Corporate actions tracker | Robinhood

Corporate actions tracker

February 20, 2024

Aurora Cannabis Inc. (ACB) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of ACB for every 10 shares of ACB previously held. Fractional shares resulting from the split will be retained.


Ambow Education Holding Ltd. (AMBO) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of AMBO for every 10 shares of AMBO previously held. Fractional shares resulting from the split will be retained.


Jianzhi Education Technology Group Company Limited (JZ) performed a 1 for 3 Reverse Split. This means shareholders will now hold 1 share of JZ for every 3 shares of JZ previously held. Fractional shares resulting from the split will be retained.


Vaccinex, Inc. (VCNX) performed a 1 for 14 Reverse Split. This means shareholders will now hold 1 share of VCNX for every 14 shares of VCNX previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


The Cooper Companies, Inc. (COO) performed a stock merger. Shareholders will receive 4.0000 new shares of COO for each old share of COO previously held. Fractional shares will be retained.


Eargo, Inc. (EAR) performed a cash merger. This means that shares were removed and shareholders will receive $2.5500 per share in cash.


CYANOTECH CORP (CYAN) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Global X Funds Global X Health & Wellness ETF (BFIT) was delisted pending a stock liquidation. Details are still pending.


Global X Funds Global X China Biotech Innovation ETF (CHB) was delisted pending a stock liquidation. Details are still pending.


Global X MSCI China Communication Services ETF (CHIC) was delisted pending a stock liquidation. Details are still pending.


Global X MSCI China Energy ETF (CHIE) was delisted pending a stock liquidation. Details are still pending.


Global X MSCI China Health Care ETF (CHIH) was delisted pending a stock liquidation. Details are still pending.


Global X MSCI China Industrials ETF (CHII) was delisted pending a stock liquidation. Details are still pending.


Global X MSCI China Information Technology ETF (CHIK) was delisted pending a stock liquidation. Details are still pending.


Global X MSCI China Materials ETF (CHIM) was delisted pending a stock liquidation. Details are still pending.


Global X MSCI China Real Estate ETF (CHIR) was delisted pending a stock liquidation. Details are still pending.


Global X MSCI China Consumer Staples ETF (CHIS) was delisted pending a stock liquidation. Details are still pending.


Global X MSCI China Utilities ETF (CHIU) was delisted pending a stock liquidation. Details are still pending.


Global X MSCI China Financials ETF (CHIX) was delisted pending a stock liquidation. Details are still pending.


Global X Funds Global X Green Building ETF (GRNR) was delisted pending a stock liquidation. Details are still pending.


Global X Carbon Credits Strategy ETF (NTRL) was delisted pending a stock liquidation. Details are still pending.


Global X MSCI Pakistan ETF (PAK) was delisted pending a stock liquidation. Details are still pending.


Global X MSCI Portugal ETF (PGAL) was delisted pending a stock liquidation. Details are still pending.


Global X Funds Global X Cannabis ETF (POTX) was delisted pending a stock liquidation. Details are still pending.


Global X Funds Global X Metaverse ETF (VR) was delisted pending a stock liquidation. Details are still pending.

February 16, 2024

Shineco, Inc. (SISI) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of SISI for every 10 shares of SISI previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Chenghe Acquisition Co. (CHEA) performed a ticker change to SELX, changed its corporate name to Semilux International Ltd., and performed a 1:1 CUSIP change.


Theseus Pharmaceuticals, Inc. (THRX) performed a cash and stock merger. Shareholders will receive $4.0500 and 1.0000 share of THRX^ for each share of THRX previously held. Fractional shares will be retained.


QRAFT AI-Pilot U.S. Large Cap Dynamic Beta and Income ETF (AIDB) was liquidated. This means that shares were removed and shareholders will receive $28.7227 per share in cash.


Amryt Pharma ADR Contra (AMYT^) was liquidated. This means that shares were removed and shareholders will receive $0.2000 per share in cash.


Amryt Pharma ADR CVR (AMYTZZZ) was liquidated. This means that shares were removed and shareholders will receive $0.3000 per share in cash.


Qraft AI-Enhanced US Next Value ETF (NVQ) was liquidated. This means that shares were removed and shareholders will receive $33.5954 per share in cash.


Evolve Transition Infrastructure LP (SNMP) was liquidated. This means that shares were removed and shareholders will receive $1.3893 per share in cash.


Weichai Power Co Ltd Unsponsored ADR (China) (WEICY) was liquidated. This means that shares were removed and shareholders will receive $13.49531076 per share in cash.


Janus Henderson Sustainable & Impact Core Bond ETF (JIB) was delisted pending a stock liquidation. Details are still pending.

February 15, 2024

MyMD Pharmaceuticals, Inc. (MYMD) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of MYMD for every 30 shares of MYMD previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Flame Acquisition Corp. (FLME) performed a ticker change to SOC, changed its corporate name to Sable Offshore Corp., and performed a 1:1 CUSIP change.


Semper Paratus Acquisition Corporation (LGST) performed a ticker change to TVGN, changed its corporate name to Tevogen Bio Holdings Inc., and performed a 1:1 CUSIP change.


INVITAE CORP COM (NVTA) performed a ticker change to NVTAQ.


Phoenix Biotech Acquisition Corp. (PBAX) performed a ticker change to CERO, and changed its corporate name to CERo Therapeutics Holdings, Inc.


Sunworks, Inc. (SUNW) performed a ticker change to SUNWQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


QRAFT AI-Pilot U.S. Large Cap Dynamic Beta and Income ETF (AIDB) was delisted pending a stock liquidation. Details are still pending.


BNY Mellon Sustainable Global Emerging Markets ETF (BKES) was delisted pending a stock liquidation. Details are still pending.


BNY Mellon Sustainable US Equity ETF (BKUS) was delisted pending a stock liquidation. Details are still pending.


Qraft AI-Enhanced US Next Value ETF (NVQ) was delisted pending a stock liquidation. Details are still pending.


Theseus Pharmaceuticals, Inc. (THRX) was delisted pending a stock liquidation. Details are still pending.

February 14, 2024

Precision BioSciences, Inc. (DTIL) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of DTIL for every 30 shares of DTIL previously held. Fractional shares resulting from the split will be retained.


E-Home Household Service Holdings Limited (EJH) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of EJH for every 5 shares of EJH previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Vroom, Inc. (VRM) performed a 1 for 80 Reverse Split. This means shareholders will now hold 1 share of VRM for every 80 shares of VRM previously held. Fractional shares resulting from the split will be retained.


SharpLink Gaming Ltd. (SBET) changed its corporate name to SharpLink Gaming, Inc., and performed a 1:1 CUSIP change.


Remark Holdings, Inc. (MARK) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


NanoString Technologies, Inc. (NSTG) performed a ticker change to NSTGQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Inverse Cramer Tracker ETF (SJIM) was delisted pending a stock liquidation. Details are still pending.

February 13, 2024

ImmunoGen, Inc. (IMGN) performed a cash merger. This means that shares were removed and shareholders will receive $31.2600 per share in cash.


ADDvantage Technologies Group, Inc. (AEY) performed a ticker change to AEYGQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


MedAvail Holdings, Inc. (MDVL) performed a ticker change to MDVLQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


InVivo Therapeutics Holdings Corp (NVIV) performed a ticker change to NVIVQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


SEAWORLD ENTERTAINMENT INC (SEAS) performed a ticker change to PRKS, and changed its corporate name to United Parks and Resorts Inc.

February 12, 2024

Assembly Biosciences, Inc. (ASMB) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of ASMB for every 12 shares of ASMB previously held. Fractional shares resulting from the split will be retained.


Simplify Tail Risk Strategy ETF (CYA) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of CYA for every 20 shares of CYA previously held. Fractional shares resulting from the split will be retained.


Singularity Future Technology Ltd. (SGLY) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of SGLY for every 10 shares of SGLY previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Quantum FinTech Acquisition Corporation (QFTA) performed a stock merger. Shareholders will receive 1.0000 new share of ATCH for each old share of QFTA previously held. Fractional shares will be retained.


Alpha Partners Technology Merger Corp. (APTM) performed a ticker change to PLMJ.


Natura &Co Holding S.A. (NTCO) performed a ticker change to NTCOY. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Safeguard Scientifics, Inc. (SFE) performed a ticker change to SFES. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Blum Holdings, Inc. (UNRVD) performed a ticker change to BLMH.


GREENCITY ACQUISITION CORP (GRCYF) was liquidated. This means that shares were removed and shareholders will receive $11.4162 per share in cash.


Rose Hill Acquisition Corporation (ROSE) was liquidated. This means that shares were removed and shareholders will receive $11.2947 per share in cash.


HH&L Acquisition Co. (HHLA) was delisted pending a stock liquidation. Details are still pending.

February 9, 2024

Akerna Corp. (KERN) performed a ticker change to GRYP and changed its corporate name to Gryphon Digital Mining, Inc. Akerna Corp. (KERN) also performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of GRYP for every 20 shares of KERN previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


AgEagle Aerial Systems, Inc. (UAVS) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of UAVS for every 20 shares of UAVS previously held. Fractional shares resulting from the split will be retained.


Aurora Technology Acquisition Corp. (ATAK) performed a stock merger. Shareholders will receive 1.0000 new shares of DHAI for each old share of ATAK previously held. Fractional shares will be retained.


