Corporate Actions Tracker

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December 6, 2022

Atlas Crest Investment Corp. II (ACII) was liquidated. This means that shares were removed and shareholders will receive $10.00 per share in cash.


Industrial Human Capital, Inc. (AXHI) was liquidated. This means that shares were removed and shareholders will receive $10.2238 per share in cash.


Checkpoint Therapeutics, Inc. (CKPT) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of CKPT for every 10 shares of CKPT previously held. Fractional shares resulting from the split will be retained.


DURECT Corporation (DRRX) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of DRRX for every 10 shares of DRRX previously held. Fractional shares resulting from the split will be retained.


Switch, Inc. Class A (SWCH) was delisted pending a merger. Details are still pending.

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December 5, 2022

NightDragon Acquisition Corp. (NDAC) was liquidated. This means that shares were removed and shareholders will receive $10.0702 per share in cash.


ACTUA CORP (ACTA) was declared worthless.


Astrotech Corporation (DE) (ASTC) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of ASTC for every 30 shares of ASTC previously held. Fractional shares resulting from the split will be retained.


Applied Genetic Technologies Corporation (AGTC) performed a cash and stock merger. Shareholders will receive $0.3400 and 1.0000 shares of AGTC^ for each share of AGTC previously held. Fractional shares will be retained.


First High-School Education Group Co. (FHS) performed a ticker change to FHSEY. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


America First Multifamily Investors, L.P. Beneficial Unit Certificates (BUCs) representing Limited Partnership Interests (ATAX) performed a ticker change to GHI, and changed its corporate name to GREYSTONE HOUSING IMPACT INV.


CHINA PETE & CHEM CORP (SNPTY) was delisted pending an ADR termination.

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December 2, 2022

Orion Acquisition Corp. (OHPA) was liquidated. This means that shares were removed and shareholders will receive $10.0841 per share in cash.


The Music Acquisition Corporation (TMAC) was liquidated. This means that shares were removed and shareholders will receive $10.0458 per share in cash.


Tishman Speyer Innovation Corp. II (TSIB) was liquidated. This means that shares were removed and shareholders will receive $10.0000 per share in cash.


Sandbridge X2 Corp. (SBII) was liquidated. This means that shares were removed and shareholders will receive $10.0936 per share in cash.


Nuveen Emerging Markets Debt 2022 Target Term Fund (JEMD) was liquidated. This means that shares were removed and shareholders will receive $6.6472 per share in cash.


Eloxx Pharmaceuticals, Inc. (ELOX) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of ELOX for every 40 shares of ELOX previously held. Fractional shares resulting from the split will be retained.


MicroSectors Oil & Gas Exp. & Prod. (OILD) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of OILD for every 10 shares of OILD previously held. Fractional shares resulting from the split will be retained.


MicroSectors US Big Oil (NRGD) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of NRGD for every 10 shares of NRGD previously held. Fractional shares resulting from the split will be retained.


PBF LOGISTICS LP (PBFX) performed a cash and stock merger. Shareholders will receive $9.2500 and 0.2700 shares of PBF for each share of PBFX previously held. Fractional shares will be retained.


Triumph Financial, Inc. (TBK) performed a ticker change to TFIN.


Athlon Acquisition Corp. (SWET) was delisted. Details are still pending.


Atlas Crest Investment Corp. II (ACII) was delisted. Details are still pending.


HumanCo Acquisition Corp. (HMCO) was delisted. Details are still pending.


Akouos, Inc. (AKUS) was delisted pending a merger. Details are still pending.


First Trust/abrdn Emerging Opportunity Fund (FEO) was delisted pending a stock liquidation. Details are still pending.


Applied Genetic Technologies Corporation (AGTC) was delisted pending a stock liquidation. Details are still pending.


iShares iBonds Dec 2022 Term Muni Bond ETF (IBMK) was delisted pending a stock liquidation. Details are still pending.

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December 1, 2022

Tuesday Morning Corp. (TUEM) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of TUEM for every 30 shares of TUEM previously held. Fractional shares resulting from the split will be retained.


Investment Managers Series Trust II AXS 2X Innovation ETF (TARK) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of TARK for every 5 shares of TARK previously held. Fractional shares resulting from the split will be retained.


Petros Pharmaceuticals, Inc. (PTPI) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of PTPI for every 10 shares of PTPI previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Baudax Bio, Inc. (BXRX) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of BXRX for every 40 shares of BXRX previously held. Fractional shares resulting from the split will be retained.


Renovacor, Inc. (RCOR) performed a stock merger. Shareholders will receive 0.1763 new shares of RCKT for each old share of RCOR previously held. Fractional shares will be retained.


Flagstar Bancorp, Inc. (FBC) performed a stock merger and delisted. Shareholders will receive 4.0151 new shares of NYCB for each old share of FBC previously held. Fractional shares will be retained.


Fidelity National Financial, Inc. (FNF) performed a spin-off.Shareholders received 0.068 shares of F&G Annuities & Life Inc. (FG) for every share of FNF held on ex-dividend date, December 1, 2022. Fractional shares resulting from the spin-off will be included in your total position.


HumanCo Acquisition Corp. (HMCO) was liquidated. This means that shares were removed and shareholders will receive $10.0657 per share in cash.


Liberty Media Acquisition Corporation Series A (LMACA) was liquidated and delisted. This means that shares were removed and shareholders will receive $10.0692 per share in cash.


Crucible Acquisition Corporation (CRU) was liquidated and delisted. This means that shares were removed and shareholders will receive $10.0263 per share in cash.


PWP Forward Acquisition Corp. (FRW) was liquidated. This means that shares were removed and shareholders will receive $10.0000 per share in cash.


PBF LOGISTICS LP (PBFX) was delisted pending a merger. Details are still pending.


Tishman Speyer Innovation Corp. II (TSIB) was delisted. Details are still pending.


EQONEX LIMITED (EQOSF) performed a ticker change to EQOSQ.


Allied Gaming & Entertainment Inc. (AESE) performed a ticker change to AGAE.

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November 30, 2022

Bio-Techne Corp (TECH) performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of TECH for every 1 share previously held. Fractional shares will be retained.


Arcimoto, Inc. (FUV) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of FUV for every 20 shares of FUV previously held. Fractional shares resulting from the split will be retained.


PropTech Investment Corporation (PTIC) performed a ticker change to SFR, changed its corporate name to Starwood Waypoint Homes, and performed a 1:1 CUSIP change.


G&P Acquisition Corp. (GAPA) was liquidated. This means that shares were removed and shareholders will receive $10.1685 per share in cash.


Genuine Investors ETF (GCIG) was liquidated. This means that shares were removed and shareholders will receive $17.8436 per share in cash.


Population Health Investment Co., Inc.( PHIC) was liquidated. This means that shares were removed and shareholders will receive $10.0956 per share in cash.


Ecofin Digital Payments Infrastructure Fund (ETPA) was liquidated. This means that shares were removed and shareholders will receive $25.18752404 per share in cash.


Sandbridge X2 Corp. (SBII) was delisted pending a stock liquidation. Details are still pending.


EQONEX LIMITED (EQOS) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.

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November 29, 2022

Merlyn.AI Best-of-Breed Core Momentum ETF (BOB) was liquidated. This means that shares were removed and shareholders will receive $19.92903359 per share in cash.


EA Series Trust Merlyn.AI Tactical Growth & Income ETF (SNUG) was liquidated. This means that shares were removed and shareholders will receive $22.03721156 per share in cash.


CNS Pharmaceuticals, Inc. (CNSP) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of CNSP for every 30 shares of CNSP previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


RADA Electronic Industries (RADA) performed a ticker change to DRS, changed its corporate name to Leonardo DRS, Inc., and performed a 1:1 CUSIP change.


PWP Forward Acquisition Corp. (FRW) was delisted pending a stock liquidation. Details are still pending.


Ecofin Digital Payments Infrastructure Fund (ETPA) was delisted pending a stock liquidation. Details are still pending.

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November 28, 2022

Inspire Faithward Large Cap Momentum ETF (FEVR) was liquidated. This means that shares were removed and shareholders will receive $22.1974 per share in cash.


Jiya Acquisition Corp. (JYAC) was liquidated. This means that shares were removed and shareholders will receive $10.0496 per share in cash.


ETFMG 2X Daily Inverse Alternative Harvest ETF (MJIN) was liquidated. This means that shares were removed and shareholders will receive $15.36335983 per share in cash.


Secoo Holding (SECO) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of SECO for every 10 shares of SECO previously held. Fractional shares resulting from the split will be retained.


Xinyuan Real Estate Co. (XIN) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of XIN for every 10 shares of XIN previously held. Fractional shares resulting from the split will be retained.


CONTINENTAL RESOURCES INC. (CLR) performed a cash merger. This means that shares were removed and shareholders will receive $74.2800 per share in cash.


VTRU Rights (VTRU^) expired worthless.


Nuveen Emerging Markets Debt 2022 Target Term Fund, Common Shares of Beneficial Interest, $0.01 par value per share (JEMD) was delisted pending a stock liquidation. Details are still pending.

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November 25, 2022

BiondVax Pharmaceuticals Ltd. (BVXV) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of BVXV for every 10 shares of BVXV previously held. Fractional shares resulting from the split will be retained.


Check-Cap Ltd. (CHEK) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of CHEK for every 20 shares of CHEK previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Austerlitz Acquisition Corporation I (AUS) was liquidated. This means that shares were removed and shareholders will receive $10.00 per share in cash.


Austerlitz Acquisition Corporation II (ASZ) was liquidated. This means that shares were removed and shareholders will receive $10.00 per share in cash.


Jiya Acquisition Corp. (JYAC) was delisted pending a stock liquidation. Details are still pending.


TFMG 2X Daily Inverse Alternative Harvest ETF (MJIN) was delisted pending a stock liquidation. Details are still pending.

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November 23, 2022

Frazier Lifesciences (FLAC) performed a ticker change to NAMS, changed its corporate name to NewAmsterdam Pharma Company B.V., and performed a 1:1 CUSIP change.


ACE Convergence (ACEV) performed a ticker change to TMPO, changed its corporate name to Tempo Automation Holdings, and performed a 1:1 CUSIP change.


SuperCom, Ltd. (SPCB) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of SPCB for every 10 shares of SPCB previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Qualigen Therapeutics, Inc. (QLGN) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of QLGN for every 10 shares of QLGN previously held. Fractional shares resulting from the split will be retained.


ION Acquisition Corp 3 Ltd. (IACC) was liquidated. This means that shares were removed and shareholders will receive $10.0929 per share in cash.


ZENDESK INC (ZEN) performed a cash merger. This means that shares were removed and shareholders will receive $77.5000 per share in cash.


Austerlitz Acquisition Corporation I (AUS) was delisted pending a merger. Details are still pending.


CONTINENTAL RESOURCES INC. (CLR) was delisted pending a merger. Details are still pending.


Fortress Value Acquisition Corp. III (FVT) was delisted. The stock is currently not trading.


Fortress Value Acquisition Corp. IV (FVIV) was delisted. The stock is currently not trading.


Vanguard U.S. Liquidity Factor ETF (VFLQ) was delisted pending a stock liquidation. Details are still pending.


Austerlitz Acquisition Corporation II (ASZ) was delisted. The stock is currently not trading.


Global X MSCI SuperDividend Emerging Markets ETF (SDEM) is untradeable due to Russian sanctions. None of Robinhood's execution venues are accepting orders at this time.


iShares Emerging Markets Dividend ETF (DVYE) is untradeable due to Russian sanctions. None of Robinhood's execution venues are accepting orders at this time.


SPDR Portfolio Europe ETF (SPEU) is untradeable due to Russian sanctions. None of Robinhood's execution venues are accepting orders at this time.


VEON Ltd. ADS (VEON) is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares.

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November 22, 2022

AMTD IDEA Group (AMTD) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of AMTD for every 2 shares of AMTD previously held. Fractional shares resulting from the split will be retained.


Waitr Holdings Inc. (WTRH) performed a 1 for 20 Reverse Split, and changed its ticker to ASAP. This means shareholders will now hold 1 share of ASAP for every 20 shares of ASAP previously held. Fractional shares resulting from the split will be retained.


Aenza S.A.A. (AENZ) performed a 1 for 3 Reverse Split. This means shareholders will now hold 1 share of AENZ for every 3 shares of AENZ previously held. Fractional shares resulting from the split will be retained.


Ebang International Holdings Inc. (EBON) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of EBON for every 30 shares of EBON previously held. Fractional shares resulting from the split will be retained.


Aerie Pharmaceuticals, Inc. (AERI) performed a cash merger. This means that shares were removed and shareholders will receive $15.2500 per share in cash.


Genuine Investors ETF (GCIG) was delisted pending a stock liquidation. Details are still pending.


AMPIO PHARMACEUTICALS INC (AMPED) performed a ticker change to AMPE.


ZENDESK INC (ZEN) was delisted. The stock is currently not trading.

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November 21, 2022

RIV Rights (RIV^) expired worthless.


G Medical Innovations Holdings Ltd. Ordinary Shares (GMVD) performed a 1 for 35 Reverse Split. This means shareholders will now hold 1 share of GMVD for every 35 shares previously held. Fractional shares will be retained.


TC BioPharm (Holdings) plc American Depositary Shares (TCBP) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of TCBP for every 50 shares previously held. Fractional shares will be retained.


Inspire Faithward Large Cap Momentum ETF (FEVR) was delisted.


Nam Tai Property Inc. (NTP) performed a ticker change and was delisted to OTC.


HIGHLAND TRANSCEND PARTNERS I CORP Warrant (HTPAW) performed a ticker change.


Merlyn.AI Best-of-Breed Core Momentum ETF (BOB) was delisted.


Kismet Acquisition Three Corp. Class A Ordinary Shares (KIII) was delisted to OTC and set PCO.


EA Series Trust Merlyn.AI Tactical Growth & Income ETF (SNUG) was delisted.


TUSCAN HLDGS CORP II COM (THCA) was delisted to OTC.

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November 18, 2022

Health Assurance Acquisition Corp. Class A (HAAC) was liquidated. This means that shares were removed and shareholders will receive $10.0767 per share in cash.


GoHealth, Inc. Class A (GOCO) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of GOCO for every 15 shares of GOCO previously held. Fractional shares resulting from the split will be retained.


8i Acquisition 2 Corp. Ordinary Shares (LAX) performed a ticker change to EUDA, changed its corporate name to EUDA Health Limited, and performed a 1:1 CUSIP change.


Tiga Acquisition Corp. (TINV) performed a ticker change to GRND, changed its corporate name to Grindr Group LLC, and performed a 1:1 CUSIP change.


Stealth BioTherapeutics Corp. ADS (MITO) performed a cash merger. This means that shares were removed and shareholders will receive $0.3250 per share in cash.


LogicBio Therapeutics, Inc. (LOGC) performed a cash merger. This means that shares were removed and shareholders will receive $2.07 per share in cash.


Fast Radius, Inc. Class A (FSRD) performed a ticker change to FSRDQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


ION Acquisition Corp 3 Ltd. (IACC) was delisted pending a stock liquidation. Details are still pending.


Nam Tai Property Inc (NTP) is suspended and not currently trading.

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November 17, 2022

IM Cannabis Corp. (IMCC) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of IMCC for every 10 shares of IMCC previously held. Fractional shares resulting from the split will be retained.


Tenneco Inc. Class A Voting Common Stock (TEN) performed a cash merger. This means that shares were removed and shareholders will receive $20.00 per share in cash.


Stealth BioTherapeutics Corp. ADS (MITO) was delisted pending a merger. Details are still pending.


LogicBio Therapeutics, Inc. (LOGC) was delisted pending a merger. Details are still pending.

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November 16, 2022

CHANNELADVISOR CORPORATION (ECOM) performed a cash merger. This means that shares were removed and shareholders will receive $23.10 per share in cash.


Palisade Bio, Inc. (PALI) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of PALI for every 50 shares of PALI previously held. Fractional shares resulting from the split will be retained.


NovaBay Pharmaceuticals, Inc. (NBY) performed a 1 for 35 Reverse Split. This means shareholders will now hold 1 share of NBY for every 35 shares of NBY previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


TIAN RUIXIANG Holdings Ltd Class A Ordinary Shares (TIRX) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of TIRX for every 5 shares of TIRX previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


SenesTech, Inc. (SNES) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of SNES for every 20 shares of SNES previously held. Fractional shares resulting from the split will be retained.


G&P Acquisition Corp. (GAPA) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


VectorShares Min Vol ETF (VSPY) was delisted pending a stock liquidation. Details are still pending.

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November 15, 2022

Performance Shipping Inc. (PSGH) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of PSGH for every 15 shares of PSGH previously held. Fractional shares resulting from the split will be retained.


Natural Order Acquisition Corp. (NOAC) was liquidated. This means that shares were removed and shareholders will receive $10.0731 per share in cash.


AGBA Acquisition Limited Ordinary Share (AGBA) performed a 1:1 CUSIP change.


TARONIS FUELS INC (TRNF) performed a ticker change to TRNFQ.


Industrial Human Capital, Inc. (AXH) performed a ticker change to AXHI. The security remains OTC and is set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Sierra Metals Inc. (SMTS) performed a ticker change to SMTSF. The security remains OTC and is set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Landec Corporation (LNDC) performed a ticker change to LFCR, and changed its corporate name to Lifecore Biomedical INC.

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November 14, 2022

Kintara Therapeutics, Inc. (KTRA) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of KTRA for every 50 shares of KTRA previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


iClick Interactive Asia Group Limited American Depositary Shares (ICLK) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of ICLK for every 10 shares of ICLK previously held. Fractional shares resulting from the split will be retained.


Medigus Ltd. American Depositary Shares (MDGS) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of MDGS for every 15 shares of MDGS previously held. Fractional shares resulting from the split will be retained.


CONSTELLATION BRANDS, INC. (STZ.B) performed a cash and stock merger. Shareholders will receive $64.64 and 1 share of STZ for each share of STZ.B previously held. Fractional shares will be retained.


East Stone Acquisition Corporation (ESSC) performed a ticker change to NWTN, changed its corporate name to NWTN Inc., and performed a 1:1 CUSIP change.


XL Group Ltd. (XL) performed a ticker change to SPRU and changed its corporate name to Spruce Power Holding Corporation


Royal DSM NV Sponsored ADR (RDSMY) was delisted pending an ADR termination.


Global X Interest Rate Hedge ETF (IRHG) performed a ticker change to RATE.


Natural Order Acquisition Corp. (NOAC) was delisted. The stock is currently not trading.

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November 11, 2022

Vickers Vantage Corp. (VCKA) performed a ticker change to SCLX, changed its corporate name to Scilex Holding Company, and performed a 1:1 CUSIP change.


Aileron Therapeutics, Inc. (ALRN) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of ALRN for every 20 shares of ALRN previously held. Fractional shares resulting from the split will be retained.


CONSTELLATION BRANDS, INC.(STZ.B) was delisted pending a merger. Details are still pending.


Fortress Transportation and Infrastructure Investors LLC (FTAI) performed a 1:1 CUSIP change.


CHINA LIFE INS CO LTD American Depositary Receipts - Sponsored (China) (LFCHY) was delisted pending an ADR termination.


Cohn Robbins Holdings Corp. (CRHC) performed a ticker change to CRRCF. The security delisted to OTC and is set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.

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November 10, 2022

Amerco (UHAL) performed a spin-off. Shareholders received 9 shares of U-Haul Holding Company Class B (UHALB) for every share of UHAL held on ex-dividend date November 10, 2022. Fractional shares resulting from the spin-off will be included in your total position.


Pine Island Acquisition Corp. (PIPP) was liquidated. This means that shares were removed and shareholders will receive $10.0548 per share in cash.


AMPIO PHARMACEUTICALS INC (AMPE) performed a 1 for 15 Reverse Split, and changed its ticker to AMPED. This means shareholders will now hold 1 share(s) of AMPED for every 15 shares of AMPE previously held. The security was remains to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Motorsport Games Inc. (MSGM) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of MSGM for every 10 shares previously held. Fractional shares will be retained.


Trevena, Inc. (TRVN) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of TRVN for every 25 shares previously held. Fractional shares will be retained.


Conformis, Inc. (CFMS) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of CFMS for every 25 shares previously held. Fractional shares will be retained.


Avalon GloboCare Corp. (AVCO) performed a ticker change to ALBT.


Zovio Inc. (ZVO) performed a ticker change to ZVOI. The security was delisted to OTC.

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November 9, 2022

Obitx Inc (OBTX) performed a ticker change to EBZT, changed its corporate name to EVERYTHING BLOCKCHAIN INC, and performed a 1:1 CUSIP change.


Hycroft Mining Holding Corporation Warrant (HYMCZ) expired worthless.


Versus Systems Inc. (VS) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of VS for every 15 shares previously held. Fractional shares will be retained.


OncoSec Medical Incorporated (ONCS) performed a 1 for 22 Reverse Split. This means shareholders will now hold 1 share of ONCS for every 22 shares previously held. Fractional shares will be rounded up to the nearest share.


Code Chain New Continent Limited (CCNC) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of CCNC for every 30 shares previously held. Fractional shares will be rounded up to the nearest share.


Tantech Holdings Ltd. (TANH) performed a 1 for 24 Reverse Split. This means shareholders will now hold 1 share of TANH for every 24 shares previously held. Fractional shares will be retained.


BCLS Acquisition Corp. (BLSA) was liquidated. This means that shares were removed and shareholders will receive $10.0713 per share in cash.


Timber Pharmaceuticals, Inc. (TMBR) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of TMBR for every 50 shares previously held. Fractional shares will be retained.


StoneMor Inc. (STON) performed a cash merger. This means that shares were removed and shareholders will receive $3.5000 per share in cash.


QUANERGY SYS INC (QNGY) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


IMMUNOCELLULAR THERAPEUTICS LTD (IMUC) changed its corporate name.


Silverback Therapeutics, Inc. (SBTX) performed a ticker change to SPRY and changed its corporate name to ARS Pharmaceuticals.

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November 8, 2022

Akerna Corp. (KERN) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of KERN for every 20 shares previously held. Fractional shares will be rounded up to the nearest share.


Safe-T Group (SFET) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of SFET for every 10 shares previously held. Fractional shares will be retained.


Diamond Offshore Drilling Inc. Escrow (DOFSQ^) expired worthless.


First High-School Education Group Co. (FHS) is suspended and not currently trading.


Norton Life Lock Inc. (NLOK) performed a ticker change to GEN, and changed its corporate name to Gen Digital Inc.

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November 7, 2022

ironSource Ltd. (IS) performed a stock merger. Shareholders will receive 0.1089 new shares of U for each old share of IS previously held. Fractional shares will be rounded up to the nearest share if the fraction is over 0.5.


WisdomTree, Inc. (WETF) performed a ticker change to WT.


LuxUrban Hotels Inc. (CHG) performed a ticker change to LUXH.


LATAM Airlines (LTMAQ) performed a ticker change to LTMAY.


CECO Environmental Corp. (CECE) performed a ticker change to CECO.

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November 4, 2022

AnPac Bio-Medical Science Co., Ltd. American Depositary Shares (ANPC) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of ANPC for every 20 shares previously held. Fractional shares will be retained.


Digital Brands Group, Inc. Common Stock (DBGI) performed a 1 for 100 Reverse Split. This means shareholders will now hold 1 share of DBGI for every 100 shares previously held. Fractional shares will be retained.


Gaucho Group Holdings, Inc. Common Stock (VINO) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of VINO for every 12 shares previously held. Fractional shares will be rounded up.


Copart, Inc. (DE) Common Stock (CPRT) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of CPRT for every 1 share previously held.


AdvisorShares Q Portfolio Blended Allocation ETF (QPT) was liquidated. This means that shares were removed and shareholders will receive $19.1878 per share in cash.


Benessere Capital Acquisition Corp. Class A Common Stock (BENE) was liquidated. This means that shares were removed and shareholders will receive $10.4739 per share in cash.


CyberOptics Corporation Common Stock (CYBE) performed a cash merger. This means that shares were removed and shareholders will receive $54.0000 per share in cash.


Gafisa, S.A. American Depositary Receipts - Unsponsored (GFASD)performed a ticker change to GFASY.


China New Borun Corporation ADR (BORNY) was delisted from OTC and is untradable.


Health Assurance Acquisition Corp. Class A Common Stock (HAAC) was delisted pending liquidation.


StoneMor Partners L.P. (STON) was delisted pending a merger.


CyberOptics Corporation Common Stock (CYBE) was delisted pending a merger.

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November 3, 2022

Quotient Limited Ordinary Shares (QTNT) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of QTNT for every 40 shares previously held. Fractional shares will be retained.


PhaseBio Pharmaceuticals, Inc. Common Stock (PHAS) performed a ticker change to PHASQ  and was delisted to OTC.

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November 2, 2022

Ignyte Acquisition Corp. Common Stock (IGNY) performed a cusip change, and changed its symbol to PKBO.


Avista Healthcare Public Acquisition Corp. Class A Ordinary Shares (AHPA) performed a cusip change, and changed its symbol to OABI.


Two Harbors Investment Corp. (TWO) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of TWO for every 4 shares previously held. Fractional shares will be retained.


Vyant Bio, Inc. Common Stock (VYNT)  performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of VYNT for every 5 shares previously held. Fractional shares will be retained.


Valkyrie ETF Trust II Valkyrie Balance Sheet Opportunities ETF (VBB) was liquidated. This means that shares were removed and shareholders will receive $11.4356 per share in cash.


Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest (EFL) was liquidated. This means that shares were removed and shareholders will receive $8.6647 per share in cash.


Sanaby Health Acquisition Corp. I Class A Common Stock (SANB) was liquidated. This means that shares were removed and shareholders will receive $10.2058 per share in cash.


U.S. Well Services, Inc. Class A Common Stock (USWS) performed a stock merger. Shareholders will receive 0.3366 new shares of ACDC for each old share of USWS previously held.


SPRAGUE RESOURCES LP (SRLP) performed a cash merger. This means that shares were removed and shareholders will receive $20.00 per share in cash.


Ligand Pharmaceuticals Incorporated Common Stock (LGND)  performed a spin-off. Shareholders received 4.90007 shares of OmniAb, Inc. (OABI) for every share of LGND held on ex-date November 2, 2022. Fractional shares resulting from the spin-off will be included in your total position.


Shareholders will also receive two separate CVRs, which pay additional cash if the company reaches certain milestones.


Sears Holdings Corporation Common Stock (SHLDQ) was delisted and is no longer trading.


ProFrac Holding Corp. Class A Common Stock (PFHC) performed a ticker change to ACDC.

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November 1, 2022

XPO LOGISTICS, INC. (XPO) performed a spinoff of RXO. For every 1 share of XPO held, shareholders will receive 1 share of RXO.


Hunt Companies Acquisition Corp. I (HTAQ) was liquidated. This means that shares were removed and shareholders will receive $10.2164 per share in cash.


Sarissa Capital Acquisition Corp. Class A Ordinary Shares (SRSA) was liquidated. This means that shares were removed and shareholders will receive $10.0686 per share in cash.


First Trust TCW ESG Premier Equity ETF (EPRE) was liquidated. This means that shares were removed and shareholders will receive $16.4454 per share in cash.


First Trust Dorsey Wright People's Portfolio ETF (DWPP) was liquidated. This means that shares were removed and shareholders will receive $26.7946 per share in cash.


NXG NextGen Infrastructure Income Fund (SZC) performed a ticker change to NXG.


Color Star Technology Co. Ltd. Ordinary Shares (CSCW) performed a ticker change to ADD.


Telstra Corporation Limited Common Stock (TLSYY) performed a cusip change, and changed its symbol to TLGPY.


Benessere Capital Acquisition Corp. Class A Common Stock (BENE) was delisted pending liquidation.


SPRAGUE RESOURCES LP (SRLP) was delisted pending a merger.

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October 31, 2022

MicroSectors Gold Miners 3x Leveraged ETN (GDXU) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of GDXU for every 10 shares previously held. Fractional shares will be retained.


MicroSectors FANG & Innovation 3x Leveraged ETN (BULZ) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of BULZ for every 10 shares previously held. Fractional shares will be retained.


MicroSectors FANG+ Index 3X Leveraged ETNs due January 8, 2038 (FNGU) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of FNGU for every 10 shares previously held. Fractional shares will be retained.


Twitter, Inc. (TWTR) performed a cash merger. This means that shares were removed and shareholders will receive $54.20 per share in cash.


Pzena Investment Management, Inc. Class A (PZN) performed a cash merger. This means that shares were removed and shareholders will receive $9.60 per share in cash.


John Hancock Multifactor Financials ETF (JHMF) was liquidated. This means that shares were removed and shareholders will receive $43.5703 per share in cash.


John Hancock Multifactor Consumer Staples ETF (JHMS) was liquidated. This means that shares were removed and shareholders will receive $35.3530 per share in cash.


Lux Health Tech Acquisition Corp. Class A Common Stock (LUXA) was liquidated. This means that shares were removed and shareholders will receive $10.0336 per share in cash.


John Hancock Multifactor Materials ETF (JHMA) was liquidated. This means that shares were removed and shareholders will receive $40.7402 per share in cash.


John Hancock Multifactor Technology ETF (JHMT) was liquidated. This means that shares were removed and shareholders will receive $67.7703 per share in cash.


