This means that shares were removed and shareholders will receive $10.9472 per share in cash.

November 20, 2023

Infobird Co., Ltd (IFBD) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of IFBD for every 20 shares of IFBD previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


MISSFRESH LTD (MFLTF) performed a ticker change to MFLTY.


PARTNER COMMUNICATIONS CO LTD ADR - Sponsored (Israel) (PTNRY) was liquidated. This means that shares were removed and shareholders will receive $3.0258 per share in cash.


MALLINCKRODT PLC NEW (MNKTQ) was declared worthless after the company’s bankruptcy.


Leo Holdings Corp. II (LHC) was delisted pending a stock liquidation. Details are still pending. 


STG Group, Inc. (STGGQ) was delisted pending a stock liquidation. Details are still pending. 


SHUAA Partners Acquisition Corp I (SHUA) was delisted pending a stock liquidation. Details are still pending. 


Banco Itau Chile American Depositary Shares (each representing one third of one (1/3) Common Share) (ITCL) was delisted pending a stock liquidation. Details are still pending. 

November 17, 2023

AMTD IDEA Group American Depositary Shares (AMTD) performed a 1 for 3 Reverse Split. This means shareholders will now hold 1 share(s) of AMTD for every 3 shares of AMTD previously held. Fractional shares resulting from the split will be retained.


SenesTech, Inc. (SNES) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share(s) of SNES for every 12 shares of SNES previously held. Fractional shares resulting from the split will be retained.


trivago N.V. American Depositary Shares (TRVG) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share(s) of TRVG for every 5 shares of TRVG previously held. Fractional shares resulting from the split will be retained.


Comera Life Sciences Holdings, Inc. (CMRA) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Missfresh Limited American Depositary Shares (MF) performed a ticker change to MFLTF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Moxian (BVI) Inc (MOXC) performed a ticker change to ABTS.


ETC Gavekal Asia Pacific Government Bond ETF (AGOV) performed a cash and stock merger. Shareholders will receive $73.5439 and 1.0000 shares of AGOV^ for each share of AGOV previously held. Fractional shares will be retained.


Cabana Target Drawdown 5 ETF (TDSA) performed a cash and stock merger. Shareholders will receive $20.4700 and 1.0000 shares of TDSA^ for each share of TDSA^ previously held. Fractional shares will be retained.


Global X Founder-Run Companies ETF (BOSS) was liquidated. This means that shares were removed and shareholders will receive $25.8005 per share in cash.


Merlyn.AI SectorSurfer Momentum ETF (DUDE) was liquidated. This means that shares were removed and shareholders will receive $20.0221 per share in cash.


Global X Funds Global X Education ETF (EDUT) was liquidated. This means that shares were removed and shareholders will receive $20.4867 per share in cash.


Global X Funds Global X Emerging Markets Internet & E-commerce ETF (EWEB) was liquidated. This means that shares were removed and shareholders will receive $21.1433 per share in cash.


Global X Funds Global X China Innovation ETF (KEJI) was liquidated. This means that shares were removed and shareholders will receive $10.8662 per share in cash.


Sculptor Capital Management, Inc. (SCU) performed a cash merger. This means that shares were removed and shareholders will receive $12.7000 per share in cash.


Sprott ESG Gold ETF (SESG) was liquidated. This means that shares were removed and shareholders will receive $39.0501 per share in cash.


EA Series Trust Merlyn.AI Bull-Rider Bear-Fighter ETF (WIZ) was liquidated. This means that shares were removed and shareholders will receive $27.0282 per share in cash.


Zhangmen Education Inc. American Depositary Receipts (ZMENY) was liquidated. This means that shares were removed and shareholders will receive $0.5100 per share in cash.


SHUAA Partners Acquisition Corp I (SHUA) was delisted pending a stock liquidation. Details are still pending.


Clouty Tune ETF (TUNE) was delisted pending a stock liquidation. Details are still pending.


Kubient, Inc. (KBNT) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.

November 16, 2023

ADDvantage Technologies Group, Inc. (AEY) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share(s) of AEY for every 10 shares of AEY previously held. Fractional shares resulting from the split will be retained.


Alkermes plc (ALKS) performed a spinoff of MURA. For every 1 share of ALKS held, shareholders will receive 0.1000 shares of MURA. Fractional shares from the spinoff will be retained.


Jaguar Global Growth Corporation I (JGGC) performed a ticker change to CAPT and performed a 1:1 CUSIP change.


Baudax Bio, Inc. (BXRX) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


PyroGenesis Canada Inc. (PYR) performed a ticker change to PYRGF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


USD PARTNERS LP (USDP) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Kayne Anderson NextGen Energy & Infrastructure, Inc. (KMF) performed a stock merger. Shareholders will receive 0.8225 new shares of KYN for each old share of KMF previously held. Fractional shares will be retained.


Argo Group International Holdings, Ltd. (ARGO) performed a cash merger. This means that shares were removed and shareholders will receive $30.0000 per share in cash.


Franklin FTSE France ETF (FLFR) was liquidated. This means that shares were removed and shareholders will receive $27.7383 per share in cash.


Franklin FTSE Italy ETF (FLIY) was liquidated. This means that shares were removed and shareholders will receive $24.8898 per share in cash.


Franklin FTSE South Africa (FLZA) was liquidated. This means that shares were removed and shareholders will receive $19.5747 per share in cash.


Industrial Tech Acquisitions II, Inc. (ITAQ) was liquidated. This means that shares were removed and shareholders will receive $10.9012 per share in cash.


Lazydays Holdings, Inc. (LAZY) rights expired worthless.


PETROCHINA CO LTD American Depositary Receipts (PTRCY) was liquidated. This means that shares were removed and shareholders will receive $66.5365 per share in cash.

November 15, 2023

Celsius Holdings, Inc. (CELH) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of CELH for every 1 share previously held. Fractional shares will be retained.


Hycroft Mining Holding Corporation (HYMC) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of HYMC for every 10 shares of HYMC previously held. Fractional shares resulting from the split will be retained.


Rail Vision Ltd. (RVSN) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of RVSN for every 8 shares of RVSN previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


ALSP Orchid Acquisition Corporation I (ALOR) was liquidated. This means that shares were removed and shareholders will receive $10.9051 per share in cash.


Chase Corporation (CCF) performed a cash merger. This means that shares were removed and shareholders will receive $127.5000 per share in cash.


ETC Gavekal Asia Pacific Government Bond ETF (AGOV) was delisted pending a stock liquidation. Details are still pending.


MALLINCKRODT PLC NEW (MNKTQ) was delisted pending a stock liquidation. Details are still pending.


ConvexityShares 1X SPIKES Futures ETF (SPKX) was delisted pending a stock liquidation. Details are still pending.


ConvexityShares Daily 1.5X SPIKES Futures ETF (SPKY) was delisted pending a stock liquidation. Details are still pending.


Cabana Target Drawdown 5 ETF (TDSA) was delisted pending a stock liquidation. Details are still pending.

November 14, 2023

Prenetics Global Limited (PRE) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of PRE for every 15 shares of PRE previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


XORTX Therapeutics Inc. (XRTX) performed a 1 for 9 Reverse Split. This means shareholders will now hold 1 share of XRTX for every 9 shares of XRTX previously held. Fractional shares resulting from the split will be retained.


Selecta Biosciences, Inc. (SELB) performed a ticker change to RNAC.


SeqLL Inc. (SQL) performed a ticker change to SEQL. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Blue Apron Holdings, Inc. (APRN) performed a cash merger. This means that shares were removed and shareholders will receive $13.0000 per share in cash.


PolyMet Mining Corp. (PLM) was liquidated. This means that shares were removed and shareholders will receive $2.1100 per share in cash.


IDEX Biometrics ASA American Depositary Shares - Sponsored (Norway) (IDBAY) was liquidated. This means that shares were removed and shareholders will receive $2.5947 per share in cash.


Grupo Carso S A de C V Sponsored ADR representing Partn Ctf (GPOVY) was delisted pending a stock liquidation. Details are still pending.

November 13, 2023

Intercept Pharmaceuticals, Inc. (ICPT) performed a cash merger. This means that shares were removed and shareholders will receive $19.0000 per share in cash.


Viper Energy Partners LP (VNOM) changed its corporate name to Viper Energy, Inc., and performed a 1:1 CUSIP change.


Global X Founder-Run Companies ETF (BOSS) was delisted pending a stock liquidation. Details are still pending.


Merlyn.AI SectorSurfer Momentum ETF (DUDE) was delisted pending a stock liquidation. Details are still pending.


Global X Funds Global X Education ETF (EDUT) was delisted pending a stock liquidation. Details are still pending.


Global X Funds Global X Emerging Markets Internet & E-commerce ETF (EWEB) was delisted pending a stock liquidation. Details are still pending.


Global X Funds Global X China Innovation ETF (KEJI) was delisted pending a stock liquidation. Details are still pending.


Kayne Anderson NextGen Energy & Infrastructure, Inc. (KMF) was delisted pending acquisition. Details are still pending.


EA Series Trust Merlyn.AI Bull-Rider Bear-Fighter ETF (WIZ) was delisted pending a stock liquidation. Details are still pending.

November 10, 2023

EQRx, Inc. (EQRX) performed a stock merger. Shareholders will receive 0.1112 post-split shares of RVMD for each old share of EQRX previously held.