Central Garden & Pet Company (CENT) performed a spinoff of CENTA. For every 1 share of CENT held, shareholders will receive 0.2500 shares of CENTA. Fractional shares from the spinoff will be retained.


Central Garden & Pet Company (CENTA) distributed a stock dividend of 0.2500 per share. Shareholders received 0.2500 additional shares for every share previously held. Fractional shares will be retained.


Alithya Group inc. (ALYA) performed a ticker change to ALYAF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.

February 8, 2024

JIN MEDICAL INTERNATIONAL LTD. (ZJYL) performed a 20 for 1 Forward Split. This means shareholders will now hold 20 shares of ZJYL for every 1 share previously held. Fractional shares will be retained.


Oxus Acquisition Corp. (OXUS) performed a ticker change to BRLS, changed its corporate name to Borealis Foods Inc., and performed a 1:1 CUSIP change.


AKUMIN INC COM (AKUMQ) performed a cash and stock merger. Shareholders will receive $0.2748 and 1 share of AKUMQZZZ for each share of AKUMQ previously held. Fractional shares will be retained.


SIO GENE THERAPIES INC COM (SIOX) performed a cash and stock merger. Shareholders will receive $0.4350 and 1 share of SIOXZZZ for each share of SIOX previously held. Fractional shares will be retained.


TuSimple Holdings Inc. (TSP) performed a ticker change to TSPH. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Magnum Opus Acquisition Limited (OPA) was liquidated. This means that shares were removed and shareholders will receive $10.8047 per share in cash.


VanEck Bitcoin Strategy ETF (XBTF) was liquidated. This means that shares were removed and shareholders will receive $39.7508 per share in cash.

February 7, 2024

Cresud S.A.C.I.F. y A. (CRESY) performed a spinoff of IRS. For every 1 share of CRESY held, shareholders will receive 0.0376 shares of IRS. Fractional shares from the spinoff will be retained.


DMK Pharmaceuticals Corporation (DMK) performed a ticker change to DMKPQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


INVITAE CORP COM (NVTA) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


AKUMIN INC COM (AKUMQ) was delisted pending a stock liquidation. Details are still pending.

February 6, 2024

Cano Health, Inc. (CANO) performed a ticker change to CANOQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


ALKALINE WTR CO INC (WTER) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


NightHawk Biosciences, Inc. (NHWK) performed a ticker change to SCPX, and changed its corporate name to Scorpius Holdings, Inc.


WisdomTree International ESG Fund (RESD) was liquidated. This means that shares were removed and shareholders will receive $29.1393 per share in cash.


WisdomTree Emerging Markets ESG Fund (RESE) was liquidated. This means that shares were removed and shareholders will receive $27.8076 per share in cash.


WisdomTree U.S. ESG Fund (RESP) was liquidated. This means that shares were removed and shareholders will receive $50.7718 per share in cash.


FORWARD PHARMA A/S American Depositary Receipts - Sponsored (FWPAY) was delisted pending a stock liquidation. Details are still pending.

February 5, 2024

Freight Technologies, Inc. (FRGT) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of FRGT for every 10 shares of FRGT previously held. Fractional shares will be rounded up to the nearest share if the fraction is over 0.5 and rounded down if less than 0.5.


GT Biopharma, Inc. (GTBP) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of GTBP for every 30 shares of GTBP previously held. Fractional shares resulting from the split will be retained.


Volcon, Inc. (VLCN) performed a 1 for 45 Reverse Split. This means shareholders will now hold 1 share of VLCN for every 45 shares of VLCN previously held. Fractional shares resulting from the split will be retained.


Nubia Brand International Corp. (NUBI) performed a ticker change to STI, changed its corporate name to Solidion Technology, Inc., and performed a 1:1 CUSIP change.

February 2, 2024

BioSig Technologies, Inc. (BSGM) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of BSGM for every 10 shares of BSGM previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


CalAmp Corp. (CAMP) performed a 1 for 23 Reverse Split. This means shareholders will now hold 1 share of CAMP for every 23 shares of CAMP previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Genprex, Inc. (GNPX) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of GNPX for every 40 shares of GNPX previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


MicroCloud Hologram Inc. (HOLO) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of HOLO for every 10 shares of HOLO previously held. Fractional shares resulting from the split will be retained.


Pacer Metaurus US Large Cap Dividend Multiplier 300 ETF (TRPL) was liquidated. This means that shares were removed and shareholders will receive $41.11392 per share in cash.

February 1, 2024

CareMax, Inc. (CMAX) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of CMAX for every 30 shares of CMAX previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Alaunos Therapeutics, Inc. (TCRT) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of TCRT for every 15 shares of TCRT previously held. Fractional shares resulting from the split will be retained.


Nano Labs Ltd (NA) performed a 1:1 CUSIP change.


Prestige Wealth Inc. (PWM) performed a 1:1 CUSIP change.


Advanced Emissions Solutions, Inc. (ADES) performed a ticker change to ARQ, and changed its corporate name to Arq, Inc.


Ceridian HCM Holding (CDAY) performed a ticker change to DAY, and changed its corporate name to Dayforce Inc.


DoubleLine Commercial Real Estate ETF (DCMB) performed a ticker change to DCRE.


Deep Medicine Acquisition Corp. (DMAQ) performed a ticker change to TRUG, and changed its corporate name to TruGolf, Inc.


Strategy Shares Gold-Hedged Bond ETF (GLDB) performed a ticker change to GOLY.


NORTHERN STAR INVT CORP II COM (NSTB) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Pacer Metaurus US Large Cap Dividend Multiplier 300 ETF (TRPL) was delisted pending a stock liquidation. Details are still pending.

January 31, 2024

GeoVax Labs, Inc. (GOVX) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of GOVX for every 15 shares of GOVX previously held. Fractional shares resulting from the split will be retained.


ComSovereign Holding Corp. (COMS) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


VanEck Bitcoin Strategy ETF (XBTF) was delisted pending a stock liquidation. Details are still pending.

January 30, 2024

GRI Bio, Inc. (GRI) performed a 1 for 7 Reverse Split. This means shareholders will now hold 1 share of GRI for every 7 shares of GRI previously held. Fractional shares resulting from the split will be retained.


Qiagen NV (QGEN) performed a cash and stock merger. Shareholders will receive $1.2800 and 0.9700 shares of QGEN for each share of QGEN previously held. Fractional shares will be retained.


Arrival (ARVL) performed a ticker change to ARVLF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Powerbridge Technologies Co., Ltd. (PBTS) performed a ticker change to XTKG.


ReWalk Robotics Ltd. (RWLK) performed a ticker change to LFWD.


Northern Star Investment Corp. II (NSTB) is suspended and not currently trading.


OceanTech Acquisitions I Corp. (OTEC) was delisted pending a stock liquidation. Details are still pending.


INPX Warrants EXP 2023 (INPX+) warrants have expired worthless.

January 29, 2024

Hub Group, Inc. (HUBG) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of HUBG for every 1 share previously held. Fractional shares resulting from the split will be retained.


Intelligent Bio Solutions Inc. (INBS) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of INBS for every 12 shares previously held. Fractional shares resulting from the split will be retained.


Meta Materials Inc. (MMAT) performed a 1 for 100 Reverse Split. This means shareholders will now hold 1 share of MMAT for every 100 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Mondi Plc Unsponsored ADR (MONDY) performed a 10 for 11 Reverse Split, and changed its ticker to MONDD. This means shareholders will now hold 10 shares of MONDD for every 11 shares of MONDY previously held. Fractional shares resulting from the split will be retained.


EngageSmart, Inc. (ESMT) performed a cash merger. This means that shares were removed and shareholders will receive $23.0000 per share in cash.


Rain Oncology Inc. (RAIN) performed a cash and stock merger. Shareholders will receive $1.1600 and 1.0000 shares of RAIN^ for each share of RAIN previously held. Fractional shares resulting from the split will be retained.


Bright Health Group, Inc. (BHG) performed a ticker change to NEUE.


Gol Linhas Aereas Inteligentes S.A. American Depositary Shares (GOL) performed a ticker change to GOLLQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Griffin Industrial Realty, Inc. (GRIF) performed a ticker change to GRDI.


Tidal ETF Trust Private Real Estate Strategy via Liquid REITs ETF (PRVT) performed a ticker change to REAI.


AI Powered Equity ETF (AIEQ) performed a 1:1 CUSIP change.


Amplify Travel Tech ETF (AWAY) performed a 1:1 CUSIP change.


Amplify Etho Climate Leadership U.S. ETF (ETHO) performed a 1:1 CUSIP change.


Amplify Video Game Tech ETF (GAMR) performed a 1:1 CUSIP change.


Amplify Treatments, Testing and Advancements ETF (GERM) performed a 1:1 CUSIP change.


Amplify Cybersecurity ETF (HACK) performed a 1:1 CUSIP change.


Amplify Mobile Payments ETF (IPAY) performed a 1:1 CUSIP change.


Amplify BlueStar Israel Technology ETF (ITEQ) performed a 1:1 CUSIP change.


Amplify Global Cloud Technology ETF (IVES) performed a 1:1 CUSIP change.


Amplify Alternative Harvest ETF (MJ) performed a 1:1 CUSIP change.


Amplify U.S. Alternative Harvest ETF (MJUS) performed a 1:1 CUSIP change.