John Hancock Multifactor Media and Communications ETF (JHCS) was liquidated. This means that shares were removed and shareholders will receive $24.1680 per share in cash.


Brilliance China Automotive Holdings Limited Unsponsored ADR (Bermuda) (BCAUY) was liquidated. This means that shares were removed and shareholders will receive $3.0313 per share in cash.


John Hancock Multifactor Energy ETF (JHME) was liquidated. This means that shares were removed and shareholders will receive $34.7555 per share in cash.


John Hancock Multifactor Consumer Discretionary ETF (JHMC) was liquidated. This means that shares were removed and shareholders will receive $39.4110 per share in cash.


John Hancock Multifactor Utilities ETF (JHMU) was liquidated. This means that shares were removed and shareholders will receive $32.0883 per share in cash.


John Hancock Multifactor Healthcare ETF (JHMH) was liquidated. This means that shares were removed and shareholders will receive $45.1892 per share in cash.


John Hancock Multifactor Industrials ETF (JHMI) was liquidated. This means that shares were removed and shareholders will receive $45.3193 per share in cash.


Bull Horn Holdings Corp. Ordinary Shares (BHSE) performed a cusip change, and changed its symbol to COEP.


Provident Acquisition Corp. Class A Ordinary Shares (PAQC) performed a cusip change, and changed its symbol to PERF.


LMF Acquisition Opportunities Inc. Class A common stock (LMAO) performed a cusip change, and changed its symbol to ICU.


Climb Global Solutions, Inc. (WSTG) performed a ticker change to CLMB.

AllianzIM U.S. Large Cap Buffer10 Apr ETF (AZAA) performed a ticker change to APRT.


AllianzIM U.S. Large Cap Buffer10 Oct ETF (AZAO) performed a ticker change to OCTT.


AllianzIM U.S. Large Cap Buffer20 Jan ETF (AZBJ) performed a ticker change to JANW.


AllianzIM U.S. Large Cap Buffer20 Jul ETF (AZBL) performed a ticker change to JULW.


AllianzIM U.S. Large Cap Buffer10 Jul ETF (AZAL) performed a ticker change to JULT.


AllianzIM U.S. Large Cap Buffer10 Jan ETF (AZAJ) performed a ticker change to JANT.


AllianzIM U.S. Large Cap Buffer20 Apr ETF (AZBA) performed a ticker change to APRW.


AllianzIM U.S. Large Cap Buffer20 Oct ETF (AZBO) performed a ticker change to OCTW.


AdvisorShares Q Portfolio Blended Allocation ETF (QPT) was delisted pending liquidation.


Sarissa Capital Acquisition Corp. Class A Ordinary Shares (SRSA) was delisted pending liquidation.


Valkyrie ETF Trust II Valkyrie Balance Sheet Opportunities ETF (VBB) was delisted pending liquidation.


Telstra Corporation Limited Common Stock (TLSYY) was delisted pending an ADR termination.

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October 28, 2022

Twitter, Inc. (TWTR) was delisted pending a merger. Details are still pending.


Pine Island Acquisition Corp. (PIPP) was delisted pending a stock liquidation. Details are still pending.


Solid Biosciences Inc. (SLDB) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of SLDB for every 15 shares of SLDB previously held. Fractional shares resulting from the split will be retained.


Uxin Limited ADS (UXIN) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of UXIN for every 10 shares of UXIN previously held. Fractional shares resulting from the split will be retained.


Ensysce Biosciences, Inc. (ENSC) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of ENSC for every 20 shares of ENSC previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Emles Made in America ETF (AMER) was liquidated. This means that shares were removed and shareholders will receive $26.1871 per share in cash.


Emles Luxury Goods ETF (LUXE) was liquidated. This means that shares were removed and shareholders will receive $20.4744 per share in cash.


Emles Real Estate Credit ETF (REC) was liquidated. This means that shares were removed and shareholders will receive $20.0949 per share in cash.


Tekkorp Digital Acquisition Corp. (TEKK) was liquidated. This means that shares were removed and shareholders will receive $10.0464 per share in cash.


Emles Alpha Opportunities ETF (EOPS) was liquidated. This means that shares were removed and shareholders will receive $13.5968 per share in cash.


Emles Federal Contractors ETF (FEDX) was liquidated. This means that shares were removed and shareholders will receive $24.5868 per share in cash.


Emles @Home ETF (LIV) was liquidated. This means that shares were removed and shareholders will receive $15.7348 per share in cash.


Endurance Acquisition Corp. (EDNC) performed a ticker change to SATX, changed its corporate name to SatixFy Communications, and performed a 1:1 CUSIP change.

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October 27, 2022

GBS Inc. (GBS) performed a ticker change to INBS, and changed its corporate name to Intelligent Bio Solutions Inc.


BOA Acquisition Corp. (BOAS) performed a ticker change to SLNA, changed its corporate name to Selina Hospitality PLC, and performed a 1:1 CUSIP change.


First Trust Dorsey Wright People's Portfolio ETF (DWPP) was delisted pending a stock liquidation. Details are still pending.


BCLS Acquisition Corp. (BLSA) was delisted pending a stock liquidation. Details are still pending.


First Trust TCW ESG Premier Equity ETF (EPRE) was delisted pending a stock liquidation. Details are still pending.

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October 26, 2022

AcelRx Pharmaceuticals, Inc. (ACRX) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of ACRX for every 20 shares of ACRX previously held. Fractional shares resulting from the split will be retained.


Hoth Therapeutics, Inc. (HOTH) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of HOTH for every 25 shares of HOTH previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Turmeric Acquisition Corp. (TMPM) was liquidated. This means that shares were removed and shareholders will receive $10.0571 per share in cash.


Mna Capital Acquisition Corp. (MAAQ) performed a ticker change to CDIO, changed its corporate name to Cardio Diagnostics, Inc, and performed a 1:1 CUSIP change.


CrowdGather, Inc. (CRWG) was delisted from OTC. The stock is no longer trading.


Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest (EFL) was delisted pending a stock liquidation. Details are still pending.

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October 25, 2022

Altamira Therapeutics Ltd. (CYTO) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of CYTO for every 20 shares of CYTO previously held. Fractional shares resulting from the split will be retained.


Lefteris Acquisition Corp. (LFTR) was liquidated. This means that shares were removed and shareholders will receive $10.0619 per share in cash.


Executive Network Partnering Corporation (ENPC) performed a ticker change to GRNT, changed its corporate name to Granite Ridge Resources, Inc, and performed a 1:1 CUSIP change.


ALFI, Inc. (ALF) performed a ticker change to ALFIQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


XpresSpa Group, Inc. (XSPA) performed a ticker change to XWEL.


BlackRock Corporate High Yield Fund, Inc. Rights (HYT^) was declared worthless.


John Hancock Multifactor Consumer Discretionary ETF (JHMC) was delisted pending a stock liquidation. Details are still pending.


John Hancock Multifactor Industrials ETF (JHMI) was delisted pending a stock liquidation. Details are still pending.


John Hancock Multifactor Utilities ETF (JHMU) was delisted pending a stock liquidation. Details are still pending.


John Hancock Multifactor Financials ETF (JHMF) was delisted pending a stock liquidation. Details are still pending.


John Hancock Multifactor Healthcare ETF (JHMH) was delisted pending a stock liquidation. Details are still pending.


John Hancock Multifactor Technology ETF (JHMT) was delisted pending a stock liquidation. Details are still pending.


John Hancock Multifactor Energy ETF (JHME) was delisted pending a stock liquidation. Details are still pending.


John Hancock Multifactor Consumer Staples ETF (JHMS) was delisted pending a stock liquidation. Details are still pending.


John Hancock Multifactor Materials ETF (JHMA) was delisted pending a stock liquidation. Details are still pending.


John Hancock Multifactor Media and Communications ETF (JHCS) was delisted pending a stock liquidation. Details are still pending.


Pareteum Corporation (TEUM) was delisted from OTC. The stock is no longer trading.

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October 24, 2022

Greenbox POS (GBOX) performed a ticker change to RVYL, and changed its corporate name to Ryvyl Inc.


AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return (RJA) was delisted pending a stock liquidation. Details are still pending.


AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return (RJI) was delisted pending a stock liquidation. Details are still pending.


AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Energy Total Return (RJN) was delisted pending a stock liquidation. Details are still pending.


AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Metals Total Return (RJZ) was delisted pending a stock liquidation. Details are still pending.


H.I.G Acquisition Corp. (HIGA) was delisted pending a stock liquidation. Details are still pending.


PMV CONSUMER ACQUISITION CORP (PMVC) was delisted. The stock is currently not trading.


Battalion Oil Corporation Series B Warrants (HALC-B) expired worthless.


Battalion Oil Corporation Series C Warrants (HALC-C) expired worthless.


Battalion Oil Corporation Series A Warrants (HALC-A) expired worthless.


Hycroft Mining Holding Corporation Warrant (HYMCZ) expired worthless.

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October 21, 2022

SINT Rights (SINT^) was declared worthless.


Kala Pharmaceuticals, Inc. (KALA) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of KALA for every 50 shares of KALA previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


MANNING & NAPIER, INC. (MN) performed a cash merger. This means that shares were removed and shareholders will receive $12.8500 per share in cash.


Revlon, Inc. (REV) performed a ticker change to REVRQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Sanaby Health Acquisition Corp. (SANB) was delisted pending a stock liquidation. Details are still pending.

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October 20, 2022

Unity Biotechnology, Inc. (UBX) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of UBX for every 10 shares of UBX previously held. Fractional shares resulting from the split will be retained.


Zymergen Inc. (ZY) performed a stock merger. Shareholders will receive 0.9179 new shares of DNA for each old share of ZY previously held. Fractional shares will be retained.


Recharge Acquisition Corp. (RCHG) was liquidated. This means that shares were removed and shareholders will receive $10.1252 per share in cash.


Alleghany Corporation (Y) performed a cash merger. This means that shares were removed and shareholders will receive $848.0200 per share in cash.


Vy Global Growth (VYGG) was liquidated. This means that shares were removed and shareholders will receive $10.0650 per share in cash.


ChemoCentryx, Inc. (CCXI) was liquidated. This means that shares were removed and shareholders will receive $52.0000 per share in cash.


Washington Real Estate Investment Trust (WRE) performed a ticker change to ELME, and changed its corporate name to ELME Communities.


Turmeric Acquisition Corp. (TMPM) was delisted pending a stock liquidation. Details are still pending.


Emles @Home ETF (LIV) was delisted pending a stock liquidation. Details are still pending.


PETROCHINA CO LTD American Depositary Receipts - Sponsored (PTRCY) was delisted pending an ADR termination.


Emles Real Estate Credit ETF (REC) was delisted pending a stock liquidation. Details are still pending.


Emles Alpha Opportunities ETF (EOPS) was delisted pending a stock liquidation. Details are still pending.


Emles Made in America ETF (AMER) was delisted pending a stock liquidation. Details are still pending.


Emles Luxury Goods ETF (LUXE) was delisted pending a stock liquidation. Details are still pending.


Emles Federal Contractors ETF (FEDX) was delisted pending a stock liquidation. Details are still pending.

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October 19, 2022

Avalara, Inc. (AVLR) performed a cash merger. This means that shares were removed and shareholders will receive $93.5000 per share in cash.


Atlantic Avenue Acquisition Corp (ASAQ) was liquidated. This means that shares were removed and shareholders will receive $10.0390 per share in cash.


Shell Midstream Partners, L.P. (SHLX) performed a cash merger. This means that shares were removed and shareholders will receive $15.8500 per share in cash.


Alleghany Corporation (Y) was delisted pending a cash merger. Details are still pending.

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October 18, 2022

AUO CORPORATION American Depositary Receipts - Sponsored (AUOTY) performed a cash and stock merger. Shareholders will receive $0.6067 and @ 0.8000 shares of new AUOTY for each share of old AUOTY previously held. Fractional shares will be retained.


Agrify Corporation (AGFY) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of AGFY for every 10 shares of AGFY previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Air Industries Group (AIRI) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of AIRI for every 10 shares of AIRI previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


9 Meters Biopharma, Inc. (NMTR) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of NMTR for every 20 shares of NMTR previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


BlackRock Income Trust Inc. (BKT) performed a 1 for 3 Reverse Split. This means shareholders will now hold 1 share of BKT for every 3 shares of BKT previously held. Fractional shares resulting from the split will be retained.


Romeo Power, Inc. (RMO) performed a stock merger. Shareholders will receive 0.1186 new shares of NKLA for each old share of RMO previously held. Fractional shares will be retained.


Forma Therapeutics Holdings, Inc. (FMTX) performed a cash merger. This means that shares were removed and shareholders will receive $20.0000 per share in cash.


Ping Identity Holding Corp. (PING) performed a cash merger. This means that shares were removed and shareholders will receive $28.5000 per share in cash.


Laix Inc American Depositary Receipts - Sponsored (Cayman Islands) (LAIXY) was liquidated. This means that shares were removed and shareholders will receive $1.8500 per share in cash.

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October 17, 2022

Salarius Pharmaceuticals, Inc. (SLRX) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of SLRX for every 25 shares of SLRX previously held. Fractional shares resulting from the split will be retained.


Missfresh Limited American Depositary Shares (MF) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of MF for every 30 shares of MF previously held. Fractional shares resulting from the split will be retained.


5:01 Acquisition Corp. (FVAM) was liquidated. This means that shares were removed and shareholders will receive $10.0041 per share in cash.


Social Capital Hedosophia Holdings Corp. IV (IPOD) was liquidated. This means that shares were removed and shareholders will receive $10.0561 per share in cash.


WBI BullBear Global Income ETF (WBII) was liquidated. This means that shares were removed and shareholders will receive $20.74085466 per share in cash.


Social Capital Hedosophia Holdings Corp. VI (IBOF) was liquidated. This means that shares were removed and shareholders will receive $10.0595 per share in cash.


WBI BullBear Trend Switch US 3000 Total Return ETF (WBIT) was liquidated. This means that shares were removed and shareholders will receive $18.11796302 per share in cash.


AXS First Priority CLO Bond ETF (AAA) performed a 1:1 CUSIP change.


Forma Therapeutics Holdings, Inc. (FMTX) was delisted pending acquisition. Details are still pending.


Romeo Power, Inc. (RMO) was delisted pending a merger. Details are still pending.


Global Systems Dynamic Inc (GLEE) performed a ticker change to GSD.


Biotime, Inc. (BTX) performed a ticker change to ERNA and changed its corporate name to Eterna Therapeutics, Inc. Eterna Therapeutics, Inc. (ERNA) also performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of ERNA for every 20 shares of ERNA previously held. Fractional shares resulting from the split will be retained.


Fortress Value Acquisition Corp. IV (FVIV) had a listing change from OTC to XNYS and is now available to buy and sell.


VEON Ltd. ADS (VEON) is untradeable due to Russian sanctions. None of Robinhood's execution venues are accepting orders at this time.

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October 14, 2022

Gravitas Education Holdings, Inc. (GEHI) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of GEHI for every 20 shares previously held. Fractional shares will be retained.


Covetrus, Inc. (CVET) performed a cash merger. This means that shares were removed and shareholders will receive $21.0000 per share in cash.


TransGlobe Energy Corporation Ordinary Shares (Canada) (TGA) performed a stock merger. Shareholders will receive 0.6727 new shares of EGY for each old share of TGA previously held. Fractional shares will be retained.


Terminix Global Holdings, Inc. (TMX) performed a stock merger. Shareholders will receive 1.4899 new shares of RTO for each old share of TMX previously held. Fractional shares will be retained.


SEADRILL 2021 LTD (SEDRF) performed a ticker change to SDRL.


ABB Group (ABB) performed a spin-off. Shareholders received 0.05 shares of Accelleron Industries (ACLLY) for every share of ABB held on record date October 4, 2022. Fractional shares resulting from the spin-off will be included in your total position.

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October 13, 2022

T2 Biosystems, Inc. (TTOO) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of TTOO for every 50 shares previously held. Fractional shares will be retained.


Exterran Corporation (EXTN) performed a stock merger. Shareholders will receive 1.0210 new shares of EFXT for each old share of EXTN previously held. Fractional shares will be retained.


Zymeworks Inc. (ZYME) performed a 1:1 CUSIP change.


Synthetic Biologics, Inc. (SYN) performed a ticker change to TOVX, and changed its corporate name to Theriva Biologics, Inc.


BlackRock Corporate High Yield Fund, Inc. Rights (expiring October 13, 2022) (HYT^) was delisted. The stock is currently not trading.

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October 12, 2022

Nielsen Holdings plc (NLSN) performed a cash merger. This means that shares were removed and shareholders will receive $28.0000 per share in cash.


Tokio Marine Holdings, Inc. Sponsored ADR (Japan)(TKOMY) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of TKOMY for every 1 share previously held. Fractional shares will be retained.


iPath Shiller CAPE ETN (CAPD) was delisted pending a stock liquidation. Details are still pending.


Rentokil Initial Plc (Fgn) American Depositary Shares (RTOKY) performed a ticker change to RTO and was re-listed from OTC to NASDAQ.


Shinsei Bank Ltd Tokyo Sponsored ADR (Japan) (SKLKY) was delisted. The stock is currently not trading.


HUANENG PWR INTL INC American Depositary Receipts - Sponsored (HNPIY) was delisted. The stock is currently not trading.


Terminix Global Holdings, Inc. (TMX) was delisted pending acquisition. Details are still pending.

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October 11, 2022

Randolph Bancorp, Inc. (RNDB) performed a cash merger. This means that shares were removed and shareholders will receive $27.0000 per share in cash.


Bluerock Residential Growth REIT, Inc. (BRG) performed a cash merger. This means that shares were removed and shareholders will receive $24.2500 per share in cash.


Happiness Development Group (HAPP) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of HAPP for every 20 shares previously held. Fractional shares will be retained.


Cocrystal Pharma, Inc. (COCP) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of COCP for every 12 shares previously held. Fractional shares will be retained.


TPG Pace Beneficial Finance Corp. (TPGY) was liquidated. This means that shares were removed and shareholders will receive $10.0576 per share in cash.


GAFISA S.A. ADR - Unsponsored (GFASY) performed a 1 for 9 Reverse Split, and changed its ticker to GFASD. This means shareholders will now hold 1 share(s) of GFASD for every 9 shares of GFASY previously held. Fractional shares will be retained. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.

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October 10, 2022

iBio, Inc. (IBIO) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of IBIO for every 25 shares previously held. Fractional shares will be retained.


Chardan NexTech Acquisition 2 Corp. (CNTQ) performed a 1:1 CUSIP change, ticker change to DFLI, and changed its corporate name to Dragonfly Energy Corp.


L3 Technologies, Inc. (LLL) performed a 1:1 CUSIP change, ticker change to JXJT, and changed its corporate name to JX Luxventure Limited.


TPG Pace Beneficial Finance Corp. (TPGY) was delisted pending a stock liquidation. Details are still pending.


WBI BullBear Global Income (WBII) was delisted pending a stock liquidation. Details are still pending.


WBI BullBear Trend Switch US 3000 Total Return ETF (WBIT) was delisted pending a stock liquidation. Details are still pending.


Randolph Bancorp, Inc. (RNDB) was delisted pending a merger. Details are still pending.

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October 7, 2022

Inpixon (INPX) performed a 1 for 75 Reverse Split. This means shareholders will now hold 1 share of INPX for every 75 shares previously held. Fractional shares will be rounded up.


Quanergy Systems, Inc. (QNGY)  performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of QNGY for every 20 shares previously held. Fractional shares will be retained.


The LGL Group, Inc. (LGL) performed a spinoff of MPTI. For every 1 shares of LGL held, shareholders will receive 0.50 shares of MPTI.


Amplify Cleaner Living ETF (DTOX) was liquidated. This means that shares were removed and shareholders will receive $13.8985106 per share in cash.


Infrastructure and Energy Alternatives, Inc. (IEA) performed a cash and stock merger. Shareholders will receive $10.50 and 0.0483 shares of MTZ for each share of IEA previously held.


Amplify Pure Junior Gold Miners ETF (JGLD) was liquidated. This means that shares were removed and shareholders will receive $14.3129598 per share in cash.


Convey Health Solutions Holdings, Inc. (CNVY) performed a cash merger. This means that shares were removed and shareholders will receive $10.5000 per share in cash.


GAMCO Investors, Inc. (GBL) performed a ticker change to GAMI. The security was delisted to OTC.


Kewpie Corp Sponsored ADR (Japan) (KWPCY) was delisted pending liquidation.


Avanti Acquisition Corp. (AVAN) was halted and it is currently not trading.

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October 6, 2022

Biohaven Ltd. (BHVN) performed a cash merger. This means that shares were removed and shareholders will receive $148.50 per share in cash.


Bluerock Residential Growth REIT, Inc. (BRG) performed a spinoff of BHM. For every 1 shares of BRG held, shareholders will receive 0.1250 shares of BHM. Fractional shares from the spinoff will be paid as cash in lieu.


LadRx Corporation (CYTR) performed a ticker change to LADX.


Atlantic Avenue Acquisition Corp (ASAQ) was delisted.


Recharge Acquisition Corp. Class A (RCHG) was delisted.


Vy Global Growth (VYGG) was delisted.


Bluerock Residential Growth REIT, Inc. (BRG) was delisted pending acquisition.


OPP Rights (OPP^) rights expired worthless.

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October 5, 2022

Global Blood Therapeutics, Inc. (GBT) performed a cash merger. This means that shares were removed and shareholders will receive $68.50 per share in cash.


Akumin Inc. (AKU) performed a 1:1 CUSIP change.


CPI Aerostructures, Inc. (CVUA) performed a ticker change to CVU.

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October 4, 2022

Nippon Yusen Kabushiki Kaisha Sponsored ADR (Japan) (NPNYY) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of NPNYY for every 1 share previously held. Fractional shares will be retained.


Alset EHome International Inc. (AEI) performed a 1:1 CUSIP change.


Change Healthcare Inc. (CHNG) performed a cash merger. This means that shares were removed and shareholders will receive $25.75 per share in cash.


Nintendo Co Ltd ADR (NTDOY) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of NTDOY for every 1 share previously held. Fractional shares will be retained.


E-Home Household Service Holdings Limited Ordinary Shares (EJH) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of EJH for every 20 shares previously held. Fractional shares will be retained.


AMPIO PHARMACEUTICALS INC (AMPE) was delisted to OTC. 


Amplify Pure Junior Gold Miners ETF (JGLD) was delisted pending a stock liquidation.


Amplify Cleaner Living ETF (DTOX) was delisted pending a stock liquidation.


Biohaven Ltd. (BHVN) was delisted pending a cash merger. BHVN performed a spinoff of BHVN. For every 1 share of BHVN held, shareholders will receive 0.5000 shares of BHVN. Fractional shares will be retained.

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October 3, 2022

CBTX, Inc. (CBTX) performed a 1:1 CUSIP change, ticker change to STEL, and changed its corporate name to Stellar Bancorp.


Xperi Inc. (XPER) changed its name to Adeia Inc (ADEA) and performed a spinoff. Shareholders received 0.4 shares of "new" Xperi (XPER) for every share of ADEA held on ex date Oct. 3, 2022. Fractional shares resulting from the spin-off will be paid as cash in lieu.


Duke Realty Corp. (DRE) performed a stock merger. Shareholders will receive 0.4750 new shares of (PLD) PROLOGIS, INC. for each old share of DRE previously held. Fractional shares will be retained.


American Virtual Cloud Technologies, Inc. (AVCT) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of AVCT for every 15 shares previously held. Fractional shares will be retained.


North Mountain Merger Corp. (NMMC) was liquidated. This means that shares were removed and shareholders will receive $10.0000 per share in cash.


Allegiance Bancshares, Inc. (ABTX) performed a stock merger. Shareholders will receive 1.4184 new shares of (STEL) Stellar Bancorp for each old share of ABTX previously held. Fractional shares will be retained.


Atlassian Corporation (TEAM) performed a 1:1 CUSIP change.


Hanger Inc. (HNGR) performed a cash merger. This means that shares were removed and shareholders will receive $18.7500 per share in cash.


Akumin Inc. (AKU) performed a 1:1 CUSIP change.


Ra Medical Systems, Inc. (RMED) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of RMED for every 50 shares previously held. Fractional shares will be retained.


Citrix Systems, Inc. (CTXS) performed a cash merger. This means that shares were removed and shareholders will receive $104.0000 per share in cash.


Aeon Global Health Corp. (AGHC) was delisted. The stock is currently not trading.


First Trust FTSE EPRA/ NAREIT Developed Markers Real Estate ETF (FFR) performed a ticker change to DTRE, and changed its corporate name to First Trust Alerian Disruptive Technology Real Estate ETF.

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September 30, 2022

Direxion Russell 1000 Value Over Growth ETF (RWVG) was liquidated. This means that shares were removed and shareholders will receive $53.3794 per share in cash.


Noble Corporation (NE) performed a 1:1 CUSIP change.


Direxion Daily 5G Communications Bull 2X Shares (TENG) was liquidated. This means that shares were removed and shareholders will receive $14.2484 per share in cash.


Meggitt Plc (MEGGY) was liquidated. This means that shares were removed and shareholders will receive $17.9654 per share in cash.


Nobel Corp New Tranche 3 Warrant Exp 02/04/2026 (Cayman Islands) (NBLWF) performed a 1:1 CUSIP change.


Direxion Russell 1000 Growth Over Value ETF (RWGV) was liquidated. This means that shares were removed and shareholders will receive $86.2756 per share in cash.


Hippo Holdings Inc. (HIPO) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of HIPO for every 25 shares previously held. Fractional shares will be retained.


Direxion Daily Cloud Computing Bear 2X Shares (CLDS) was liquidated. This means that shares were removed and shareholders will receive $38.7021 per share in cash.


Direxion Fallen Knives ETF (NIFE) was liquidated. This means that shares were removed and shareholders will receive $45.3636 per share in cash.


Direxion World Without Waste ETF (WWOW) was liquidated. This means that shares were removed and shareholders will receive $18.1895 per share in cash.


Direxion Low Priced Stock ETF (LOPX) was liquidated. This means that shares were removed and shareholders will receive $5.1955 per share in cash.


Zealand Pharma A/S American Depositary Shares (ZEAL) was delisted. The stock is currently not trading.


North Mountain Merger Corp. (NMMC) was delisted. The stock is currently not trading.

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September 29, 2022

Northern Lights Acquisition Corp. (NLIT) performed a ticker change to SHFS, changed its corporate name to SHF Holdings, Inc, and performed a 1:1 CUSIP change.


Silver Crest Acquisition Corporation (SLCR) performed a ticker change to THCH, changed its corporate name to TH International Ltd., and performed a 1:1 CUSIP change.


Commercial International Bank Ltd Sponsored ADR (Egypt) (CIBEY) distributed a 0.504410311559% stock dividend. Shareholders received 0.00504410311559 additional shares for every share previously held. Fractional shares will be retained.

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September 28, 2022

BBQ Holdings, Inc. (BBQ) performed a cash merger. This means that shares were removed and shareholders will receive $17.2500 per share in cash.


STG Group, Inc. (STGGQ) was delisted. The stock is currently not trading.

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September 27, 2022

Kiora Pharmaceuticals, Inc. (KPRX) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of KPRX for every 40 shares of KPRX previously held. Fractional shares resulting from the split will be retained.


Credit Suisse X-Links Silver Shares (SLVO) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of SLVO for every 20 shares of SLVO previously held. Fractional shares resulting from the split will be retained.


Credit Suisse AG Credit Suisse X-Links Crude Oil Shares (USOI) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of USOI for every 20 shares of USOI previously held. Fractional shares resulting from the split will be retained.


Credit Suisse X-Links Gold Shares (GLDI) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of GLDI for every 20 shares of GLDI previously held. Fractional shares resulting from the split will be retained.


GCP Applied Technologies Inc. (GCP) performed a cash merger. This means that shares were removed and shareholders will receive $32.0000 per share in cash.


AEA-Bridges Impact Corp. (IMPX) performed a ticker change to LVWR, changed its corporate name to LiveWire Group Inc and performed a 1:1 CUSIP change.

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September 26, 2022

Color Star Technology Co. (CSCW) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of CSCW for every 40 shares of CSCW previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Midatech Pharma PLC (MTP) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of MTP for every 5 shares of MTP previously held. Fractional shares resulting from the split will be retained.


Annaly Capital Management. Inc. (NLY) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of NLY for every 4 shares of NLY previously held. Fractional shares resulting from the split will be retained.


Qualstar Corporation (QBAK) performed a 1 for 1000 Reverse Split. This means shareholders will now hold 1 share of QBAK for every 1000 shares of QBAK previously held. Fractional shares resulting from the split will be paid as cash in lieu.


Hailiang Education Group Inc. (HLG) performed a cash merger. This means that shares were removed and shareholders will receive $14.2600 per share in cash.


Q&K International Group Limited (QK) performed a ticker change to FLJ, and changed its corporate name to FLJ Group Limited American Depositary Shares.


RBC Bearings Incorporated (ROLL) performed a ticker change to RBC.


Direxion Russell 1000 Value Over Growth ETF (RWVG) was delisted pending a stock liquidation. Details are still pending.