NextGen Healthcare, Inc. (NXGN) performed a cash merger. This means that shares were removed and shareholders will receive $23.9500 per share in cash.


Hostess Brands, Inc. (TWNK) performed a cash and stock merger. Shareholders will receive $30.0000 and 0.0300 shares of SJM for each share of TWNK previously held.


Unique Fabricating, Inc. (UFAB) performed a ticker change to UFABQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Franklin FTSE France ETF (FLFR) was delisted pending a stock liquidation. Details are still pending.


Franklin FTSE Italy ETF (FLIY) was delisted pending a stock liquidation. Details are still pending.


Franklin FTSE South Africa (FLZA) was delisted pending a stock liquidation. Details are still pending.


Sprott ESG Gold ETF (SESG) was delisted pending a stock liquidation. Details are still pending.

November 9, 2023

New Relic, Inc. (NEWR) performed a cash merger. This means that shares were removed and shareholders will receive $87.0000 per share in cash.


Listed Funds Trust Roundhill BIG Tech ETF (BIGT) performed a ticker change to MAGS, and changed its corporate name to Listed Funds Trust Roundhill Magnificent Seven ETF.


Glory Star New Media (GSMG) performed a ticker change to CHR, and changed its corporate name to Cheer Holding, Inc.


Empire Resorts, Inc. (NYNY) was liquidated. Shareholders will receive $9.40 cash per each share of NYNY previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


ACER THERAPEUTICS INC COM (ACER) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


CONTRAFECT CORP COM PAR (CFRX) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


FEDNAT HLDG CO (FNHCQ) was delisted pending a stock liquidation. Details are still pending.


Intercept Pharmaceuticals, Inc. (ICPT) was delisted pending acquisition. Details are still pending.

November 8, 2023

Data Knights Acquisition Corp. (DKDCA) performed a ticker change to ONMD, changed its corporate name to OneMedNet Corp, and performed a 1:1 CUSIP change.


OmniLit Acquisition Corp. (OLIT) performed a ticker change to OPTX, changed its corporate name to Syntec Optics Holdings, Inc., and performed a 1:1 CUSIP change.


Worldwide Webb Acquisition Corp. (WWAC) performed a ticker change to AERT, changed its corporate name to Aeries Technology, Inc., and performed a 1:1 CUSIP change.


Avid Technology, Inc. (AVID) performed a cash merger. This means that shares were removed and shareholders will receive $27.0500 per share in cash.


Credit Suisse S&P MLP Index ETN (MLPO) was liquidated. This means that shares were removed and shareholders will receive $14.0466 per share in cash.


Heliogen, Inc. (HLGN) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


RiceBran Technologies (RIBT) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


WeWork Inc. (WE) performed a ticker change to WEWKQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


New Relic, Inc. (NEWR) was delisted pending acquisition. Details are still pending.


CC Neuberger Principal Holdings III (PRPC) was delisted pending a stock liquidation. Details are still pending.


Hostess Brands, Inc. (TWNK) was delisted pending acquisition. Details are still pending.

November 7, 2023

Dogness (International) Corporation (DOGZ) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of DOGZ for every 20 shares of DOGZ previously held. Fractional shares resulting from the split will be retained.


FOXO Technologies Inc. (FOXO) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of FOXO for every 10 shares of FOXO previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Novo Integrated Sciences, Inc. (NVOS) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of NVOS for every 10 shares of NVOS previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Applied UV, Inc. (AUVI) performed a 1:1 CUSIP change.


Vaccitech plc (VACC) performed a ticker change to BRNS, and changed its corporate name to Barinthus Biotherapeutics PL.


Nuveen Preferred & Income Securities Fund (JPS) performed a stock merger. Shareholders will receive 0.9889 new shares of JPC for each old share of JPS previously held.


Nuveen Preferred and Income Fund (JPT) performed a stock merger. Shareholders will receive 2.5029 new shares of JPC for each old share of JPT previously held.


Falcon's Beyond Global, Inc. 8% Series A Preferred Stock (FBYDP) performed a conversion. This means that customers will receive 0.90909 shares of Falcon's Beyond Global, Inc. Class A Common Stock (FBYD) for every share of FBYDP previously held. Fractional shares resulting from the conversion will be included in your total position.


NEWCREST MINING LTD SHS (Australia) (NCMGF) performed a stock merger. Shareholders will receive 0.4000 new shares of NEM for each old share of NCMGF previously held.


Ares Acquisition Corporation (AAC) was liquidated. This means that shares were removed and shareholders will receive $10.7897 per share in cash.


PolyMet Mining Corp. (PLM) was delisted pending acquisition. Details are still pending.

November 6, 2023

Frequency Therapeutics, Inc. (FREQ) performed a ticker change to KRRO and changed its corporate name to Korro Bio, Inc. Frequency Therapeutics, Inc. (FREQ) also performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of KRRO for every 50 shares of FREQ previously held. Fractional shares resulting from the split will be retained.


American Acquisition Opportunity Inc. (AMAO) performed a ticker change to RMCO, and changed its corporate name to Royalty Management Holding C.


Overstock.com, Inc. (OSTK) performed a ticker change to BYON, and changed its corporate name to Beyond, Inc.


CINCINNATI BANCORP INC COM (CNNB) performed a stock merger. Shareholders will receive 0.9274 new shares of LCNB for each old share of CNNB previously held.


Newcrest Mining Ltd (NCMGY) performed a stock merger. Shareholders will receive 0.4000 new shares of NEM for each old share of NCMGY previously held.


Artemis Strategic Investment Corporation (ARTE) was liquidated. This means that shares were removed and shareholders will receive $10.7534 per share in cash.


Infinite Acquisition Corp. (NFNT) was liquidated. This means that shares were removed and shareholders will receive $10.7764 per share in cash.


Nuveen Preferred & Income Securities Fund (JPS) was delisted pending acquisition. Details are still pending.


Nuveen Preferred and Income Fund (JPT) was delisted pending acquisition. Details are still pending.

November 3, 2023

Cano Health, Inc. (CANO) performed a 1 for 100 Reverse Split. This means shareholders will now hold 1 share of CANO for every 100 shares of CANO previously held. Fractional shares resulting from the split will be retained.


Jeffs' Brands Ltd (JFBR) performed a 1 for 7 Reverse Split. This means shareholders will now hold 1 share of JFBR for every 7 shares of JFBR previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


ABRI SPAC I, INC. (ASPA) performed a ticker change to CAUD, changed its corporate name to Collective Audience, Inc, and performed a 1:1 CUSIP change.


Altamira Therapeutics Ltd. 0.2 Common Shares (Bermuda) (CYTO) changed its corporate name to Altamira Therapeutics Ltd., and performed a 1:1 CUSIP change.


iShares Factors US Value Style ETF (STLV) performed a ticker change to STLVZZZ, changed its corporate name to iShares Factors US Value Style ETF Escrow, and performed a 1:1 CUSIP change.


Crestwood Equity Partners LP (CEQP) performed a stock merger. Shareholders will receive 2.0700 new shares of ET for each old share of CEQP previously held.


Earthstone Energy Inc. (ESTE) performed a stock merger. Shareholders will receive 1.4460 new shares of PR for each old share of ESTE previously held.


Twin Ridge Capital Acquisition Corp. (TRCA) performed a stock merger. Shareholders will receive 0.1000 new shares of CREV for each old share of TRCA previously held.


Tabula Rasa HealthCare, Inc. (TRHC) performed a cash merger. This means that shares were removed and shareholders will receive $10.5000 per share in cash.


Simplify Developed Ex-US PLUS Downside Convexity ETF (EAFD) was liquidated. This means that shares were removed and shareholders will receive $17.8194 per share in cash.


Simplify Emerging Markets Equity PLUS Downside Convexity ETF (EMGD) was liquidated. This means that shares were removed and shareholders will receive $16.6066 per share in cash.


Kewpie Corp Sponsored ADR (Japan) (KWPCY) was liquidated. This means that shares were removed and shareholders will receive $34.4207 per share in cash.


Industrial Tech Acquisitions II, Inc. (ITAQ) was delisted pending a stock liquidation. Details are still pending.


Net Lease Office Properties (NLOP) is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.

November 2, 2023

Motus GI Holdings, Inc. (MOTS) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of MOTS for every 15 shares of MOTS previously held. Fractional shares resulting from the split will be retained.


Tenon Medical, Inc. (TNON) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of TNON for every 10 shares of TNON previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


W.P. Carey Inc. (REIT) (WPC) performed a spinoff of NLOP. For every 1 share of WPC held, shareholders will receive 0.0667 shares of NLOP.


Denbury Inc. (DEN) performed a stock merger. Shareholders will receive 0.8400 new shares of XOM for each old share of DEN previously held.


TEMPO AUTOMATION HLDGS INC (TMPO) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Medicenna Therapeutics Corp. (MDNA) performed a ticker change to MDNAF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Park City Group, Inc. (PCYG) performed a ticker change to TRAK.


BlackRock Future Innovators ETF (BFTR) was liquidated. Shareholders will receive $23.9088 cash per each share of BFTR previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


iShares MSCI Germany Small-Cap ETF (EWGS) was liquidated. Shareholders will receive $52.3676 cash per each share of EWGS previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


iShares Currency Hedged MSCI Canada ETF (HEWC) was liquidated. Shareholders will receive $28.8422 cash per each share of HEWC previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


iShares Currency Hedged MSCI United Kingdom ETF (HEWU) was liquidated. Shareholders will receive $24.8089 cash per each share of HEWU previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


AXS Brendan Wood TopGun Index ETF (TGN) was liquidated. This means that shares were removed and shareholders will receive $30.3073 per share in cash.