Amplify Junior Silver Miners ETF (SILJ) performed a 1:1 CUSIP change.


Aravive, Inc. (ARAV) is suspended and not currently trading.


Flutter Entmt Plc American Depositary Receipts (PDYPY) was suspended pending liquidation. Details are still pending.


WisdomTree International ESG Fund (RESD) was suspended pending liquidation. Details are still pending.


WisdomTree Emerging Markets ESG Fund (RESE) was suspended pending liquidation. Details are still pending.


WisdomTree U.S. ESG Fund (RESP) was suspended pending liquidation. Details are still pending.

January 26, 2024

TuanChe Limited American Depositary Shares (TC) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of TC for every 15 shares previously held. Fractional shares resulting from the split will be retained.


Orchard Therapeutics plc American Depositary Shares (ORTX) performed a cash and stock merger. Shareholders will receive $15.9000 and 10.0000 shares of ORTX^ for each share of ORTX previously held. Fractional shares resulting from the split will be retained.


Newcourt Acquisition Corp (NCAC) performed a ticker change to PBM, changed its corporate name to Psyence Biomedical Ltd., and performed a 1:1 CUSIP change.


Companhia De Transmissao Paulista Pfd American Depositary Shares (CTPTY) was delisted pending a stock liquidation. Details are still pending.


Companhia De Transmissao Paulista Pfd American Depositary Shares (CTPZY) was delisted pending a stock liquidation. Details are still pending.


EngageSmart, Inc. (ESMT) was delisted pending a stock liquidation. Details are still pending.


Magnum Opus Acquisition Limited (OPA) was delisted pending a stock liquidation. Details are still pending.


CYXTERA TECHNOLOGIES INC (CYXTQ) was declared worthless.


Groupon, Inc. Rights (GRPN^) expired worthless.

January 25, 2024

Inovio Pharmaceuticals, Inc. (INO) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of INO for every 12 shares previously held. Fractional shares resulting from the split will be retained,


Kaival Brands Innovations Group, Inc. (KAVL) performed a 1 for 21 Reverse Split. This means shareholders will now hold 1 share of KAVL for every 21 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Revelation Biosciences, Inc. (REVB) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of REVB for every 30 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


LIZHI INC. American Depositary Shares (LIZI) performed a ticker change to SOGP.


Mirati Therapeutics, Inc. (MRTX) performed a cash and stock merger. Shareholders will receive $58.0000 and 1.0000 share of MRTX^ of MRTX previously held.


Orchard Therapeutics plc American Depositary Shares (ORTX) was delisted pending acquisition. Details are still pending.

January 24, 2024

Inseego Corp. (INSG) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of INSG for every 10 shares of INSG previously held. Fractional shares resulting from the split will be retained.


United States Natural Gas Fund, LP Unit (UNG) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of UNG for every 4 shares of UNG previously held. Fractional shares resulting from the split will be retained.


Creatd Inc. (VOCL) performed a 1 for 500 Reverse Split, and changed its ticker to VOCLD. This means shareholders will now hold 1 share(s) of VOCLD for every 500 shares of VOCL previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


WisdomTree Global SmallCap Dividend Fund (GSD) performed a ticker change to GSDI. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


CORE SCIENTIFIC INC COM (CORZQ) performed a stock merger. Shareholders will receive 0.1 shares of CORZ, 0.253244 shares of CORZW, 0.211037 shares of CORZZ, and 1 share of CORZ^ for each share of CORZQ previously held. Fractional shares resulting from the split will be retained.


Mirati Therapeutics, Inc. (MRTX) was delisted pending acquisition. Details are still pending.

January 23, 2024

Datasea Inc. (DTSS) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of DTSS for every 15 shares of DTSS previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


SPIRIT REALTY CAPITAL, INC. (SRC) performed a stock merger. Shareholders will receive 0.7620 new shares of O for each old share of SRC previously held. Fractional shares will be retained.

January 22, 2024

Evaxion Biotech A/S (EVAX) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of EVAX for every 10 shares of EVAX previously held. Fractional shares resulting from the split will be retained.


Nuvve Holding Corp. (NVVE) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of NVVE for every 40 shares of NVVE previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Processa Pharmaceuticals, Inc. (PCSA) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of PCSA for every 20 shares of PCSA previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Reborn Coffee, Inc. (REBN) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of REBN for every 8 shares of REBN previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


CornerCap Fundametrics Large-Cap ETF (FUNL) performed a 1:1 CUSIP change.


Goldman Sachs ActiveBeta Paris-Aligned Climate U.S. Large Cap Equity ETF (GPAL) was liquidated. This means that shares were removed and shareholders will receive $39.5102 per share in cash.

January 19, 2024

China Liberal Education Holdings Limited (CLEU) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of CLEU for every 15 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


CN Energy Group Inc. (CNEY) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of CNEY for every 30 shares of CNEY previously held. Fractional shares resulting from the split will be retained.


The NFT Gaming Company, Inc. (NFTG) performed a ticker change to GXAI, and changed its corporate name to Gaxos.ai Inc.


SALEM MEDIA GROUP INC (SALM) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Aurora Technology Acquisition Corp. (ATAK) is suspended and not currently trading.

January 18, 2024

Panbela Therapeutics, Inc. (PBLA) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of PBLA for every 20 shares of PBLA previously held. Fractional shares resulting from the split will be retained.


Bluegreen Vacations Holding Corporation (BVH) performed a cash merger. This means that shares were removed and shareholders will receive $75.0000 per share in cash.


Pennsylvania Real Estate Investment Trust Shares of Beneficial Interest (PRET) performed a ticker change to PRETQ.

January 17, 2024

Ault Alliance, Inc. (AULT) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of AULT for every 25 shares of AULT previously held. Fractional shares resulting from the split will be retained.


Lazydays Holdings, Inc. (LAZY) performed a ticker change to GORV.


ELECTRIQ PWR HLDGS INC COM (ELIQ) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


BORAL LTD NEW ADR - Sponsored (Australia) (BOALY) was delisted pending a stock liquidation. Details are still pending.


Bluegreen Vacations Holding Corporation (BVH) was delisted pending acquisition. Details are still pending.

January 16, 2024

TransCode Therapeutics, Inc. (RNAZ) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of RNAZ for every 40 shares of RNAZ previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Unrivaled Brands, Inc. (UNRV) performed a 1 for 100 Reverse Split, and changed its ticker to UNRVD. This means shareholders will now hold 1 share of UNRVD for every 100 shares of UNRV previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Uxin Limited ADS (UXIN) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of UXIN for every 10 shares of UXIN previously held. Fractional shares resulting from the split will be retained.


Safeguard Scientifics, Inc. (SFE) performed a stock merger. Shareholders will receive 1.0000 new share of SFE for each old share of SFE previously held. Fractional shares will be retained.


Pono Capital Three, Inc. (PTHR) performed a ticker change to HOVR, changed its corporate name to New Horizon Aircraft Ltd., and performed a 1:1 CUSIP change.


Constellation Acquisition Corp I (CSTA) performed a ticker change to CSTAF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


CYXTERA TECHNOLOGIES INC (CYXTQ) was delisted pending a stock liquidation. Details are still pending.


Goldman Sachs ActiveBeta Paris-Aligned Climate U.S. Large Cap Equity ETF (GPAL) was delisted pending a stock liquidation. Details are still pending.


DIRTT ENVIRONMENTAL SOLUTIONS LTD COM (Canada) Right (DRTTF^) rights expired worthless.


Docebo Inc. Tender Offer Dividend Contra (DCBODIV) was declared worthless. 

January 12, 2024

eFFECTOR Therapeutics, Inc. (EFTR) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of EFTR for every 25 shares of EFTR previously held. Fractional shares resulting from the split will be retained.


Kyocera Corp American Depositary Receipts - Sponsored (Japan) (KYOCY) performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of KYOCY for every 1 share previously held. Fractional shares will be retained.


Pono Capital Three, Inc. (PTHR) performed a 1:1 CUSIP change.


Sterling Capital Diverse Multi-Manager Active ETF (DEIF) was liquidated. This means that shares were removed and shareholders will receive $24.8526 per share in cash.

January 11, 2024

V-Shares US Leadership Diversity ETF (VDNI) was liquidated. This means that shares were removed and shareholders will receive $26.07432 per share in cash.


V-Shares MSCI World ESG Materiality and Carbon Transition ETF (VMAT) was liquidated. This means that shares were removed and shareholders will receive $28.48511 per share in cash.

January 10, 2024

Bit Brother Limited (BETS) performed a 1 for 1000 Reverse Split. This means shareholders will now hold 1 share of BETS for every 1000 shares of BETS previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Mesoblast Limited (MESO) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of MESO for every 2 shares of MESO previously held. Fractional shares resulting from the split will be retained.


OMV-AG ADR NEW - Sponsored (Austria) (OMVKY) performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of OMVKY for every 1 share previously held. Fractional shares will be retained.


AcelRx Pharmaceuticals, Inc. (ACRX) performed a ticker change to TLPH, and changed its corporate name to Talphera, Inc.


Tremor International Ltd. (TRMR) performed a ticker change to NEXN.


Green Plains Partners LP (GPP) performed a cash and stock merger. Shareholders will receive $2.5000 and 0.4050 shares of GPRE for each share of GPP previously held. Fractional shares will be rounded up to the nearest share.