Direxion Daily 5G Communications Bull 2X Shares (TENG) was delisted pending a stock liquidation. Details are still pending.


Direxion Low Priced Stock ETF (LOPX) was delisted pending a stock liquidation. Details are still pending.


Direxion Russell 1000 Growth Over Value ETF (RWGV) was delisted pending a stock liquidation. Details are still pending.


Direxion Daily Cloud Computing Bear 2X Shares (CLDS) was delisted pending a stock liquidation. Details are still pending.


Direxion Fallen Knives ETF (NIFE) was delisted pending a stock liquidation. Details are still pending.


Direxion World Without Waste ETF (WWOW) was delisted pending a stock liquidation. Details are still pending.

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September 23, 2022

TOP Ships, Inc. (TOPS) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of TOPS for every 20 shares of TOPS previously held. Fractional shares resulting from the split will be retained.


HOEGH LNG PARTNERS LP (HMLP) performed a cash merger. This means that shares were removed and shareholders will receive $9.2500 per share in cash.


Mudrick Capital Acquisition Corporation (MUDS) was liquidated. This means that shares were removed and shareholders will receive $10.1830 per share in cash.


Avenue Therapeutics, Inc. (ATXI) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of ATXI for every 15 shares of ATXI previously held. Fractional shares resulting from the split will be retained.


CohBar, Inc. (CWBR) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of CWBR for every 30 shares of CWBR previously held. Fractional shares resulting from the split will be retained.


OPP Rights (OPP^) rights are no longer trading. The deadline to exercise is September 23, 2022.


ECMOHO Limited American Depositary Shares (MOHO) was delisted from NASDAQ and now trades OTC under the new ticker symbol MOHOY. Because Robinhood does not support OTC stocks, users will be able to sell their existing shares, but not purchase additional shares.

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September 22, 2022

Ventoux CCM Acquisition Corp. (VTAQ) performed a ticker change to PRST, changed its corporate name to Presto Automation Inc., and performed a 1:1 CUSIP change.

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September 21, 2022

Celsion Corporation (CLSN) performed a ticker change to IMNN, and changed its corporate name to Imunon, Inc.


BIOFRONTERA AG American Depositary Shares - Sponsored (BFAGY) was delisted pending an ADR termination.


HIGHPEAK ENERGY INC Contingent Value Rights (HPKER) was declared worthless.


Condor Hospitality Trust, Inc. (CDOR) was declared worthless.

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September 20, 2022

CHINA PETE & CHEM CORP American Depositary Shares - Sponsored (SNP) performed a ticker change to SNPTY. The security remains OTC and is set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Provident Financial Plc Sponsored ADR (UK) (FPLPY) was delisted from OTC. The stock is no longer trading.

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September 19, 2022

Sonnet BioTherapeutics Holdings, Inc. (SONN) performed a 1 for 14 Reverse Split. This means shareholders will now hold 1 share of SONN for every 14 shares of SONN previously held. Fractional shares resulting from the split will be retained.


Syros Pharmaceuticals, Inc. (SYRS) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of SYRS for every 10 shares of SYRS previously held. Fractional shares resulting from the split will be retained.


Tyme Technologies, Inc. (TYME) performed a stock merger. Shareholders will receive 0.0438 post-split shares of SYRS for each old share of TYME previously held


Hemisphere Media Group, Inc. (HMTV) performed a cash merger. This means that shares were removed and shareholders will receive $7.0000 per share in cash.


Equity Distribution Acquisition Corp. (EQD) was liquidated. This means that shares were removed and shareholders will receive $10.0404 per share in cash.


CF Acquisition Corp. VI (CFVI) performed a ticker change to RUM, changed its corporate name to Rumble Inc., and performed a 1:1 CUSIP change.


Golden Path Acquisition Corporation (GPCO) performed a ticker change to HOLO, changed its corporate name to MicroCloud Hologram Inc., and performed a 1:1 CUSIP change.


Mercedes-Benz Group AG American Depositary Receipts - Unsponsored (DMLRY) performed a ticker change to MBGYY.

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September 16, 2022

Nabriva Therapeutics plc (NBRV) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of NBRV for every 25 shares previously held. Fractional shares will be retained.


Warrior Technologies Acquisition Company (WARR) was liquidated. This means that shares were removed and shareholders will receive $10.0242 per share in cash.


USA Truck, Inc. (USAK) performed a cash merger. This means that shares were removed and shareholders will receive $31.7200 per share in cash.


Invesco Exchange-Traded Fund Trust II Invesco DWA Tactical Multi-Asset Income ETF (DWIN) performed a ticker change to FOXO, changed its corporate name to FOXO Technologies Inc., and performed a 1:1 CUSIP change.


Hailiang Education Group Inc. American Depositary Shares (HLG) was delisted pending a merger. Details are still pending.

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September 15, 2022

Caladrius Biosciences, Inc. (CLBS) performed a 1 for 15 reverse split, and changed its ticker symbol to LSTA. This means shareholders will now hold 1 share of LSTA for every 15 shares of CLBS previously held. Fractional shares will be retained.


CATCHMARK TIMBER TRUST, INC. (CTT) performed a stock merger. Shareholders will receive 0.2300 new shares of PCH for each old share of CTT previously held. Fractional shares will be retained.


ManTech International Corporation (MANT) performed a cash merger. This means that shares were removed and shareholders will receive $96.0000 per share in cash.


Basis Energy Services, Inc. (BASXQ) was declared worthless.


Basic Energy Services New Warrant Exp 12/23/2023 (BASWQ) was declared worthless.


WTS PHI GROUP INC (PHILW) was declared worthless.

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September 14, 2022

JPMorgan U.S. Minimum Volatility ETF (JMIN) was liquidated. This means that shares were removed and shareholders will receive $36.0234 per share in cash.


Palo Alto Networks, Inc. (PANW) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of PANW for every 1 share previously held. Fractional shares will be retained.


JPMorgan U.S. Dividend ETF (JDIV) was liquidated. This means that shares were removed and shareholders will receive $32.1377 per share in cash.


Aditxt, Inc. (ADTX) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of ADTX for every 50 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Hemisphere Media Group, Inc. (HMTV) was delisted pending a merger. Details are still pending.


ION GEOPHYSICAL CORP (IOGPQ) was delisted from the OTC. The stock is currently not trading.


Great Panther Mining Limited (GPL) performed a ticker change to GPLDF. The security remains OTC and is set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.

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September 13, 2022

CleanTech Acquisition Corp. (CLAQ) performed a ticker change to KITT, changed its corporate name to Nauticus Robotics, Inc., and performed a 1:1 CUSIP change.


NeuroBo Pharmaceuticals, Inc. (NRBO) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of NRBO for every 30 shares previously held. Fractional shares will be retained.


Adagio Therapeutics, Inc. (ADGI) performed a ticker change to IVVD, changed its corporate name to Invivyd, Inc.


Mudrick Capital Acquisition Corporation (MUDS) was delisted from NASDAQ. The stock is currently not trading.

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September 12, 2022

E.Merge Technology Acquisition Corp. (ETAC) was liquidated. This means that shares were removed and shareholders will receive $10.0709 per share in cash.


Mandiant, Inc. (MNDT)  performed a cash merger. This means that shares were removed and shareholders will receive $23.0000 per share in cash.


ALJ Regional Holdings, Inc. (ALJJ) was delisted to OTC.


Burcon NutraScience Corp. (BRCN) performed a ticker change to BRCNF. The security was delisted to OTC.

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September 9, 2022

Infobird Co., Ltd (IFBD) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of IFBD for every 5 shares previously held. Fractional shares will be rounded up.


Cineworld Group, Plc Unsponsored ADR (CNWGY) performed a symbol change to CNWGQ.


PETROCHINA CO LTD American Depositary Receipts (PTR) performed a symbol change to PTRCY and was delisted to OTC.


Salient Midstream & MLP Fund (SMM) was delisted pending acquisition.


CHINA PETROLEUM & CHEMICAL CORPORATION ADS (SNP) was suspended.

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September 8, 2022

II-VI Incorporated (IIVI) performed a cusip change and symbol change to COHR.


Brickell Biotech, Inc. (BBI) performed a symbol change to FRTX.


Sinopec Shanghai Petrochemical Co Ltd American Depositary Shares - Sponsored (China) (SHI) performed a symbol change to SHIIY and was delisted to OTC.


Aluminum Corp China Ltd Sponsored ADR Repstg H Shs (China) (ACH) performed a symbol change to ACHHY and was delisted to OTC.


Molecular Data Inc. (MKD) performed a symbol change to MKDTY and was delisted to OTC.


Allena Pharmaceuticals, Inc. (ALNA) performed a symbol change to ALNAQ and was delisted to OTC.


New Age Beverages Corporation Common (NBEV) performed a symbol change to NBEVQ and was delisted to OTC.

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September 7, 2022

InMed Pharmaceuticals Inc. (INM) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of INM for every 25 shares previously held. Fractional shares will be retained.


Alexco Resource Corp. (AXU) performed a stock merger. Shareholders will receive 0.1160 new shares of HL for each old share of AXU previously held.


AdvisorShares North Square McKee ESG Core Bond ETF (MENV) was liquidated. This means that shares were removed and shareholders will receive $22.7405 per share in cash.


Creatd Inc. (CRTD) The security was delisted to OTC.


JPMorgan U.S. Dividend ETF (JDIV) was delisted pending liquidation.


JPMorgan U.S. Minimum Volatility ETF (JDIV) was delisted pending liquidation.


Premise Capital Diversified Tactical ETF (TCTL) was delisted pending liquidation.


Tandy Leather Factory, Inc. (TLF) performed a symbol change to TLF.


Quince Therapeutics, Inc. (CRTX) performed a symbol change to QNCX.


Topgolf Callaway Brands Corp. (ELY) performed a symbol change to MODG.


Molecular Data Inc. American Depositary Shares (MKD) is suspended and not currently trading.

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September 6, 2022

AutoWeb, Inc. (AUTO) performed a cash merger. This means that shares were removed and shareholders will receive $0.3900 per share in cash.


CynergisTek, Inc. (CTEK) performed a cash merger. This means that shares were removed and shareholders will receive $1.2500 per share in cash.


E.Merge Technology Acquisition Corp. (ETAC) was delisted. Warrior Technologies Acquisition Company (WARR) was delisted.


Sinopec Shanghai Petrochemical Co., Ltd. (SHI) is suspended.

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September 2, 2022

CHEETAH MOBILE INC. (CMCM) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of CMCM for every 5 shares of CMCM previously held. Fractional shares resulting from the split will be retained.


Isle of Capri Casinos, Inc. (ISLE) was liquidated. This means that shares were removed and shareholders will receive $10.0184 per share in cash.


Centennial Resource Development, Inc. (CDEV) performed a ticker change to PR, changed its corporate name to Permian Resources Corporation, and performed a 1:1 CUSIP change.


China Life Insurance Company Ltd. (LFC) performed a ticker change to LFCHY. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Navidea Biopharmaceuticals Inc. (NAVB^) was declared worthless.


Alum Corp of China Limited (ACH) is suspended and not currently trading.

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September 1, 2022

ShiftPixy, Inc. (PIXY) performed a 1 for 100 Reverse Split, and changed its ticker to PIXY. This means shareholders will now hold 1 share of PIXY for every 100 shares of PIXY previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


AlphaClone Alternative Alpha ETF (ALFA) was liquidated. This means that shares were removed and shareholders will receive $62.08262695 per share in cash.


DriveWealth Power Saver ETF (EERN) was liquidated. This means that shares were removed and shareholders will receive $3.3525 per share in cash.


Defiance Next Gen SPAC Derived ETF (SPAK) was liquidated. This means that shares were removed and shareholders will receive $14.7141553 per share in cash.


AutoWeb, Inc. (AUTO) was delisted pending acquisition. Details are still pending.


CynergisTek, Inc. (CTEK) was delisted pending acquisition. Details are still pending.


AdvisorShares Insider Advantage ETF (DBLV) performed a ticker change to SURE.


AdvisorShares North Square McKee ESG Core Bond ETF (MENV) was delisted pending a stock liquidation. Details are still pending.


NatWest Group plc American Depositary Shares (NWG) is no longer trading when-issued. It is now fully tradeable on Robinhood.

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August 31, 2022

Palatin Technologies, Inc. (PTN) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of PTN for every 25 shares of PTN previously held. Fractional shares resulting from the split will be retained.


Orchid Island Capital, Inc. (ORC) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of ORC for every 5 shares of ORC previously held. Fractional shares resulting from the split will be retained.


Second Sight Medical Products, Inc. (EYES) performed a ticker change to VANI, changed its corporate name to Vivani Medical, Inc., and performed a 1:1 CUSIP change.


Defiance Next Gen Altered Experience ETF (PSY) was liquidated. This means that shares were removed and shareholders will receive $5.9330 per share in cash.


Clarus Therapeutics Holdings, Inc. (CRXT) is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


AlphaClone Alternative Alpha ETF (ALFA) was delisted pending a stock liquidation. Details are still pending.

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August 30, 2022

NatWest Group plc American Depositary Shares (NWG) performed a 13 for 14 Reverse Split. This means shareholders will now hold 13 shares of NWG for every 14 shares of NWG previously held. Fractional shares resulting from the split will be retained.


Software Acquisition Group Inc. (SWAG) performed a ticker change to NOGN, changed its corporate name to Nogin, Inc., and performed a 1:1 CUSIP change.


Plantronics, Inc. (POLY) performed a cash merger. This means that shares were removed and shareholders will receive $40.0000 per share in cash.


Basis Energy Services, Inc. (BASXQ) was delisted following bankruptcy and is currently not trading.


Basic Energy Services New Warrant Exp 12/23/2023 (BASWQ) was delisted following bankruptcy and is currently not trading.


DriveWealth Steady Saver ETF (STBL) was delisted pending a stock liquidation. Details are still pending.


DriveWealth Power Saver ETF (EERN) was delisted pending a stock liquidation. Details are still pending.


Defiance Next Gen SPAC Derived ETF (SPAK) was delisted pending a stock liquidation. Details are still pending.


Defiance Next Gen Altered Experience ETF (PSY) was delisted pending a stock liquidation. Details are still pending.

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August 29, 2022

Mind Medicine (MindMed) Inc. (MNMD) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of MNMD for every 15 shares of MNMD previously held. Fractional shares resulting from the split will be retained.


Athersys, Inc. (ATHX) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of ATHX for every 25 shares of ATHX previously held. Fractional shares resulting from the split will be retained.


Nasdaq, Inc. (NDAQ) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of NDAQ for every 1 shares previously held. Fractional shares will be retained.


Global Beta Smart Income ETF (GBDV) was liquidated. This means that shares were removed and shareholders will receive $23.42468227 per share in cash.


Global Beta Rising Stars ETF (GBGR) was liquidated. This means that shares were removed and shareholders will receive $16.7215 per share in cash.


Global Beta Low Beta ETF (GBLO) was liquidated. This means that shares were removed and shareholders will receive $26.5695328 per share in cash.


wShares Enhanced Gold ETF (WGLD) was liquidated. This means that shares were removed and shareholders will receive $15.0006 per share in cash.


United Bancshares, Inc. (UBOH) is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Isle of Capri Casinos, Inc. (ISLE) was delisted. The stock is currently not trading.


Riverview Acquisition Corp. (RVAC) performed a ticker change to WEST, changed its corporate name to Westrock Coffee Company, and performed a 1:1 CUSIP change.


Jacobs Engineering Group (J) performed a 1:1 CUSIP change.

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August 26, 2022

Soleno Therapeutics, Inc. (SLNO) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of SLNO for every 15 shares of SLNO previously held. Fractional shares resulting from the split will be retained.


RiceBran Technologies (RIBT) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of RIBT for every 10 shares of RIBT previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


First Wave BioPharma, Inc. (FWBI) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of FWBI for every 30 shares of FWBI previously held. Fractional shares resulting from the split will be retained.


FAST Acquisition Corp. (FST) was liquidated. This means that shares were removed and shareholders will receive $10.0275 per share in cash.


Endo International plc (ENDP) performed a ticker change to ENDPQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.

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August 25, 2022

Tesla, Inc. (TSLA) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of TSLA for every 1 shares previously held. Fractional shares will be retained.


Sharps Compliance Corp. (SMED) performed a cash merger. This means that shares were removed and shareholders will receive $8.7500 per share in cash.


Cedar Realty Trust, Inc (CDR) performed a cash merger. This means that shares were removed and shareholders will receive $9.4765 per share in cash.


Rattler Midstream LP Common Units (RTLR) performed a stock merger. Shareholders will receive 0.1130 new shares of FANG for each old share of RTLR previously held. Fractional shares will be retained.


iShares MSCI Colombia ETF (ICOL) was liquidated. This means that shares were removed and shareholders will receive $9.0371 per share in cash.


iShares Evolved U.S. Consumer Staples ETF (IECS) was liquidated. This means that shares were removed and shareholders will receive $34.7218 per share in cash.


iShares Trust iShares MSCI Japan Equal Weighted ETF (EWJE) was liquidated. This means that shares were removed and shareholders will receive $32.0000 per share in cash.


iShares Evolved U.S. Healthcare Staples ETF (IEHS) was liquidated. This means that shares were removed and shareholders will receive $41.3929 per share in cash.


iShares MSCI Argentina and Global Exposure ETF (AGT) was liquidated. This means that shares were removed and shareholders will receive $26.4171 per share in cash.


iShares Evolved U.S. Innovative Healthcare ETF (IEIH) was liquidated. This means that shares were removed and shareholders will receive $34.1298 per share in cash.


iShares Evolved U.S. Media and Entertainment ETF (IEME) was liquidated. This means that shares were removed and shareholders will receive $27.7783 per share in cash.


iShares Evolved U.S. Financials ETF (IEFN) was liquidated. This means that shares were removed and shareholders will receive $31.0349 per share in cash.


iShares Interest Rate Hedged Emerging Markets Bond ETF (EMBH) was liquidated. This means that shares were removed and shareholders will receive $21.2479 per share in cash.


iShares MSCI USA Mid-Cap Multifactor ETF (MIDF) was liquidated. This means that shares were removed and shareholders will receive $36.6871 per share in cash.


iShares Currency Hedged JPX-Nikkei 400 ETF (HJPX) was liquidated. This means that shares were removed and shareholders will receive $35.5140 per share in cash.


Digital Ally, Inc. (DGLY) performed a 1:1 CUSIP change.


Skylight Health Group Inc Common Shares (SLHG) performed a ticker change to SLHGF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


LMP AUTOMOTIVE HLDGS INC (LMPX) was delisted to OTC.


Tufin Software Technologies Ltd. (TUFN) was delisted pending acquisition. Details are still pending.


Nutriband Inc. (NTRB) performed a 7 for 6 Forward Split. This means shareholders will now hold 7 shares of NTRB for every 6 shares previously held. Fractional shares will be rounded up to the nearest share.

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August 24, 2022

La Jolla Pharmaceutical Company Common Stock (DE) (LJPC) performed a cash merger. This means that shares were removed and shareholders will receive $6.2300 per share in cash.


Ascent Solar Technologies, Inc. (ASTI) had a listing change from OTC to NASDAQ and is now available to buy and sell.


Sharps Compliance Corp. (SMED) was delisted pending acquisition. Details are still pending.

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August 23, 2022

DigitalBridge Group, Inc. (DBRG) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share(s) of DBRG for every 4 shares of DBRG previously held. Fractional shares resulting from the split will be retained.


BlueCity Holdings Limited American Depositary Shares (BLCT) performed a cash merger. This means that shares were removed and shareholders will receive $1.5500 per share in cash.


HIGHPEAK ENERGY INC Contingent Value Rights (HPKER) were delisted pending expiration.


iShares MSCI Colombia ETF (ICOL) was delisted pending a stock liquidation. Details are still pending.


Global Beta Smart Income ETF (GBDV) was delisted pending a stock liquidation. Details are still pending.


iShares Evolved U.S. Healthcare Staples ETF (IEHS) was delisted pending a stock liquidation. Details are still pending.


iShares Trust iShares MSCI Japan Equal Weighted ETF (EWJE) was delisted pending a stock liquidation. Details are still pending.


iShares Interest Rate Hedged Emerging Markets Bond ETF (EMBH) was delisted pending a stock liquidation. Details are still pending.


iShares Evolved U.S. Media and Entertainment ETF (IEME) was delisted pending a stock liquidation. Details are still pending.


iShares Evolved U.S. Consumer Staples ETF (IECS) was delisted pending a stock liquidation. Details are still pending.


iShares Evolved U.S. Innovative Healthcare ETF (IEIH) was delisted pending a stock liquidation. Details are still pending.


INVENTERGY GLOBAL INC (INVT) was delisted pending a stock liquidation. Details are still pending.


Global Beta Low Beta ETF (GBLO) was delisted pending a stock liquidation. Details are still pending.


iShares Evolved U.S. Financials ETF (IEFN) was delisted pending a stock liquidation. Details are still pending.


Global Beta Rising Stars ETF (GBGR) was delisted pending a stock liquidation. Details are still pending.


iShares Currency Hedged JPX-Nikkei 400 ETF (HJPX) was delisted pending a stock liquidation. Details are still pending.


Cedar Realty Trust, Inc (CDR) was delisted pending a merger. Details are still pending.


La Jolla Pharmaceutical Company Common Stock (DE) (LJPC) was delisted pending a merger. Details are still pending.


wShares Enhanced Gold ETF (WGLD) was delisted pending a stock liquidation. Details are still pending.


iShares MSCI USA Mid-Cap Multifactor ETF (MIDF) was delisted pending a stock liquidation. Details are still pending.


iShares MSCI Argentina and Global Exposure ETF (AGT) was delisted pending a stock liquidation. Details are still pending.

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August 22, 2022

AMC ENTERTAINMENT HOLDINGS, INC.(AMC) performed a spinoff into APE. For every 1 share of AMC held, shareholders will receive 1 shares of APE. Fractional shares from the spinoff will be retained.


Summit Therapeutics Inc. , Rights (SMMT^) expired worthless.


Social Capital Suvretta Holdings Corp. I Class A Ordinary Share (DNAA) performed a ticker change to AKLI, changed its corporate name to Akili, Inc, and performed a 1:1 CUSIP change.

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August 19, 2022

CYPRESS ENVIRONMENTAL PARTNERS L P (CELPQ) was declared worthless.


Second Sight Medical Products, Inc. (EYES) performed a 1 for 3 Reverse Split. This means shareholders will now hold 1 share of EYES for every 3 shares previously held. Fractional shares will be retained.


Blueknight Energy Partners L.P. (BKEP) performed a cash merger. This means that shares were removed and shareholders will receive $4.6500 per share in cash.


Bright Scholar Education Holdings (BEDU) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of BEDU for every 4 shares previously held. Fractional shares will be retained.


Morgan Creek - Exos SPAC Originated ETF (SPXZ) was liquidated. This means that shares were removed and shareholders will receive $11.0220 per share in cash.


IMMUNE PHARMACEUTICALS INC. (IMNPQ) was delisted. The stock is currently not trading.


FREESEAS INC (FREEF) was delisted. The stock is currently not trading.


Grove, Inc. (GRVI) performed a ticker change to UPXI.


EROS MEDIA WORLD PLC (EMWP) performed a ticker change to EMWPF. The security was delisted to OTC.


Turning Point Therapeutics, Inc. (TPTX) performed a cash merger. This means that shares were removed and shareholders will receive $76.00 per share in cash.

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August 18, 2022

Algoma Steel Group Inc. (ASTLZZ) was declared worthless.


Iterum Therapeutics plc (ITRM) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of ITRM for every 15 shares previously held. Fractional shares will be retained.


Local Corp (LOCMQ) performed a ticker change to LOCM.


Morgan Creek - Exos SPAC Originated ETF (SPXZ) was delisted pending a stock liquidation. Details are still pending.


Turning Point Therapeutics, Inc. (TPTX) was delisted pending a merger. Details are still pending.


Blueknight Energy Partners L.P. (BKEP) was delisted pending a merger. Details are still pending.


Eros Media World PLC (EMWP) was halted and it is currently not trading.

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August 17, 2022

iShares MSCI Russia ETF (ERUS) was liquidated. This means that shares were removed and shareholders will receive $0.0327 per share in cash. Shareholders will also receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.


Epizyme, Inc. (EPZM) performed a cash and stock merger. Shareholders will receive $1.4500 and 1.0000 shares of EPZM^ for each share of EPZM previously held. Shareholders will also receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.


Radius Health, Inc. (RDUS) performed a cash and stock merger. Shareholders will receive $10.0000 and 1.0000 shares of RDUS^ for each share of RDUS previously held. Shareholders will also receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.


Embark Technology, Inc. (EMBK) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of EMBK for every 20 shares previously held. Fractional shares will be retained.


RedBall Acquisition Corp (RBAC) was liquidated. This means that shares were removed and shareholders will receive $10.0303 per share in cash.


GO Acquisition Corp. (GOAC) was liquidated. This means that shares were removed and shareholders will receive $10.0189 per share in cash.


TD Holdings, Inc. (GLG) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of GLG for every 5 shares previously held. Fractional shares will be rounded up to the nearest share.


Atotech Limited (ATC) performed a cash and stock merger. Shareholders will receive $16.2000 and 0.0552 shares of MKS Instruments, Inc. (MKSI) for each share of ATC previously held. Fractional shares will be retained.


Gold Standard Ventures Corp. (GSV) performed a cash and stock merger. Shareholders will receive $0.0001 and 0.1193 shares of Orla Mining (ORLA) for each share of GSV previously held. Fractional shares will be retained.


Field Trip Health & Wellness Ltd. (FTHW) is a Canadian stock (Toronto Stock Exchange) that is not tradeable on Robinhood. We are planning to liquidate our customers' shares and pay them cash instead. More updates to come.

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August 16, 2022

Founder SPAC (FOUN) changed its corporate name to Rubicon Technologies, LLC (RBT), and changed its CUSIP number.


SailPoint Technologies Holdings, Inc. (SAIL) performed a cash merger. This means that shares were removed and shareholders will receive $65.2500 per share in cash.


Ribbit LEAP, Ltd. (LEAP) was liquidated. This means that shares were removed and shareholders will receive $10.0342 per share in cash.


Radius Health, Inc. (RDUS) was delisted pending a merger. Details are still pending.

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August 15, 2022

Root, Inc. (ROOT) performed a 1 for 18 Reverse Split. This means shareholders will now hold 1 share of ROOT for every 18 shares previously held. Fractional shares resulting from the split will be retained.


SPX Corporation(SPXC) performed a 1:1 CUSIP change.


Nomad Royalty Company Ltd. (NSR) performed a stock merger. Shareholders will receive 1.2100 new shares of Sandstorm Gold Ltd (SAND) for each old share of NSR previously held. Fractional shares will be retained.


Apollo Investment Corporation (AINV) performed a ticker change to (MFIC), and changed its corporate name to MidCap Financial Investment Corporation.


Global Internet of People, Inc. (SDH) performed a ticker change to (EPOW), and changed its corporate name to Sunrise New Energy Co.


BlueCity Holdings Limited American Depositary Shares (BLCT) was delisted pending a merger. Details are still pending.


Epizyme, Inc. (EPZM) was delisted pending a merger. Details are still pending.


Ribbit LEAP, Ltd. (LEAP) was delisted pending a stock liquidation. Details are still pending.

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August 12, 2022

Quhuo Limited American Depository Shares (QH) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of QH for every 10 shares of QH previously held. Fractional shares resulting from the split will be paid as cash in lieu.


Redbox Entertainment Inc. (RDBX) performed a stock merger. Shareholders will receive 0.0870 new shares of CSSE for each old share of RDBX previously held. Fractional shares will be rounded up to the nearest share.


SCVX CORP (SCVX) was liquidated. This means that shares were removed and shareholders will receive $10.0146 per share in cash.


Gold Standard Ventures Corp. (GSV) was delisted pending a merger. Details are still pending.

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August 11, 2022

Sentage Holdings Inc. Ordinary Shares (SNTG) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of SNTG for every 5 shares previously held. Fractional shares will be rounded up.


Ocean Bio-Chem, Inc. (OBCI)  performed a cash merger. This means that shares were removed and shareholders will receive $13.0800 per share in cash.


Evofem Biosciences, Inc. (EVFM) was delisted to OTC. 


Ascent Industries Co. (SYNL) performed a symbol change to ACNT.


TUI AG Unsponsored ADR representing Namen AKT (Germany) (TUIFY) was delisted pending ADR termination. Details are still pending.

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August 10, 2022

Greenlane Holdings, Inc. (GNLN) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of GNLN for every 20 shares previously held. Fractional shares will be retained.


Artelo Biosciences, Inc. (ARTL) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of ARTL for every 15 shares previously held. Fractional shares will be rounded up.


CHW Acquisition Corporation (CHWA) performed a 1:1 CUSIP change and a symbol change to PET.


American Campus Communities, Inc. (ACC) performed a cash merger. This means that shares were removed and shareholders will receive $65.47 per share in cash.


Ocean Bio-Chem, Inc. (OBCI) was delisted pending a merger.

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August 9, 2022

Tidal ETF Trust SoFi Be Your Own Boss ETF (GIGE) performed a symbol change to BYOB.


SoFi Smart Energy ETF (SHFT) performed a symbol change to ENRG.