CINCINNATI BANCORP INC COM (CNNB) was delisted pending a stock liquidation. Details are still pending.


Avianca Holdings SA American Depositary Receipts - Sponsored (Panama) (AVHOQ) was declared worthless after the company’s bankruptcy.

November 1, 2023

Broadway Financial Corporation (BYFC) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of BYFC for every 8 shares of BYFC previously held. Fractional shares resulting from the split will be retained.


Gravitas Education Holdings, Inc. American Depositary Shares, each representing ten (10) Class A Ordinary Shares (GEHI) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of GEHI for every 1 share previously held. Fractional shares will be retained.


Altisource Asset Mgmt Corp (AAMC) distributed a stock dividend of 0.7000 per share. Shareholders received 0.7000 additional shares for every share previously held.


Bunge Limited (BG) changed its corporate name to Bunge Global SA, and performed a 1:1 CUSIP change.


BitNile Metaverse, Inc. (BNMV) performed a ticker change to ROI, and changed its corporate name to RiskOn International, Inc.


GELESIS HLDGS INC (GLSH) performed a ticker change to GLSHQ.


Nautilus, Inc. (NLS) performed a ticker change to BFX, and changed its corporate name to BowFlex Inc.


SUNLIGHT FINL HLDGS INC (SUNL) performed a ticker change to SUNLQ.


Forbion European Acquisition Corp. (FRBN) performed a ticker change to ENGN, changed its corporate name to enGene Holdings Inc., and performed a 1:1 CUSIP change.


Bluescape Opportunities Acquisition Corp. (BOAC) was liquidated. This means that shares were removed and shareholders will receive $10.0425 per share in cash.


Credit Suisse AG Nassau Brh VelocityShares 3x Inverse Gold ETN (DGLDF) was liquidated. This means that shares were removed and shareholders will receive $9.5534 per share in cash.


CREDIT SUISSE AG NASSAU BRH Other (UGAZF) was liquidated. This means that shares were removed and shareholders will receive $0.0390 per share in cash.


Credit Suisse AG Nassau Brh VelocityShares 3x Long Silver ETN (USLVF) was liquidated. This means that shares were removed and shareholders will receive $33.5095 per share in cash.


Credit Suisse AG Nassau Brh VelocityShares 3x Inverse Silver ETN (DSLVF) was delisted pending a stock liquidation. Details are still pending.


Earthstone Energy Inc. (ESTE) was delisted pending acquisition. Details are still pending.


Credit Suisse AG Nassau Brh VelocityShares 3x Long Gold ETN (UGLDF) was delisted pending a stock liquidation. Details are still pending.

October 31, 2023

Alzamend Neuro, Inc. (ALZN) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of ALZN for every 15 shares of ALZN previously held. Fractional shares resulting from the split will be retained.


Catalyst Biosciences, Inc. (CBIO) performed a ticker change to GYRE and changed its corporate name to Gyre Therapeutics, Inc. Catalyst Biosciences, Inc. (CBIO) also performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of GYRE for every 15 shares of CBIO previously held. Fractional shares resulting from the split will be retained.


PaxMedica, Inc. (PXMD) performed a 1 for 17 Reverse Split. This means shareholders will now hold 1 share of PXMD for every 17 shares of PXMD previously held. Fractional shares resulting from the split will be retained.


Cyngn Inc. (CYN) distributed a stock dividend of 0.1 per share. Shareholders received 0.1 additional shares for every share previously held. Fractional shares will be rounded up to the nearest share.


Fiesta Restaurant Group, Inc. (FRGI) performed a cash merger. This means that shares were removed and shareholders will receive $8.5000 per share in cash.


Advocate Rising Rate Hedge ETF (RRH) was liquidated. This means that shares were removed and shareholders will receive $7.4106 per share in cash.


AdvisorShares Alpha DNA Equity Sentiment ETF (SENT) was liquidated. This means that shares were removed and shareholders will receive $20.85864 per share in cash.


Credit Suisse AG Nassau Brh VelocityShares Daily 2x VIX Short Term ETN (TVIXF) was liquidated. This means that shares were removed and shareholders will receive $0.0626 per share in cash.


Credit Suisse AG Nassau Brh VelocityShares VIX Short Term ETN 500 (VIIXF) was liquidated. This means that shares were removed and shareholders will receive $3.4967 per share in cash.


Credit Suisse AG Nassau Brh VelocityShares Daily Inverse VIX Lkd to S&P 500 Medium Term ETN (ZIVZF) was liquidated. This means that shares were removed and shareholders will receive $41.4502 per share in cash.


BlackRock Future Innovators ETF (BFTR) was delisted pending a stock liquidation. Details are still pending.


Bluescape Opportunities Acquisition Corp. (BOAC) was delisted pending a stock liquidation. Details are still pending.


iShares MSCI Germany Small-Cap ETF (EWGS) was delisted pending a stock liquidation. Details are still pending.


iShares Currency Hedged MSCI Canada ETF (HEWC) was delisted pending a stock liquidation. Details are still pending.


iShares Currency Hedged MSCI United Kingdom ETF (HEWU) was delisted pending a stock liquidation. Details are still pending.


iShares Factors US Value Style ETF (STLV) was delisted pending a stock liquidation. Details are still pending.

October 30, 2023

TD Holdings, Inc. (GLG) performed a ticker change to BYU and changed its corporate name to BAIYU Holdings, Inc. TD Holdings, Inc. (GLG) also performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of BYU for every 50 shares of GLG previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


GSE Systems, Inc. (GVP) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of GVP for every 10 shares of GVP previously held. Fractional shares resulting from the split will be retained.


Enthusiast Gaming Holdings Inc. (EGLX) performed a ticker change to EGLXF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Liberty TripAdvisor Holdings, Inc. (LTRPA) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Liberty TripAdvisor Holdings, Inc. (LTRPB) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


WisdomTree Chinese Yuan Strategy Fund (CYB) was liquidated. This means that shares were removed and shareholders will receive $24.4211 per share in cash.


WisdomTree Trust WisdomTree Germany Hedged Equity Fund (DXGE) was liquidated. This means that shares were removed and shareholders will receive $33.8665 per share in cash.


WisdomTree India Ex-State-Owned Enterprises Fund (IXSE) was liquidated. This means that shares were removed and shareholders will receive $33.4274 per share in cash.


KraneShares MSCI China ESG Leaders Index ETF (KESG) was liquidated. This means that shares were removed and shareholders will receive $17.0823 per share in cash.


KraneShares CICC China Leaders 100 Index ETF (KFYP) was liquidated. This means that shares were removed and shareholders will receive $22.0153 per share in cash.


KraneShares Emerging Markets Healthcare Index ETF (KMED) was liquidated. This means that shares were removed and shareholders will receive $18.9339 per share in cash.


Spinnaker ETF Series Parabla Innovation ETF (LZRD) was liquidated. This means that shares were removed and shareholders will receive $9.8108 per share in cash.


WisdomTree Growth Leaders Fund (PLAT) was liquidated. This means that shares were removed and shareholders will receive $30.2516 per share in cash.


WisdomTree Trust WisdomTree U.S. Growth & Momentum Fund (WGRO) was liquidated. This means that shares were removed and shareholders will receive $19.6271 per share in cash.


Simplify Developed Ex-US PLUS Downside Convexity ETF (EAFD) was delisted pending a stock liquidation. Details are still pending.


Simplify Emerging Markets Equity PLUS Downside Convexity ETF (EMGD) was delisted pending a stock liquidation. Details are still pending.


VMware, Inc (VMW) was delisted pending a merger. Details are still pending.

October 27, 2023

Pop Culture Group Co., Ltd (CPOP) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of CPOP for every 10 shares of CPOP previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Jowell Global Ltd. (JWEL) performed a 1 for 16 Reverse Split. This means shareholders will now hold 1 share of JWEL for every 16 shares of JWEL previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Smart for Life, Inc. (SMFL) performed a 1 for 3 Reverse Split. This means shareholders will now hold 1 share of SMFL for every 3 shares of SMFL previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Vivos Therapeutics, Inc. (VVOS) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of VVOS for every 25 shares of VVOS previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Zivo Bioscience, Inc. (ZIVO) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of ZIVO for every 6 shares of ZIVO previously held. Fractional shares resulting from the split will be retained.


Borqs Technologies, Inc. (BRQS) performed a ticker change to BRQSF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Appreciate Holdings, Inc. (SFR) performed a ticker change to SFRT. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


ROC ETF (ROCI) was liquidated. This means that shares were removed and shareholders will receive $23.1594 per share in cash.

October 26, 2023

Genetron Holdings Limited ADS (GTH) performed a 1 for 3 Reverse Split. This means shareholders will now hold 1 share of GTH for every 3 shares of GTH previously held. Fractional shares resulting from the split will be retained.


VirnetX Holding Corporation (VHC) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of VHC for every 20 shares of VHC previously held. Fractional shares resulting from the split will be retained.


AKUMIN INC COM (AKU) performed a ticker change to AKUMQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


FIRSTHAND TECHNOLOGY VALUE FD INC COM (SVVC) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


C5 Acquisition Corporation (CXAC) was liquidated. This means that shares were removed and shareholders will receive $10.7423 per share in cash.