Innovator Double Stacker 9 Buffer ETF - January (DBJA) was liquidated. This means that shares were removed and shareholders will receive $29.4833 per share in cash.


Innovator Double Stacker ETF - January (DSJA) was liquidated. This means that shares were removed and shareholders will receive $29.8509 per share in cash.


Innovator Triple Stacker ETF - January (TSJA) was liquidated. This means that shares were removed and shareholders will receive $29.0875 per share in cash.


SPDR S&P Internet ETF (XWEB) was liquidated. This means that shares were removed and shareholders will receive $88.0769 per share in cash.


V-Shares US Leadership Diversity ETF (VDNI) was delisted pending a stock liquidation. Details are still pending.


V-Shares MSCI World ESG Materiality and Carbon Transition ETF (VMAT) was delisted pending a stock liquidation. Details are still pending.


GRIID INFRASTRUCTURE INC COM (GRDI) performed a ticker change to GRIF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.

January 9, 2024

Titan Pharmaceuticals, Inc. (TTNP) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of TTNP for every 20 shares of TTNP previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


VENATOR MATLS PLC ORD USD0.001 (United Kingdom) (VNTRF) performed a 1 for 137523 Reverse Split. This means shareholders will now hold 1 shares of VNTRF for every 137523 share of VNTRF previously held. Fractional shares resulting from the split will be paid as cash in lieu.


ATHERSYS INC NEW COM NEW (ATHX) performed a ticker change to ATHXQ.


AUDACY INC (AUDA) performed a ticker change to AUDAQ.


LumiraDx Limited (LMDX) performed a ticker change to LMDXF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Alset Capital Acquisition Corp. (ACAX) performed a stock merger. Shareholders will receive 1.0000 new share of HWH for each old share of ACAX previously held. Fractional shares will be retained.


Cabana Target Leading Sector Aggressive ETF (CLSA) performed a stock merger. Shareholders will receive 0.9584 new shares of CLSM for each old share of CLSA previously held. Fractional shares will be retained.


Cabana Target Leading Sector Conservative ETF (CLSC) performed a stock merger. Shareholders will receive 0.9522 new shares of CLSM for each old share of CLSC previously held. Fractional shares will be retained.


Startek Inc. (SRT) performed a cash merger. This means that shares were removed and shareholders will receive $4.3000 per share in cash.


Cabana Target Drawdown 13 ETF (TDSD) performed a stock merger. Shareholders will receive 0.9808 new shares of TDSC for each old share of TDSD previously held. Fractional shares will be retained.


Cabana Target Drawdown 16 ETF (TDSE) performed a stock merger. Shareholders will receive 0.9867 new shares of TDSC for each old share of TDSE previously held. Fractional shares will be retained.

January 8, 2024

1847 Holdings LLC (EFSH) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of EFSH for every 4 shares of EFSH previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Eiger BioPharmaceuticals, Inc. (EIGR) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of EIGR for every 30 shares of EIGR previously held. Fractional shares resulting from the split will be retained.


Oncternal Therapeutics, Inc. (ONCT) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of ONCT for every 20 shares of ONCT previously held. Fractional shares resulting from the split will be retained.


STEEL PARTNERS HOLDINGS L.P. (SPLP) performed a ticker change to SPLPZZZ, changed its corporate name to STEEL PARTNERS HOLDINGS L.P. Contra CUSIP, and performed a 1:1 CUSIP change.


Chicos FAS, Inc. (CHS) performed a cash merger. This means that shares were removed and shareholders will receive $7.6000 per share in cash.


CELYAD ONCOLOGY SA (CYADY) was liquidated. This means that shares were removed and shareholders will receive $0.4812 per share in cash.


SomaLogic, Inc. (SLGC) performed a stock merger. Shareholders will receive 1.1100 new shares of LAB for each old share of SLGC previously held. Fractional shares will be retained.


Cabana Target Leading Sector Aggressive ETF (CLSA) was delisted pending a stock liquidation. Details are still pending.


Cabana Target Leading Sector Conservative ETF (CLSC) was delisted pending a stock liquidation. Details are still pending.


Cabana Target Drawdown 13 ETF (TDSD) was delisted pending a stock liquidation. Details are still pending.


Cabana Target Drawdown 16 ETF (TDSE) was delisted pending a stock liquidation. Details are still pending.

January 5, 2024

DSS, Inc. (DSS) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of DSS for every 20 shares of DSS previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


SAB Biotherapeutics, Inc. (SABS) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of SABS for every 10 shares of SABS previously held. Fractional shares resulting from the split will be retained.


MICRON SOLUTIONS INC DEL (MICR) performed a ticker change to MICRZZZ, changed its corporate name to MICRON SOLUTIONS INC DEL Contra, and performed a 1:1 CUSIP change.


Humanigen, Inc. (HGEN) performed a ticker change to HGENQ.


Hallmark Financial Services, Inc. (HALL) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Nemaura Medical, Inc. (NMRD) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Chicos FAS, Inc. (CHS) was delisted pending a stock liquidation. Details are still pending.


Startek Inc. (SRT) was delisted pending acquisition. Details are still pending.

January 4, 2024

Aclarion, Inc. (ACON) performed a 1 for 16 Reverse Split. This means shareholders will now hold 1 share of ACON for every 16 shares of ACON previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Jasper Therapeutics, Inc. (JSPR) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of JSPR for every 10 shares of JSPR previously held. Fractional shares resulting from the split will be retained.


Livent Corporation (LTHM) performed a stock merger. Shareholders will receive 2.4060 new shares of ALTM for each old share of LTHM previously held. Fractional shares will be retained.


AppHarvest, Inc. (APPHQ) was declared worthless. 


Sterling Capital Diverse Multi-Manager Active ETF (DEIF) was delisted pending a stock liquidation. Details are still pending.

January 3, 2024

Lixiang Education Holding Co., Ltd. (LXEH) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of LXEH for every 2 shares of LXEH previously held. Fractional shares resulting from the split will be retained.


Peraso Inc. (PRSO) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of PRSO for every 40 shares of PRSO previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Tenax Therapeutics, Inc. (TENX) performed a 1 for 80 Reverse Split. This means shareholders will now hold 1 share of TENX for every 80 shares of TENX previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Adit EdTech Acquisition Corp (ADEX) performed a ticker change to GRDI, changed its corporate name to GRIID Infrastructure Inc., and performed a 1:1 CUSIP change.


Hashdex Bitcoin Futures ETF (DEFI) performed a 1:1 CUSIP change.


Flex Ltd. (FLEX) performed a spinoff of NXT. For every 1 share of FLEX held, shareholders will receive 0.1742 shares of NXT. Fractional shares from the spinoff will be retained.


Innovator Double Stacker 9 Buffer ETF - January (DBJA) was delisted pending a stock liquidation. Details are still pending.


Disruptive Acquisition Corporation I (DISA) was delisted pending a stock liquidation. Details are still pending.


Innovator Double Stacker ETF - January (DSJA) was delisted pending a stock liquidation. Details are still pending.


Innovator Triple Stacker ETF - January (TSJA) was delisted pending a stock liquidation. Details are still pending.


SPDR S&P Internet ETF (XWEB) was delisted pending a stock liquidation. Details are still pending.


CI Financial Income Fund Dividend Contra (CIXXFDIV) was declared worthless. 

January 2, 2024

Pasithea Therapeutics Corp. (KTTA) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of KTTA for every 20 shares of KTTA previously held. Fractional shares resulting from the split will be retained.


ToughBuilt Industries, Inc. (TBLT) performed a 1 for 65 Reverse Split. This means shareholders will now hold 1 share of TBLT for every 65 shares of TBLT previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


FREYR Battery Inc. (FREY) performed a 1:1 CUSIP change.


Lazard Ltd. (LAZ) changed its corporate name to Lazard Inc., and performed a 1:1 CUSIP change.


Banyan Acquisition Corporation (BYN) performed a ticker change to PNST, and changed its corporate name to Pinstripes Holdings, Inc.


Dividend and Income Fund (DNIF) performed a ticker change to BXSY, and changed its corporate name to Bexil Investment Trust .


Templeton Global Income Fund (Delaware) (GIM) performed a ticker change to SABA, and changed its corporate name to Saba Capital Income.


NexPoint Diversified Real Estate Trust (NXDT) distributed a stock dividend of 0.0132 per share. Shareholders received 0.0132 additional shares for every share previously held. Fractional shares will be retained.


Applied Molecular Transport Inc. (AMTI) performed a stock merger. Shareholders will receive 0.1331 new shares of CYTH for each old share of AMTI previously held. Fractional shares will be rounded up to the nearest share.


DISH Network Corporation (DISH) performed a stock merger. Shareholders will receive 0.3509 new shares of SATS for each old share of DISH previously held. Fractional shares will be retained.


Eneti Inc. (NETI) performed a cash merger. This means that shares were removed and shareholders will receive $11.3676 per share in cash.


RPT Realty (RPT) performed a stock merger. Shareholders will receive 0.6049 new shares of KIM for each old share of RPT previously held. Fractional shares will be retained.


Aptinyx Inc. (APTX) was delisted pending a stock liquidation. Details are still pending.


Axcella Health Inc. (AXLA) was delisted pending a stock liquidation. Details are still pending.