CHW Acquisition Corporation Ordinary Share (CHWA) is now tradable.

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August 8, 2022

Collaborative Investment Series Trust Tuttle Capital Short Innovation ETF (SARK) performed a 1:1 CUSIP change.


The De-SPAC ETF (DSPC) performed a 1:1 CUSIP change.


The Short De-SPAC ETF (SOGU) performed a 1:1 CUSIP change.


FOMO ETF (FOMO) performed a 1:1 CUSIP change.


DPCM Capital, Inc. (XPOA) performed a stock merger. Shareholders will receive 1.4541 new shares of QBTS for each old share of XPOA previously held. Fractional shares will be retained.


REX American Resources Corp. (REX) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of REX for every 1 shares previously held. Fractional shares will be retained.


NEXTDECADE CORP Warrant Exp 07/24/2022 (NEXTW) was declared worthless.


IMAC Holdings, Inc. (IMAC) performed a ticker change to BACK.


ELEMENTS Linked to the SPECTRUM Large Cap U.S.Sector Momentum Index (EEH) was delisted pending a stock liquidation. Details are still pending.

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August 5, 2022

U.S. Well Services, Inc. (USWS) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of USWS for every 6 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.

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August 3, 2022

MeaTech 3D Ltd. (MITC) performed a ticker change to STKH, and changed its corporate name to Steakholder Foods Ltd.


MERITOR, Inc. (MTOR) was delisted pending a merger. Details are still pending.


NEOPHOTONICS CORP (NPTN) was delisted pending a merger. Details are still pending.

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August 2, 2022

Entasis Therapeutics Holdings Inc. (ETTX) performed a cash merger. This means that shares were removed and shareholders will receive $2.2000 per share in cash.


Angel Oak Dynamic Financial Strategies Income Term Trust (DYFN) performed a stock merger. Shareholders will receive 1.1732 new shares of FINS for each old share of DYFN previously held. Fractional shares will be retained.


Fortress Transportation and Infrastructure Investors LLC (FTAI) performed a spinoff. For every 1 share of FTAI held, shareholders will receive 1 share of FTAI Infrastructure Inc. (FIP).


New Residential investment Corp. (NRZ) performed a ticker change to RITM, and changed its corporate name to Rithm Capital Corp.

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August 1, 2022

Brookline Capital Acquisition Corp. (BCAC) performed a ticker change to APGN, changed its corporate name to Apexigen, Inc., and performed a 1:1 CUSIP change.


Duddell Street Acquisition Corp. (DSAC) performed a stock merger. Shareholders will receive 1.5714 new shares of NOTE for each old share of DSAC previously held. Fractional shares will be rounded up to the nearest share.


AI Powered International Equity ETF (AIIQ) was liquidated. This means that shares were removed and shareholders will receive 24.6028024 per share in cash.


Welbilt, Inc. (WBT) performed a cash merger. This means that shares were removed and shareholders will receive $24.0000 per share in cash.


Gobi Acquisition Corp. (GOBI) was liquidated. This means that shares were removed and shareholders will receive $10.0170 per share in cash.


SonicShares Airlines, Hotels, Cruise Lines ETF (TRYP) was liquidated. This means that shares were removed and shareholders will receive $3.6561 per share in cash.


Uncommon Portfolio Design Core Equity ETF (UGCE) was liquidated. This means that shares were removed and shareholders will receive $21.9915 per share in cash.


Quoin Pharmaceuticals, Ltd. (QNRX) performed a 2 for 25 Reverse Split. This means shareholders will now hold 2 shares of QNRX for every 25 shares of QNRX previously held. Fractional shares resulting from the split will be retained.


Franklin LibertyQ Global Dividend ETF (FLQD) performed a ticker change to UDIV, and changed its corporate name to Franklin U.S. Core Dividend Tilt Index ETF.


Franklin LibertyQ International Hedged Equity ETF (FLQH) performed a ticker change to DIVI, and changed its corporate name to Franklin International Core Dividend Tilt Index ETF.


Franklin LibertyQ Global Equity ETF (FLQG) performed a ticker change to USPX, and changed its corporate name to Franklin U.S. Equity Index ETF .


Cortexyme, Inc. (CRTX) performed a ticker change to QNCX, and changed its corporate name to Quince Therapeutics, Inc.


Orbital Energy Group, Inc. (OEG) performed a ticker change to OIG, and changed its corporate name to Orbital Infrastructure Group, Inc.


First Trust Global Engineering and Construction ETF (FLM) performed a ticker change to RBLD, and changed its corporate name to First Trust Alerian US NextGen Infrastructure ETF.


Angel Oak Dynamic Financial Strategies Income Term Trust (DYFN) was delisted pending a merger. Details are still pending.

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July 29, 2022

ARK Transparency ETF (CTRU) was liquidated. This means that shares were removed and shareholders will receive $12.9023 per share in cash.


Metromile, Inc. (MILE) performed a stock merger. Shareholders will receive 0.0526 new shares of Lemonade (LMND) for each old share of MILE previously held. Fractional shares will be retained.


Volshares Large Cap ETF (VSL) was delisted pending a stock liquidation. Details are still pending.


AI Powered International Equity ETF (AIIQ) was delisted pending a stock liquidation. Details are still pending.


Euclid Capital Growth ETF (EUCG) was delisted pending a stock liquidation. Details are still pending.


Welbilt, Inc. (WBT) was delisted pending a merger. Details are still pending.

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July 28, 2022

Greenpro Capital Corp. (GRNQ) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of GRNQ for every 10 shares of GRNQ previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


MCEWEN MINING, INC. (MUX) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of MUX for every 10 shares of MUX previously held. Fractional shares resulting from the split will be retained.


Waldencast Acquisition (WALD) changed its corporate name to Waldencast plc, and changed its CUSIP number.


Iris Acquisition Corp (ATVC) performed a ticker change to IRAA.

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July 27, 2022

Global Synergy Acquisition Corp. (GSAQ) was liquidated. This means that shares were removed and shareholders will receive $10.01712136 per share in cash.


BOMBARDIER INC (BDRBD) performed a ticker change to BDRBF.


ARK Transparency ETF (CTRU) was delisted pending a stock liquidation. Details are still pending.


TELIGENT INC NEW (TLGTQ) was delisted. The stock is currently not trading.

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July 26, 2022

Pershing Square Tontine Holdings, Ltd. (PSTH) was liquidated. Shareholders will receive $20.05802547 cash per each share of PSTH previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


Pluristem Therapeutics, Inc. (PSTI) performed a ticker change to PLUR, and changed its corporate name to Pluri Inc. Pluristem Therapeutics, Inc. (PSTI) performed a 1:1 CUSIP change.


Sundial Growers Inc. (SNDL) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of SNDL for every 10 shares of SSNDL previously held. Fractional shares resulting from the split will be retained.


Exela Tech Warrant (XELAW) was declared worthless.


Motus GI Holdings, Inc. (MOTS) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of MOTS for every 20 shares of MOTS previously held. Fractional shares resulting from the split will be retained.


Cornerstone Building Brands, Inc. (CNR) performed a cash merger. This means that shares were removed and shareholders will receive $24.6500 per share in cash.


Exela Technologies, Inc. (XELA) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of XELA for every 20 shares of XELA previously held. Fractional shares resulting from the split will be retained.

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July 25, 2022

Sanderson Farms, Inc. (SAFM) performed a cash merger. This means that shares were removed and shareholders will receive $203.0000 per share in cash.


CC Neuberger Principal Holdings (PRPB) changed its corporate name to Getty Images Holdings, Inc. CC Neuberger Principal Holdings (PRPB) performed a ticker change to GETY and performed a 1:1 CUSIP change.


AWTM Ultra-Short Duration Enhanced Income ETF (AWTM) was liquidated. This means that shares were removed and shareholders will receive $48.18293003 per share in cash.


Great Panther Mining Limited (GPL) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of GPL for every 10 shares of GPL previously held. Fractional shares resulting from the split will be retained.


Synthetic Biologics, Inc. (SYN) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of SYN for every 10 shares of SYN previously held. Fractional shares resulting from the split will be retained.


Greenwave Technology Solutions, Inc. (GWAV) had a listing change from OTC to NASDAQ and is now available to buy and sell.


NEXTDECADE CORP Warrants (NEXTW) were delisted pending expiration.


SonicShares Airlines, Hotels, Cruise Lines ETF (TRYP) was delisted pending a stock liquidation. Details are still pending.


Uncommon Portfolio Design Core Equity ETF (UGCE) was delisted pending a stock liquidation. Details are still pending.


Cornerstone Building Brands, Inc. (CNR) was delisted pending a merger. Details are still pending.

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July 22, 2022

Cellectar Biosciences, Inc. (CLRB) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of CLRB for every 10 shares previously held. Fractional shares resulting from the split will be retained.


Natus Medical Incorporated (NTUS) performed a cash merger. This means that shares were removed and shareholders will receive $33.5000 per share in cash.


PS Business Parks, Inc. (PSB) performed a cash merger. This means that shares were removed and shareholders will receive $182.2500 per share in cash.


GameStop Corp. (GME) performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of GME for every 1 share previously held. Fractional shares resulting from the split will be retained.


Macquarie Infrastructure Holdings, LLC (MIC) performed a cash merger. This means that shares were removed and shareholders will receive $4.1100 per share in cash.


ArcLight Clean Transition Corp. II (ACTD) performed a 1:1 CUSIP change, a ticker change to OPAL, and changed its corporate name to OPAL Fuels LLC.


1847 Goedeker, Inc. GOED performed a ticker and name change to (POL) Polished.com Inc.

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July 21, 2022

Vonage Holdings Corp. (VG) performed a cash merger. This means that shares were removed and shareholders will receive $21.0000 per share in cash.


Aeterna Zentaris Inc. (AEZS) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of AEZS for every 25 shares previously held. Fractional shares resulting from the split will be retained.


ServiceSource International, Inc. (SREV) performed a cash merger. This means that shares were removed and shareholders will receive $1.5000 per share in cash.


HEALTHCARE TRUST OF AMERICA, INC. (HTA) performed a 1:1 CUSIP change, ticker change to HR, and changed its corporate name to Healthcare Realty Trust Incorporated.


Healthcare Realty Trust Incorporated (HR) performed a 1:1 CUSIP change.


Biote Corp (BTMD) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


ENEL AMERICAS S A American Depositary Receipts (ENIAY) was delisted.


Macquarie Infrastructure Holdings, LLC (MIC) was delisted pending acquisition. Details are still pending.

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July 20, 2022

G3 VRM Acquisition Corp. (GGGV) was liquidated. This means that shares were removed and shareholders will receive $10.1500 per share in cash.


B. Riley Principal Merger Corp. (BRPM) performed a 1:1 CUSIP change, and changed its corporate name to FaZe Holdings Inc. (FAZE).


Adeptus Escrow (ADPTQZZ) was liquidated. This means that shares were removed and shareholders will receive $0.1404 per share in cash.


Biote Corp. (BTMD) was suspended pending liquidation. Details are still pending.


PS Business Parks, Inc. (PSB) was delisted pending acquisition. Details are still pending.

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July 19, 2022

GSK plc (GSK) performed a spinoff. For every 1 share of GSK held, shareholders will receive 1 share of Haleon (HLN). Fractional shares from the spinoff will be retained.


GSK plc (GSK) performed a 4 for 5 Reverse Split. This means shareholders will now hold 4 share(s) of GSK for every 5 shares previously held. Fractional shares resulting from the split will be retained.


ITHAX Acquisition Corp. (ITHX) performed a 1:1 CUSIP change, and changed its corporate name to Mondee Holdings Inc. (MOND).

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July 18, 2022

Avedro, Inc. (AVDR) was liquidated. This means that shares were removed and shareholders will receive $24.2587 per share in cash.


Alphabet Inc. Class C (GOOG) performed a 20 for 1 Forward Split. This means shareholders will now hold 20 shares of GOOG for every 1 share previously held. Fractional shares will be retained.


AVDR US LargeCap ESG ETF (AVDG) was liquidated. This means that shares were removed and shareholders will receive $25.7415 per share in cash.


Alphabet Inc. Class A (GOOGL) performed a 20 for 1 Forward Split. This means shareholders will now hold 20 shares of GOOGL for every 1 share previously held. Fractional shares will be retained.


ETFMG Real Estate Tech ETF (HHH) was delisted pending a stock liquidation. Details are still pending.


ETFMG Prime 2x Daily Inverse Junior Silver Miners ETF (SINV) was delisted pending a stock liquidation. Details are still pending.


AWTM Ultra-Short Duration Enhanced Income ETF (AWTM) was delisted pending a stock liquidation. Details are still pending.

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July 15, 2022

Enveric Biosciences, Inc. (ENVB) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of ENVB for every 50 shares previously held. Fractional shares will be rounded up.


Ecofin Digital Payments Infrastructure Fund (TPAY) performed a symbol change to ETPA.

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July 14, 2022

KINGSWOOD ACQUISITION CORP (KWAC) was delisted to OTC.

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July 13, 2022

Marrone Bio Innovations, Inc. (MBII) performed a stock merger. Shareholders will receive 0.0880 new shares of BIOX for each old share of MBII previously held. Fractional shares will be retained.


MMTec, Inc. (MTC) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of MTC for every 10 shares previously held. Fractional shares will be rounded up.


COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND (MIE^) expired worthless.


H-CYTE, Inc. (HCYTD) performed a symbol change to HCYT.


Exela Tech Warrant Warrant (XELAW) was delisted pending a expiration. Details are still pending.


Mobile TeleSystems Public Joint Stock Company American Depositary Shares (MBT) was delisted.

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July 12, 2022

Social Capital Suvretta Holdings (DNAC) performed a 1:1 CUSIP change and a symbol change to PROK.


Entasis Therapeutics Holdings Inc. (ETTX) was delisted pending a merger. Details are still pending.


Avedro, Inc (AVDR) was delisted pending a stock liquidation. Details are still pending.


AVDR US LargeCap ESG ETF (AVDG) was delisted pending a stock liquidation. Details are still pending.

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July 11, 2022

WESTERN ASSET MORTGAGE CAPITAL CORPORATION (WMC) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of WMC for every 10 shares previously held.


ADTRAN, Inc. (ADTN) performed a 1:1 CUSIP change.


CDK Global, Inc. (CDK) performed a cash merger. This means that shares were removed and shareholders will receive $54.8700 per share in cash.


Enjoy Technology, Inc. (ENJY) performed a ticker change to ENJYQ. The security was delisted to OTC. 

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July 8, 2022

Avalo Therapeutics, Inc. (AVTX) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of AVTX for every 12 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


The Gabelli Utility & Income Trust RIghts (GLU^) was declared worthless.


IT Tech Packaging, Inc. (ITP) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of ITP for every 10 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


GTY Technology Holdings Inc. (GTYH) performed a cash merger. This means that shares were removed and shareholders will receive $6.3000 per share in cash.


CBM BANCORP INC (CBMB) performed a cash merger. This means that shares were removed and shareholders will receive $17.7500 per share in cash.


V2X, Inc. (VEC) performed a ticker change to VVX.


HUANENG PWR INTL INC American Depositary Receipts - Sponsored (HNP) performed a ticker change to HNPIY. The security was delisted to OTC.

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July 7, 2022

ATLAS FINL HLDGS INC Ordinary Shares (AFHIQ) performed a ticker change to AFHIF.


CDK Global, Inc. (CDK) was delisted pending a merger. Details are still pending.


ORPHAZYME A/S American Depositary Shares - Sponsored (ORPHY) was delisted pending an ADR termination.


4D pharma plc American Depositary Shares (LBPS) was halted and it is currently not trading.


G3 VRM Acquisition Corp. (GGGV) was delisted pending a stock liquidation. Details are still pending.

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July 6, 2022

SOS Limited (SOS) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of SOS for every 50 shares previously held.


Neenah, Inc. (NP) performed a stock merger. Shareholders will receive 1.3580 new shares of SWM for each old share of NP previously held.


Cabot Microelectronics Corporation (CCMP) performed a cash and stock merger. Shareholders will receive $133.0000 and 0.4506 shares of ENTG for each share of CCMP previously held.


Whiting Petroleum Corporation (WLL) performed a cash and stock merger. Shareholders will receive $6.2500 and 0.5774 shares of CHRD for each share of WLL previously held.


Points International Ltd. (PCOM) performed a cash merger. This means that shares were removed and shareholders will receive $25.0000 per share in cash.


Westpac Banking Corporation (WBK) was liquidated. This means that shares were removed and shareholders will receive $14.4883 per share in cash.


Envirotech Vehicles, Inc. (EVTVD) performed a ticker change to EVTV.


ADVAXIS INC (ADXSD) performed a ticker change to ADXS.


Schweitzer-Mauduit International, Inc. (SWM) performed a ticker change to MATV, and changed its corporate name to Mativ Holdings, Inc.

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July 5, 2022

Prudential Bancorp, Inc. (PBIP) performed a cash and stock merger. Shareholders will receive $3.6500 and 0.7974 shares of FULT for each share of PBIP previously held.


Abeona Therapeutics Inc. (ABEO) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of ABEO for every 25 shares previously held.


Mind Medicine (MindMed) Inc. (MNMD) performed a 1:1 CUSIP change.


Brickell Biotech, Inc. (BBI) performed a 1 for 45 Reverse Split. This means shareholders will now hold 1 share of BBI for every 45 shares previously held.


Coherent, Inc. (COHR) performed a cash and stock merger. Shareholders will receive $220.0000 and 0.9100 shares of IIVI for each share of COHR previously held.


AVIVA PLC American Depositary Receipts - Unsponsored (AVVID) performed a ticker change to AVVIY.


Oasis Petroleum (OAS) performed a name change and ticker change to Chord Energy (CHRD)


Seanergy Maritime Holdings Corp (SHIP) performed a spinoff of USEA. For every 118 share of SHIP held on record date 6/28, shareholders will receive 1 shares of USEA.

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July 1, 2022

Sierra Oncology, Inc. (SRRA) performed a cash merger. This means that shares were removed and shareholders will receive $55.0000 per share in cash.


The NextGen Trend and Defend ETF (TRDF) was liquidated. This means that shares were removed and shareholders will receive $22.5863 per share in cash.


National Security Group, Inc. (NSEC) performed a cash merger. This means that shares were removed and shareholders will receive $16.3500 per share in cash.


Salisbury Bancorp, Inc. (SAL) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of SAL for every 1 shares previously held.


Consolidated-Tomoka Land Co. (CTO) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of CTO for every 1 shares previously held.


Encompass Health Corporation (EHC) performed a spinoff of EHAB. For every 1 share of EHC held, shareholders will receive 0.5000 shares of EHAB.


Prudential Bancorp, Inc. (PBIP) was delisted pending acquisition. Details are still pending.


Points International Ltd. (PCOM) was delisted pending acquisition. Details are still pending.


Whiting Petroleum Corporation (WLL) was delisted pending acquisition. Details are still pending.

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June 30, 2022

Vinco Ventures, Inc. (BBIG) performed a spinoff of TYDE. For every 1 shares of BBIG held, shareholders will receive 0.1 shares of TYDE.


Trecora Resources (TREC) performed a cash merger. This means that shares were removed and shareholders will receive $9.8100 per share in cash.


Cornerstone Strategic Value Fund, Rights expired worthless.


Exicure, Inc. (XCUR) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of XCUR for every 30 shares previously held.


Simplify Volt Fintech Disruption ETF (VFIN) was liquidated. This means that shares were removed and shareholders will receive $3.6282 per share in cash.


Cornerstone Total Return Fund, Inc, Rights (CRF^) expired worthless.


IMO Dividend Contra (IMO+) was deemed worthless.


Simplify Volt Pop Culture Disruption ETF (VPOP) was liquidated. This means that shares were removed and shareholders will receive $5.3295 per share in cash.

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June 29, 2022

AGFiQ Hedged Dividend Income Fund (DIVA) was liquidated. This means that shares were removed and shareholders will receive $26.0731 per share in cash.


Tivity Health, Inc. (TVTY) performed a cash merger. This means that shares were removed and shareholders will receive $32.5000 per share in cash.


Regulus Therapeutics Inc. (RGLS) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share(S) of RGLS for every 10 shares previously held. Fractional shares will be retained.


Millicom International Cellular S.A. Rights (TIGOR) was declared worthless.


Shopify Inc. (SHOP) performed a 10 for 1 Forward Split. This means shareholders will now hold 10 shares of SHOP for every 1 share previously held.


Agrico Acquisition Corp. (RICO) performed a 1:1 CUSIP change and ticker change to KAL.


UTStarcom Holdings Corp. (UTSI) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share(S) of UTSI for every 4 shares previously held. Fractional shares will be retained.


The Gabelli Utility & Income Trust RIghts (GLU^) was delisted.

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June 28, 2022

Anthem (ANTM) performed a name change and ticker change to Elevance Health (ELV).


JUPAI HLDGS LTD American Depositary Shares - Sponsored (Cayman Islands) (JP) performed a ticker change to JPPYY. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Fanhua Inc. American Depositary Shares (FANH) performed a spinoff of CNF. For every 1 share of FANH held, shareholders will receive 0.2355 shares of CNF.

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June 27, 2022

Madison Strategic Sector Premium Fund (MSP) performed a cash merger. This means that shares were removed and shareholders will receive $35.5000 per share in cash.


Borqs Technologies, Inc. (BRQS) performed a 1 for 16 reverse split. This means shareholders will now hold 1 shares of BRQS for every 16 shares of BRQS previously held. Fractional shares will be rounded up to the nearest share.


Envirotech Vehicles, Inc. (EVTV) performed a 1 for 20 Reverse Split, and changed its ticker to EVTVD. This means shareholders will now hold 1 share(s) of EVTVD for every 20 shares of EVTV previously held.


Blonder Tongue Laboratories Inc (BDR) performed a ticker change to BDRL. The security was delisted to OTC.


Jupai Holdings Limited American depositary shares, each representing six ordinary shares (JP) was halted and it is currently not trading.


Simplify Volt Pop Culture Disruption ETF (VPOP) was delisted pending a stock liquidation. Details are still pending.


Simplify Volt Fintech Disruption ETF (VFIN) was delisted pending a stock liquidation. Details are still pending.


Trecora Resources (TREC) was delisted pending acquisition. Details are still pending.

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June 24, 2022

Preferred Apartment Communities, Inc. (APTS) performed a Cash Merger. This means that shares were removed and shareholders will receive $25.0000 per share in cash.


Staffing 360 Solutions, Inc. (STAF) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of STAF for every 10 shares previously held. Fractional shares will be retained.


Gores Guggenheim, Inc. (GGPI) performed a 1:1 CUSIP change, a ticker change to PSNY, and changed its corporate name to Polestar Automotive Holding.


MALLINCKRODT (MNKKQ) was declared worthless after the company’s bankruptcy.


Impact Shares MSCI Global Climate Select ETF (NTZO) was liquidated. This means that shares were removed and shareholders will receive $16.0611 per share in cash.


Simply, Inc. (SIMP) changed its ticker to (SIMPQ).


The NextGen Trend and Defend ETF (TRDF) was delisted. The stock is currently not trading.

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June 23, 2022

ELECTRIC LAST MILE SOLUTIONS INC. (ELMS) changed its ticker to (ELMSQ), and was delisted to OTC.


CYPRESS ENVIRONMENTAL PARTNERS L P (CELPQ) was delisted. The stock is currently not trading.


EJF Acquisition Corp. (EJFA) performed a 1:1 CUSIP change, a ticker change to PGY, and changed its corporate name to Pagaya Technologies Ltd.


Madison Strategic Sector Premium Fund (MSP) was delisted pending a merger. Details are still pending.


WISeKey International Holding (WKEY) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of WKEY for every 2 shares previously held. Fractional shares will be retained.


Anaplan, Inc. (PLAN) performed a Cash Merger. This means that shares were removed and shareholders will receive $63.7500 per share in cash.


Fortinet, Inc. (FTNT) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of FTNT for every 1 share previously held. Fractional shares will be retained.

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June 22, 2022

Summer Infant, Inc. (SUMR) performed a Cash Merger. This means that shares were removed and shareholders will receive $12.0000 per share in cash.


R1 RCM Inc. (RCM) performed a 1:1 CUSIP change.


Anaplan, Inc. (PLAN) was delisted pending a merger. Details are still pending.


Impact Shares MSCI Global Climate Select ETF (NTZO) was delisted pending a stock liquidation. Details are still pending.

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June 21, 2022

Four Seasons Education (Cayman) Inc. (FEDU) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of FEDU for every 20 shares previously held. Fractional shares will be retained.


iClima Climate Change Solutions ETF (CLMA) was liquidated. This means that shares were removed and shareholders will receive $15.7516949 per share in cash.


GECC Rights (GECC^) expired worthless.


Minerva Neurosciences, Inc. (NERV) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of NERV for every 8 shares previously held. Fractional shares will be retained.


Infusive Compounding Global Equities ETF (JOYY) was liquidated. This means that shares were removed and shareholders will receive $24.4378 per share in cash.


ENEL AMERICAS S A American Depositary Receipts - Sponsored (ENIA) changed its ticker to (ENIAY), and was delisted to OTC.

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June 17, 2022

Virgin Group Acquisition Corp. II (VGII) performed a 1:1 CUSIP change and a ticker change to GROV.


MALLINCKRODT PLC NEW SHS (Ireland) (MNKKQ) performed a ticker change to MNKPF.


Tate & Lyle Plc 25 P Ord American Depositary Receipts - Sponsored (TATYD) performed a ticker change to TATYY.


Gazprom Neft PJSC American Depositary Receipts - Sponsored (GZPFY) was delisted. The stock is currently not trading.


Renovare Environmental, Inc. (RENO) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.

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June 16, 2022

Pennsylvania Real Estate Investment Trust (PEI) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share(S) of PEI for every 15 shares previously held. Fractional shares will be retained.


Oaktree Acquisition Corp. II (OACB) performed a 1:1 CUSIP change, a ticker change to AVLO.


Panbela Therapeutics, Inc. (PBLA) performed a 1:1 CUSIP change.


Limelight Networks (LLNW) performed a name change and ticker change to Edgio (EGIO).


Stevanato Group S.p.A. (STVN) is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Ermenegildo Zegna N.V. (ZGN) is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Constellium SE (CSTM) is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Wallbox N.V. (WBX) is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Sberbank Russia Sponsored American Depository Receipt (Russia) (SBRCY) was delisted. The stock is currently not trading.

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June 15, 2022

Calithera Biosciences, Inc. (CALA) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share(S) of CALA for every 20 shares previously held. Fractional shares will be retained.


Tuatara Capital Acquisition Corporation (TCAC) performed a stock merger. Shareholders will receive 2.0000 new shares of SBIG for each old share of TCAC previously held. Fractional shares will be retained.

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June 14, 2022

OSTK Digital Dividend (OSTKO) performed a stock merger. Shareholders will receive 0.9000 new shares of OSTK for each old share of OSTKO previously held. Fractional shares will be retained.


Renewable Energy Group, Inc. (REGI) performed a cash merger. This means that shares were removed and shareholders will receive $61.5000 per share in cash.


Pulse Biosciences, Inc. (DE) (PLSE^) rights expired worthless.


TDH Holdings, Inc. (PETZ) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share(S) of PETZ for every 20 shares previously held. Fractional shares will be rounded up.


Overstock Com Inc Del Pfd Vtg Ser B (OSTBP) performed a stock merger. Shareholders will receive 0.9000 new shares of OSTK for each old share of OSTBP previously held. Fractional shares will be retained.


China Auto Logistics Inc. (CALI) performed a ticker change to CALIQ and continues to trade OTC.


AGFiQ Hedged Dividend Income Fund (DIVA) was delisted pending a liquidation.

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June 13, 2022

Brookfield Infrastructure Corporation (BIPC) performed a 3 for 2 Forward Split. This means shareholders will now hold 3 shares of BIPC for every 2 shares previously held. Fractional shares will be retained.


DexCom, Inc. (DXCM) performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of DXCM for every 1 shares previously held. Fractional shares will be retained.


Neptune Technologies & Bioresources Inc. (NEPT) performed a 1 for 35 Reverse Split. This means shareholders will now hold 1 share of NEPT for every 35 shares previously held. Fractional shares will be retained.


Global X Funds Global X Cannabis ETF (POTX) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of POTX for every 6 shares previously held. Fractional shares will be retained.


RISE Education Cayman Ltd (REDU) performed a 1 for 5 Reverse Split, and changed its ticker to NaaS Technology Inc. (NAAS). This means shareholders will now hold 1 share of NAAS for every 5 shares of REDU previously held. Fractional shares will be retained.


Bombardier Inc. (BDRBF) performed a 1 for 25 Reverse Split, and changed its ticker to (BDRBD). This means shareholders will now hold 1 share of BDRBD for every 25 shares of BDRBF previously held. Fractional shares will be retained.


Brookfield Infrastructure Partners L.P. (BIP) performed a 3 for 2 Forward Split. This means shareholders will now hold 3 shares of BIP for every 2 shares previously held. Fractional shares will be retained.


H-CYTE, Inc. (HCYT) performed a 1 for 1000 Reverse Split, and changed its ticker to (HCYTD). This means shareholders will now hold 1 share of HCYTD for every 1000 shares of HCYT previously held.