Janus Henderson Net Zero Transition Resources ETF (JZRO) was liquidated. This means that shares were removed and shareholders will receive $19.7859 per share in cash.


CELYAD ONCOLOGY SA American Depositary Receipts - Sponsored (CYADY) was delisted pending a stock liquidation. Details are still pending.

October 25, 2023

PFSweb, Inc. (PFSW) performed a cash merger. This means that shares were removed and shareholders will receive $7.5000 per share in cash.


Biocept, Inc. (BIOC) performed a ticker change to BIOCQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Fusion Acquisition Corp. II (FSNB) was delisted pending a stock liquidation. Details are still pending.


Infinite Acquisition Corp. (NFNT) was delisted pending a stock liquidation. Details are still pending.


Advocate Rising Rate Hedge ETF (RRH) was delisted pending a stock liquidation. Details are still pending.


AdvisorShares Alpha DNA Equity Sentiment ETF (SENT) was delisted pending a stock liquidation. Details are still pending.


AXS Brendan Wood TopGun Index ETF (TGN) was delisted pending a stock liquidation. Details are still pending.

October 24, 2023

ETF Series Solutions Loncar China BioPharma ETF (CHNA) performed a stock merger. Shareholders will receive 1.3849 new shares of CNCR for each old share of CHNA previously held.


Neuberger Berman New York Municipal Fund Inc. (NBO) performed a stock merger. Shareholders will receive 0.9516 new shares of NBH for each old share of NBO previously held.


Neuberger Berman California Municipal Fund Inc. (NBW) performed a stock merger. Shareholders will receive 1.0707 new shares of NBH for each old share of NBW previously held.


Principal Exchange-Traded Funds Principal Millennial Global Growth ETF (GENY) was liquidated. This means that shares were removed and shareholders will receive $39.8097 per share in cash.


Principal International Adaptive Multi-Factor ETF (PXUS) was liquidated. This means that shares were removed and shareholders will receive $21.3698 per share in cash.


C5 Acquisition Corporation (CXAC) was delisted pending a stock liquidation. Details are still pending. 


Spinnaker ETF Series Parabla Innovation ETF (LZRD) was delisted pending a stock liquidation. Details are still pending. 


PFSweb, Inc. (PFSW) was delisted pending a stock liquidation. Details are still pending. 


St. Barbara Ltd Sponsored ADR (Australia) (STBMY) was delisted pending a stock liquidation. Details are still pending. 

October 23, 2023

Addex Therapeutics Ltd (ADXN) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of ADXN for every 20 shares of ADXN previously held. Fractional shares resulting from the split will be retained.


Mueller Industries, Inc. (MLI) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of MLI for every 1 share previously held. Fractional shares will be retained.


RVL Pharmaceuticals plc (RVLP) performed a ticker change to RVLPQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Strategy Shares Strategy Shares Halt Climate Change ETF (NZRO) was liquidated. This means that shares were removed and shareholders will receive $20.9106 per share in cash.


Principal U.S. Large-Cap Adaptive Multi-Factor ETF (PLRG) was liquidated. This means that shares were removed and shareholders will receive $25.8165 per share in cash.


Principal U.S. Small-Cap Adaptive Multi-Factor ETF (PLTL) was liquidated. This means that shares were removed and shareholders will receive $22.0923 per share in cash.


SciPlay Corporation (SCPL) performed a cash merger. This means that shares were removed and shareholders will receive $22.9500 per share in cash.


ETF Series Solutions Loncar China BioPharma ETF (CHNA) was delisted pending acquisition. Details are still pending.


WisdomTree Chinese Yuan Strategy Fund (CYB) was delisted pending a stock liquidation. Details are still pending.


WisdomTree Trust WisdomTree Germany Hedged Equity Fund (DXGE) was delisted pending a stock liquidation. Details are still pending.


WisdomTree India Ex-State-Owned Enterprises Fund (IXSE) was delisted pending a stock liquidation. Details are still pending.


Neuberger Berman New York Municipal Fund Inc. (NBO) was delisted pending acquisition. Details are still pending.


Neuberger Berman California Municipal Fund Inc. (NBW) was delisted pending acquisition. Details are still pending.


WisdomTree Growth Leaders Fund (PLAT) was delisted pending a stock liquidation. Details are still pending.


ROC ETF (ROCI) was delisted pending a stock liquidation. Details are still pending.


WisdomTree Trust WisdomTree U.S. Growth & Momentum Fund (WGRO) was delisted pending a stock liquidation. Details are still pending.

October 20, 2023

Polished.com Inc. (POL) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of POL for every 50 shares of POL previously held. Fractional shares resulting from the split will be retained.


Talaris Therapeutics, Inc. (TALS) performed a ticker change to TRML and changed its corporate name to Tourmaline Bio, Inc. Talaris Therapeutics, Inc. (TALS) also performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of TRML for every 10 shares of TALS previously held. Fractional shares resulting from the split will be retained.


Athena Consumer Acquisition Corp. (ACAQ) performed a ticker change to EGOX, changed its corporate name to Next.e.GO N.V., and performed a 1:1 CUSIP change. Fractional shares will be retained.


Perception Capital Corp. II (PCCT) performed a ticker change to SPEC, changed its corporate name to Spectaire Holdings, Inc., and performed a 1:1 CUSIP change.


Otonomo Technologies Ltd. (OTMO) performed a stock merger. Shareholders will receive 0.5176 new shares of ULY for each old share of OTMO previously held. Fractional shares will be rounded up to the nearest share if the fraction is over 0.5 and rounded down if less than 0.5.


ASYMmetric Smart S&P 500 ETF (ASPY) was liquidated. This means that shares were removed and shareholders will receive $25.4932 per share in cash.


BioPlus Acquisition Corp. (BIOS) was liquidated. This means that shares were removed and shareholders will receive $10.7971 per share in cash.


AdvisorShares Trust AdvisorShares Dorsey Wright Micro-Cap ETF (DWMC) was liquidated. This means that shares were removed and shareholders will receive $30.9576 per share in cash.


AdvisorShares Let Bob AI Powered Momentum ETF (LETB) was liquidated. This means that shares were removed and shareholders will receive $22.8437 per share in cash.


ASYMmetric Smart Income ETF (MORE) was liquidated. This means that shares were removed and shareholders will receive $22.3095 per share in cash.


ASYMmetric Smart Alpha S&P 500 ETF (ZSPY) was liquidated. This means that shares were removed and shareholders will receive $27.5067 per share in cash.


Janus Henderson Net Zero Transition Resources ETF (JZRO) was delisted pending a stock liquidation. Details are still pending. 

October 19, 2023

NexImmune, Inc. (NEXI) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of NEXI for every 25 shares of NEXI previously held. Fractional shares resulting from the split will be retained.


CIRCOR International, Inc (CIR) performed a cash merger. This means that shares were removed and shareholders will receive $56.0000 per share in cash.


eMagin Corporation (EMAN) performed a cash merger. This means that shares were removed and shareholders will receive $2.0800 per share in cash.


Heritage-Crystal Clean, Inc. (HCCI) performed a cash merger. This means that shares were removed and shareholders will receive $45.5000 per share in cash.


Home Plate Acquisition Corporation (HPLT) was liquidated. This means that shares were removed and shareholders will receive $10.5022 per share in cash.


Shift Technologies, Inc. (SFT) performed a ticker change to SFTGQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market order.


KraneShares MSCI China ESG Leaders Index ETF (KESG) was delisted pending a stock liquidation. Details are still pending. 


KraneShares CICC China Leaders 100 Index ETF (KFYP) was delisted pending a stock liquidation. Details are still pending. 


KraneShares Emerging Markets Healthcare Index ETF (KMED) was delisted pending a stock liquidation. Details are still pending. 

October 18, 2023

Oriental Culture Holding LTD (OCG) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of OCG for every 5 shares of OCG previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


REE Automotive Ltd. (REE) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of REE for every 30 shares previously held. Fractional shares will be rounded up to the nearest share if the fraction is over 0.5 and rounded down if less than 0.5.


WaveDancer, Inc. (WAVD) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of WAVD for every 10 shares of WAVD previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Thorne Healthtech, Inc. (THRN) performed a cash merger. This means that shares were removed and shareholders will receive $10.2000 per share in cash.


ATHERSYS INC NEW COM NEW (ATHX) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


JPMorgan ActiveBuilders International Equity ETF (JIDA) was liquidated. This means that shares were removed and shareholders will receive $43.9807 per share in cash.


CIRCOR International, Inc (CIR) was delisted pending acquisition. Details are still pending.


eMagin Corporation (EMAN) was delisted pending acquisition. Details are still pending.


Heritage-Crystal Clean, Inc. (HCCI) was delisted pending acquisition. Details are still pending.


BED BATH & BEYOND INC (BBBYQ) was declared worthless. 

October 17, 2023

Integrated Media Technology Limited (IMTE) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of IMTE for every 10 shares of IMTE previously held. Fractional shares resulting from the split will be retained.


Inspirato Incorporated (ISPO) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of ISPO for every 20 shares of ISPO previously held. Fractional shares resulting from the split will be retained.


Vascular Biogenics Ltd. (VBLT) performed a ticker change to NTBL and changed its corporate name to Notable Labs, Inc. Vascular Biogenics Ltd. (VBLT) also performed a 1 for 35 Reverse Split. This means shareholders will now hold 1 share of NTBL for every 35 shares of VBLT previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


STR Holdings, Inc. (STRI) performed a ticker change to STRIZZZ, changed its corporate name to STR Holdings, Inc. Escrow, and performed a 1:1 CUSIP change.