Rubius Therapeutics, Inc. (RUBY) was delisted pending acquisition. Details are still pending.


Vyant Bio, Inc. (VYNT) was delisted pending a stock liquidation. Details are still pending.


Herzfeld Caribbean Basin Fund, Inc. Non-transferable Rights (CUBA^) rights expired worthless.


Imperial Oil Limited Voluntary Offer Dividend Payment Contra (IMOZZZ) was declared worthless. 


ONCORUS INC (ONCR) was declared worthless. 

December 29, 2023

Avalo Therapeutics, Inc. (AVTX) performed a 1 for 240 Reverse Split. This means shareholders will now hold 1 share of AVTX for every 240 shares of AVTX previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Versus Systems Inc. (VS) performed a 1 for 16 Reverse Split. This means shareholders will now hold 1 share of VS for every 16 shares of VS previously held. Fractional shares resulting from the split will be retained.


MINERVA SURGICAL INC COM NEW (UTRS) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Innovative International Acquisition Corp. (IOAC) performed a ticker change to ZCAR, changed its corporate name to Zoomcar Holdings Inc., and performed a 1:1 CUSIP change.


Companhia Paranaense de Energia - COPEL (ELP) performed a spinoff of ELPC. For every 1 share of ELP held, shareholders will receive 0.2500 shares of ELPC. Fractional shares from the spinoff will be retained.


Hammerhead Energy Inc. (HHRS) performed a cash and stock merger. Shareholders will receive $11.7524 and 0.5340 shares of CPG for each share of HHRS previously held. Fractional shares will be retained.


Armor US Equity Index ETF (ARMR) was liquidated. This means that shares were removed and shareholders will receive $20.5293 per share in cash.


Accretion Acquisition Corp. (ENER) was liquidated. This means that shares were removed and shareholders will receive $10.5785 per share in cash.


HUANENG PWR INTL INC (HNPIY) was liquidated. This means that shares were removed and shareholders will receive $17.2888 per share in cash.


Corbett Road Tactical Opportunity ETF (OPPX) was liquidated. This means that shares were removed and shareholders will receive $22.3283 per share in cash.


Eneti Inc. (NETI) was delisted pending acquisition. Details are still pending.


NXG Cushing Midstream Energy Fund Rights (SRV^) rights expired worthless.


Weatherford International PLC Warrants (WFTUF) warrants have expired worthless.

December 28, 2023

EG Acquisition Corp. (EGGF) performed a ticker change to FLYX, changed its corporate name to flyExclusive, Inc., and performed a 1:1 CUSIP change.


Ebix, Inc. (EBIX) performed a ticker change to EBIXQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


HHGREGG Inc (HGGGQ) performed a ticker change to HGGG.


POINT Biopharma Global Inc. (PNT) performed a cash merger. This means that shares were removed and shareholders will receive $12.5000 per share in cash.


Fusion Acquisition Corp. II (FSNB) was liquidated. This means that shares were removed and shareholders will receive $10.6797 per share in cash.


OPY Acquisition Corp. I (OHAA) was liquidated. This means that shares were removed and shareholders will receive $10.5203 per share in cash.


Merk Stagflation ETF (STGF) was liquidated. This means that shares were removed and shareholders will receive $22.69 per share in cash.


Capital Product Partners L.P. Rights (CPLP^) rights expired worthless.


Applied Molecular Transport Inc. (AMTI) was delisted pending a stock liquidation. Details are still pending.


Armor US Equity Index ETF (ARMR) was delisted pending a stock liquidation. Details are still pending.


Corbett Road Tactical Opportunity ETF (OPPX) was delisted pending a stock liquidation. Details are still pending.

December 27, 2023

AEye, Inc. (LIDR) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of LIDR for every 30 shares of LIDR previously held. Fractional shares resulting from the split will be retained.


Nxu, Inc. (NXU) performed a 1 for 150 Reverse Split. This means shareholders will now hold 1 share of NXU for every 150 shares of NXU previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


PARTS iD, Inc. (ID) performed a ticker change to IDICQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Jupiter Acquisition Corporation (JAQC) was liquidated. This means that shares were removed and shareholders will receive $10.3418 per share in cash.


LiveVox Holdings, Inc. (LVOX) performed a cash merger. This means that shares were removed and shareholders will receive $3.7400 per share in cash.


Accretion Acquisition Corp. (ENER) was delisted pending a stock liquidation. Details are still pending.


Merk Stagflation ETF (STGF) was delisted pending a stock liquidation. Details are still pending.

December 26, 2023

Brilliant Acquisition Corporation (BRLI) performed a stock merger. Shareholders will receive 1.4000 new shares of NUKK for each old share of BRLI previously held. Fractional shares will be retained.


Clean Earth Acquisitions Corp. (CLIN) performed a ticker change to ALCE, changed its corporate name to Alternus Clean Energy, Inc., and performed a 1:1 CUSIP change.


Neovasc Inc. (NVCN) performed a cash merger. This means that shares were removed and shareholders will receive $17.4375 per share in cash. Shareholders will also receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.


LiveVox Holdings, Inc. (LVOX) was delisted pending acquisition. Details are still pending.

December 22, 2023

Esports Entertainment Group Inc. (GMBL) performed a 1 for 400 Reverse Split. This means shareholders will now hold 1 share of GMBL for every 400 shares of GMBL previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Blue Water Biotech, Inc. (BWV) performed a ticker change to ONCO, and changed its corporate name to Onconetix, Inc.


Nogin, Inc. (NOGN) performed a ticker change to NOGNQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


BYTE Acquisition Corp. (BYTS) performed a ticker change to AISP, changed its corporate name to Airship AI Holdings, Inc., and performed a 1:1 CUSIP change.


Chavant Capital Acquisition Corp. (CLAY) performed a ticker change to MOBX, changed its corporate name to Mobix Labs, Inc., and performed a 1:1 CUSIP change.


Dune Acquisition Corporatio (DUNE) performed a ticker change to HGAS, changed its corporate name to Global Gas Corporation, and performed a 1:1 CUSIP change.


Prospector Capital Corp. (PRSR) performed a ticker change to LDTC, changed its corporate name to LeddarTech Holdings Inc., and performed a 1:1 CUSIP change.


Midwest Holding Inc. (MDWT) performed a cash merger. This means that shares were removed and shareholders will receive $27.0000 per share in cash.


Patriot Transportation Holding, Inc. (PATI) performed a cash merger. This means that shares were removed and shareholders will receive $16.2600 per share in cash.


P & F Industries, Inc. (PFIN) performed a cash merger. This means that shares were removed and shareholders will receive $13.0000 per share in cash.


Chindata Group Holdings Limited (CD) was liquidated. This means that shares were removed and shareholders will receive $8.5500 per share in cash.


J.P. Morgan Exchange-Traded Fund Trust JPMorgan Sustainable Consumption ETF (CIRC) was liquidated. This means that shares were removed and shareholders will receive $51.9298 per share in cash.


iShares iBonds Dec 2023 Term Corporate ETF (IBDO) was liquidated. This means that shares were removed and shareholders will receive $25.3323 per share in cash.


iShares iBonds 2023 Term High Yield and Income ETF (IBHC) was liquidated. This means that shares were removed and shareholders will receive $23.6464 per share in cash.


iShares Trust iShares iBonds Dec 2023 Term Treasury ETF (IBTD) was liquidated. This means that shares were removed and shareholders will receive $24.7635 per share in cash.


J.P. Morgan Exchange-Traded Fund Trust JPMorgan Social Advancement ETF (UPWD) was liquidated. This means that shares were removed and shareholders will receive $57.0111 per share in cash.


Hammerhead Energy Inc. (HHRS) was delisted pending acquisition. Details are still pending.

December 21, 2023

BIO-key International, Inc. (BKYI) performed a 1 for 18 Reverse Split. This means shareholders will now hold 1 share of BKYI for every 18 shares of BKYI previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Mullen Automotive, Inc. (MULN) performed a 1 for 100 Reverse Split. This means shareholders will now hold 1 share of MULN for every 100 shares of MULN previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


NeuroBo Pharmaceuticals, Inc. (NRBO) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of NRBO for every 8 shares of NRBO previously held. Fractional shares resulting from the split will be retained.


BIRD GLOBAL INC (BRDS) performed a ticker change to BRDSQ.


Harbor Custom Development, Inc. (HCDI) performed a ticker change to HCDIQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


IMPEL PHARMACEUTICALS INC (IMPL) performed a ticker change to IMPLQ.


Black Mountain Acquisition Corp. (BMAC) was liquidated. This means that shares were removed and shareholders will receive $10.7791 per share in cash.


Thunder Bridge Capital Partners III Inc. (TBCP) was liquidated. This means that shares were removed and shareholders will receive $10.1963 per share in cash.


P & F Industries, Inc. (PFIN) was delisted pending a stock liquidation. Details are still pending.

December 20, 2023

Bone Biologics Corp (BBLG) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of BBLG for every 8 shares of BBLG previously held. Fractional shares resulting from the split will be retained.


Canopy Growth Corporation (CGC) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of CGC for every 10 shares of CGC previously held. Fractional shares resulting from the split will be retained.


comScore, Inc. (SCOR) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of SCOR for every 20 shares of SCOR previously held. Fractional shares resulting from the split will be retained.