WVS Financial Corp. (WVFC) was delisted to OTC.


On Track Innovations Ltd (OTIVF) was delisted from OTC. The stock is no longer trading.


DiDi Global Inc. (DIDI) changed its ticker to (DIDIY), and was delisted to OTC.


Zosano Pharma CorporatioN (ZSAN) changed its ticker to (ZSANQ), and was delisted to OTC.

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June 10, 2022

Globis Acquisition Corp. (GLAQ) performed a 1:1 CUSIP change, a ticker change to AFRI, and changed its corporate name to Forafric Global PLC.


Cerner Corporation (CERN) performed a Cash Merger. This means that shares were removed and shareholders will receive $95.0000 per share in cash.


Trepont Acquisition Corp I (TACA) was liquidated. This means that shares were removed and shareholders will receive $10.1046 per share in cash.

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June 9, 2022

Dynamics Special Purpose Corp. (DYNS) performed a 1:1 CUSIP change, a ticker change to SNTI, and changed its corporate name to Senti Biosciences, Inc.


Kinetik Holdings Inc. (KNTK) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of KNTK for every 1 share previously held. Fractional shares will be retained.


Meta Platforms, Inc. (FB) performed a ticker change to META.


Anywhere Real Estate Inc. (RLGY) performed a ticker change to HOUS.


Cerner Corporation (CERN) was delisted pending a merger. Details are still pending.


Millicom International Cellular S.A. Rights (TIGOR) rights are no longer trading. The deadline to exercise is Monday June 13, 2022.

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June 8, 2022

SVF Investment Corp. (SVFC) performed a 1:1 CUSIP change, and changed its corporate name to Symbotic Inc.(SYM).


Cascade Acquisition Corp. (CAS) was liquidated. This means that shares were removed and shareholders will receive $10.1000 per share in cash.

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June 7, 2022

Fangdd Network Group Ltd (DUO) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of DUO for every 15 shares previously held. Fractional shares will be retained.


A-Mark Precious Metals, Inc. (AMRK) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of AMRK for every 1 share previously held. Fractional shares will be retained.


AIkido Pharma Inc. (AIKI) performed a 1 for 17 Reverse Split. This means shareholders will now hold 1 share of AIKI for every 17 shares previously held. Fractional shares will be retained.


NUVEEN ENHANCED MUNICIPAL VALUE FUND (NEV) performed a Stock Merger. Shareholders will receive 0.9305 new shares of NZF for each old share of NEV previously held. Fractional shares will be retained.

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June 6, 2022

Amazon.com, Inc. (AMZN) performed a 20 for 1 Forward Split. This means shareholders will now hold 20 shares of AMZN for every 1 share previously held. Fractional shares will be retained.


Aviva (AVVIY) performed a cash and stock merger. Shareholders will receive $2.3935 and 0.7600 shares of AVVIY for each share of AVVIY previously held. Fractional shares will be retained.


Invesco Mortgage Capital Inc. (IVR) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of IVR for every 10 shares previously held. Fractional shares will be retained.


Falcon Minerals Corporation (FLMN) performed a 1 for 4 Reverse Split, changed its ticker to STR, and changed its corporate name to Sitio Royaltie. This means shareholders will now hold 1 share of STR for every 4 shares of FLMN previously held. Fractional shares will be retained.


Eros STX Global Corporation (ESGC) performed a ticker change to EMWP, and changed its corporate name to Eros Media World PLC.


NUVEEN ENHANCED MUNICIPAL VALUE FUND (NEV) was delisted pending a merger. Details are still pending.


ADVAXIS INC. (ADXS) performed a 1 for 80 Reverse Split, and changed its ticker to ADXSD. This means shareholders will now hold 1 share of ADXSD for every 80 shares of ADXS previously held. Fractional shares will be retained.

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June 3, 2022

Histogen Inc. (HSTO) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of HSTO for every 20 shares previously held.


Boqii Holding (BQ) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of BQ for every 6 shares previously held.


Zhangmen Education Inc. (ZME) was halted and it is currently not trading.


Genocea Biosciences, Inc. (GNCA) was delisted to OTC. The stock is no longer trading.


Zhangmen Education Inc. (ZME) performed a ticker change to ZMENY. The security was delisted to OTC.

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June 2, 2022

Nuveen Credit Opportunities 2022 Target Term Fund (JCO) was liquidated. This means that shares were removed and shareholders will receive $7.9446 per share in cash.


CASI Pharmaceuticals, Inc. (CASI) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of CASI for every 10 shares previously held.


BHP Billiton (BHP) performed a spinoff of Woodside Energy Group (WDS). For every 1 share of BHP held, shareholders will receive 0.3614 shares of WDS. Fractional shares from the spinoff will be paid as cash in lieu.


Checkmate Pharmaceuticals, Inc. (CMPI) performed a cash merger. This means that shares were removed and shareholders will receive $10.5000 per share in cash.


Woodside Energy Group (WOPEY) performed a ticker change to (WDS).

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June 01, 2022

TriState Capital Holdings, Inc. (TSC) performed a cash and stock merger. Shareholders will receive $6.00 and 0.2500 shares of RJF for each share of TSC previously held.


Vidler Water Resources, Inc. (VWTR) performed a cash merger. This means that shares were removed and shareholders will receive $15.75 per share in cash.


Omnichannel Acquisition Corp. (OCA) was liquidated. This means that shares were removed and shareholders will receive $10.00 per share in cash.


Luby's Inc. (LUB) performed a 1:1 CUSIP change and a ticker change to LUB^.


MSP Recovery, Inc. (MSPRV) performed a ticker change to MSPRW.


Checkmate Pharmaceuticals, Inc. (CMPI) was delisted pending a merger. Details are still pending.

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May 31, 2022

Nationwide Risk-Based U.S. Equity ETF (RBUS) was liquidated. This means that shares were removed and shareholders will receive $38.07067263 per share in cash.


Nationwide Maximum Diversification U.S. Core Equity ETF (MXDU) was liquidated. This means that shares were removed and shareholders will receive $34.63095743 per share in cash.


Nationwide Risk-Based International Equity ETF (RBIN) was liquidated. This means that shares were removed and shareholders will receive $24.10211566 per share in cash.


Farmmi, Inc. Ordinary Shares (FAMI) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of FAMI for every 25 shares previously held.


Neuberger Berman High Yield Strategies Fund Inc Rights (NHS^) rights expired worthless.


IRSA Propiedades Comerciales S.A. American Depositary Shares (IRCP) performed a stock merger. Shareholders will receive 0.5600 new shares of IRS for each old share of IRCP previously held.


Apollo Strategic Growth Capital (APSG) performed a 1:1 CUSIP change and a ticker change to GBTG.


Direxion Daily Energy Bear 2X Shares (ERY)  performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of ERY for every 10 shares previously held.


Direxion Daily CSI China Internet Index Bull 2X Shares (CWEB) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of CWEB for every 10 shares previously held.


Direxion Daily FTSE China Bull 3X Shares (YINN) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of YINN for every 20 shares previously held.


Luby's Inc. (LUB) was delisted pending a merger. Details are still pending.

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May 27, 2022

Ortho Clinical Diagnostics Holdings (OCDX) performed a cash and stock merger. Shareholders will receive $7.1400 and 0.1055 shares of QDEL for each share of OCDX previously held. Fractional shares will be retained.


American CareSource Holdings, Inc. (GNOW) was declared worthless after the company’s bankruptcy.


Tanzanian Gold Corporation (TRX) performed a 1:1 CUSIP change.


Quidel Corporation (QDEL) performed a 1:1 CUSIP change.


Hudson Capital Inc. (HUSN) changed its corporate name to Freight Technologies Inc. (FRGT), and changed its CUSIP number.


Haymaker Acquisition Corp. III (HYAC) changed its corporate name to biote Corp. (BTMD), and changed its CUSIP number.


ProShares Ultra Oil & Gas (DIG) performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of DIG for every 1 share previously held. Fractional shares will be retained.


ProShares Ultra Basic Materials ETF (UYM) performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of UYM for every 1 share previously held. Fractional shares will be retained.


ProShares UltraShort MSCI Brazil Capped (BZQ) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of BZQ for every 2 shares previously held. Fractional shares will be retained.


ProShares UltraShort Consumer Services ETF (SCC) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of SCC for every 2 shares previously held. Fractional shares will be retained.


Blue Hat (BHAT) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of BHAT for every 10 shares previously held. Fractional shares will be rounded up to the nearest share.

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May 26, 2022

ProShares UltraShort Bloomberg Crude Oil (SCO) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of SCO for every 5 shares previously held. Fractional shares will be retained.


ProShares UltraShort Bloomberg Natural Gas (KOLD) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of KOLD for every 4 shares previously held. Fractional shares will be retained.


ProShares UltraShort Yen (YCS) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of YCS for every 1 share previously held. Fractional shares will be retained.


ProShares Ultra Bloomberg Crude Oil (UCO) performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of UCO for every 1 share previously held. Fractional shares will be retained.


American National Group, Inc. (ANAT) performed a cash merger. This means that shares were removed and shareholders will receive $190.0000 per share in cash.


Intricon Corporation (IIN) performed a cash merger. This means that shares were removed and shareholders will receive $24.2500 per share in cash.


CNOOC Limited (CEO) was liquidated. This means that shares were removed and shareholders will receive $136.0461 per share in cash.


Cootek Cayman Inc American Depositary Receipts (CTK) performed a ticker change to CTKYY. The security was delisted to OTC.


Nationwide Risk-Based U.S. Equity ETF (RBUS) was delisted pending a stock liquidation. Details are still pending.


Nuveen Credit Opportunities 2022 Target Term Fund (JCO) was delisted pending a stock liquidation. Details are still pending.


Nationwide Maximum Diversification U.S. Core Equity ETF (MXDU) was delisted pending a stock liquidation. Details are still pending.


Nationwide Risk-Based International Equity ETF (RBIN) was delisted pending a stock liquidation. Details are still pending.


Vidler Water Resources, Inc. (VWTR) was delisted pending a merger. Details are still pending.

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May 25, 2022

Baosheng Media Group Holdings (BAOS) performed a 5 for 16 Reverse Split. This means shareholders will now hold 16 shares of BAOS for every 5 shares previously held. Fractional shares will be rounded up to the nearest share.


Antares Pharma, Inc. (ATRS) performed a cash merger. This means that shares were removed and shareholders will receive $5.60 per share in cash.


Net 1 UEPS Technologies, Inc. (UEPS) performed a ticker change to LSAK, and changed its corporate name to Lesaka Technologies, Inc.


DoubleLine Shiller CAPE U.S. Equities ETF (DCPE) performed a ticker change to CAPE.


Intricon Corporation (IIN) was delisted pending acquisition. Details are still pending.

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May 24, 2022

Hive Blockchain Technologies Ltd. (HIVE) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of HIVE for every 5 shares previously held. Fractional shares will be retained.


Zynga Inc. (ZNGA) performed a cash and stock merger. Shareholders will receive $3.5000 and 0.0406 shares of TTWO for each share of ZNGA previously held. Fractional shares will be retained.


Lionheart Acquisition Corp. II (LCAP) performed a ticker change to MSPR, and changed its corporate name to MSP Recovery, Inc. Lionheart Acquisition Corp. II (LCAP) performed a 1:1 CUSIP change.


RYB Education (RYB) performed a ticker change to GEHI, and changed its corporate name to Gravitas Education Holdings, Inc.


Nicolet Bankshares, Inc. (NCBS) performed a ticker change to NIC.

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May 23, 2022

PHOENIX NEW MEDIA LIMITED (FENG) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of FENG for every 6 shares previously held. Fractional shares will be retained.


Molecular Data Inc. (MKD) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of MKD for every 15 shares previously held. Fractional shares will be retained.


Evoke Pharma, Inc. (EVOK) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of EVOK for every 12 shares previously held. Fractional shares will be retained.


Woodside Energy Group Ltd American Depositary Receipts (WOPEY) was delisted to OTC.


ARMSTRONG FLOORING INC (AFI) performed a ticker change to AFIIQ. The security was delisted to OTC.

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May 20, 2022

OTR Acquisition Corp. (OTRA) performed a 1:1 CUSIP change and performed a ticker change to CMRA.


Tate & Lyle Plc Sponsored ADR (UK) (TATYY) performed a cash and stock merger. Shareholders will receive $5.2426 and 0.8571 shares of TATYD for each share of TATYY previously held.


Leju Holdings Limited (LEJU) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of LEJU for every 10 shares previously held. Fractional shares will be retained.


Saba Capital Income & Opportunities Fund (BRW) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of BRW for every 2 shares previously held. Fractional shares will be retained.


BEST Inc. American Depositary Shares (BEST) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of BEST for every 5 shares previously held. Fractional shares will be retained.


Fang Holdings Limited (SFUN) performed a ticker change to SFUNY. The security was delisted to OTC.


CPI Aerostructures, Inc. (CVU) performed a ticker change to CVUA. The security was delisted to OTC.


CooTek (Cayman) Inc. (CTK) was halted and it is currently not trading.


Tate & Lyle Plc Sponsored ADR (UK) (TATYY) performed a ticker change to TATYD.

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May 19, 2022

Mimecast Limited (MIME) performed a cash merger. This means that shares were removed and shareholders will receive $80.0000 per share in cash.


China SXT Pharmaceuticals, Inc. (SXTC) performed a 1 for 20 Reverse Split. Fractional shares will be rounded up to the nearest share.


Companhia Energetica De Minas Gerais-CEMIG (CIG.C) distributed a 30% stock dividend. Shareholders received 0.3 additional shares for every share previously held. Fractional shares will be retained.


Companhia Energetica De Minas Gerais-CEMIG (CIG) distributed a 30% stock dividend. Shareholders received 0.3 additional shares for every share previously held. Fractional shares will be retained.


Weidai Ltd. American depositary shares (WEI) performed a ticker change to WEIDY. The security was delisted to OTC.


Sigma Labs, Inc. (SGLB) performed a ticker change to SASI.


ION GEOPHYSICAL CORP COM NEW (IO) performed a ticker change to IOGPQ. The security was delisted to OTC.

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May 18, 2022

Media Gen Inc Contingent Value Right (MEG^) was liquidated. This means that shares were removed and shareholders will receive $0.1062 per share in cash.


Amplify Energy Corp. Warrant (AMPYW) was declared worthless.


Zte Corporation Unsponsored ADR representing H Shares (China) (ZTCOY) was delisted pending ADR termination.


Artisan Acquisition Corp. Class A (ARTA) performed a stock merger. Shareholders will receive 1.29 shares of PRE for each share of ARTA previously held, with fractional shares rounded up to the nearest share.

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May 17, 2022

PolarityTE, Inc. (PTE) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of PTE for every 25 shares previously held. Fractional shares will be rounded up to the nearest share.


ProShares Morningstar Alternatives Solution ETF (ALTS) was liquidated. Shareholders will receive $38.4741 cash per each share of ALTS previously previously held. Fractional shares will be retained.


Surgalign Holdings, Inc. (SRGA) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share(S) of SRGA for every 30 shares previously held. Fractional shares will be retained.


ProShares RAFI Long/Short (RALS) was liquidated. Shareholders will receive $33.1861 cash per each share of RALS previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


Proshares Short Oil & Gas (DDG) was liquidated. Shareholders will receive $10.6010 cash per each share of DDG previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


Crane Company (CR) performed a 1:1 CUSIP change.


ProShares Managed Futures Strategy ETF (FUT) was liquidated. Shareholders will receive $41.8938 cash per each share of FUT previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


Tonix Pharmaceuticals Holding Corp. (TNXP) performed a 1 for 32 Reverse Split. This means shareholders will now hold 1 share of TNXP for every 32 shares previously held. Fractional shares will be rounded up to the nearest share.


Aspen Technology, Inc. (AZPN) performed a cash and stock merger. Shareholders will receive $87.6900 and 0.4200 new shares of AZPN for each old share of AZPN previously held. Fractional shares will be retained.


ProShares Short Basic Materials (SBM) was liquidated. Shareholders will receive $46.3583 cash per each share of SBM previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


ProShares Short Term USD Emerging Markets Bond ETF (EMSH) was liquidated. Shareholders will receive $64.8538 cash per each share of EMSH previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


Weidai Ltd. American depositary shares (WEI) was suspended.


Neuberger Berman High Yield Strategies Fund Inc Rights (NHS^) was delisted pending expiration.

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May 16, 2022

Intersect ENT, Inc. Common Stock (XENT) performed a cash merger. This means that shares were removed and shareholders will receive $28.2500 per share in cash.


Pintec Technology Holdings Limited American Depositary Shares (PT) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of PT for every 5 shares previously held. Fractional shares will be retained.


Elmira Savings Bank Elmira NY Common Stock (ESBK) performed a cash merger. This means that shares were removed and shareholders will receive $23.1000 per share in cash.


Canadian Imperial Bank of Commerce (CM) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of CM for every 1 shares previously held. Fractional shares will be retained.

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May 13, 2022

Guangshen Railway Co. Ltd American Depositary Receipts - Sponsored - China (GSHHY) was liquidated. This means that shares were removed and shareholders will receive $7.3160 per share in cash.


Rockwell Medical, Inc. (RMTI) performed a 1 for 11 Reverse Split. This means shareholders will now hold 1 share of RMTI for every 11 shares previously held. Fractional shares will be retained.


Pyxis Tankers Inc. (PXS) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of PXS for every 4 shares previously held. Fractional shares will be retained.


Bottomline Technologies, Inc. (EPAY) performed a Cash Merger. This means that shares were removed and shareholders will receive $57.0000 per share in cash.

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May 12, 2022

ProShares Short Euro (EUFX) was liquidated. This means that shares were removed and shareholders will receive $48.6858 per share in cash.


51job, Inc. American Depositary Shares (JOBS) performed a Cash Merger. This means that shares were removed and shareholders will receive $60.9500 per share in cash.


ProShares UltraShort Australian Dollar (CROC) was liquidated. This means that shares were removed and shareholders will receive $50.8334 per share in cash.


Puxin Limited American Depositary Shares, each representing two Ordinary Shares (NEW) performed a ticker change to NEWYY. The security was delisted to OTC.

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May 11, 2022

Alberton Acquisition Corporation Ordinary Shares (ALAC) was liquidated. This means that shares were removed and shareholders will receive $12.0339 per share in cash.


Alberton Acquisition Corporation Warrant (ALACW) expired worthless.


First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF (FTLB) performed a ticker change to FTQI, and changed its corporate name to First Trust Exchange-Traded Fund VI First Trust Nasdaq BuyWrite Income ETF.


Puxin Limited American Depositary Shares, each representing two Ordinary Shares (NEW) was delisted from NYSE. The stock is currently not trading.


CYPRESS ENVIRONMENTAL PARTNERS L P (CELP)  performed a ticker change to CELPQ. The security was delisted to OTC.

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May 10, 2022

Zanite Acquisition Corp. (ZNTE) performed a 1:1 CUSIP change, a ticker change to EVEX, and changed its corporate name to Eve Holding, Inc.


Ball Corporation (BLL) performed a ticker change to BALL.

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May 9, 2022

CooTek (Cayman) Inc. (CTK) performed a 1 for 13 Reverse Split. This means shareholders will now hold 1 share of CTK for every 13 shares previously held. Fractional shares will be retained.


TherapeuticsMD (TXMD) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of TXMD for every 50 shares previously held. Fractional shares will be rounded up to the nearest share.


Progenity, Inc. (PROG) performed a ticker change to BIOR, and changed its corporate name to Biora Therapeutics, Inc.


51job, Inc. American Depositary Shares (JOBS) was delisted pending a merger. Details are still pending.


Lawson Products, Inc. (LAWS) performed a ticker change to DSGR, and changed its corporate name to Distribution Solutions Group, Inc.

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May 6, 2022

Western Asset High Income Fund II Inc. (HIX^) rights expired worthless.


Meten Holding Group Ltd. (METX) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of METX for every 30 shares previously held. Fractional shares will be rounded up to the nearest share.


Evofem Biosciences, Inc. (EVFM) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of EVFM for every 15 shares previously held. Fractional shares will be retained.


Huttig Building Products, Inc. (HBP) performed a cash merger. This means that shares were removed and shareholders will receive $10.70 per share in cash.

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May 5, 2022

Golden Nugget Online Gaming, Inc. Class A (GNOG) performed a stock merger. Shareholders will receive 0.3650 new shares of DKNG for each old share of GNOG previously held.


DraftKings Inc. Class A (DKNG) performed a 1:1 CUSIP change.


Esports Technologies, Inc. (EBET) performed a 1:1 CUSIP change.


Amplify Energy Corp. (AMPYW) warrants have expired worthless.

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May 4, 2022

Huttig Building Products, Inc. (HBP) was delisted pending a merger. Details are still pending.

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May 3, 2022

Spring Valley Acquisition Corp. (SV) performed a 1:1 CUSIP change and a ticker change to SMR.


US Ecology, Inc (ECOL) performed a cash merger. This means that shares were removed and shareholders will receive $48.00 per share in cash.


REAL GOODS SOLAR INC (RGSEQ) was delisted from OTC. The stock is no longer trading.


ProShares UltraShort Australian Dollar (CROC) was delisted pending liquidation. Details are still pending.


ProShares Short Term USD Emerging Markets Bond ETF (EMSH) was delisted pending liquidation. Details are still pending.


ProShares Managed Futures Strategy ETF (FUT) was delisted pending liquidation. Details are still pending.


ProShares RAFI Long/Short (RALS) was delisted pending liquidation. Details are still pending.


ProShares Morningstar Alternatives Solution ETF (ALTS) was delisted pending liquidation. Details are still pending.


ProShares Short Euro (EUFX) was delisted pending liquidation. Details are still pending.


Proshares Short Oil & Gas (DDG) was delisted pending liquidation. Details are still pending.


ProShares Short Basic Materials (SBM) was delisted pending liquidation. Details are still pending.


Heat Biologics, Inc. (HTBX) performed a ticker change to NHWK.

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May 2, 2022

Defiance Next Gen Big Data ETF (BIGY) was liquidated. This means that shares were removed and shareholders will receive $18.1936846 per share in cash.


TradeUP Global Corporation  (BIGY) performed a 1:1 CUSIP change and a ticker change to SAI.


Endologix, Inc. (ELGXQ) was declared worthless. 


Meta Data Limited (ONE) performed a ticker change to AIU.


Mallard Acquisition Corp. (MACU)  was delisted pending a stock liquidation. Details are still pending.

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April 29, 2022

The Gabelli Utility Trust (GUT^) rights expired worthless.


MGM Growth Properties LLC (MGP) performed a stock merger. Shareholders will receive 1.3660 new shares of VICI for each old share of MGP previously held. Fractional shares will be retained.


Procure ETF Trust (LGBT) was liquidated. This means that shares were removed and shareholders will receive $26.69436065 per share in cash.


Cannabis Growth ETF (BUDX) was liquidated. This means that shares were removed and shareholders will receive $10.008131 per share in cash.


Neovasc Inc. (NVCN) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of NVCN for every 25 shares previously held. Fractional shares will be retained.


Biolase, Inc. (BIOL) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of BIOL for every 25 shares previously held. Fractional shares will be retained.


Scientific Games Corp (SGMS) performed a ticker change to LNW, and changed its corporate name to Light & Wonder, Inc.


First Trust Total US Market AlphaDEX ETF (TUSA) performed a ticker change to FTDS, and changed its corporate name to First Trust Dividend Strength ETF.


Defiance Next Gen Big Data ETF (BIGY) was delisted pending a stock liquidation. Details are still pending.


GWG Holdings, Inc (GWGH) performed a ticker change to GWGHQ. The security was delisted to OTC.

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April 28, 2022

Archimedes Tech SPAC Partners Co. Subunit (ATSPT) performed a stock merger. Shareholders will receive 1 new share of SOUN + 0.25 shares of SOUNW for each old share of ATSPT previously held. Fractional shares will be retained.

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April 27, 2022

Volt Information Sciences, Inc. (VOLT) was liquidated. This means that shares were removed and shareholders will receive $6.0000 per share in cash.


QMCO (QMCO^) rights expired worthless.


InVivo Therapeutics Holdings Corp (NVIV) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of NVIV for every 25 shares previously held. Fractional shares will be rounded up to the nearest share.


Agile Therapeutics, Inc. (AGRX) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of AGRX for every 40 shares previously held. Fractional shares will be retained.


Banco Bradesco S.A. American Depositary Shares (BBDO) distributed a 10% stock dividend. Shareholders received 0.1 additional shares for every share previously held. Fractional shares will be retained.


Banco Bradesco (BBD) distributed a 10% stock dividend. Shareholders received 0.1 additional shares for every share previously held. Fractional shares will be retained.

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April 26, 2022

CHP Merger Corp. Class A Common Stock (CHPM) was liquidated. This means that shares were removed and shareholders will receive $10.2122 per share in cash.


Alberton Acquisition Corporation Ordinary Shares (ALAC) was delisted.


Alberton Acquisition Corporation Warrant (ALACW) was delisted.


Volt Information Sciences, Inc. (VOLT) was delisted pending a merger. Details are still pending.


Cannabis Growth ETF (BUDX) was delisted pending a stock liquidation. Details are still pending.

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April 25, 2022

ToughBuilt Industries, Inc. (TBLT) performed a 1 for 150 Reverse Split. This means shareholders will now hold 1 share of TBLT for every 150 shares previously held. Fractional shares will be paid as cash in lieu.


NorthShore Global Uranium Mining ETF (URNM) performed a 1:1 CUSIP change, and name change to Sprott Funds Uranium Mining ETF.


Evolving Systems, Inc. (EVOL) was delisted to OTC.


CHP Merger Corp. Class A Common Stock (CHPM) was delisted.

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April 22, 2022

Ucommune International Ltd Ordinary Shares (UK) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of UK for every 20 shares previously held. Fractional shares will be rounded up to the nearest share.


SPDR MSCI ACWI Low Carbon Target ETF (LOWC) performed a ticker change to NZAC, and performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of NZAC for every 1 share previously held.


Ferro Corporation (FOE) performed a Cash Merger. This means that shares were removed and shareholders will receive $22.0000 per share in cash.

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April 21, 2022

Procure ETF Trust I LGBTQ + ESG100 ETF (LGBT) was delisted pending a stock liquidation. Details are still pending.

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April 20, 2022

WisdomTree Global ex-US Real Estate Fund (DRW) performed a ticker change to WTRE, and changed its corporate name to WisdomTree New Economy Real Estate Fund.

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April 19, 2022

Diffusion Pharmaceuticals Inc. (DFFN) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 shares of DFFN for every 50 shares previously held. Fractional shares will be paid as cash in lieu.


Gabelli Utility Trust (The) Rights (expiring April 14, 2021) (GUT^) rights are no longer trading. The deadline to exercise is April 19, 2022.

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April 18, 2022

Kaleido Biosciences, Inc. (KLDO) was delisted. The stock is currently not trading.

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April 14, 2022

DeltaShares S&P 600 Managed Risk ETF (DMRS) was liquidated. This means that shares were removed and shareholders will receive $53.6106 per share in cash.


DeltaShares S&P International Managed Risk ETF (DMRI) was liquidated. This means that shares were removed and shareholders will receive $46.6570 per share in cash.


DeltaShares S&P 400 Managed Risk ETF (DMRM) was liquidated. This means that shares were removed and shareholders will receive $55.5429 per share in cash.


DeltaShares S&P 500 Managed Risk ETF (DMRL) was liquidated. This means that shares were removed and shareholders will receive $74.1123 per share in cash.


DeltaShares S&P EM 100 & Managed Risk ETF (DMRE) was liquidated. This means that shares were removed and shareholders will receive $45.9730 per share in cash.


First Trust Exchange-Traded Fund VIII First Trust Municipal CEF Income Opportunity ETF (MCEF) performed a ticker change to MFLX.

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April 13, 2022

Guaranty Federal Bancshares, Inc. (GFED) performed a Cash Merger. This means that shares were removed and shareholders will receive $30.5000 per share in cash.

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April 12, 2022

Blackrock Muni Yield New Jersey Fund, Inc. (MYJ) performed a Stock Merger. Shareholders will receive 1.0109 new shares of MUJ for each old share of MYJ previously held. Fractional shares will be paid as cash in lieu.


Blackrock Muni Yield California Fund, Inc. (MYC) performed a Stock Merger. Shareholders will receive 1.0139 new shares of MUC for each old share of MYC previously held. Fractional shares will be paid as cash in lieu.


Zosano Pharma Corporation (ZSAN) performed a 1 for 35 Reverse Split. This means shareholders will now hold 1 shares of ZSAN for every 35 shares previously held. Fractional shares resulting from the split will be included in your total position.


BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC. (MCA) performed a Stock Merger. Shareholders will receive 1.0106 new shares of MUC for each old share of MCA previously held. Fractional shares will be paid as cash in lieu.


BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND (MFL) performed a Stock Merger. Shareholders will receive 0.9387 new shares of MUI for each old share of MFL previously held. Fractional shares will be paid as cash in lieu.


Houghton Mifflin Harcourt Company (HMHC) performed a Cash Merger. This means that shares were removed and shareholders will receive $21.0000 per share in cash.