Western Asset Municipal Partners Fund, Inc. (MNP) performed a stock merger. Shareholders will receive 1.1730 post-split shares of MMU for each old share of MNP previously held.


Zynerba Pharmaceuticals, Inc. (ZYNE) performed a cash and stock merger. Shareholders will receive $1.1059 and 1.0000 share of ZYNE^ for each share of ZYNE previously held.


NCR Corporation (NCR) performed a spinoff of NATL. For every 1 shares of NCR held, shareholders will receive 0.5000 shares of NATL. NCR Corporation (NCR) performed a ticker change to VYX, and changed its corporate name to NCR Voyix Corporation.


ELYS GAME TECHNOLOGY CORP (ELYS) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Rite Aid Corporation (RAD) performed a ticker change to RADCQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Churchill Capital Corp V (CCV) was liquidated. This means that shares were removed and shareholders will receive $10.3961 per share in cash.


Formula Folios Hedged Growth ETF (FFHG) was liquidated. This means that shares were removed and shareholders will receive $32.3951 per share in cash.


FormulaFolios Smart Growth ETF (FFSG) was liquidated. This means that shares were removed and shareholders will receive $28.4465 per share in cash.


FormulaFolios Tactical Growth ETF (FFTG) was liquidated. This means that shares were removed and shareholders will receive $24.5273 per share in cash.


FormulaFolios Tactical Income ETF (FFTI) was liquidated. This means that shares were removed and shareholders will receive $20.0476 per share in cash.


Strategy Shares Strategy Shares Halt Climate Change ETF (NZRO) was delisted pending a stock liquidation. Details are still pending.


Thorne Healthtech, Inc. (THRN) was delisted pending acquisition. Details are still pending.

October 16, 2023

AquaBounty Technologies, Inc. (AQB) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of AQB for every 20 shares of AQB previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


JE Cleantech Holdings Limited (JCSE) performed a 1 for 3 Reverse Split. This means shareholders will now hold 1 share of JCSE for every 3 shares of JCSE previously held. Fractional shares resulting from the split will be retained.


MIND Technology, Inc. (MIND) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of MIND for every 10 shares of MIND previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


ShiftPixy, Inc. (PIXY) performed a 1 for 24 Reverse Split. This means shareholders will now hold 1 share of PIXY for every 24 shares of PIXY previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Soluna Holdings, Inc. (SLNH) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of SLNH for every 25 shares of SLNH previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Volcon, Inc. (VLCN) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of VLCN for every 5 shares of VLCN previously held. Fractional shares resulting from the split will be retained.


IRONNET INC (IRNT) performed a ticker change to IRNTQ.


Bellerophon Therapeutics, Inc. (BLPH) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Eloxx Pharmaceuticals, Inc. (ELOX) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


American Acquisition Opportunity Inc. (AMAO) was suspended pending liquidation. Details are still pending. 


AdvisorShares Trust AdvisorShares Dorsey Wright Micro-Cap ETF (DWMC) was delisted pending a stock liquidation. Details are still pending.


Principal Exchange-Traded Funds Principal Millennial Global Growth ETF (GENY) was delisted pending a stock liquidation. Details are still pending.


AdvisorShares Let Bob AI Powered Momentum ETF (LETB) was delisted pending a stock liquidation. Details are still pending.


Western Asset Municipal Partners Fund, Inc. (MNP) was delisted pending acquisition. Details are still pending.


Principal U.S. Large-Cap Adaptive Multi-Factor ETF (PLRG) was delisted pending a stock liquidation. Details are still pending.


Principal U.S. Small-Cap Adaptive Multi-Factor ETF (PLTL) was delisted pending a stock liquidation. Details are still pending.


Principal International Adaptive Multi-Factor ETF (PXUS) was delisted pending a stock liquidation. Details are still pending.


PARTY CITY HOLDCO INC (PRTYQ) was declared worthless. 

October 13, 2023

MSP Recovery, Inc. (LIFW) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of LIFW for every 25 shares of LIFW previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


T2 Biosystems, Inc. (TTOO) performed a 1 for 100 Reverse Split. This means shareholders will now hold 1 share of TTOO for every 100 shares of TTOO previously held. Fractional shares resulting from the split will be retained.


Bridgetown Holdings Limited (BTWN) performed a ticker change to MNY, changed its corporate name to MoneyHero Limited, and performed a 1:1 CUSIP change.


VENATOR MATLS PLC ORD USD0.001 (United Kingdom) (VNTRQ) performed a ticker change to VNTRF.


EBET INC (EBET) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Molekule Group, Inc. (MKUL) performed a ticker change to MKULQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


PARTY CITY HOLDCO INC (PRTYQ) was delisted pending a stock liquidation. Details are still pending.


Activision Blizzard, Inc. (ATVI) performed a cash merger. This means that shares were removed and shareholders will receive $95.00 per share in cash.

October 12, 2023

Ambrx Biopharma Inc. (AMAM) performed a 1:1 CUSIP change.


SIGNA Sports United N.V. (SSU) performed a ticker change to SSUNF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


National Instruments Corporation (NATI) performed a cash merger. This means that shares were removed and shareholders will receive $60.0000 per share in cash.


Schultze Special Purpose Acquisition Corp. II (SAMA) was liquidated. This means that shares were removed and shareholders will receive $10.5680 per share in cash.


Juniper II Corp. (JUN) was liquidated. This means that shares were removed and shareholders will receive $10.4603 per share in cash.


ASYMmetric Smart S&P 500 ETF (ASPY) was delisted pending a stock liquidation. Details are still pending. 


ASYMmetric Smart Income ETF (MORE) was delisted pending a stock liquidation. Details are still pending. 


ASYMmetric Smart Alpha S&P 500 ETF (ZSPY) was delisted pending a stock liquidation. Details are still pending. 


Zynerba Pharmaceuticals, Inc. (ZYNE) was delisted pending acquisition. Details are still pending.

October 11, 2023

AgriFORCE Growing Systems Ltd. (AGRI) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of AGRI for every 50 shares of AGRI previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Edesa Biotech, Inc. (EDSA) performed a 1 for 7 Reverse Split. This means shareholders will now hold 1 share of EDSA for every 7 shares of EDSA previously held. Fractional shares resulting from the split will be retained.


2x Long VIX Futures ETF (UVIX) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of UVIX for every 10 shares of UVIX previously held. Fractional shares resulting from the split will be retained.


SCWorx Corp. (WORX) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of WORX for every 15 shares of WORX previously held. Fractional shares resulting from the split will be retained.


Innovator Double Stacker 9 Buffer ETF - October (DBOC) was liquidated. This means that shares were removed and shareholders will receive $31.5883 per share in cash.


Innovator Double Stacker ETF - October (DSOC) was liquidated. This means that shares were removed and shareholders will receive $32.3500 per share in cash.


Iconic Sports Acquisition Corp. (ICNC) was liquidated. This means that shares were removed and shareholders will receive $10.8462 per share in cash.


Innovator Triple Stacker ETF - October (TSOC) was liquidated. This means that shares were removed and shareholders will receive $30.9340 per share in cash.


Center Coast Brookfield MLP & Energy Infrastructure Fund (CEN) was delisted pending a stock liquidation. Details are still pending.


JPMorgan ActiveBuilders International Equity ETF (JIDA) was delisted pending a stock liquidation. Details are still pending.


ATHENEX INC COM NEW (ATNXQ) was declared worthless.

October 10, 2023

Borqs Technologies, Inc. (BRQS) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of BRQS for every 12 shares of BRQS previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Fortress Biotech, Inc. (FBIO) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of FBIO for every 15 shares of FBIO previously held. Fractional shares resulting from the split will be retained.


SteadyMed Ltd. CVR shares (STDYCVR) expired worthless.


Juniper II Corp. (JUN) was delisted pending a stock liquidation. Details are still pending. 

October 9, 2023

Spruce Power Holding Corporation (SPRU) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of SPRU for every 8 shares of SPRU previously held. Fractional shares resulting from the split will be retained.


FAST Acquisition Corp. II (FZT) performed a stock merger. Shareholders will receive 0.580454 new shares of FYBD for each old share of FZT previously held. Shareholders will receive 0.5 new shares of FBYDP for each old share of FZT previously held.


Visionary Education Technology Holdings Group Inc. (VEDU) performed a ticker change to GV.


BioPlus Acquisition Corp. (BIOS) was delisted pending a stock liquidation. Details are still pending. 


Formula Folios Hedged Growth ETF (FFHG) was delisted pending a stock liquidation. Details are still pending. 


FormulaFolios Smart Growth ETF (FFSG) was delisted pending a stock liquidation. Details are still pending. 


FormulaFolios Tactical Growth ETF (FFTG) was delisted pending a stock liquidation. Details are still pending. 


FormulaFolios Tactical Income ETF (FFTI) was delisted pending a stock liquidation. Details are still pending. 

October 6, 2023

Save Foods, Inc. (SVFD) performed a 1 for 7 Reverse Split. This means shareholders will now hold 1 share of SVFD for every 7 shares of SVFD previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


VivoPower International PLC (VVPR) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of VVPR for every 10 shares of VVPR previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Kaleyra, Inc. (KLR) performed a cash merger. This means that shares were removed and shareholders will receive $7.2500 per share in cash.