Sidus Space, Inc. (SIDU) performed a 1 for 100 Reverse Split. This means shareholders will now hold 1 share of SIDU for every 100 shares of SIDU previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Meiwu Technology Company Limited (WNW) performed a 1 for 35 Reverse Split. This means shareholders will now hold 1 share of WNW for every 35 shares of WNW previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


CUENTAS INC COM PAR $ (CUEN) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Farfetch Limited (FTCH) performed a ticker change to FTCHF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


MICROMOBILITY.COM INC (MCOM) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


SportsMap Tech Acquisition Corp. (SMAP) performed a ticker change to MSAI, changed its corporate name to Infrared Cameras Holdings, Inc., and performed a 1:1 CUSIP change.


VectivBio Holding AG (VECT) performed a cash merger. This means that shares were removed and shareholders will receive $17.0000 per share in cash.


Invesco High Income 2023 Escrow (IHIT^) rights expired worthless.

December 19, 2023

TFF Pharmaceuticals, Inc. (TFFP) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of TFFP for every 25 shares of TFFP previously held. Fractional shares resulting from the split will be retained.


FRESH TRACKS THERAPEUTICS INC (FRTX) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Near Intelligence, Inc. (NIR) performed a ticker change to NIRLQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Virtus Stone Harbor Emerging Markets Total Income Fund (EDI) performed a stock merger. Shareholders will receive 1.1537 new shares of EDF for each old share of EDI previously held. Fractional shares will be retained.


Nabors Energy Transition Corp. (NETC) performed a ticker change to VSTE, changed its corporate name to Vast Solar Pty Ltd, and performed a 1:1 CUSIP change.


Neoleukin Therapeutics, Inc. (NLTX) performed a stock merger. Shareholders will receive 0.25 shares of NGNE for each share of NLTX previously held. Additionally, shareholders will receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.


PCTEL, Inc. (PCTI) performed a cash merger. This means that shares were removed and shareholders will receive $7.0000 per share in cash.


Acropolis Infrastructure Acquisition Corp. (ACRO) was liquidated. Shareholders will receive $10.4931 cash per each share of ACRO previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


Invesco BulletShares 2023 Corporate Bond ETF (BSCN) was liquidated. This means that shares were removed and shareholders will receive $21.1973 per share in cash.


Invesco BulletShares 2023 High Yield Corporate Bond ETF (BSJN) was liquidated. This means that shares were removed and shareholders will receive $23.5032 per share in cash.


Invesco Exchange-Traded Self-Indexed Fund Trust Invesco BulletShares 2023 Municipal Bond ETF (BSMN) was liquidated. This means that shares were removed and shareholders will receive $25.1116 per share in cash.


IndexIQ ETF Trust IQ U.S. Large Cap ETF (CLRG) was liquidated. This means that shares were removed and shareholders will receive $34.68203 per share in cash.


CPI Inflation Hedged ETF (CPI) was liquidated. This means that shares were removed and shareholders will receive $25.5859 per share in cash.


Gardiner Healthcare Acquisitions Corp. (GDNR) was liquidated. This means that shares were removed and shareholders will receive $10.9196 per share in cash.


IQ ARB Global Resources (GRES) was liquidated. This means that shares were removed and shareholders will receive $32.76877 per share in cash.


IQ MacKay Multi-Sector Income ETF (MMSB) was liquidated. This means that shares were removed and shareholders will receive $23.35153 per share in cash.


IndexIQ ETF Trust IQ U.S. Mid Cap R&D Leaders ETF (MRND) was liquidated. This means that shares were removed and shareholders will receive $23.56546 per share in cash.


Chindata Group Holdings Limited (CD) was delisted pending acquisition. Details are still pending.

December 18, 2023

Cyclacel Pharmaceuticals, Inc. (CYCC) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of CYCC for every 15 shares of CYCC previously held. Fractional shares resulting from the split will be retained.


First Wave BioPharma, Inc. (FWBI) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of FWBI for every 20 shares of FWBI previously held. Fractional shares resulting from the split will be retained.


Virax Biolabs Group Limited (VRAX) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of VRAX for every 10 shares of VRAX previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


17 Education & Technology Group Inc. (YQ) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of YQ for every 5 shares of YQ previously held. Fractional shares resulting from the split will be retained.


iShares U.S. Digital Infrastructure and Real Estate ETF (IGN) performed a ticker change to IDGT.


IMPEL PHARMACEUTICALS INC (IMPL) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Troika Media Group, Inc. (TRKA) performed a ticker change to TRKAQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Computer Task Group, Inc. (CTG) performed a cash merger. This means that shares were removed and shareholders will receive $10.5000 per share in cash.


The Energy & Minerals Group EV, Solar & Battery Materials (Lithium, Nickel, Copper, Cobalt) Futures Strategy ETF (CHRG) was liquidated. This means that shares were removed and shareholders will receive $15.9651 per share in cash.


Khosla Ventures Acquisition Co. (KVSA) was liquidated. This means that shares were removed and shareholders will receive $10.7568 per share in cash.


Invesco BulletShares 2023 Corporate Bond ETF (BSCN) was delisted pending a stock liquidation. Details are still pending.


Invesco BulletShares 2023 High Yield Corporate Bond ETF (BSJN) was delisted pending a stock liquidation. Details are still pending.


Invesco Exchange-Traded Self-Indexed Fund Trust Invesco BulletShares 2023 Municipal Bond ETF (BSMN) was delisted pending a stock liquidation. Details are still pending.


J.P. Morgan Exchange-Traded Fund Trust JPMorgan Sustainable Consumption ETF (CIRC) was delisted pending a stock liquidation. Details are still pending.


Virtus Stone Harbor Emerging Markets Total Income Fund (EDI) was delisted pending acquisition. Details are still pending.


Gardiner Healthcare Acquisitions Corp. (GDNR) was delisted pending a stock liquidation. Details are still pending.


iShares iBonds Dec 2023 Term Corporate ETF (IBDO) was delisted pending a stock liquidation. Details are still pending.


iShares iBonds 2023 Term High Yield and Income ETF (IBHC) was delisted pending a stock liquidation. Details are still pending.


iShares Trust iShares iBonds Dec 2023 Term Treasury ETF (IBTD) was delisted pending a stock liquidation. Details are still pending.


PCTEL, Inc. (PCTI) was delisted pending acquisition. Details are still pending.


J.P. Morgan Exchange-Traded Fund Trust JPMorgan Social Advancement ETF (UPWD) was delisted pending acquisition. Details are still pending.

December 15, 2023

Hub Cyber Security Ltd. (HUBC) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of HUBC for every 10 shares of HUBC previously held. Fractional shares resulting from the split will be retained.


Lufax Holding Ltd. (LU) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of LU for every 4 shares of LU previously held. Fractional shares resulting from the split will be retained.


TC BioPharm (Holdings) plc (TCBP) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of TCBP for every 20 shares of TCBP previously held. Fractional shares resulting from the split will be retained.


Arlington Asset Investment Corp. (AAIC) performed a cash and stock merger. Shareholders will receive $0.0900 and 0.3619 shares of EFC for each share of AAIC previously held. Fractional shares will be retained.


7GC & Co. Holdings Inc. (VII) performed a ticker change to BNZI, changed its corporate name to Banzai International, Inc., and performed a 1:1 CUSIP change.


CITIZENS HLDG CO MISS (CIZN) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


SMART FOR LIFE INC (SMFL) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


VAPOTHERM INC (VAPO) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Listed Funds Trust Roundhill BIG Bank ETF (BIGB) was liquidated. This means that shares were removed and shareholders will receive $28.9403 per share in cash.


Roundhill IO Digital Infrastructure ETF (BYTE) was liquidated. This means that shares were removed and shareholders will receive $9.5037 per share in cash.


Roundhill MEME ETF (MEME) was liquidated. This means that shares were removed and shareholders will receive $38.4892 per share in cash.


Black Mountain Acquisition Corp. (BMAC) was delisted pending a stock liquidation. Details are still pending.


The Energy & Minerals Group EV, Solar & Battery Materials (Lithium, Nickel, Copper, Cobalt) Futures Strategy ETF (CHRG) was delisted pending a stock liquidation. Details are still pending.


SUNLIGHT FINL HLDGS INC CL A NEW (SUNLQ) was delisted pending a stock liquidation. Details are still pending.

December 14, 2023

Ainos, Inc. (AIMD) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of AIMD for every 5 shares of AIMD previously held. Fractional shares resulting from the split will be retained.


Genetic Technologies Ltd ADS (GENE) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of GENE for every 5 shares of GENE previously held. Fractional shares resulting from the split will be retained.


Surrozen, Inc. (SRZN) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of SRZN for every 15 shares of SRZN previously held. Fractional shares resulting from the split will be retained.


TEMPO AUTOMATION HLDGS INC (TMPO) performed a ticker change to TMPOQ.


Miromatrix Medical Inc. (MIRO) performed a cash merger. This means that shares were removed and shareholders will receive $3.2500 per share in cash. Shareholders will also receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.


Navios Maritime Holdings Inc. (NM) performed a cash merger. This means that shares were removed and shareholders will receive $2.2800 per share in cash.


Seagen Inc. (SGEN) performed a cash merger. This means that shares were removed and shareholders will receive $229.0000 per share in cash.