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April 11, 2022

Spirit of Texas Bancshares, Inc. (STXB) performed a Stock Merger. Shareholders will receive 1.0017 new shares of SFNC for each old share of STXB previously held. Fractional shares will be paid as cash in lieu.


Discovery, Inc. Series A Common Stock (DISCA) performed a 1:1 CUSIP change, and changed its ticker to WBD (Warner Bros. Discovery, Inc. Series A Common Stock).


Roundhill Pro Sports, Media & Apparel ETF (MVP) was liquidated. This means that shares were removed and shareholders will receive $12.3003 per share in cash.


Roundhill Streaming Services & Technology ETF (SUBZ) was liquidated. This means that shares were removed and shareholders will receive $7.47194733 per share in cash.


Discovery, Inc. Series B Common Stock (DISCB) performed a 1:1 CUSIP change, and changed its ticker to WBD (Warner Bros. Discovery, Inc. Series A Common Stock).


Discovery, Inc. Series C Common Stock (DISCK) performed a 1:1 CUSIP change, and changed its ticker to WBD (Warner Bros. Discovery, Inc. Series A Common Stock).


AT&T Inc. (T) performed a spinoff of WBD (Warner Bros. Discovery, Inc. Series A Common Stock). For every 1 share of T held, shareholders will receive 0.2419 shares of WBD. Fractional shares from the spinoff will be paid as cash in lieu.


MicroSectors US Big Oil -3x Inverse Leveraged ETN (NRGD) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 shares of NRGD for every 50 shares previously held. Fractional shares will be paid as cash in lieu.


LAIX Inc. (LAIX) performed a ticker change to LAIXY (Laix Inc American Depositary Receipts - Sponsored (Cayman Islands). The security was delisted to OTC.


Blackrock Muni Yield New Jersey Fund, Inc. (MYJ) was delisted pending a merger. Details are still pending.


BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND (MFL) was delisted pending a merger. Details are still pending.


Blackrock Muni Yield California Fund, Inc. (MYC) was delisted pending a merger. Details are still pending.


BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC. (MCA) was delisted pending a merger. Details are still pending.

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April 8, 2022

New Oriental Education and Technology Group, Inc. (EDU) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 shares of EDU for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


DeltaShares S&P 500 Managed Risk ETF (DMRL) was delisted pending a stock liquidation. Details are still pending.


DeltaShares S&P 400 Managed Risk ETF (DMRM) was delisted pending a stock liquidation. Details are still pending.


DeltaShares S&P EM 100 & Managed Risk ETF (DMRE) was delisted pending a stock liquidation. Details are still pending.


DeltaShares S&P 600 Managed Risk ETF (DMRS) was delisted pending a stock liquidation. Details are still pending.


DeltaShares S&P International Managed Risk ETF (DMRI) was delisted pending a stock liquidation. Details are still pending.


Houghton Mifflin Harcourt (HMHC) was delisted pending a merger. Details are still pending.


LAIX Inc. (LAIX) was suspended from the exchange. This means that it’s currently not trading at the moment. If the stock becomes tradable on over-the-counter (OTC) markets, you’ll be able to sell your existing shares but you won’t be able to purchase any additional shares in your Robinhood account.

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April 7, 2022

SOC Telemed, Inc. (TLMD) performed a Cash Merger. This means that shares were removed and shareholders will receive $3.0000 per share in cash.


China Jo-Jo Drugstores, Inc. (CJJD) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 shares of CJJD for every 12 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Investors Bancorp, Inc. (ISBC) performed a Cash and Stock Merger. Shareholders will receive $1.4600 and 0.2970 shares of CFG for each share of ISBC previously held. Fractional shares will be paid as cash in lieu.


Retail Value Inc. (RVI) performed a ticker change to RIVC. The security was delisted to OTC.


Roundhill Streaming Services & Technology ETF (SUBZ) was delisted pending a stock liquidation. Details are still pending.


Roundhill Pro Sports, Media & Apparel ETF (MVP) was delisted pending a stock liquidation. Details are still pending.

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April 6, 2022

Senmiao Technology Limited Common Stock (AIHS) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 shares of AIHS for every 10 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Helix Acquisition Corp. Class A Ordinary Shares (HLXA) performed a ticker change to MLTX (MoonLake Immunotherapeutics Class A Ordinary Shares), and changed its CUSIP number.


BP Midstream Partners LP Common Units representing Limited Partner Interests (BPMP) performed a Stock Merger. Shareholders will receive 0.5750 new shares of BP for each old share of BPMP previously held. Fractional shares resulting from the merger will be included in your total position.


Fluidigm Corporation (FLDM) performed a ticker change to LAB, and changed its corporate name to Standard BioTools Inc.

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April 5, 2022

MFA Financial, Inc. (MFA) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of MFA for every 4 shares previously held.  Fractional shares resulting from the split will be paid as cash in lieu.


SPX FLOW, Inc. (FLOW) performed a Cash Merger. This means that shares were removed and shareholders will receive $86.5000 per share in cash.


Poema Global Holdings Corp. Class A Ordinary Share (PPGH) performed a 1:1 CUSIP change, ticker change to GGR, and changed its corporate name to Gogoro Inc.


Colfax Corporation (CFX) performed a 1 for 3 Reverse Split, changed its ticker to ENOV, and performed a Spinoff. This means shareholders will now hold 1 share(s) of ENOV (Enovis Corporation) and ESAB (ESAB Corporation) for every 3 shares of CFX previously held. Fractional shares resulting from the split will be paid as cash in lieu.


BP Midstream Partners LP Common Units representing Limited Partner Interests (BPMP) was delisted pending acquisition. Details are still pending.

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April 4, 2022

Veoneer, Inc. (VNE) performed a Cash Merger. This means that shares were removed and shareholders will receive $37.0000 per share in cash.


People's United Financial, Inc. (PBCT) performed a Stock Merger. Shareholders will receive 0.1180 shares of MTB (M&T Bank Corp.) for each old share of PBCT previously held. Fractional shares will be paid as cash in lieu.


Level One Bancorp, Inc. (LEVL) performed a Cash and Stock Merger. Shareholders will receive $10.1700 and 0.7167 shares of FRME for each share of LEVL previously held. Fractional shares will be paid as cash in lieu.


SLR Senior Investment Corp. (SUNS) performed a Stock Merger. Shareholders will receive 0.7796 new shares of SLRC for each old share of SUNS previously held. Fractional shares will be paid as cash in lieu.


America First Multifamily Investors, L.P. Beneficial Unit Certificates (BUCs) representing Limited Partnership Interests (ATAX) performed a 1 for 3 Reverse Split. This means shareholders will now hold 1 share of ATAX for every 3 shares previously held. Fractional shares will be rounded up to the nearest share if the fraction is over 0.5 and rounded down if less than 0.5.


Alliance Data Systems Corporation (ADS) performed a ticker change to BFH, and changed its corporate name to Bread Financial Holdings, Inc.


Boulder Growth & Income Fund, Inc. (BIF) performed a ticker change to STEW, and changed its corporate name to SRH Total Return Fund, Inc.

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April 1, 2022

Verso Corporation (VRS) performed a cash merger. This means that shares were removed and shareholders will receive $27.0000 per share in cash.


Resonant Inc. (RESN) performed a cash merger. This means that shares were removed and shareholders will receive $4.5000 per share in cash.


NVLNF Escrow (NVLNF^) was liquidated. This means that shares were removed and shareholders will receive $0.1250 per share in cash.


Queen's Gambit Growth Capital (GMBT) performed a 1:1 CUSIP change and a ticker change to SWVL.


Becton, Dickinson and Co. (BDX) performed a spinoff of EMBCV. For every 1 share of BDX held, shareholders will receive 0.2000 shares of EMBCV.


Daseke, Inc. Warrant (DSKEW) was declared worthless.


John Wiley & Sons, Inc. Class A (JW.A) performed a ticker change to WLY.


John Wiley & Sons, Inc. Class B (JW.B) performed a ticker change to WLYB.


Clockwise Capital Innovation ET (CWC) performed a ticker change to TIME.


Embecta Corp. (EMBCV) performed a ticker change to EMBC.


Level One Bancorp, Inc. (LEVL) was delisted pending acquisition. Details are still pending.


Veoneer, Inc. (VNE) was delisted pending acquisition. Details are still pending.


Guaranty Federal Bancshares, Inc. (GFED) was delisted pending acquisition. Details are still pending.

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March 31, 2022

Orphazyme A/S American (ORPH) performed a ticker change to ORPHY. The security was delisted to OTC.


Verso Corporation (VRS) was delisted pending acquisition. Details are still pending.

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March 30, 2022

P.A.M. Transportation Services, Inc. (PTSI) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of PTSI for every 1 share previously held.


Apria, Inc. (APR) performed a cash merger. This means that shares were removed and shareholders will receive $37.5000 per share in cash.


GreenSky, Inc. (GSKY) performed a stock merger. Shareholders will receive 0.0300 new shares of GS for each old share of GSKY previously held. Fractional shares will be paid as cash in lieu.

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March 29, 2022

FirstMark Horizon Acquisition Corp. (FMAC) performed a Stock Merger. Shareholders will receive 1.2415 new shares of STRY (Starry Group Holdings, Inc.) for each old share of FMAC previously held. Fractional shares will be paid as cash in lieu.


Communications Systems, Inc. (JCS) performed a 1:1 CUSIP change, ticker change to PEGY, and changed its corporate name to Pineapple Holdings, Inc.


Resonant Inc. (RESN) was delisted pending a merger. Details are still pending.

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March 28, 2022

CyrusOne Inc (CONE) performed a Cash Merger. This means that shares were removed and shareholders will receive $90.5000 per share in cash.


Direxion Daily Semiconductor Bear 3X Shares (SOXS) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of SOXS for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


Tailwind Two Acquisition Corp. (TWNT) performed a 1:1 CUSIP change, ticker change to LLAP, and changed its corporate name to Terran Orbital Corporation.


Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 3X Shares (DRIP) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of DRIP for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


MOGU Inc. American Depositary Shares, each representing three-hundred (300) Class A Ordinary Shares (MOGU) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of MOGU for every 12 shares previously held. Fractional shares will be paid as cash in lieu.


AeroCentury Corporation (ACY) performed a ticker change to MTMT.

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March 25, 2022

WHITING USA TR II Unit (WHZT) was declared worthless.


Massroots, Inc. (MSRTD) performed a ticker change to GWAV, and changed its corporate name to Greenwave Technology Solutions, Inc.

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March 24, 2022

W.R. Berkley Corporation (WRB) performed a 3 for 2 Forward Split. This means shareholders will now hold 3 shares of WRB for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


ACM Research, Inc. (ACMR) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of ACMR for every 1 share previously held.


BioDelivery Sciences International, Inc. (BDSI) performed a Cash Merger. This means that shares were removed and shareholders will receive $5.6000 per share in cash.


WisdomTree Floating Rate Treasury Fund (USFR) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 shares of USFR for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


Optibase Ltd. Ordinary Shares (OBAS) was delisted pending a merger. Details are still pending.

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March 23, 2022

Accustem Sciences Limited American Depositary Receipts - Sponsored (ACMSY) performed a 1 for 10 Reverse Split, and changed its ticker to ACUT. This means shareholders will now hold 1 share(s) of ACUT for every 10 shares of ACMSY previously held. Fractional shares resulting from the split will be paid as cash in lieu.


BioDelivery Sciences International, Inc. (BDSI) was delisted pending a merger. Details are still pending.


China HGS Real Estate, Inc. (HGSH) performed a ticker change to GGE, and changed its corporate name to Guggenheim Enhncd Eqty Strtgy Fd.

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March 22, 2022

Motive Capital Corp (MOTV) performed a 1:1 CUSIP change, ticker change to FRGE, and changed its corporate name to Forge Global Holdings, Inc.


Recro Pharma, Inc. (REPH) performed a ticker change to SCTL, and changed its corporate name to Societal CDMO, Inc.

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March 21, 2022

Change Finance U.S. Large Cap Fossil Fuel Free ETF (CHGX) performed a 1:1 CUSIP change.


Communications Systems, Inc. (JCS) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of JCS for every 4 shares previously held. Fractional shares will be paid as cash in lieu.

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March 18, 2022

Forterra, Inc. (FRTA) performed a cash merger. This means that shares were removed and shareholders will receive $24.0000 per share in cash.


Bridgetown 2 Holdings Limited Class A Ordinary Shares (BTNB) performed a 1:1 CUSIP change, ticker change to PGRU, and changed its corporate name to PropertyGuru Pte. Ltd.


Direxion Daily Russia Bull 2X Shares (RUSL) was liquidated. This means that shares were removed and shareholders will receive $2.4671 per share in cash.

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March 16, 2022

Xtrackers Japan JPX-Nikkei 400 Equity ETF (JPN) was liquidated. This means that shares were removed and shareholders will receive $28.8503 per share in cash.


Xtrackers Eurozone Equity ETF (EURZ) was liquidated. This means that shares were removed and shareholders will receive $21.1321 per share in cash.


Kraton Corporation (KRA) performed a Cash Merger. This means that shares were removed and shareholders will receive $46.5000 per share in cash.

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March 15, 2022

HOLLYFRONTIER CORP (HFC) performed a ticker change to DINO, and changed its corporate name to HF Sinclair Corporation.


Siren ETF Trust Siren Large Cap Blend Index ETF (SPQQ) was liquidated. This means that shares were removed and shareholders will receive $28.5281432 per share in cash.


Brookfield Business Partners L.P.Limited Partnership Units (BBU) performed a spinoff. For every 1 share of BBU held, shareholders will receive 0.5000 shares of BBUC. Fractional shares from the spinoff will be paid as cash in lieu.


Avinger, Inc. (AVGR) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of AVGR for every 20 shares previously held. Fractional shares will be rounded up to the nearest share.


Kraton Corporation (KRA) was delisted pending acquisition. Details are still pending.

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March 14, 2022

Integrity Applications, Inc. (IGAP) performed a ticker change to GCTK, and changed its corporate name to GlucoTrack, Inc.


Direxion Daily Russia Bull 2X Shares (RUSL) was delisted pending a stock liquidation. Details are still pending.


GRUBHUB INC. (GRUB) performed a ticker change to JTKWY, and changed its corporate name to Just Eat Takeaway.com. The security was delisted to OTC. The security is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares.

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March 11, 2022

Schwab U.S. REIT ETF (SCHH) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of SCHH for every 1 share previously held. Fractional shares will be retained.


Schwab U.S. Broad Market ETF (SCHB) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of SCHB for every 1 share previously held. Fractional shares will be retained.


Schwab U.S. Large-Cap Growth ETF (SCHG) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of SCHG for every 1 share previously held. Fractional shares will be retained.


Schwab U.S. Large- Cap ETF (SCHX) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of SCHX for every 1 share previously held. Fractional shares will be retained.


Schwab U.S Small- Cap ETF (SCHA) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of SCHA for every 1 share previously held. Fractional shares will be retained.


POST HOLDINGS, INC. (POST) performed a Spinoff. For every 1 share of POST held, shareholders will receive 1.2678 shares of BRBR (BellRing Brands, Inc.). Fractional shares from the spinoff will be paid as cash in lieu.


Arena Pharmaceuticals, Inc. (ARNA) performed a Cash Merger. This means that shares were removed and shareholders will receive $100.0000 per share in cash.


BellRing Brands, Inc. (BRBR) performed a Cash and Stock Merger. Shareholders will receive $2.97 and 1 share of BellRing Distribution, LLC. (new BRBR) for each share of BRBR previously held. Fractional shares will be retained.


Siren ETF Trust Siren Large Cap Blend Index ETF (SPQQ) was delisted pending a stock liquidation. Details are still pending.

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March 10, 2022

Franklin Limited Duration Income Trust Rights (Expiring February 17, 2022) (FTF^) have expired worthless.


PHILLIPS 66 PARTNERS LP (PSXP) performed a Stock Merger. Shareholders will receive 0.5000 new shares of PSX (PHILLIPS 66) for each old share of PSXP previously held. Fractional shares will be paid as cash in lieu.


Zogenix, Inc. (ZGNX) performed a Cash Merger. This means that shares were removed and shareholders will receive $26.0000 per share in cash. Additionally, shareholders will receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.

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March 9, 2022

Elanco CVR (ELAN^) contingent value rights (CVR) expired worthless.


PRETIUM RESOURCES INC. (PVG) was delisted pending a merger. Details are still pending.


SCVX Corp. (SCVX) was delisted pending a merger. Details are still pending.


PHILLIPS 66 PARTNERS LP (PSXP) was delisted pending a merger. Details are still pending.

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March 8, 2022

Fiduciary/Claymore Energy Infrastructure Fund (FMO) performed a Stock Merger. Shareholders will receive 1.3662 new shares of KYN (Kayne Anderson Energy Infrastructure Fund, Inc.) for each old share of FMO previously held. Fractional shares will be paid as cash in lieu.


Del Taco Restaurants, Inc. (TACO) performed a Cash Merger. This means that shares were removed and shareholders will receive $12.5100 per share in cash.


Healthcare Capital Corp. Class A common stock (HCCC) performed a 1:1 CUSIP change, name change, and a ticker change to DRTS (Alpha Tau Medical Ltd).


FTS International, Inc. Warrant Tranche 2 (FTSIWS) performed a Cash Merger. This means that shares were removed and shareholders will receive $3.0400 per share in cash.


FTS International, Inc. Warrant Tranche 1 (FTSI+) performed a Cash Merger. This means that shares were removed and shareholders will receive $3.9700 per share in cash.


Xtrackers Eurozone Equity ETF (EURZ) was delisted pending a liquidation. Details are still pending.


Xtrackers Japan JPX-Nikkei 400 Equity ETF (JPN) was delisted pending a liquidation. Details are still pending.


Zogenix, Inc. (ZGNX) was delisted pending a merger. Details are still pending.

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March 7, 2022

FTS International, Inc. (FTSI) performed a Cash Merger. This means that shares were removed and shareholders will receive $26.5200 per share in cash.


Q&K International Group Limited American Depositary Shares (QK) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of QK for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


Biofrontera AG American Depositary Shares (BFRA) performed a ticker change to BFAGY. The security was delisted to OTC. BFAGY is now set to Position Closing Only (PCO).


ATLAS FINL HLDGS INC Ordinary Shares (AFHIF) performed a ticker change to AFHIQ and continues to trade OTC.


Fiduciary/Claymore Energy Infrastructure Fund (FMO) was delisted pending a merger. Details are still pending.

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March 4, 2022

CorePoint Lodging Inc. (CPLG) performed a Cash Merger. This means that shares were removed and shareholders will receive $15.9900 per share in cash.


Nuance Communications, Inc. (NUAN) performed a Cash Merger. This means that shares were removed and shareholders will receive $56.0000 per share in cash.


LAIX Inc. (LAIX) performed a 1 for 14 Reverse Split. This means shareholders will now hold 1 shares of LAIX for every 14 shares previously held. Fractional shares will be paid as cash in lieu.


FTS International, Inc. (FTSI) was delisted pending merger. Details are still pending.

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March 3, 2022

CorePoint Lodging Inc. (CPLG) was delisted pending merger. Details are still pending.

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March 2, 2022

McAfee Corp (MCFE) performed a Cash Merger. This means that shares were removed and shareholders will receive $26.0000 per share in cash.


Supernova Partners Acquisition Company II, Ltd. (SNII) performed a 1:1 CUSIP change, ticker change to RGTI, and changed its corporate name to Rigetti Computing, Inc.


Atlantic Capital Bancshares, Inc. (ACBI) performed a Stock Merger. Shareholders will receive 0.3600 new shares of SSB (SouthState) for each old share of ACBI previously held. Fractional shares resulting from the merger will be paid as cash in lieu.


State Auto Financial Corporation (STFC) performed a Cash Merger. This means that shares were removed and shareholders will receive $52.0000 per share in cash.


Burgundy Technology Acquisition Corporation (BTAQ) was liquidated. This means that shares were removed and shareholders will receive $10.0500 per share in cash.


Nxt-ID, Inc. (NXTD) performed a ticker change to LGMK, and changed its corporate name to LogicMark, Inc.


WHITING USA TR II Unit (WHZT) was delisted from OTC. The stock is no longer trading.

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March 1, 2022

Celsion Corporation (CLSN) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of CLSN for every 15 shares previously held. Fractional shares resulting from the split will be paid as cash in lieu.


Pulmatrix, Inc. (PULM) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of PULM for every 20 shares previously held. Fractional shares will be rounded up to the nearest share if the fraction is over 0.5.


Lument Finance Trust, Inc., Rights (LFT^) have expired worthless.


INTELSAT S A Common Stock (INTEQ) was declared worthless.


RR Donnelley & Sons Co. (RRD) performed a Cash Merger. This means that shares were removed and shareholders will receive $10.8500 per share in cash.


Zimmer Biomet Holdings, Inc. (ZBH) performed a spinoff into (ZimVie Inc.) ZIMV. For every 1 share of ZBH held, shareholders will receive 0.1000 shares of ZIMV. Fractional shares from the spinoff will be paid as cash in lieu.


ASCENT SOLAR TECHNOLOGIES INC (ASTID) performed a ticker change to ASTI.


Atlantic Capital Bancshares, Inc. (ACBI) was delisted pending a Merger. Details are still pending.


CINER RESOURCES LP (CINR) performed a ticker change to SIRE, and changed its corporate name to Sisecam Resources LP.

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February 28, 2022

Salt Low truBeta US Market ET (LSLT) was liquidated. This means that shares were removed and shareholders will receive $32.1622 per share in cash.


Monmouth Real Estate Investment Corp (MNR) performed a Cash Merger. This means that shares were removed and shareholders will receive $21.0000 per share in cash.


Great Elm Capital Corp. (GECC) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of GECC for every 6 shares previously held. Fractional shares will be paid as cash in lieu.


Tantech Holdings Ltd. (TANH) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of TANH for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


Salt High truBeta US Market ETF (SLT) was liquidated. This means that shares were removed and shareholders will receive $39.4688 per share in cash.


Massroots, Inc. (MSRT) performed a 1 for 300 Reverse Split, and changed its ticker to MSRTD. This means shareholders will now hold 1 share of MSRTD for every 300 shares of MSRT previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


IHS Markit Ltd. (INFO) performed a Stock Merger. Shareholders will receive 0.2838 new shares of (S&P Global Inc.) SPGI for each old share of INFO previously held. Fractional shares will be paid as cash in lieu.


First Trust Exchange-Traded Fund IV First Trust Strategic Income ETF (FDIV) performed a ticker change to HISF,  and changed its corporate name to First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF.

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February 25, 2022

VOCERA COMMUNICATIONS, INC. (VCRA) performed a Cash Merger. This means that shares were removed and shareholders will receive $79.2500 per share in cash.


Outlook Therapeutics, Inc. Series A Warrants Expiring 02/18/2022 (OTLKW) have have expired worthless.


Salt Low truBeta US Market ETF (LSLT) was delisted pending a stock liquidation. Details are still pending.


Salt High truBeta US Market ETF (SLT) was delisted pending a stock liquidation. Details are still pending.


RR Donnelley & Sons Co. (RRD) was delisted pending acquisition. Details are still pending.

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February 24, 2022

Nuverra Environmental Solutions, Inc. (NES) performed a Stock Merger. Shareholders will receive 0.2551 new shares of WTTR (Select Energy Services, Inc.) for each old share of NES previously held. Fractional shares resulting from the merger will be paid as cash in 1-2 weeks.


INTERPACE BIOSCIENCES INC., Rights (IDXG^) have expired worthless.


iPath Shiller CAPE ETN (CAPE) performed a ticker change to CAPD.


Daseke, Inc. Warrant (DSKEW) was delisted after expiration.


INTELSAT S A Common Stock (INTEQ) was delisted.

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February 23, 2022

Seadrill (SDRLF) performed a Stock Merger. Shareholders will receive 0.0012 new shares of SDRLF for each old share of SDRLF previously held. Fractional shares will be paid as cash in lieu. The stock is currently not trading.


SPDR Gold MiniShares (GLDM) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of GLDM for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


CASTLIGHT HEALTH, INC. (CSLT) performed a Cash Merger. This means that shares were removed and shareholders will receive $2.0500 per share in cash.


Altus Midstream Company (ALTM) performed a ticker change to KNTK, and changed its corporate name to Kinetik Holdings Inc.


VOCERA COMMUNICATIONS, INC. (VCRA) was delisted pending a liquidation. Details are still pending.

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February 22, 2022

Boston Omaha Corporation (BOMN) performed a ticker change to BOC.

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February 18, 2022

Independence Holding Company (IHC) performed a Cash Merger. This means that shares were removed and shareholders will receive $57.0000 per share in cash.

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February 17, 2022

INTELSAT (INTEQ) was declared worthless after the company’s bankruptcy.


ViacomCBS Inc. (VIAC) performed a ticker change to PARA, and changed its corporate name to Paramount Global Class B.


ViacomCBS Inc. (VIACA) performed a ticker change to PARAA, and changed its corporate name to Paramount Global Class A.


Franklin Limited Duration Income Trust Rights Expiring February 17, 2022 (FTF^) was delisted. The stock is no longer trading.


Outlook Therapeutics, Inc. Series A Warrant Expiring 02/18/2022 (OTLKW) was delisted. The stock is no longer trading.


Castlight Health, Inc. (CSLT) was delisted pending a Merger. Details are still pending.

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February 16, 2022

Baudax Bio, Inc (BXRX) performed a 1 for 35 Reverse Split. This means shareholders will now hold 1 share of BXRX for every 35 shares previously held. Fractional shares resulting from the split will be paid as cash in lieu.


PAE Incorporated (PAE) performed a Cash Merger. This means that shares were removed and shareholders will receive $10.0500 per share in cash.


First Midwest Bancorp, Inc. (FMBI) performed a Stock Merger. Shareholders will receive 1.1336 new shares of Old National Bancorp (ONB) for each old share of FMBI previously held. Fractional shares will be paid as cash in lieu.


Independence Holding Company (IHC) was delisted pending a Merger. Details are still pending.

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February 15, 2022

Xilinx, Inc. (XLNX) performed a Stock Merger. Shareholders will receive 1.7234 shares of AMD for each share of XLNX previously held. Fractional shares will be paid as cash in lieu.


Swisher Hygiene, Inc. (SWSH) was declared worthless.


Delaware Investments Minnesota Municipal Income Fund II (VMM) performed a Stock Merger. Shareholders will receive 0.9937 shares of VFL for each share of VMM previously held. Fractional shares will be paid as cash in lieu.


Roth CH Acquisition III Co. (ROCR) performed a 1:1 CUSIP change and performed a ticker change to QTEK.


Large Cap Growth Index-Linked Exchange Traded Notes due 2028 (FRLG) was liquidated. This means that shares were removed and shareholders will receive $300.8879 per share in cash.


Hudson Capital Inc. (HUSN) performed a 5 for 11 Reverse Split. This means shareholders will now hold 5 shares of HUSN for every 11 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Delaware Investments Colorado Municipal Income Fund (VCF) performed a Stock Merger. Shareholders will receive 1.0328 shares of VFL for each share of VCF previously held. Fractional shares will be paid as cash in lieu.


American Finance Trust, Inc. (AFIN) performed a ticker change to RTL, and changed its corporate name to The Necessity Retail REIT, Inc.


China Xiangtai Food Co. (PLIN) performed a ticker change to BTOG.


LifeGoal Vacation Investment ETF (SUNY) was liquidated. This means that shares were removed and shareholders will receive $9.5729 per share in cash.


LifeGoal Children Investment ETF (CHLD) was liquidated. This means that shares were removed and shareholders will receive $9.5676 per share in cash.

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February 14, 2022

Cemtrex Inc. Series 1 (CETXW) warrants have expired worthless.


Novus Capital Corporation II (NXU) performed a 1:1 CUSIP change and performed a ticker change to NRGV.


Thayer Ventures Acquisition Corporation (TVAC) performed a 1:1 CUSIP change and performed a ticker change to ISPO.


Delaware Investments Minnesota Municipal Income Fund II (VMM) was delisted pending a merger. Details are still pending.


Delaware Investments Colorado Municipal Income Fund (VCF) was delisted pending a merger. Details are still pending.

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February 11, 2022

Washington Mutual, Inc. (WAMUQ) was declared worthless after the company’s bankruptcy.


RENN Fund Inc. Rights (RCG^) expired worthless.


Growth Capital Acquisition Corp. (GCAC) performed a 1:1 CUSIP change and performed a ticker change to CPTN.


Lument Finance Trust, Inc. (LFT^) rights are no longer trading. The deadline to exercise is February 11, 2022.

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February 10, 2022

SilverBox Engaged Merger Corp (SBEA) performed a 1:1 CUSIP change and performed a ticker change to BRCC.


Amplify International Online Retail ETF (XBUY) performed a ticker change to EMFQ.

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February 9, 2022

SPDR S&P SmallCap 600 ESG ETF (ESIX) performed a 1:1 CUSIP change.


SPDR Bloomberg SASB Developed Markets Ex US ESG Select ETF (RDMX) performed a 1:1 CUSIP change.


SPDR Bloomberg SASB Emerging Markets ESG Select ETF (REMG) performed a 1:1 CUSIP change.


CITIC Capital Acquisition Corp. (CCAC) performed a 1:1 CUSIP change and performed a ticker change to QNGY.