ACORN ENERGY INC (ACFND) performed a ticker change to ACFN.


Odonate, Inc. (ODTCD) performed a ticker change to ODTC.


NAVIDEA BIOPHARMACEUTICALS INC (NAVB) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


FAST Acquisition Corp. II (FZT) was delisted pending a merger. Details are still pending.

October 5, 2023

Aethlon Medical, Inc. (AEMD) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of AEMD for every 10 shares of AEMD previously held. Fractional shares resulting from the split will be retained.


China SXT Pharmaceuticals, Inc. (SXTC) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of SXTC for every 25 shares of SXTC previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Triton International Limited (TRTN) performed a cash and stock merger. Shareholders will receive $54.6110 and 0.7585 shares of BIPC for each share of TRTN previously held.


Capstone Green Energy Corporation (CGRN) performed a ticker change to CGRNQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


HISTOGEN INC (HSTO) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


VIQ Solutions Inc. (VQS) performed a ticker change to VQSSF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Kaleyra, Inc. (KLR) was delisted pending acquisition. Details are still pending.


LUCIRA HEALTH INC COM (LHDXQ) was delisted pending a stock liquidation. Details are still pending.

October 4, 2023

Lithium Americas Corp (LAC) performed a stock merger. Shareholders will receive 1 post-split share of LAAC for each old share of LAC previously held. Lithium Americas Corp (LAC) performed a 1:1 CUSIP change.


Novartis AG (NVS) performed a spinoff of SGA. For every 1 share of NVS held, shareholders will receive 0.2000 shares of SGA.


SmileDirectClub, Inc. (SDC) performed a ticker change to SDCCQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


SURGALIGN HLDGS INC (SRGAQ) was declared worthless. 


Novartis AG (NVS) performed a spinoff of SDZNY. For every 1 share of NVS held, shareholders will receive 0.2 shares of SDZNY.

October 3, 2023

Denso Corp Ltd (DNZOY) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of DNZOY for every 1 share previously held. Fractional shares will be retained.


IRSA Inversiones y Representaciones S.A. (IRS) performed a 8340 for 9187 Reverse Split. This means shareholders will now hold 8340 shares of IRS for every 9187 shares of IRS previously held. Fractional shares resulting from the split will be retained.


Murata Manufacturing Co Ltd Unsponsored ADR (MRAAY) performed a 3 for 2 Forward Split. This means shareholders will now hold 3 shares of MRAAY for every 2 shares previously held. Fractional shares will be retained.


Vacasa, Inc. (VCSA) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of VCSA for every 20 shares of VCSA previously held. Fractional shares resulting from the split will be retained.


Atlas Energy Solutions Inc. (AESI) performed a 1:1 CUSIP change.


First Trust Exchange-Traded Fund VI US Equity Dividend Select ETF (RNDV) performed a ticker change to KNGZ, and changed its corporate name to First Trust Exchange-Traded Fund VI First Trust S&P 500 Diversified Dividend Aristocrats ETF.


PhenomeX Inc. (CELL) performed a cash merger. This means that shares were removed and shareholders will receive $1.0000 per share in cash.


LF Capital Acquisition Corp. II (LFAC) was liquidated. This means that shares were removed and shareholders will receive $10.8235 per share in cash.


Denbury Inc New Warrant (DNRRW) expired worthless.


Longeveron Inc. Subscription Right (LGVNR) expired worthless.


ATHENEX INC COM NEW (ATNXQ) was delisted pending a stock liquidation. Details are still pending.


Innovator Double Stacker 9 Buffer ETF - October (DBOC) was delisted pending a stock liquidation. Details are still pending.


Innovator Double Stacker ETF - October (DSOC) was delisted pending a stock liquidation. Details are still pending.


PLX PHARMA INC COM (PLXPQ) was delisted pending a stock liquidation. Details are still pending.


SURGALIGN HLDGS INC (SRGAQ) was delisted pending a stock liquidation. Details are still pending.


Innovator Triple Stacker ETF - October (TSOC) was delisted pending a stock liquidation. Details are still pending.

October 2, 2023

a.k.a. Brands Holding Corp. (AKA) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of AKA for every 12 shares of AKA previously held. Fractional shares resulting from the split will be retained.


ARMOUR Residential REIT, Inc. (ARR) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of ARR for every 5 shares of ARR previously held. Fractional shares resulting from the split will be retained.


EBET, INC. (EBET) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of EBET for every 30 shares of EBET previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


The9 Limited American Depository Shares (NCTY) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of NCTY for every 10 shares of NCTY previously held. Fractional shares resulting from the split will be retained.


Skillsoft Corp. (SKIL) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of SKIL for every 20 shares of SKIL previously held. Fractional shares resulting from the split will be retained.


Minerva Surgical, Inc. (UTRS) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of UTRS for every 20 shares of UTRS previously held. Fractional shares resulting from the split will be retained.


AEGON LTD (AEG) performed a 1:1 CUSIP change.


Anzu Special Acquisition Corp I (ANZU) performed a ticker change to COCH, changed its corporate name to Envoy Medical, Inc., and performed a 1:1 CUSIP change.


Graf Acquisition Corp. IV (GFOR) performed a ticker change to NKGN, changed its corporate name to NKGen Biotech, Inc., and performed a 1:1 CUSIP change.


Mercato Partners Acquisition Corporation (MPRA) performed a ticker change to NVNI, changed its corporate name to Nvni Group Limited, and performed a 1:1 CUSIP change.


Soundwatch Hedged Equity ETF (SHDG) performed a 1:1 CUSIP change.


TradeUP Acquisition Corp. (UPTD) performed a ticker change to ESLA, changed its corporate name to Estrella Immunopharma, Inc., and performed a 1:1 CUSIP change.


INFINITY PHARMACEUTICALS INC (INFI) performed a ticker change to INFIQ.


ARAMARK (ARMK) performed a spinoff of VSTS. For every 1 share of ARMK held, shareholders will receive 0.5000 shares of VSTS.


Danaher Corporation (DHR) performed a spinoff of VLTO. For every 1 share of DHR held, shareholders will receive 0.3333 shares of VLTO.


Kellogg Company (K) performed a spinoff of KLG. For every 1 share of K held, shareholders will receive 0.2500 shares of KLG.


TRICIDA INC COM (TCDAQ) was declared worthless.


BED BATH & BEYOND INC (BBBYQ) was delisted pending a stock liquidation. Details are still pending.

September 29, 2023

Curis, Inc. (CRIS) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of CRIS for every 20 shares previously held. Fractional shares resulting from the split will be retained.


Fathom Digital Manufacturing Corporation (FATH) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of FATH for every 20 shares previously held. Fractional shares resulting from the split will be retained.


TOP Ships, Inc. (TOPS) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of TOPS for every 12 shares previously held. Fractional shares resulting from the split will be retained.


BTC Digital Ltd. (METX) performed a ticker change to ticker change to BTCT.


MCLOUD TECHNOLOGIES CORP (MCLD) performed a ticker change to MCLDF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Syneos Health, Inc. (SYNH) performed a cash merger. This means that shares were removed and shareholders will receive $43.0000 per share in cash.


VanEck China Growth Leaders ETF (GLCN) was liquidated. This means that shares were removed and shareholders will receive $21.2444 per share in cash.


Liminal BioSciences Inc. (LMNL) was liquidated. This means that shares were removed and shareholders will receive $8.5000 per share in cash.


AdvisorShares Newfleet Multi-Sector Income ETF (MINC) was liquidated. This means that shares were removed and shareholders will receive $44.7178 per share in cash.

September 28, 2023

SciSparc Ltd. (SPRC) performed a 1 for 26 Reverse Split. This means shareholders will now hold 1 share of SPRC for every 26 shares previously held. Fractional shares will be rounded up to the nearest share if the fraction is over 0.5 and rounded down if less than 0.5.


Synlogic, Inc. (SYBX) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of SYBX for every 15 shares previously held. Fractional shares resulting from the split will be retained.


XWELL, Inc. (XWEL) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of XWEL for every 20 shares previously held. Fractional shares resulting from the split will be retained.


Safe & Green Holdings Corp. (SGBX) performed a spinoff of SGD. For every 1 share of SGBX held, shareholders will receive 0.1862 shares of SGD.


SilverSPAC Inc. (SLVR) was liquidated. This means that shares were removed and shareholders will receive $10.4813 per share in cash.


Triton International Limited (TRTN) was delisted pending a stock liquidation. Details are still pending.

September 27, 2023

Rubicon Technologies, Inc. (RBT) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of RBT for every 8 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Decibel Therapeutics, Inc. (DBTX) performed a cash and stock merger. Shareholders will receive $4.0000 and 1 share of DBTX^ for each share of DBTX previously held.


Reata Pharmaceuticals, Inc. (RETA) performed a cash merger. This means that shares were removed and shareholders will receive $172.5000 per share in cash.


Tata Motors Limited (TTM) was liquidated. This means that shares were removed and shareholders will receive $20.0880 per share in cash.


Iconic Sports Acquisition Corp. (ICNC) was delisted pending a stock liquidation. Details are still pending.


Liminal BioSciences Inc. (LMNL) was delisted pending a stock liquidation. Details are still pending.