InterPrivate III Financial Partners Inc. (IPVF) was liquidated. This means that shares were removed and shareholders will receive $10.7555 per share in cash. Shareholders will also receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.


M3-Brigade Acquisition II Corp. (MBAC) was liquidated. This means that shares were removed and shareholders will receive $10.5846 per share in cash.


Arlington Asset Investment Corp. (AAIC) was delisted pending acquisition. Details are still pending.


Listed Funds Trust Roundhill BIG Bank ETF (BIGB) was delisted pending a stock liquidation. Details are still pending.


Computer Task Group, Inc. (CTG) was delisted pending a stock liquidation. Details are still pending.


NXG Cushing Midstream Energy Fund Rights (SRV^) expired worthless. 


Weatherford International PLC Warrants (WFTUF) expired worthless. 


ALLENA PHARMACEUTICALS (ALNAQ) was declared worthless.

December 13, 2023

Altamira Therapeutics Ltd. (CYTO) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of CYTO for every 20 shares of CYTO previously held. Fractional shares resulting from the split will be retained.


EF Hutton Acquisition Corporation I (EFHT) performed a ticker change to ECDA, changed its corporate name to ECD Automotive Design, Inc., and performed a 1:1 CUSIP change.


Gravitas Education Holdings, Inc. (GEHI) performed a ticker change to MYND, changed its corporate name to Mynd.ai, Inc., and performed a 1:1 CUSIP change.


Forest Road Acquisition Corp. II (FRXB) was liquidated. This means that shares were removed and shareholders will receive $10.4096 per share in cash.


Roundhill IO Digital Infrastructure ETF (BYTE) was delisted pending a stock liquidation. Details are still pending.


IndexIQ ETF Trust IQ U.S. Large Cap ETF (CLRG) was delisted pending a stock liquidation. Details are still pending.


CPI Inflation Hedged ETF (CPI) was delisted pending a stock liquidation. Details are still pending.


IQ ARB Global Resources (GRES) was delisted pending a stock liquidation. Details are still pending.


Roundhill MEME ETF (MEME) was delisted pending a stock liquidation. Details are still pending.


IQ MacKay Multi-Sector Income ETF (MMSB) was delisted pending a stock liquidation. Details are still pending.


IndexIQ ETF Trust IQ U.S. Mid Cap R&D Leaders ETF (MRND) was delisted pending a stock liquidation. Details are still pending.


QUANERGY SYS INC CL A NEW (QNGYQ) was declared worthless. 

December 12, 2023

Applied UV, Inc. (AUVI) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of AUVI for every 25 shares of AUVI previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


EVELO BIOSCIENCES INC (EVLO) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


UpHealth, Inc. (UPH) performed a ticker change to UPHL. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Beard Energy Transition Acquisition Corp. (BRD) was liquidated. This means that shares were removed and shareholders will receive $10.7309 per share in cash.


BSQUARE Corporation (BSQR) performed a cash merger. This means that shares were removed and shareholders will receive $1.9000 per share in cash.


Kelly Hotel & Lodging Sector ETF (HOTL) was liquidated. This means that shares were removed and shareholders will receive $14.6395 per share in cash.


Kelly Residential & Apartment Real Estate ETF (RESI) was liquidated. This means that shares were removed and shareholders will receive $9.7321 per share in cash.


Strategic Trust Kelly CRISPR & Gene Editing Technology ETF (XDNA) was liquidated. This means that shares were removed and shareholders will receive $7.3846 per share in cash.


Khosla Ventures Acquisition Co. (KVSA) was delisted pending a stock liquidation. Details are still pending.


Software AG Sponsored ADR (Germany Federal Republic) (STWRY) was delisted pending a stock liquidation. Details are still pending.


ShoulderUp Technology Acquisition Corp. (SUAC) was delisted pending a stock liquidation. Details are still pending.


Thunder Bridge Capital Partners III Inc. (TBCP) was delisted pending a stock liquidation. Details are still pending.


RumbleOn, Inc. Non Transferable Rights (RMBL^) expired worthless. 

December 11, 2023

Aurora Mobile Limited (JG) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of JG for every 20 shares of JG previously held. Fractional shares resulting from the split will be retained.


Synchronoss Technologies, Inc. (SNCR) performed a 1 for 9 Reverse Split. This means shareholders will now hold 1 share of SNCR for every 9 shares of SNCR previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Mobiv Acquisition Corp (MOBV) performed a stock merger. Shareholders will receive 4.5725 new shares of SVMH for each old share of MOBV previously held. Fractional shares will be retained.


InterPrivate III Financial Partners Inc. (IPVF) was delisted pending a stock liquidation. Details are still pending.


M3-Brigade Acquisition II Corp. (MBAC) was delisted pending a stock liquidation. Details are still pending.

December 8, 2023

Cenntro Electric Group Limited (CENN) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of CENN for every 10 shares of CENN previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Science 37 Holdings, Inc. (SNCE) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of SNCE for every 20 shares of SNCE previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Instil Bio, Inc. (TIL) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of TIL for every 20 shares of TIL previously held. Fractional shares resulting from the split will be retained.


CAPSTONE GREEN ENERGY CORP (CGRNQ) performed a 1:1 CUSIP change.


Arco Platform Limited (ARCE) performed a cash merger. This means that shares were removed and shareholders will receive $14.0000 per share in cash.


10X Capital Venture Acquisition Corp. II Unit (VCXAU) performed a stock merger. Shareholders will receive 1.39555843 new shares of AAGR for each old share of VCXAU previously held. Shareholders will receive 0.33 new shares of AAGRW for each old share of VCXAU previously held.


CF Acquisition Corp. IV (CFIV) was liquidated. This means that shares were removed and shareholders will receive $10.5758 per share in cash.


CRESCERA CAP ACQUISITION CORP (CREEF) was liquidated. This means that shares were removed and shareholders will receive $10.9626 per share in cash.


FinServ Acquisition Corp. II (FSRX) was liquidated. This means that shares were removed and shareholders will receive $10.3386 per share in cash.


iShares iBonds Dec 2023 Term Muni Bond ETF (IBML) was liquidated. This means that shares were removed and shareholders will receive $25.5526 per share in cash.


LIV Capital Acquisition Corp. II (LIVB) was liquidated. This means that shares were removed and shareholders will receive $10.9479 per share in cash.


Aenza S.A.A. (AENZ) was delisted pending a stock liquidation. Details are still pending.


BSQUARE Corporation (BSQR) was delisted pending acquisition. Details are still pending.


ORBITAL INFRASTRUCTURE GROUP INC (OIGBQ) was delisted pending a stock liquidation. Details are still pending.

December 7, 2023

FLJ Group Limited (FLJ) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of FLJ for every 40 shares of FLJ previously held. Fractional shares resulting from the split will be retained.


PAVmed Inc. (PAVM) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of PAVM for every 15 shares of PAVM previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Xos, Inc. (XOS) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of XOS for every 30 shares of XOS previously held. Fractional shares resulting from the split will be retained.


10X Capital Venture Acquisition Corp. II (VCXA) performed a stock merger. Shareholders will receive 1.3956 new shares of AAGR for each old share of VCXA previously held. Fractional shares will be rounded up to the nearest share.


10X Capital Venture Acquisition Corp. II Warrant (VCXAW) performed a ticker change to AAGRW, changed its corporate name to African Agriculture Holdings Inc Warrant, and performed a 1:1 CUSIP change.


Western Asset Mortgage Capital Corporation (WMC) performed a cash and stock merger. Shareholders will receive $0.9200 and 1.4980 shares of MITT for each share of WMC previously held. Fractional shares will be retained.


Seaport Global Acquisition II Corp. (SGII) was liquidated. This means that shares were removed and shareholders will receive $10.8350 per share in cash.


Mobiquity Technologies, Inc. (MOBQ) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


CRESCERA CAP ACQUISITION CORP (CREEF) was delisted pending a stock liquidation. Details are still pending.


Fat Projects Acquisition Corp (FATP) was delisted pending a stock liquidation. Details are still pending.


10X Capital Venture Acquisition Corp. II Unit (VCXAU) was delisted pending a stock liquidation. Details are still pending.

December 6, 2023

Cazoo Group Ltd (CZOO) performed a 1 for 100 Reverse Split. This means shareholders will now hold 1 share of CZOO for every 100 shares of CZOO previously held. Fractional shares resulting from the split will be retained.


CONTRAFECT CORP (CFRX) performed a ticker change to CFRXQ. The security was delisted to OTC.


Abcam plc American Depositary Shares (ABCM) performed a cash merger. This means that shares were removed and shareholders will receive $24.0000 per share in cash.


KnightSwan Acquisition Corporation (KNSW) was delisted pending a stock liquidation. Details are still pending.


Simplicity Esports & Gaming Co Warrant 11/20/2023 (WINRW) expired worthless.


Western Asset Mortgage Capital Corporation (WMC) was delisted pending acquisition. Details are still pending.


AppHarvest, Inc. (APPHQ) was delisted pending a stock liquidation. Details are still pending.


Youngevity International, Inc. (YGYI) was delisted pending a stock liquidation. Details are still pending.

December 5, 2023

ZyVersa Therapeutics, Inc. (ZVSA) performed a 1 for 35 Reverse Split. This means shareholders will now hold 1 share of ZVSA for every 35 shares of ZVSA previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Churchill Capital Corp VI (CCVI) was liquidated. This means that shares were removed and shareholders will receive $10.4840 per share in cash.