Asia Pacific Wire & Cable Corporation, Ltd. Rights (APWC^) expired worthless.


CYREN Ltd. (CYRN) performed a 1 for 20 Reverse Split. Fractional shares will be rounded up to the nearest share.


Kirkland Lake Gold Ltd (KL) performed a stock merger. Shareholders will receive 0.7935 shares of AEM for each share of KL previously held. Fractional shares will be paid as cash in lieu.


LifeGoal Children Investment ETF (CHLD) was delisted pending a stock liquidation. Details are still pending.


LifeGoal Vacation Investment ETF (SUNY) was delisted pending a stock liquidation. Details are still pending.

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February 8, 2022

Eros STX Global Corporation (ESGC) performed a 1 for 20 Reverse Split. Fractional shares will be paid as cash in lieu.

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February 7, 2022

Merida Merger Corp. I (MCMJ) performed a 1:1 CUSIP change and a ticker change to LFLY.


ECP Environmental Growth Opportunities Corp. (ENNV) performed a 1:1 CUSIP change and a ticker change to FSRD.

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February 4, 2022

Vistas Media Acquisition Company Inc. (VMAC) performed a 1:1 CUSIP change and a ticker change to ANGH.


Ivanhoe Capital Acquisition Corp. (IVAN) performed a 1:1 CUSIP change and a ticker change to SES.

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February 3, 2022

Cabot Growth ETF (CBTG) was liquidated. This means that shares were removed and shareholders will receive $14.8023 per share in cash.


Legg Mason ETF Investment Trust Legg Mason Global Infrastructure ETF (INFR) was liquidated. This means that shares were removed and shareholders will receive $32.1375 per share in cash.


Environmental Impact Acquisition Corp. Class A (ENVI) performed a 1:1 CUSIP change and performed a ticker change to GRNA.


Social Reality, Inc. Dividend Rights (SRAX^) expired worthless.


BIMI International Medical (BIMI) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of BIMI for every 5 shares previously held. Fractional shares will be rounded up to the nearest share.


Triterras, Inc. (TRIT) performed a ticker change to TRIRF. The security was delisted to OTC.

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February 2, 2022

Azure Power Global Limited (AZRE^) rights expired worthless.


Rhino Resource Partners LP Common Stock (RHNO) was declared worthless.


Stage Stores Inc (SSINQ) was declared worthless.


Great Western Bancorp, Inc. (GWB) performed a stock merger. Shareholders will receive 0.8425 shares of FIBK for each share of GWB previously held. Fractional shares will be paid as cash in lieu.


Oasis Midstream Partners LP (OMP) performed a stock merger. Shareholders will receive 0.8700 shares of CEQP for each share of OMP previously held. Fractional shares will be rounded up to the nearest share.


SANTANDER CONSUMER USA HOLDINGS INC (SC) performed a cash merger. This means that shares were removed and shareholders will receive $41.5000 per share in cash.


SMART Global Holdings, Inc. (SGH) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of SGH for every 1 share previously held.


Exelon Corporation (EXC) performed a spinoff of CEG. For every 1 share of EXC held, shareholders will receive 0.3333 shares of CEG. Fractional shares from the spinoff will be paid as cash in lieu.


Fat Tail Risk ETF (FATT) was liquidated. This means that shares were removed and shareholders will receive $22.5464 per share in cash.


Cabot Growth ETF (CBTG) was delisted pending a stock liquidation. Details are still pending.


CHINA ZENIX AUTO INTERNATIONAL LIMITED American Depositary Shares (ZXAIY) was delisted pending a stock liquidation. Details are still pending.

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February 1, 2022

Sterling Bancorp (STL) performed a stock merger. Shareholders will receive 0.4630 shares of WBS for each share of STL previously held. Fractional shares will be paid as cash in lieu.


Triple-S Management Corporation (GTS) was liquidated. This means that shares were removed and shareholders will receive $36.0000 per share in cash.


Golden Star Resources (GSS) was liquidated. This means that shares were removed and shareholders will receive $3.9100 per share in cash.


Shell plc American Depositary Shares (SHEL#) performed a ticker change to SHEL.


Great Western Bancorp, Inc. (GWB) was delisted pending a merger. Details are still pending.

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January 31, 2022

Royal Dutch Shell PLC ADS Class B (RDS.B) performed a 1:1 CUSIP change and performed a ticker change to SHEL.


Royal Dutch Shell PLC ADS Class A (RDS.A) performed a 1:1 CUSIP change and performed a ticker change to SHEL.


BHP Group Plc American Depositary Shares (BBL) performed a 1:1 CUSIP change and performed a ticker change to BHP.


Puxin Limited American Depositary Shares (NEW) performed a 1 for 10 Reverse Split. Fractional shares will be paid as cash in lieu.


ASCENT SOLAR TECHNOLOGIES INC (ASTI) performed a 1 for 2 Reverse Split. Fractional shares will be rounded up to the nearest share.


Roundhill Ball Metaverse ETF (META) performed a ticker change to METV.


AMTD International Inc. (HKIB) performed a ticker change to AMTD.


Obsidian Energy Ltd. (OBELF) performed a ticker change to OBE. OBELF is fully tradeable.


Westpac Banking Corporation (WBK) was delisted pending a merger. Details are still pending.


SANTANDER CONSUMER USA HOLDINGS INC (SC) was delisted pending a merger. Details are still pending.


Royal Dutch Shell (SHEL) is currently trading when-issued following its merger. This means that, while the pre-merger securities are no longer trading, the post-merger securities have not been issued yet. Robinhood does not support when-issued trading. The new securities are expected to be issued on Tuesday, February 1st.

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January 28, 2022

Trebia Acquisition Corp. (TREB) performed a 1:1 CUSIP change and a symbol change to SST.


Special Opportunities Fund, Inc. Rights (SPE^) rights expired worthless.


PDL Community Bancorp (PDLB) performed a stock merger. Shareholders will receive 1.3952 shares of PDLB for each share of PDLB previously held.


Sports Entertainment Acquisition Corp. (SEAH) performed a 1:1 CUSIP change and a symbol change to SGHC.


Cemtrex Inc. (CETXW) was delisted. The stock is currently not trading.


Five Star Senior Living Inc. (FVE) performed a name change and a symbol change to ALR.


Golden Star Resources Ltd. (GSS) was delisted pending a stock merger. Details are still pending.


Legg Mason ETF Investment Trust (INFR) was delisted pending a stock liquidation. Details are still pending.

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January 27, 2022

New Frontier Health (NFH) performed a cash merger. This means that shares were removed and shareholders will receive $12.00 per share in cash.


Alaunos Therapeutics, Inc. (ZIOP) performed a name change and a symbol change to TCRT.

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January 26, 2022

Yellowstone Acquisition Company (YSAC) performed a 1:1 CUSIP change and a symbol change to SKYH.


CF Acquisition Corp. (CFV) performed a 1:1 CUSIP change and a symbol change to SATL.


Weidai Ltd. (WEI)  performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of SLG for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


First Trust Exchange-Traded Fund VI First Trust S-Network E-Commerce ETF (FTXD) performed a name change and a symbol change to ISHP.

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January 25, 2022

Casper Sleep Inc. (CSPR) performed a cash merger. This means that shares were removed and shareholders will receive $6.90 per share in cash.


Howard Bancorp, Inc. (HBMD) performed a stock merger. Shareholders will receive 1.80 shares of FNB for each share of HBMD previously held.


HMG / Courtland Properties Inc (HMG) was delisted pending a stock liquidation. Details are still pending.

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January 24, 2022

Euro Tech Holdings Company (CLWT) performed a 3 for 2 Forward Split. This means shareholders will now hold 3 shares of CLWT for every 2 shares previously held.


SL Green Realty Corp. (SLG) performed a 1 for 1.0306 Reverse Split. This means shareholders will now hold 1 share of SLG for every 1.0306 shares p previously held.


PFNX Contingent Value Right (PFNX^) contingent value rights (CVR) expired worthless.


Presidio Property Trust, Inc. (SQFT) performed a spinoff of SQFTW. For every 1 share of SQFT held, shareholders will receive 1 sharesof SQFTW.


Cyxtera Technologies, Inc. Warrant (CYXTW) was liquidated. This means that shares were removed and shareholders will receive $0.10 per share in cash.


AdvisorShares KIM Korea Equity ETF (KOR)  performed a cash merger. This means that shares were removed and shareholders will receive $3.2661 per share in cash.


OneSmart International Education Group Limited (ONE) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of ONE for every 25 shares previously held. Fractional shares will be paid as cash in lieu.


Fat Tail Risk ETF (FATT) was delisted pending a stock liquidation. Details are still pending. 


Artivion, Inc. (CRY) performed a name change and symbol change to AORT.

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January 21, 2022

Direxion Flight to Safety Strategy ETF (FLYT) was liquidated. This means that shares were removed and shareholders will receive $49.0223 per share in cash.


Direxion Dynamic Hedge ETF (DYHG) was liquidated. This means that shares were removed and shareholders will receive $61.2119 per share in cash.


Direxion Daily Latin America Bull 2X Shares (LBJ) was liquidated. This means that shares were removed and shareholders will receive $60.3288 per share in cash.


Marlin Business Services Corp. (MRLN) performed a cash merger. This means that shares were removed and shareholders will receive $23.5000 per share in cash.


Orbsat Corp (OSAT) performed a ticker change to NXPL, and changed its corporate name to NextPlat Corp.


China Finance Online Co. (JRJC) was delisted. The stock is currently not trading.

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January 20, 2022

Power & Digital Infrastructure Acquisition Corp. (XPDI) performed a 1:1 CUSIP change and performed a ticker change to CORZ.


Cyxtera Technologies, Inc. (CYXTW) was delisted pending a stock liquidation. Details are still pending.

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January 19, 2022

Gores Metropoulos II, Inc. (GMII) performed a 1:1 CUSIP change and performed a ticker change to SOND.


Odonate Therapeutics Inc (ODT) performed a ticker change to ODTC. The security was delisted to OTC.


Corvus Gold Inc. (KOR) was delisted pending a merger. Details are still pending.


Osmotica Pharmaceuticals plc Ordinary Shares (OSMT) performed a ticker change to RVLP, and changed its corporate name to RVL Pharmaceuticals plc Ordinary Shares.


Special Opportunities Fund, Inc. Rights (SPE^) are no longer trading. The deadline to exercise is January 21, 2022.


China Telecom Corporation (CHA) was liquidated. This means that shares were removed and shareholders will receive $32.446558 per share in cash.

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January 18, 2022

WisdomTree International Dividend ex-Financials Fund (DOO) performed a ticker change to AIVI, and changed its corporate name to WisdomTree International AI Enhanced Value Fund.


WisdomTree U.S. Dividend ex-Financials Fund (DTN) performed a ticker change to AIVL, and changed its corporate name to WisdomTree U.S. AI Enhanced Value Fund.


Direxion Flight to Safety Strategy ETF (FLYT) was delisted pending a stock liquidation. Details are still pending.


Direxion Daily Latin America Bull 2X Shares (LBJ) was delisted pending a stock liquidation. Details are still pending.


Direxion Dynamic Hedge ETF (DYHG) was delisted pending a stock liquidation. Details are still pending.


Odonate Therapeutics, Inc. (ODT) was delisted. The stock is currently not trading.


Merchants Bancorp Common Stock (MBIN) performed a 3 for 2 Forward Split. This means shareholders will now hold 2 shares of MBIN for every 3 shares previously held. Fractional shares will be paid as cash in lieu.

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January 14, 2022

Capstar Special Purpose Acquisition Corp. (CPSR) performed a 1:1 CUSIP change and a symbol change to GLS.


Decarbonization Plus Acquisition Corporation II Class A Common stock (DCRN) performed a 1:1 CUSIP change and a symbol change to DCFC.


ProShares UltraShort Bloomberg Natural Gas  (KOLD) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of KOLD for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


Naked Brand Group Limited Ordinary Shares (NAKD) performed a symbol change to CENN.

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January 12, 2022

ProShares Ultra Consumer Good (UGE) performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of UGE for every 1 share previously held.


ProShares Ultra Technology (ROM) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of ROM for every 1 share previously held.


ProShares Ultra Consumer Services (UCC) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of UCC for every 1 share previously held.


ProShares UltraPro S&P 500 (UPRO) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of UPRO for every 1 share previously held.


ProShares UltraPro QQQ (TQQQ) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of TQQQ for every 1 share previously held.


ProShares Large Cap Core Plus (CSM) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of CSM for every 1 share previously held.


ProShares Ultra S&P500 (SSO) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of SSO for every 1 share previously held.


ProShares Short Basic Materials (SBM) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of SBM for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraPro Short Russell2000 (SRTY) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of SRTY for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraShort S&P500 (SDS) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of SDS for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraPro Short QQQ (SQQQ) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of SQQQ for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares Short Real Estate (REK) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of REK for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraShort Dow 30 (DXD) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of DXD for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


Proshares UltraShort Technology (REW) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of REW for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraShort Financials (SKF) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of SKF for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraShort Oil & Gas (DUG) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of DUG for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


Teekay LNG Partners L.P. (TGP) performed a cash merger. This means that shares were removed and shareholders will receive $17.00 per share in cash.


Brilliance China Automotive Holdings Limited Unsponsored ADR (BCAUY) was delisted pending a liquidation. Details are still pending.

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January 11, 2022

Trend Aggregation ESG ETF (TEGS) was liquidated. This means that shares were removed and shareholders will receive $7.29 per share in cash.


The Active Dividend Stock ETF (TADS) was liquidated. This means that shares were removed and shareholders will receive $0.38 per share in cash.


Petra Acquisition, Inc. (PAIC) performed a 1:1 CUSIP change and a symbol change to REVB.


Hercules Offshore Escrow (HEROQ) expired worthless.

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January 10, 2022

AeroCentury Corporation (ACY) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of ACY for every 1 share previously held.


nCino, Inc. (NCNO) performed a 1:1 CUSIP change.


The Active Dividend Stock ETF (TADS) was delisted pending a stock liquidation. Details are still pending. 


Trend Aggregation ESG ETF (TEGS) was delisted pending a stock liquidation. Details are still pending. 


Willis Towers Watson Public Limited Company (WLTW) performed a ticker change to WTW.

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January 7, 2022

1st Constitution Bancorp (FCCY) performed a stock merger. Shareholders will receive 1.3577 shares of LBAI for each share of FCCY previously held. Fractional shares will be paid as cash in lieu.


INSPIRED ENTMT INC (INSEW) warrants have expired worthless.


Sino-Global Shipping America, Ltd. (SINO) performed a ticker change to SGLY, and changed its corporate name to Singularity Future Technology Ltd.

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January 6, 2022

SANDRIDGE PERMIAN TRUST (PERS) was declared worthless.


SANDRIDGE MISSISSIPPIAN TR II Common Units representing Beneficial Interests (SDRMU) expired worthless.


Points International Ltd. Common Shares (PCOM) performed a 1:1 CUSIP change.


VPC Impact Acquisition Holdings III, Inc. (VPCC) performed a 1:1 CUSIP change and performed a ticker change to DAVE.

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January 5, 2022

Napco Security Technologies Inc. (NSSC) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of NSSC for every 1 share previously held.

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January 4, 2022

Magellan Health (MGLN) performed a cash merger. This means that shares were removed and shareholders will receive $95.0000 per share in cash.


CIT Group (CIT) performed a stock merger. Shareholders will receive 0.0620 shares of FCNCA for each share of CIT previously held. Fractional shares will be paid as cash in lieu.

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January 3, 2022

Apollo Global Management, Inc. (APO) performed a 1:1 CUSIP change.


Federal Realty Investment Trust (FRT) performed a 1:1 CUSIP change.


Enviva Inc. (EVA) performed a 1:1 CUSIP change.


Bryn Mawr Bank Corporation (BMTC) performed a stock merger. Shareholders will receive 0.9000 shares of WSFS for each share of BMTC previously held. Fractional shares will be paid as cash in lieu.


Reliant Bancorp, Inc. (RBNC) performed a stock merger. Shareholders will receive 0.9842 shares of UCBI for each share of RBNC previously held. Fractional shares will be paid as cash in lieu.


Athene Holding Ltd. (ATH) performed a stock merger. Shareholders will receive 1.1490 shares of APO for each share of ATH previously held. Fractional shares will be paid as cash in lieu.


WisdomTree U.S. Quality Shareholder Yield Fund (QSY) changed its corporate name to WisdomTree U.S. Value Fund and performed a ticker change to WTV.


SmartETFs Sustainable Energy II ETF (SULR) performed a ticker change to SOLR.


Naked Brand Group (NAKD) changed its corporate name to Cenntro Electric Group Limited.

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December 31, 2021

Eagle Growth and Income Opportunities Fund Escrow (EGIF^) was liquidated. This means that shares were removed and shareholders will receive $0.0683 per share in cash.


Key Energy SVCS Inc. (KYSRW) warrants have expired worthless.


Athena Technology Acquisition Corp. (ATHN) performed a 1:1 CUSIP change and performed a ticker change to HLGN.


Condor Hospitality Trust, Inc. (CDOR) was delisted pending a stock liquidation. Details are still pending.


MFAM Small-Cap Growth ETF (MFMS) changed its corporate name to Motley Fool Small-Cap Growth ETF and changes its ticker to TMFS.

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December 30, 2021

Dicerna Pharmaceuticals, Inc. (DRNA) performed a cash merger. This means that shares were removed and shareholders will receive $38.2500 per share in cash.


U.S. Century Bank (USCB) performed a 1:1 CUSIP change.


Oil Search Ltd (OISHY) was liquidated. This means that shares were removed and shareholders will receive $13.9806 per share in cash.


Douglas Elliman Inc. (DOUG) performed a spinoff of VGR For every 1 share of VGR held, shareholders will receive 0.5000 shares of DOUG.


Virgin Orbit Holdings, Inc. (NGCA) performed a 1:1 CUSIP change and performed a ticker change to VORB.


Rare Element Resources Ltd. , Rights (REEMF^) expired worthless.


Cellect Biotechnology Ltd. (APOP) performed a spinoff of CVRs (APOPZZZ). For every 1 share of APOP held, shareholders will receive 400 CVRs of APOPZZZ. A CVR is a placeholder security that pays additional cash if the company reaches certain milestones.

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December 29, 2021

Goodrich Petroleum Corporation (GDP) performed a cash merger. This means that shares were removed and shareholders will receive $23.0000 per share in cash.


Zix Corporation (ZIXI) performed a cash merger. This means that shares were removed and shareholders will receive $8.5000 per share in cash.


Coresite Realty (COR) performed a cash merger. This means that shares were removed and shareholders will receive $170.0000 per share in cash.


BlackRock 2022 Global Income Opportunity Trust (BGIO) was liquidated. Shareholders will receive $2.5867 cash per each share of BGIO previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


First Eagle Senior Loan Fund (FSLF^) was liquidated. This means that shares were removed and shareholders will receive $1.0080 per share in cash.


Intelligent Systems Corporation (INS) performed a ticker change to CCRD and changed its corporate name to CoreCard Corporation.


Dicerna Pharmaceuticals, Inc. (DRNA) was delisted pending a merger. Details are still pending.

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December 28, 2021

EFF Escrow (EFF^) was liquidated. This means that shares were removed and shareholders will receive $0.0589 per share in cash.


Synalloy Corporation Rights (SYNL^) expired worthless.


Dover Motorsports (DVD) performed a cash merger. This means that shares were removed and shareholders will receive $3.6100 per share in cash.


Roman DBDR Tech Acquisition Corp. (DBDR) performed a 1:1 CUSIP change and performed a ticker change to CMPO.


Coresite Realty Corporation (COR) was suspended pending acquisition. Details are still pending.

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December 27, 2021

Avianca Holdings SA American Depositary Receipts (AVHOQ) was delisted pending a stock liquidation. Details are still pending.


MicroSectors Cannabis ETNs (MJJ) was delisted pending a stock liquidation. Details are still pending.


MicroSectors Cannabis 2X Leveraged ETNs (MJO) was delisted pending a stock liquidation. Details are still pending.


Goodrich Petroleum Corporation (GDP) was delisted pending a cash merger. Details are still pending.


Zix Corporation (ZIXI) was delisted pending a cash merger. Details are still pending.


INSPIRED ENTMT INC (INSEW) warrants have expired worthless.


First Trust Senior Floating Rate 2022 Target Term Fund (FIV) was declared worthless.


Altimar Acquisition Corp. II (ATMR) performed a 1:1 CUSIP change and performed a ticker change to FATH.


FS Development Corp. II (FSII) performed a 1:1 CUSIP change and performed a ticker change to PRDS.


Coppernico Metals Inc. (AUG-S) performed a 1:1 CUSIP change.


Credit Suisse X-Links Monthly Pay 2x Leveraged Mortgage REIT ETN (REML) was liquidated. This means that shares were removed and shareholders will receive $6.0406 per share in cash.

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December 23, 2021

Blackrock Florida Municipal 2020 Term Trust ESCROW (BFO^) expired worthless. 


Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes (FLGE) was liquidated. This means that shares were removed and shareholders will receive $819.06 per share in cash.


WisdomTree U.S. LargeCap Dividend Fund (DLN)  performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of DLN for every 1 share previously held.


Zhangmen Education Inc. American Depositary Shares (ZME) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of ZME for every 8 shares previously held. Fractional shares will be paid as cash in lieu.


Priority Technology Holdings, Inc. (MACQ) performed a 1:1 CUSIP change and a symbol change to ADTH.


WisdomTree U.S. Total Dividend Fund (DTD) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of DTD for every 1 share previously held.


Tarena International, Inc. (TEDU) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of TEDU for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


HealthCor Catalio Acquisition Corp. (HCAQ) performed a 1:1 CUSIP change and a symbol change to HYPR.


European Sustainable Growth Acquisition Corp. (EUSG) performed a 1:1 CUSIP change and a symbol change to ADSE.


Dover Motorsports (DVD) was delisted pending a merger. Details are still pending.


Goodrich Petroleum Corporation (GDP) was delisted pending a merger. Details are still pending.

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December 22, 2021

Credit Suisse FI Enhanced Europe 50 Exchange Traded Notes (FEUL) was liquidated. This means that shares were removed and shareholders will receive $111.27 per share in cash.


Naked Brand Group Limited Ordinary Shares (NAKD) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of NAKD for every 15 shares previously held. Fractional shares will be rounded up to the nearest share.


Landmark Infrastructure Partners LP Common Units (LMRK) performed a cash merger. This means that shares were removed and shareholders will receive $16.50 per share in cash.


SCISPARC LTD Ordinary Shares (SPRCF) performed a ticker change to SPRC.

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December 21, 2021

SANDRIDGE PERMIAN TRUST (PERS) was delisted from OTC. The stock is no longer trading.


Rhino Resource Partners LP Common Stock (RHNO) was delisted from OTC. The stock is no longer trading.

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December 20, 2021

iShares iBonds Dec 2021 Term Corporate ETF (IBDM) was liquidated. This means that shares were removed and shareholders will receive $24.73 per share in cash.


iShares iBonds 2021 Term High Yield and Income ETF (IBHA) was liquidated. This means that shares were removed and shareholders will receive $24.13 per share in cash.


MoSys, Inc. (MOSY) performed a 1:1 CUSIP change and symbol change to PRSO.


CM Life Sciences III Inc. (CMLT) performed a 1:1 CUSIP change and symbol change to EQRX.


Investindustrial Acquisition Corp. (IIAC) performed a 1:1 CUSIP change and symbol change to ZGN.

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December 17, 2021

U.S. Equity Ex-Dividends Fund (XDIV) was liquidated. This means that shares were removed and shareholders will receive $106.32 per share in cash.


Invesco BulletShares 2021 Corporate Bond ETF (BSCL) was liquidated. This means that shares were removed and shareholders will receive $21.05 per share in cash.


Invesco BulletShares 2021 High Yield Corporate Bond ETF (BSJL) was liquidated. This means that shares were removed and shareholders will receive $22.98 per share in cash.


FirstCash, Inc. Common Stock (FCFS) performed a 1:1 CUSIP change.


Invesco Exchange-Traded Self-Indexed Fund Trust Invesco BulletShares 2021 Municipal Bond ETF (BSML) was liquidated. This means that shares were removed and shareholders will receive $25.21 per share in cash.


Invesco BulletShares 2021 USD Emerging Markets Debt ETF (BSAE) was liquidated. This means that shares were removed and shareholders will receive $24.93 per share in cash.


Kansas City Southern (KSU) performed a cash and stock merger. Shareholders will receive $90.00 and 2.8840 shares of CP for each share of KSU previously held. Fractional shares will be paid as cash in lieu.


MicroSectors FANG+ Index -2X Inverse Leveraged ETNs (FNGZ) was delisted pending liquidation. Details are still pending.


MicroSectors FANG+ Index Inverse ETNs (GNAF) was delisted pending liquidation. Details are still pending.


WaveDancer, Inc. (IAIC) performed a 1:1 CUSIP change and symbol change to WAVD.


Itamar Medical Ltd. (ITMR) was delisted pending a merger. Details are still pending.


Yatra Online, Inc. Warrant (YTROF) warrants have expired worthless.

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December 16, 2021

Soliton, Inc. (SOLY) performed a cash merger. This means that shares were removed and shareholders will receive $22.6000 per share in cash.


Newstar Financial Contingent Value Right (NEWS^) was liquidated. This means that shares were removed and shareholders will receive $0.0981 per share in cash.


Broadstone Acquisition Corp. (BSN) performed a 1:1 CUSIP change and performed a ticker change to EVTL.


Isos Acquisition Corporation (ISOS) performed a 1:1 CUSIP change and performed a ticker change to BOWL.


Xiaobai Maimai (HX) performed a ticker change to AHG, and changed its corporate name to AKSO Health Group.


Invesco BulletShares 2021 Corporate Bond ETF (BSCL) was delisted pending a stock liquidation. Details are still pending.


Invesco BulletShares 2021 High Yield Corporate Bond ETF (BSJL) was delisted pending a stock liquidation. Details are still pending.


Invesco BulletShares 2021 USD Emerging Markets Debt ETF (BSAE) was delisted pending a stock liquidation. Details are still pending.


Invesco Exchange-Traded Self-Indexed Fund Trust Invesco BulletShares 2021 Municipal Bond ETF (BSML) was delisted pending a stock liquidation. Details are still pending.


iShares iBonds Dec 2021 Term Corporate ETF (IBDM) was delisted pending a stock liquidation. Details are still pending.


iShares iBonds 2021 Term High Yield and Income ETF (IBHA) was delisted pending a stock liquidation. Details are still pending.


Key Energy SVCS Inc DEL (KYSRW) warrants have expired worthless.

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December 15, 2021

Trinity Place Holdings Inc.com (TPHS^) rights expired worthless.


Yucaipa Acquisition Corporation (YAC) performed a 1:1 CUSIP change and performed a ticker change to SSU.

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December 14, 2021

Ikonics Corporation (IKNX) performed a cash and stock merger. Shareholders will receive $5 and 1 share of WULF for each share of IKNX previously held. Shareholders will also receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.


HILL-ROM HOLDINGS, INC. (HRC) performed a cash merger. This means that shares were removed and shareholders will receive $156.0000 per share in cash.


Borr Drilling (BORR) performed a 1 for 2 Reverse Split. Fractional shares will be paid as cash in lieu.


ePlus inc. (PLUS) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of PLUS for every 1 share previously held.


BlackRock 2022 Global Income Opportunity Trust (BGIO) was delisted pending a stock liquidation. Details are still pending.


BioHiTech Global, Inc. (BHTG) performed a ticker change to RENO, and changed its corporate name to Renovare Environmental, Inc..


Kansas City Southern (KSU) was delisted pending a merger. Details are still pending.

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December 13, 2021

KraneShares European Carbon Allowance Strategy ETF (KEUA) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of KEUA for every 1 share previously held.


Ault Global Holdings, Inc. (DPW) performed a 1:1 CUSIP change and performed a ticker change to NILE.


HILL-ROM HOLDINGS, INC. (HRC) was delisted pending a merger. Details are still pending.


PIMCO Dynamic Credit and Mortgage Income Fund (PCI) was delisted pending a merger. Details are still pending.


Pimco Income Opportunity Fund (PKO) was delisted pending a merger. Details are still pending.


U.S. Equity Ex-Dividends Fund - Series 2027 (XDIV) was delisted pending a merger. Details are still pending.


PIMCO Dynamic Credit & Mortgage Income Fund (PCI) performed a stock merger. Shareholders will receive 0.818509 shares of PDI for each share of PCI previously held. Fractional shares will be paid as cash in lieu.


PIMCO Income Opportunity Fund (PKO) performed a stock merger. Shareholders will receive 0.949037 shares of PDI for each share of PKO previously held. Fractional shares resulting from the merger will be paid as cash in lieu.

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December 10, 2021

Qutoutiao Inc. (QTT) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of QTT for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


KFA Dynamic Fixed Income ETF (KDFI) was liquidated. This means that shares were removed and shareholders will receive $20.86 per share in cash.


CBRE Acquisition Holdings, Inc. (CBAH) performed a 1:1 CUSIP change and symbol change to AMPS.


Mack-Cali Realty Corp. (CLI) performed a symbol change to VRE.