September 26, 2023

Flotek Industries, Inc. (FTK) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of FTK for every 6 shares of FTK previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Vaccinex, Inc. (VCNX) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of VCNX for every 15 shares of VCNX previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Magellan Midstream Partners, L.P. (MMP) performed a cash and stock merger. Shareholders will receive $25.0000 and 0.6670 shares of OKE for each share of MMP previously held.


Prosus NV Sponsored ADR (PROSY) distributed a stock dividend of 1.1796 per share. Shareholders received 1.1796 additional shares for every share previously held.


The Growth for Good Acquisition Corporation (GFGD) was liquidated. This means that shares were removed and shareholders will receive $10.5521 per share in cash.


Digital Media Solutions, Inc. (DMS) performed a ticker change to DMSL. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


SUNLIGHT FINL HLDGS INC (SUNL) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


26 Capital Acquisition Corp. (ADER) was delisted pending a stock liquidation. Details are still pending.


Decibel Therapeutics, Inc. (DBTX) was delisted pending a stock liquidation. Details are still pending.

September 25, 2023

Connexa Sports Technologies Inc. (CNXA) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of CNXA for every 40 shares of CNXA previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


E-Home Household Service Holdings Limited (EJH) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of EJH for every 10 shares of EJH previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Farmmi, Inc. (FAMI) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of FAMI for every 8 shares of FAMI previously held. Fractional shares resulting from the split will be retained.


Neoleukin Therapeutics, Inc. (NLTX) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of NLTX for every 5 shares of NLTX previously held. Fractional shares resulting from the split will be retained.


Gaucho Group Holdings, Inc. (VINO) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of VINO for every 10 shares of VINO previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


AngloGold Ashanti PLC (AU) performed a 1:1 CUSIP change.


CRH PLC (CRH) performed a 1:1 CUSIP change.


Murphy Canyon Acquisition Corp. (MURF) performed a ticker change to CDT, changed its corporate name to Conduit Pharmaceuticals Inc., and performed a 1:1 CUSIP change.


Yunhong CTI Ltd. (CTIB) performed a ticker change to YHGJ, and changed its corporate name to Yunhong Green CTI Ltd.


Hillstream BioPharma, Inc. (HILS) performed a ticker change to THAR.


Bird Global, Inc. (BRDS) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


AdvisorShares Newfleet Multi-Sector Income ETF (MINC) was delisted pending a stock liquidation. Details are still pending.


Magellan Midstream Partners, L.P. (MMP) was delisted pending a merger. Details are still pending.

September 22, 2023

Cepton, Inc. (CPTN) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of CPTN for every 10 shares of CPTN previously held. Fractional shares resulting from the split will be retained.


Powerbridge Technologies Co. (PBTS) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of PBTS for every 8 shares of PBTS previously held. Fractional shares resulting from the split will be retained.


Precipio, Inc. (PRPO) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of PRPO for every 20 shares of PRPO previously held. Fractional shares resulting from the split will be retained.


Sigma Additive Solutions, Inc. (SASI) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of SASI for every 20 shares of SASI previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Paratek Pharmaceuticals, Inc. (PRTK) performed a cash and stock merger. Shareholders will receive $2.1500 and 1.0000 share of PRTK^ for each share of PRTK previously held.


Radius Global Infrastructure, Inc. (RADI) performed a cash merger. This means that shares were removed and shareholders will receive $15.0000 per share in cash.


Altimar Acquisition Corp. III (ATAQ) was liquidated. This means that shares were removed and shareholders will receive $10.4179 per share in cash.


INDUSTRIAS BACHOCO ADR (IBAAY) was liquidated. This means that shares were removed and shareholders will receive $59.1375 per share in cash.


PARTNER COMMUNICATIONS CO LTD ADR (PTNRY) was delisted pending a stock liquidation. Details are still pending.

September 21, 2023

PolyPid Ltd. (PYPD) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of PYPD for every 30 shares previously held. Fractional shares will be rounded up to the nearest share if the fraction is over 0.51 and rounded down if less than 0.51.


Sonder Holdings Inc. (SOND) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of SOND for every 20 shares of SOND previously held. Fractional shares resulting from the split will be retained.


Digital Transformation Opportunities Corp. (DTOC) performed a ticker change to AONC, changed its corporate name to American Oncology Network, Inc., and performed a 1:1 CUSIP change.


M3-Brigade Acquisition III Corp. (MBSC) performed a ticker change to GFR, changed its corporate name to Greenfire Resources Ltd, and performed a 1:1 CUSIP change.


Vahanna Tech Edge Acquisition I Corp. (VHNA) performed a ticker change to RDZN, changed its corporate name to Roadzen, Inc., and performed a 1:1 CUSIP change. 


JPMorgan ActiveBuilders U.S. Large Cap Equity ETF (JUSA) was liquidated. This means that shares were removed and shareholders will receive $51.1338 per share in cash.


Long Cramer Tracker ETF (LJIM) was liquidated. This means that shares were removed and shareholders will receive $26.3518 per share in cash.


VanEck China Growth Leaders ETF (GLCN) was delisted pending a stock liquidation. Details are still pending


Longeveron Inc. Subscription Right (LGVNR) expired worthless.

September 20, 2023

Habytat, Inc. (DATS) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of DATS for every 10 shares of DATS previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


LIZHI INC. (LIZI) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of LIZI for every 10 shares of LIZI previously held. Fractional shares resulting from the split will be retained.


Novo-Nordisk A/S (NVO) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of NVO for every 1 share previously held. Fractional shares will be retained.


WEJO GROUP LTD COM (WEJOQ) performed a ticker change to WEJOF.


UTA Acquisition Corporation (UTAA) was liquidated. This means that shares were removed and shareholders will receive $10.6776 per share in cash.


VIRGIN ORBIT HLDGS INC COM (VORBQ) was declared worthless.

September 19, 2023

Axcella Health Inc. (AXLA) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of AXLA for every 25 shares of AXLA previously held. Fractional shares resulting from the split will be retained.


Prime Impact Acquisition I (PIAI) performed a ticker change to CCG, changed its corporate name to Cheche Group Inc., and performed a 1:1 CUSIP change.


Lightning eMotors, Inc. (ZEV) performed a ticker change to ZEVY. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Denbury Inc New Warrant (DNRRW) Warrants were delisted pending expiration.


illumin Holdings Inc. Voluntary Offer Deemed Dividend (ILLMZZD) was declared worthless.

September 18, 2023

Antelope Enterprise Holdings Limited (AEHL) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of AEHL for every 10 shares of AEHL previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


AYRO, Inc. (AYRO) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of AYRO for every 8 shares of AYRO previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


PHAXIAM Therapeutics (PHXM) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of PHXM for every 10 shares of PHXM previously held. Fractional shares resulting from the split will be retained.


Highland/iBoxx Senior Loan ETF (SNLN) performed a ticker change to HYSA, changed its corporate name to BondBloxx USD High Yield Bond Sector Rotation ETF, and performed a 1:1 CUSIP change.


Takung Art Co., Ltd. (TKAT) performed a ticker change to MI, changed its corporate name to NFT Limited, and performed a 1:1 CUSIP change.


Prime Impact Acquisition I (PRIAF) was delisted pending a stock liquidation. Details are still pending.


Telkom SA SOC Ltd (TLKGY) was delisted pending a stock liquidation. Details are still pending.


UTA Acquisition Corporation (UTAA) was delisted pending a stock liquidation. Details are still pending.

September 15, 2023

Kaixin Auto Holdings (KXIN) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of KXIN for every 15 shares of KXIN previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Jupiter Wellness, Inc. (JUPW) performed a ticker change to SHOT.


Corporate Office Properties Trust (OFC) performed a ticker change to CDP, and changed its corporate name to COPT Defense Properties.


BANK SOUTH CAROLINA CORP (BKSC) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


DIRTT Environmental Solutions Ltd. (DRTT) performed a ticker change to DRTTF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Prime Impact Acquisition I (PIAI) performed a ticker change to PRIAF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


AFRICAN GOLD ACQUISITION CORP (AGACF) was liquidated. This means that shares were removed and shareholders will receive $10.5794 per share in cash.

September 14, 2023

Astra Space, Inc. (ASTR) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of ASTR for every 15 shares of ASTR previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


INFINITY PHARMACEUTICALS INC (INFI) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


KIROMIC BIOPHARMA INC (KRBP) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


BNY Mellon Short Duration Corporate Bond ETF (BKSB) was liquidated. This means that shares were removed and shareholders will receive $46.8695 per share in cash.


Starry Group Holdings Inc (STRYQ) was declared worthless.


JPMorgan ActiveBuilders U.S. Large Cap Equity ETF (JUSA) was delisted pending a stock liquidation. Details are still pending.

September 13, 2023

Avinger, Inc. (AVGR) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of AVGR for every 15 shares of AVGR previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


First Light Acquisition Group, Inc. (FLAG) performed a ticker change to CLDI.


The Necessity Retail REIT, Inc. (RTL) performed a stock merger. Shareholders will receive 0.6700 new shares of GNL for each old share of RTL previously held. Fractional shares will be retained.


NORTHERN STAR INVT CORP IV CL A (NSTD) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.