First Trust Senior Floating Rate 2022 Target Term Fund (FIV)  was delisted pending liquidation. Details are still pending.

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December 9, 2021

Decarbonization Plus Acquisition Corporation III (DCRC) performed a 1:1 CUSIP change and symbol change to SLDP.


COLUMBIA PROPERTY TRUST, INC. (CXP) performed a cash merger. This means that shares were removed and shareholders will receive $17.13 per share in cash.


Seven Oaks Acquisition (SVOK) performed a 1:1 CUSIP change and symbol change to BOXD.


Dragoneer Growth Opportunities (DGNS) performed a 1:1 CUSIP change and symbol change to CVT.

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December 8, 2021

Contango Oil & Gas Co. (MCF) performed a stock merger. Shareholders will receive 0.2000 shares of CRGY for each share of MCF previously held. Fractional shares will be paid as cash in lieu.


County Bancorp, Inc. (ICBK) performed a stock merger. Shareholders will receive 0.4800 shares of NCBS for each share of ICBK previously held. Fractional shares will be paid as cash in lieu.


Meredith Holdings Corporation (MDP^) performed a cash merger. This means that shares were removed and shareholders will receive $42.1800 per share in cash.


PPD, Inc. (PPD) performed a cash merger. This means that shares were removed and shareholders will receive $47.5000 per share in cash.


GigCapital4, Inc. (GIG) performed a 1:1 CUSIP change and performed a ticker change to BBAI.


dMY Technology Group, Inc. IV (DMYQ) performed a 1:1 CUSIP change and performed a ticker change to PL.


COLUMBIA PROPERTY TRUST, INC. (CXP) was delisted pending a merger. Details are still pending.

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December 7, 2021

TPG Pace Solutions Corp. (TPGS) performed a 1:1 CUSIP change and performed a ticker change to VCSA.


NUVEEN ELECT TAX-FREE INC 3 (NXR) performed a stock merger. Shareholders will receive 1.0207 shares of NXP for each share of NXR previously held. Fractional shares will be paid as cash in lieu.


NUVEEN ELECT TAX-FREE INC 2 (NXQ) performed a stock merger. Shareholders will receive 0.9522 shares of NXP for each share of NXQ previously held. Fractional shares will be paid as cash in lieu.


Meredith Corporation (MDP) performed a cash merger. This means that shares were removed and shareholders will receive $16.9900 per share in cash.


Community Bankers Trust (ESXB) performed a stock merger. Shareholders will receive 0.3173 shares of UBSI (United Bankshares, Inc.) for each share of old ESXB previously held. Fractional shares resulting from the merger will be paid as cash in 1-2 weeks.

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December 6, 2021

Foresight Acquisition Corp. (FORE) performed a 1:1 CUSIP change and symbol change to PIII.


890 5th Avenue Partners, Inc. (ENFA) performed a 1:1 CUSIP change and symbol change to BZFD.


Thimble Point Acquisition (THMA) performed a 1:1 CUSIP change and symbol change to PEAR.


MicroSectors FANG+ Index -3X (FNGD) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of FNGD for every 20 shares previously held. Fractional shares will be paid as cash in lieu.


ENABLE MIDSTREAM PARTNERS, LP (ENBL) performed a stock merger. Shareholders will receive 0.8595 shares of ET for each share of ENBL previously held. Fractional shares will be rounded up to the nearest share.


StealthGas, Inc. (GASS) performed a spinoff of IMPP. For every 1 shares of GASS held, shareholders will receive 0.1250 shares of IMPP. Fractional shares will be paid as cash in lieu.


StealthGas, Inc. (GASS) performed a spinoff of IMPP-. For every 1 shares of GASS held, shareholders will receive 0.0208 shares of IMPP-. Fractional shares will be paid as cash in lieu.


iShares iBonds Dec 2021 Term Muni Bond ETF (IBMJ) was liquidated. This means that shares were removed and shareholders will receive $25.5843 per share in cash.


KFA Dynamic Fixed Income ETF (KDFI) was delisted pending a stock liquidation. Details are still pending.


NUVEEN ELECT TAX-FREE INC 2 (NXQ) was delisted pending a merger. Details are still pending.


NUVEEN ELECT TAX-FREE INC 3 (NXR) was delisted pending a merger. Details are still pending.


County Bancorp, Inc. (ICBK) was delisted pending a merger. Details are still pending.


Community Bankers Trust Corporation (ESXB) was delisted pending a merger. Details are still pending.


ETF Series Solutions Defiance Nasdaq Junior Biotechnology ETF (IBBJ) was liquidated. This means that shares were removed and shareholders will receive $29.93 per share in cash.

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December 3, 2021

Liberty All-Star Equity Fund (USA^) rights expired worthless.


iShares Trust iShares iBonds Dec 2021 Term Treasury ETF (IBTA) was liquidated. This means that shares were removed and shareholders will receive $25.3483 per share in cash.


China Unicom (HONG KONG) Limited (CHU) was liquidated. This means that shares were removed and shareholders will receive $5.1536 per share in cash.


Aldel Financial Inc. (ADF) performed a 1:1 CUSIP change and performed a ticker change to HGTY.


DSP Group, Inc. (DSPG) was delisted pending a merger. Details are still pending.


ENABLE MIDSTREAM PARTNERS, LP (ENBL) was delisted pending a merger. Details are still pending.


ETF Series Solutions Defiance Nasdaq Junior Biotechnology ETF (IBBJ) was delisted pending a stock liquidation. Details are still pending.

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December 2, 2021

Yunhong International (ZGYH) was liquidated. This means that shares were removed and shareholders will receive $10.3100 per share in cash.


Principal Exchange-Traded Funds Principal International Multi-Factor ETF (PDEV) was liquidated. This means that shares were removed and shareholders will receive $30.8212 per share in cash.


FG Financial Group, Inc (FGF^) rights expired worthless.


Meredith Corporation (MDP) performed a spinoff of MDP^. For every 1 share of MDP held, shareholders will receive 1.0000 share of MDP^. Fractional shares from the spinoff will be paid as cash in lieu.


Altimeter Growth Corp. (AGC) performed a 1:1 CUSIP change and performed a ticker change to GRAB.


iShares iBonds Dec 2021 Term Muni Bond ETF (IBMJ) was delisted pending a stock liquidation. Details are still pending.

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December 1, 2021

DD3 Acquisition Corp. II (DDMX) performed a 1:1 CUSIP change and performed a ticker change to CDRO.


ION Acquisition (IACB) performed a 1:1 CUSIP change and performed a ticker change to CTV.


Riverview Financial Corporation (RIVE) performed a stock merger. Shareholders will receive 0.4833 shares of MPB for each share of RIVE previously held. Fractional shares will be paid as cash in lieu.


DOMTAR CORPORATION (UFS) performed a cash merger. This means that shares were removed and shareholders will receive $55.5000 per share in cash.


Raven Industries, Inc. (RAVN) performed a cash merger. This means that shares were removed and shareholders will receive $58.0000 per share in cash.


Brooks Automation, Inc. (BRKS) performed a ticker change to AZTA, and changed its corporate name to Azenta, Inc.


HARTE HANKS INC (HRTH) performed a ticker change to HHS.


iShares Trust iShares iBonds Dec 2021 Term Treasury ET (IBTA) was delisted pending a stock liquidation. Details are still pending.

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November 30, 2021

SK Telecom Co., Ltd. American Depositary Shares (SKM) performed a 0.6073625 for 1 Reverse Split. This means shareholders will now hold 0.6073625 share(S) of SKM for every 1 shares previously held. Fractional shares will be paid as cash in lieu.


Diana Shipping, Inc. (DSX) performed a spinoff into OP. For every 1 shares of DSX held, shareholders will receive 0.1 shares of OP. Fractional shares from the spinoff will be paid as cash in lieu.


Covanta Holding Corporation (CVA) performed a cash merger. This means that shares were removed and shareholders will receive $20.25 per share in cash.


Adamas Pharmaceuticals, Inc. (ADMS) performed a cash merger. This means that shares were removed and shareholders will receive $8.10 per share in cash. Shareholders will also receive two contingent value rights (CVR), which pays additional cash if the company hits certain milestones.


DOMTAR CORPORATION (UFS) was delisted pending a merger. Details are still pending.

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November 24, 2021

Inovalon Holdings, Inc. (INOV) performed a cash merger. This means that shares were removed and shareholders will receive $41.00 per share in cash.


Flexion Therapeutics, Inc. (FLXN) performed a cash merger. This means that shares were removed and shareholders will receive $8.50 per share in cash. Shareholders will also receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.


Acceleron Pharma Inc. (XLRN) performed a cash merger. This means that shares were removed and shareholders will receive $180.00 per share in cash.


Echo Global Logistics, Inc. (ECHO) performed a cash merger. This means that shares were removed and shareholders will receive $48.25 per share in cash.


Principal Exchange-Traded Funds Principal International Multi-Factor ETF (PDEV) was delisted pending a stock liquidation. Details are still pending.


WM Morrison Supermarkets Plc Unsponsored ADR (UK) (MRWSY) was delisted pending a stock liquidation. Details are still pending.

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November 23, 2021

IFRESH INC Common Stock (IFMK) was delisted to OTC and is now set to Position Closing Only (PCO).


Diversicare Healthcare Services (DVCR) performed a cash merger. This means that shares were removed and shareholders will receive $10.10 per share in cash.


Nuveen Tax-Advantaged Total Return Strategy Fund (JTA) performed a stock merger. Shareholders will receive 0.6283 shares of NMAI for each share of JTA previously held. Fractional shares will be paid as cash in lieu.


CAI International, Inc. (CAI) performed a cash merger. This means that shares were removed and shareholders will receive $56.00 per share in cash.


Nuveen Diversified Dividend and Income Fund (JDD) performed a stock merger. Shareholders will receive 0.5864 shares of NMAI for each share of JDD previously held. Fractional shares will be paid as cash in lieu.


NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND (JTD) performed a stock merger. Shareholders will receive 0.9106 shares of NMAI for each share of JTD previously held. Fractional shares will be paid as cash in lieu.


Acceleron Pharma Inc. (XLRN) was delisted pending a merger. Details are still pending.

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November 22, 2021

Leo Holdings III Corp (LIII) performed a 1:1 CUSIP change and symbol change to LOCL.


Nuveen Diversified Dividend and Income Fund (JDD) was delisted pending a merger.


Nuveen Tax-Advantaged Total Return Strategy Fund (JTA) was delisted pending a merger.


NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND (JTD) was delisted pending a merger.


Yunhong International Class A Ordinary Shares (ZGYH) was delisted pending reorganization.


Flexion Therapeutics, Inc. Common Stock (FLXN) was delisted pending a merger.

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November 19, 2021

Mellanox Technologies, Ltd. (MLNX) performed a cash merger. This means that shares were removed and shareholders will receive $93.7500 per share in cash.


Trillium Therapeutics Inc. (TRIL) performed a cash merger. This means that shares were removed and shareholders will receive $18.5000 per share in cash.


Virtuoso Acquisition Corp. (VOSO) performed a 1:1 CUSIP change and performed a ticker change to WEJO.


Loral Space and Communications, Inc. (LORL) performed a ticker change to TSAT, and changed its corporate name to Telesat Corporation.

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November 18, 2021

Amerant Bancorp Inc. (AMTBB) performed a stock merger. Shareholders will receive 0.9500 shares of AMTB for each share of AMTBB previously held. Fractional shares will be paid as cash in lieu.


Arista Networks (ANET) performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of ANET for every 1 share previously held.


Trillium Therapeutics Inc. (TRIL) was delisted pending a merger. Details are still pending.

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November 17, 2021

17 Education & Technology Group Inc. (YQ) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of YQ for every 4 shares previously held. Fractional shares will be paid as cash in lieu.


ADOMANI, Inc. (ADOM) performed a ticker change to EVTV.

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November 16, 2021

SGOCO Group, Ltd (SGOC) performed a 1:1 CUSIP change and performed a ticker change to TROO.


Southcross Energy Partners, L.P. (SXEEQ) was declared worthless after the company’s bankruptcy.


JMP Group LLC (JMP) performed a cash merger. This means that shares were removed and shareholders will receive $7.5000 per share in cash.

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November 15, 2021

Meridian Bancorp, Inc. (EBSB) performed a stock merger. Shareholders will receive 0.2750 shares of INDB for each share of EBSB previously held. Fractional shares will be paid as cash in lieu.


Century Bancorp, Inc. (CNBKA) performed a cash merger. This means that shares were removed and shareholders will receive $115.2800 per share in cash.


DFP Healthcare Acquisitions Corp. (DFPH) performed a 1:1 CUSIP change and performed a ticker change to TOI.


Realty Income Corporation (O) performed a spinoff of ONL. For every 1 share of O held, shareholders will receive 0.1000 share of ONL. Fractional shares from the spinoff will be paid as cash in lieu.


Capital Senior Living (CSU) performed a ticker change to SNDA.

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November 12, 2021

The ExOne Company (XONE) performed a cash and stock merger. Shareholders will receive $8.50 and 2.14 shares of DM for each share of XONE previously held. Fractional shares will be paid as cash in lieu.


APRN Rights (APRN^) rights expired worthless.

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November 11, 2021

Northern Genesis (NGAB) performed a 1:1 CUSIP change, and performed a ticker change to EMBK.

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November 10, 2021

Emles Protective Allocation ETF (DEFN)  was liquidated. This means that shares were removed and shareholders will receive $24.6490 per share in cash.


Kadmon Holdings, Inc. (KDMN) performed a cash merger. This means that shares were removed and shareholders will receive $9.50 per share in cash.


Largo Resources Ltd. (LGO) performed a 1:1 CUSIP change.

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November 9, 2021

HERTZ GLOBAL (HTZZ) performed a ticker change to HTZ and was re-listed from OTC to NASDAQ.


HERTZ GLOBAL HLDGS (HTZZW) performed a ticker change to HTZWW and was re-listed to NASDAQ.


Vedanta (VEDL) was delisted pending ADR termination.

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November 8, 2021

Alliance Data Systems Corporation (ADS) performed a spinoff of LYLTV. For every 1 share of ADS held, shareholders will receive 0.4000 share of LYLTV. Fractional shares from the spinoff will be paid as cash in lieu.


QAD Inc. Class A (QADA) performed a cash merger. This means that shares were removed and shareholders will receive $87.5000 per share in cash.


QAD Inc. Class B (QADB) performed a cash merger. This means that shares were removed and shareholders will receive $87.5000 per share in cash.


Motion Acquisition Corp. (MOTN) performed a 1:1 CUSIP change and performed a ticker change to DCGO.


Eyegate Pharmaceuticals, Inc. (EYEG) performed a 1:1 CUSIP change and performed a ticker change to KPRX.


Khosla Ventures Acquisition Co. II (KVSB) performed a 1:1 CUSIP change and performed a ticker change to KIND.


Capital Senior Living Rights (CSU^) expired worthless.


NexPoint Strategic Opportunities Fund (NHF) performed a ticker change to NXDT.


NexPoint Strategic Opportunities Fund (NHF-A) performed a ticker change to NXDT-A.

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November 5, 2021

Net Element, Inc. (NETE) performed a 1:1 CUSIP change and performed a ticker change to MULN.


bluebird bio, Inc. (BLUE) performed a spinoff of TSVT. For every 1 share of BLUE held, shareholders will receive 0.3333 share of TSVT. Fractional shares from the spinoff will be paid as cash in lieu.


Cortland Bancorp (CLDB) performed a cash and stock merger. Shareholders will receive $12.9376 and 0.9416 shares of FMNB for each share of CLDB previously held. Fractional shares will be paid as cash in lieu.


RIV Rights (RIV^) expired worthless.

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November 4, 2021

Switchback II Corporation (SWBK) performed a 1:1 CUSIP change and performed a ticker change to BRDS.


Reinvent Technology Partners Y (RTPY) performed a 1:1 CUSIP change and performed a ticker change to AUR.


International Business Machines Corporation (IBM) performed a spinoff of KD. For every 1 share of IBM held, shareholders will receive 0.2000 share of KD. Fractional shares from the spinoff will be paid as cash in lieu.


Mechanical Technology Incorporated (MKTY) performed a ticker change to SLNH.

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November 3, 2021

China Mobile Limited (CHL) was liquidated. This means that shares were removed and shareholders will receive $30.2045 per share in cash.


High Income Securities Fund, Rights (CHL) expired worthless.


The Mexico Equity and Income Fund, Inc., Rights (MXE^) expired worthless.

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November 2, 2021

BONANZA CREEK ENERGY, INC. (BCEI) performed a 1:1 CUSIP change and performed a ticker change to CIVI.


Dell Technologies Inc. (DELL) performed a spinoff of VMW. For every 1 share of DELL held, shareholders will receive 0.4406 share of VMW. Fractional shares from the spinoff will be paid as cash in lieu.


MISONIX, Inc. (MSON) performed a stock merger. Shareholders will receive 1.6839 shares of BVS for each share of MSON previously held. Fractional shares will be paid as cash in lieu.


Global X MSCI Norway ETF (NORW) performed a stock merger. Shareholders will receive 0.4766 new shares of NORW for each share of NORW previously held. Fractional shares will be paid as cash in lieu.


Extraction Oil & Gas, Inc. (XOG) performed a stock merger. Shareholders will receive 1.1883 shares of CIVI for each share of XOG previously held. Fractional shares will be paid as cash in lieu.


CBL & ASSOC PPTYS INC (CBLAQ) performed a stock merger. Shareholders will receive 0.0055 shares of CBL for each share of CBLAQ previously held. Fractional shares will be paid as cash in lieu.


EXTRACTION OIL & GAS, INC. Warrants Tranche A (XOGAQWA) performed a stock merger. Shareholders will receive 1.1711 shares of CIVIW for each share of XOGAQWA previously held. Details are still pending.


EXTRACTION OIL & GAS, INC. Warrants Tranche B (XOGAQWB) performed a stock merger. Shareholders will receive 1.1711 shares of CIVIW-B for each share of XOGAQWB previously held. Details are still pending.


Severn Bancorp Inc (SVBI) performed a cash and stock merger. Shareholders will receive $1.5900 and 0.6207 shares of SHBI for each share of SVBI previously held. Fractional shares will be paid as cash in lieu.


Vine Energy Inc. (VEI) performed a cash and stock merger. Shareholders will receive $1.2000 and 0.2486 shares of CHK for each share of VEI previously held. Fractional shares will be paid as cash in lieu.


Nuveen Corporate Income (JHB) was liquidated. This means that shares were removed and shareholders will receive $9.4061 per share in cash.


Cortland Bancorp (CLDB) was delisted pending a merger. Details are still pending.


GTT Communications, Inc. (GTTN) performed a ticker change to GTTNQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares.

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November 1, 2021

VEREIT, Inc. (VER) performed a stock merger. Shareholders will receive 0.7050 shares of O for each share of VER previously held. Fractional shares will be paid as cash in lieu.


INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND (VTA) performed a 1:1 CUSIP change and performed a ticker change to VTAZZZ.


Trident Acquisitions Corp. (TDAC) performed a 1:1 CUSIP change and performed a ticker change to LTRY.


Trend Aggregation Growth ETF (TAAG) was liquidated. This means that shares were removed and shareholders will receive $20.9208 per share in cash.


Global X FTSE Nordic Region ETF (GXF) performed a ticker change to NORW.


AdvisorShares North Square McKee ESG Core Bond ETF (MENV) performed a ticker change to MENV.


MillerKnoll, Inc. (MLHR) performed a ticker change to MLKN.


CBM BANCORP INC (CBMB) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares.


MISONIX, Inc. (MSON) was delisted pending a merger. Details are still pending.


Severn Bancorp Inc (SVBI) was delisted pending a merger. Details are still pending.


Global X MSCI Norway ETF (NORW) was delisted pending a merger. Details are still pending.

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October 29, 2021

Spartacus Acquisition Corporation (TMTS) performed a 1:1 CUSIP change and performed a ticker change to NN.


Mountain Crest Acquisition Corp. II (MCAD) performed a 1:1 CUSIP change and performed a ticker change to BTTX.


Cellect Biotechnology Ltd (APOP) performed a 1:1 CUSIP change and performed a ticker change to QNRX.


BancorpSouth, Inc. (BXS) performed a 1:1 CUSIP change and performed a ticker change to CADE.


Cadence Bank (CADE) performed a stock merger. Shareholders will receive 0.7000 shares of CADE for each share of CADE previously held. Fractional shares will be paid as cash in lieu.


Medallia, Inc. (MDLA) performed a cash merger. This means that shares were removed and shareholders will receive $34.0000 per share in cash.


INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND (VTA) was delisted pending a merger. Details are still pending.


Emles Protective Allocation ETF (DEFN) was delisted pending a stock liquidation. Details are still pending.

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October 28, 2021

The McClatchy Company (MNIQQ) expired worthless.


OI S.A. American Depositary Shares (OIBR.C)  was delisted to OTC and performed a ticker change to OIBZQ.

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October 27, 2021

BARCLAYS BK PLC Exchange Traded Fund (GAZZF) was delisted pending a remidiation. Details are still pending.


Nuveen Corporate Income November 2021 (JHB) was delisted pending a liquidation. Details are still pending. 


Angel Oak Financial Strategies Income Term Trust Rights (FINS^) rights expired worthless.

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October 26, 2021

The Gabelli Go Anywhere Trust (GGO) is pending liquidation. Details are still pending.


Guggenheim Enhanced Equity Income Fund (GPM) performed a stock merger. Shareholders will receive 0.5279292 shares of GOF for each share of GPM previously held.


GUGGENHEIM CREDIT ALLOCATION FUND (GGM) performed a stock merger. Shareholders will receive 1.12334682 shares of GOF for each share of GGM previously held.

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October 25, 2021

Direxion Daily Real Estate Bear 3X Shares (DRV) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of DRV for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


P10 Holdings, Inc. (PIOE) performed a 7 for 10 Reverse Split. This means shareholders will now hold 7 share of PIOE for every 10 shares previously held. Fractional shares will be rounded up to the nearest share if the fraction is over 0.5 and rounded down if less than 0.5.


Direxion Daily Technology Bear 3x Shares (TECS) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of TECS for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


Direxion Daily Regional Banks Bull 3X Shares (DPST) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of DPST for every 1 share previously held.


Direxion Daily Retail Bull 3X Shares (RETL) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of RETL for every 1 share previously held.


Big Cypress Acquisition Corp. (BCYP) performed a 1:1 CUSIP change, and performed a ticker change to SABS.


Seaport Global Acquisition Corp. (SGAM) performed a 1:1 CUSIP change, and performed a ticker change to RDBX.


AdvisorShares Pacific Asset Enhanced Floating rate ETF (FLRT) performed a 1:1 CUSIP change.


VanEck Vectors Unconventional Oil & Gas ETF (FRAK) was liquidated. This means that shares were removed and shareholders will receive $159.98 per share in cash.


VanEck Vectors Emerging Markets Aggregate Bond ETF (EMAG) was liquidated. This means that shares were removed and shareholders will receive $20.2889 per share in cash.


Trend Aggregation Growth ETF (TAAG) was delisted pending a stock liquidation. Details are still pending.


GUGGENHEIM CREDIT ALLOCATION FUND (GGM) was delisted pending a merger. Details are still pending.


Guggenheim Enhanced Equity Income Fund (GPM) was delisted pending a merger. Details are still pending.


AUGMEDIX INC (AUGX) was delisted to OTC and will be Position Close Only.

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October 22, 2021

Global X TargetIncome 5 ETF (TFIV) was liquidated. This means that shares were removed and shareholders will receive $23.66 per share in cash.


RETAIL PROPERTIES OF AMERICA, INC. (RPAI) performed a stock merger. Shareholders will receive 0.6230 shares of KRG for each share of RPAI previously held. Fractional shares will be paid as cash in lieu.


BANCO SANTANDER (BRASIL) SA (BSBR) performed a spinoff of GET. For every 1 share of BSBR held, shareholders will receive 0.1250 shares of GET. Fractional shares will be paid as cash in lieu.


Global X MSCI China Large-Cap 50 ETF  (CHIL) was liquidated. This means that shares were removed and shareholders will receive $33.91 per share in cash.


Global X TargetIncome Plus 2 ETF (TFLT) was liquidated. This means that shares were removed and shareholders will receive $23.26 per share in cash.


RiverFront Dynamic Unconstrained Income (RFUN) was liquidated. This means that shares were removed and shareholders will receive $25.67 per share in cash.


Alkuri Global Acquisition Corp. (KURI) performed a 1:1 CUSIP change, and performed a ticker change to BBLN.


Itau CorpBanca Rights (ITCB^) was suspended. Voluntary event expires October 26, 2021.


Guangshen Railway Co. Ltd American Depositary Receipts (GSHHY) was delisted pending ADR termination. Cash proceeds will be distributed at some point after April 22, 2022.

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October 21, 2021

INSPIRED ENTMT INC Warrant (INSEW) warrants have expired worthless.


GS Acquisition Holdings Corp (GSAH) performed a 1:1 CUSIP change, and performed a ticker change to MIR.


Select Interior Concepts, Inc. (SIC) performed a cash merger. This means that shares were removed and shareholders will receive $14.50 per share in cash.


Tiziana Life Sciences plc American Depository Share (TLSA) performed a 1:1 CUSIP change.


BowX Acquisition Corp. (BOWX) performed a 1:1 CUSIP change, and performed a ticker change to WE.


WASHINGTON PRIME GROUP (WPGGQ) was liquidated. This means that shares were removed and shareholders will receive $0.7823 per share in cash for the liquidation.

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October 20, 2021

Legato Merger Corp. (LEGO) performed a 1:1 CUSIP change, and performed a ticker change to ASTL.


Live Oak Acquisition Corp. II (LOKB) performed a 1:1 CUSIP change, and performed a ticker change to NVTS.


Score Media and Gaming Inc. (SCR) performed a cash and stock merger. Shareholders will receive $17.00 and 0.2398 shares of PENN for each share of SCR previously held. Fractional shares will be paid as cash in lieu.

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October 19, 2021

Victory Portfolios II VictoryShares Top Veteran Employers ETF (VTRN) was liquidated. This means that shares were removed and shareholders will receive $30.6170 per share in cash.


Victory Portfolios II VictoryShares Protect America ETF (SHLD) was liquidated. This means that shares were removed and shareholders will receive $31.3067 per share in cash.


Engine Media Holdings, Inc. (GAME) performed a 1:1 CUSIP change.


Horizon (HZAC) performed a 1:1 CUSIP change and performed a ticker change to SEAT.


EquityCompass Tactical Risk Manager ETF (TERM) performed a stock merger. Shareholders will receive 0.8707 shares of ERM for each share of TERM previously held. Fractional shares will be paid as cash in lieu.


Pacific Mercantile Bancorp (PMBC) performed a stock merger. Shareholders will receive 0.5000 shares of BANC for each share of PMBC previously held. Fractional shares will be paid as cash in lieu.


Select Bancorp, Inc. (SLCT) performed a stock merger. Shareholders will receive 0.4080 shares of FBNC for each share of SLCT previously held. Fractional shares will be paid as cash in lieu.


Capstead Mortgage Corp. (CMO) performed a cash and stock merger. Shareholders will receive $0.94 and 0.3288 shares of FBRT for each share of CMO previously held. Fractional shares will be paid as cash in lieu.

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October 18, 2021

Nxt-ID, Inc. (NXTD) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of NXTD for every 10 shares previously held. Fractional shares will be rounded up to the nearest share.


VPC Impact (VIH) performed a 1:1 CUSIP change and performed a ticker change to BKKT.


Marquee Raine Acquisition Corp. (MRAC) performed a 1:1 CUSIP change and performed a ticker change to ENJY.


Janus Detroit Street Trust The Long-Term Care ETF (OLD) was liquidated. Shareholders will receive $30.0573 cash per each share of OLD previously held. Shareholders will also receive an Escrow CUSIP (OLD^), which represents the right to receive future distributions.


GP Strategies Corp. (GPX) performed a cash merger. This means that shares were removed and shareholders will receive $20.8500 per share in cash.


Global X MSCI China Large-Cap 50 ETF (CHIL) was delisted pending a stock liquidation. Details are still pending.


VanEck Vectors Emerging Markets Aggregate Bond ETF (EMAG) was delisted pending a stock liquidation. Details are still pending.


VanEck Vectors Unconventional Oil & Gas ETF (FRAK) was delisted pending a stock liquidation. Details are still pending.


Global X TargetIncome 5 ETF (TFIV) was delisted pending a stock liquidation. Details are still pending.


EquityCompass Tactical Risk Manager ETF (TERM) was delisted pending a merger. Details are still pending.


Teligent, Inc. (TLGT) was delisted from NASDAQ. The stock is currently not trading.

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October 15, 2021

Navios Maritime Acquisition Corporation (NNA) performed a stock merger. Shareholders will receive 0.1275 shares of NMM for each share of NNA previously held. Fractional shares will be rounded up at 0.5 to the nearest share.


Cornerstone OnDemand, Inc. (CSOD) performed a cash merger. This means that shares were removed and shareholders will receive $57.50 per share in cash.


Capitaland Ltd (CLLDY) was delisted pending a stock liquidation. Details are still pending. 


GP Strategies Corp. (GPX) was delisted pending a stock liquidation. Details are still pending.