September 12, 2023

Ampio Pharmaceuticals Inc. (AMPE) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of AMPE for every 20 shares of AMPE previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Ascent Solar Technologies, Inc. (ASTI) performed a 1 for 200 Reverse Split. This means shareholders will now hold 1 share of ASTI for every 200 shares of ASTI previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Leafly Holdings, Inc. (LFLY) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of LFLY for every 20 shares of LFLY previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Magenta Therapeutics, Inc. (MGTA) performed a ticker change to DNTH and changed its corporate name to Dianthus Therapeutics, Inc. Magenta Therapeutics, Inc. (MGTA) also performed a 1 for 16 Reverse Split. This means shareholders will now hold 1 share of DNTH for every 16 shares of MGTA previously held. Fractional shares resulting from the split will be retained. Additionally, shareholders will receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.


Rosecliff Acquisition Corp (RCLF) performed a ticker change to MDAI, changed its corporate name to Spectral AI Inc, and performed a 1:1 CUSIP change.


World Wrestling Entertainment (WWE) performed a ticker change to TKO, changed its corporate name to TKO Group Holdings, Inc., and performed a 1:1 CUSIP change.


Black Knight, Inc. (BKI) performed a cash merger. This means that shares were removed and shareholders will receive $75.8670 per share in cash.


NightShares 500 1x/1.5x ETF (NSPL) was liquidated. This means that shares were removed and shareholders will receive $35.6472 per share in cash.


Illumin Holdings Inc. (ILLM) performed a ticker change to ILLMF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Long Cramer Tracker ETF (LJIM) was delisted pending a stock liquidation. Details are still pending.

September 11, 2023

1847 Holdings LLC (EFSH) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of EFSH for every 25 shares of EFSH previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Super League Gaming, Inc. (SLGG) performed a 1 for 20 Reverse Split, and changed its ticker to SLE. This means shareholders will now hold 1 share of SLE for every 20 shares of SLGG previously held. Fractional shares resulting from the split will be retained.


CXApp Inc. (CXAIZZZ) performed a ticker change to CXAI and performed a 1:1 CUSIP change.


Surface Oncology, Inc. (SURF) performed a stock merger. Shareholders will receive 0.196 shares of CHRS for each share of SURF previously held, with fractional shares retained. Additionally, shareholders will receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.


ETF Series Solutions iBET Sports Betting and Gaming ETF (IBET) was liquidated. This means that shares were removed and shareholders will receive $10.34 per share in cash.


LMP AUTOMOTIVE HLDGS INC (LMPX) was liquidated. This means that shares were removed and shareholders will receive $1.50 per share in cash.


Altimar Acquisition Corp. III (ATAQ) was delisted pending a stock liquidation. Details are still pending.


illumin Holdings Inc. (ILLM) is suspended and not currently trading.

September 8, 2023

Acorn Energy, Inc. (ACFN) performed a 1 for 16 Reverse Split, and changed its ticker to ACFND. This means shareholders will now hold 1 share of ACFND for every 16 shares of ACFN previously held. Fractional shares resulting from the split will be retained.


Aeglea BioTherapeutics, Inc. (AGLE) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of AGLE for every 25 shares of AGLE previously held. Fractional shares resulting from the split will be retained.


IMAC Holdings, Inc. (BACK) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of BACK for every 30 shares of BACK previously held. Fractional shares resulting from the split will be rounded up to the nearest share


Neptune Wellness Solutions Inc. (NEPT) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of NEPT for every 40 shares of NEPT previously held. Fractional shares resulting from the split will be retained.


Odonate, Inc. (ODTC) performed a 1 for 2000 Reverse Split. This means shareholders will now hold 1 share of ODTC for every 2000 shares of ODTC previously held. Fractional shares resulting from the split will be paid as cash in lieu.


Adamis Pharmaceuticals Corporation (ADMP) performed a ticker change to DMK.


Spark Networks SE American Depositary Shares (LOV) performed a ticker change to LOVLY.


Bit Brother (BTB) performed a ticker change to BETS.


Cascadia Acquisition Corp. (CCAI) was liquidated. This means that shares were removed and shareholders will receive $12.3480 per share in cash.


Waverley Capital Acquisition Corp. 1 (WAVC) was liquidated. This means that shares were removed and shareholders will receive $10.4481 per share in cash.


ETF Series Solutions iBET Sports Betting and Gaming ETF (IBET) was delisted pending a stock liquidation. Details are still pending.

September 7, 2023

Grom Social Enterprises Inc. (GROM) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of GROM for every 20 shares of GROM previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Ryvyl Inc. (RVYL) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of RVYL for every 10 shares of RVYL previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Aziyo Biologics, Inc. (AZYO) performed a ticker change to ELUT, and changed its corporate name to Elutia Inc.


BiondVax Pharmaceuticals (BVXV) performed a ticker change to SCNI, and changed its corporate name to Scinai Immunotherapeutics.


Quotient Technology Inc (QUOT) performed a cash merger. This means that shares were removed and shareholders will receive $4.0000 per share in cash.


NORTHERN STAR INVT CORP III CL A (NSTC) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Golden Falcon Acquisition Corp. (GFX) was liquidated. This means that shares were removed and shareholders will receive $10.1799 per share in cash.


BNY Mellon Short Duration Corporate Bond ETF (BKSB) was delisted pending a stock liquidation. Details are still pending.


BOXED INC (BOXDQ) was delisted pending a stock liquidation. Details are still pending.

September 6, 2023

Conformis, Inc. (CFMS) performed a cash merger. This means that shares were removed and shareholders will receive $2.2700 per share in cash.


FTAC Zeus Acquisition Corp. (ZING) was liquidated. This means that shares were removed and shareholders will receive $10.5104 per share in cash.

September 5, 2023

Harpoon Therapeutics, Inc. (HARP) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of HARP for every 10 shares of HARP previously held. Fractional shares resulting from the split will be retained.


WeWork Inc. (WE) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of WE for every 40 shares of WE previously held. Fractional shares resulting from the split will be retained.


UTime (UTME) performed a ticker change to WTO.


BriaCell Therapeutics Corp. (BCTX) performed a stock merger. Shareholders will receive 1 new share of BCTX for each old share of BCTX previously held. Shareholders will receive 1 new share of BCTX^ for each old share of BCTX previously held.


NexTier Oilfield Solutions Inc. (NEX) performed a stock merger. Shareholders will receive 0.7520 new shares of PTEN for each old share of NEX previously held.


NuVasive, Inc. (NUVA) performed a stock merger. Shareholders will receive 0.7500 new shares of GMED for each old share of NUVA previously held.


LiveOne, Inc. (LVO) performed a spinoff of PODC. For every 1 share of LVO held, shareholders will receive 0.0476 shares of PODC.


SpringBig Holdings, Inc. (SBIG) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Black Knight, Inc. (BKI) was delisted pending a stock liquidation. Details are still pending.


Starry Group Holdings Inc (STRYQ) was delisted pending a stock liquidation. Details are still pending.


Quotient Technology Inc (QUOT) was delisted pending a stock liquidation. Details are still pending.

September 1, 2023

Distribution Solutions Group, Inc. (DSGR) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of DSGR for every 1 share previously held. Fractional shares will be retained.


Heliogen, Inc. (HLGN) performed a 1 for 35 Reverse Split. This means shareholders will now hold 1 share of HLGN for every 35 shares of HLGN previously held. Fractional shares resulting from the split will be retained.


Sonnet BioTherapeutics Holdings, Inc. (SONN) performed a 1 for 22 Reverse Split. This means shareholders will now hold 1 share of SONN for every 22 shares of SONN previously held. Fractional shares resulting from the split will be retained.


Schnitzer Steel Industries, Inc. (SCHN) performed a ticker change to RDUS.


Focus Financial Partners Inc. (FOCS) performed a cash merger. This means that shares were removed and shareholders will receive $53.0000 per share in cash.


Pardes Biosciences, Inc. (PRDS) performed a cash and stock merger. Shareholders will receive $2.1300 and 1.0000 share of PRDS^ for each share of PRDS previously held.


Asian Growth Cubs ETF (CUBS) was liquidated. This means that shares were removed and shareholders will receive $18.8588 per share in cash.


EdtechX Holdings Acquisition Corp. II (EDTX) was liquidated. This means that shares were removed and shareholders will receive $10.3480 per share in cash.


PIVOTAL INVT CORP III (PICC) was liquidated. This means that shares were removed and shareholders will receive $10.2207 per share in cash.


AdvisorShares Poseidon Dynamic Cannabis ETF (PSDN) was liquidated. This means that shares were removed and shareholders will receive $0.9969 per share in cash.


Cascadia Acquisition Corp. Class A (CCAI) was delisted pending a stock liquidation. Details are still pending.


NexTier Oilfield Solutions Inc. (NEX) was delisted pending a stock liquidation. Details are still pending.


NightShares 500 1x/1.5x ETF (NSPL) was delisted pending a stock liquidation. Details are still pending.

August 31, 2023

Express, Inc. (EXPR) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of EXPR for every 20 shares of EXPR previously held. Fractional shares resulting from the split will be retained.


Spire Global, Inc. (SPIR) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of SPIR for every 8 shares of SPIR previously held. Fractional shares resulting from the split will be retained.


SeqLL Inc. (SQL) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of SQL for every 40 shares of SQL previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


FINANCIAL STRATEGIES ACQUISITION CORP (FXCO) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Strategy Shares Nasdaq 5HANDL Index ETF (FIVR) was liquidated. This means that shares were removed and shareholders will receive $21.1493 per share in cash.


Noble Absolute Return ETF (NOPE) was liquidated. This means that shares were removed and shareholders will receive $8.3870 per share in cash.