Healthwell Acquisition Corp. I (HWEL) was liquidated. This means that shares were removed and shareholders will receive $10.5107 per share in cash.


SONIC FDRY INC (SOFO) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Fat Projects Acquisition Corp (FATP) is suspended and not currently trading.

December 4, 2023

Brenmiller Energy Ltd (BNRG) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of BNRG for every 10 shares of BNRG previously held. Fractional shares resulting from the split will be retained.


Direxion Daily S&P Biotech Bull 3X Shares (LABU) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of LABU for every 20 shares of LABU previously held. Fractional shares resulting from the split will be retained.


micromobility.com Inc. (MCOM) performed a 1 for 150 Reverse Split. This means shareholders will now hold 1 share of MCOM for every 150 shares of MCOM previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Siyata Mobile, Inc. (SYTA) performed a 1 for 7 Reverse Split. This means shareholders will now hold 1 share of SYTA for every 7 shares of SYTA previously held. Fractional shares resulting from the split will be retained.


Direxion Daily 20+ Year Treasury Bull 3X Shares (TMF) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of TMF for every 10 shares of TMF previously held. Fractional shares resulting from the split will be retained.


PROOF Acquisition Corp I (PACI) performed a ticker change to SOAR, and changed its corporate name to Volato Group Inc.


CORENERGY INFRASTRUCTURE TR INC (CORR) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Greenhill & Co., Inc. (GHL) performed a cash merger. This means that shares were removed and shareholders will receive $15.0000 per share in cash.


Hut 8 Mining Corp. (HUT) performed a stock merger. Shareholders will receive 0.2000 new shares of HUT for each old share of HUT previously held. Fractional shares will be retained.


Nuveen Corporate Income 2023 Target Term Fund (JHAA) was liquidated. This means that shares were removed and shareholders will receive $9.7236 per share in cash.


Leo Holdings Corp. II (LHC) was liquidated. This means that shares were removed and shareholders will receive $10.9557 per share in cash.


Churchill Capital Corp VI (CCVI) was delisted pending a stock liquidation. Details are still pending.


iShares iBonds Dec 2023 Term Muni Bond ETF (IBML) was delisted pending a stock liquidation. Details are still pending.


Seaport Global Acquisition II Corp. (SGII) was delisted pending a stock liquidation. Details are still pending.

December 1, 2023

ENGlobal Corporation (ENG) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of ENG for every 8 shares of ENG previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Holly Energy Partners, L.P. (HEP) performed a cash and stock merger. Shareholders will receive $4.0000 and 0.3150 shares of DINO for each share of HEP previously held. Fractional shares will be retained.


PacWest Bancorp (PACW) performed a stock merger. Shareholders will receive 0.6569 new shares of BANC for each old share of PACW previously held. Fractional shares will be retained.


Partners Bancorp (PTRS) performed a stock merger. Shareholders will receive 1.1500 new shares of LNKB for each old share of PTRS previously held. Fractional shares will be retained.


Worthington Enterprises, Inc. (WOR) performed a spinoff of WS. For every 1 share of WOR held, shareholders will receive 1.0000 share of WS. Fractional shares from the spinoff will be retained.


Greenhill & Co., Inc. (GHL) was delisted pending acquisition. Details are still pending.


Kelly Hotel & Lodging Sector ETF (HOTL) was delisted pending a stock liquidation. Details are still pending. 


QUANERGY SYS INC (QNGYQ) was delisted pending a stock liquidation. Details are still pending. 


Kelly Residential & Apartment Real Estate ETF (RESI) was delisted pending a stock liquidation. Details are still pending. 


Strategic Trust Kelly CRISPR & Gene Editing Technology ETF (XDNA) was delisted pending a stock liquidation. Details are still pending. 

November 30, 2023

Cingulate Inc. (CING) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of CING for every 20 shares of CING previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


LQR House Inc. (LQR) performed a 1 for 60 Reverse Split. This means shareholders will now hold 1 share of LQR for every 60 shares of LQR previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Ucommune International Ltd (UK) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of UK for every 12 shares of UK previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


CF Acquisition Corp. VIII (CFFE) performed a ticker change to XBP, changed its corporate name to XBP Europe Holdings, Inc., and performed a 1:1 CUSIP change.


FSD Pharma Inc. (HUGE) performed a spinoff of HUGE^. For every 1 share of HUGE held, shareholders will receive 1 share of HUGE^.


FSD Pharma Inc. (HUGE) performed a 1:1 CUSIP change.


Incannex Healthcare Inc. (IXHL) performed a stock merger. Shareholders will receive 0.2500 post-split shares of IXHL for each old share of IXHL previously held.


Live Oak Crestview Climate Acquisition Corp. (LOCC) was liquidated. This means that shares were removed and shareholders will receive $10.4532 per share in cash.


Monterey Innovation Acquisition Corp. (MTRY) was liquidated. This means that shares were removed and shareholders will receive $11.2847 per share in cash.


VERITIV CORPORATION (VRTV) performed a cash merger. This means that shares were removed and shareholders will receive $170.0000 per share in cash.


Timber Pharmaceuticals, Inc. (TMBR) performed a ticker change to TMBRQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.

November 29, 2023

iBio, Inc. (IBIO) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of IBIO for every 20 shares of IBIO previously held. Fractional shares resulting from the split will be retained.


Praxis Precision Medicines, Inc. (PRAX) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of PRAX for every 15 shares of PRAX previously held. Fractional shares resulting from the split will be retained.


Regis Corporation (RGS) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of RGS for every 20 shares of RGS previously held. Fractional shares resulting from the split will be retained.


COHBAR INC (CWBR) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


B.A.D. ETF (BAD) was liquidated. This means that shares were removed and shareholders will receive $11.9099 per share in cash.


Hersha Hospitality Trust (HT) performed a cash merger. This means that shares were removed and shareholders will receive $10.0000 per share in cash.

November 28, 2023

Clearmind Medicine Inc. (CMND) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of CMND for every 30 shares of CMND previously held. Fractional shares resulting from the split will be retained.


Seelos Therapeutics, Inc. (SEEL) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of SEEL for every 30 shares of SEEL previously held. Fractional shares resulting from the split will be retained.


Yoshiharu Global Co. (YOSH) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of YOSH for every 10 shares of YOSH previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Aeglea BioTherapeutics, Inc. (AGLE) performed a ticker change to SYRE, and changed its corporate name to Spyre Therapeutics, Inc.


Virtus Newfleet High Yield Bond ETF (BLHY) performed a ticker change to VSHY, and changed its corporate name to Virtus Newfleet Short Duration High Yield Bond ETF.


MDxHealth SA (MXDHD) performed a ticker change to MDXH.


Avantax, Inc. (AVTA) performed a cash merger. This means that shares were removed and shareholders will receive $26.0000 per share in cash.


Apollo Strategic Growth Capital II (APGB) was liquidated. This means that shares were removed and shareholders will receive $10.5968 per share in cash.


SHUAA Partners Acquisition Corp I (SHUA) was liquidated. This means that shares were removed and shareholders will receive $10.9710 per share in cash.


ConvexityShares 1X SPIKES Futures ETF (SPKX) was liquidated. This means that shares were removed and shareholders will receive $7.4472 per share in cash.


ConvexityShares Daily 1.5X SPIKES Futures ETF (SPKY) was liquidated. This means that shares were removed and shareholders will receive $3.5052 per share in cash.


B.A.D. ETF (BAD) was delisted pending a stock liquidation. Details are still pending.


Hersha Hospitality Trust Priority (HT) was delisted pending a stock liquidation. Details are still pending.


Invesco High Income 2023 Target Term Fund (IHIT) was delisted pending a stock liquidation. Details are still pending.


FSD Pharma Inc. (HUGE) was delisted. The stock is currently not trading.

November 27, 2023

Cheer Holding, Inc. (CHR) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of CHR for every 10 shares of CHR previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


StoneX Group Inc. (SNEX) performed a 3 for 2 Forward Split. This means shareholders will now hold 3 shares of SNEX for every 2 shares previously held. Fractional shares will be retained.


MDxHealth SA (MDXH) performed a ticker change to MXDHD and performed a 1:1 CUSIP change.


VMware, Inc (VMW) performed a cash merger. This means that shares were removed and shareholders will receive $142.5000 per share in cash.


Zivo Bioscience, Inc. (ZIVO) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Nuveen Corporate Income 2023 Target Term Fund (JHAA) was delisted pending a stock liquidation. Details are still pending.

November 24, 2023

AgileThought, Inc. (AGIL) performed a ticker change to AGILQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Axcella Health Inc. (AXLA) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Liberty Global plc (LBTYA) changed its corporate name to Liberty Global Ltd., and performed a 1:1 CUSIP change.


Liberty Global plc (LBTYB) changed its corporate name to Liberty Global Ltd., and performed a 1:1 CUSIP change.


Liberty Global plc (LBTYK) changed its corporate name to Liberty Global Ltd., and performed a 1:1 CUSIP change.


Clouty Tune ETF (TUNE) was liquidated. This means that shares were removed and shareholders will receive $19.9048 per share in cash.

November 22, 2023

The Beachbody Company, Inc. (BODY) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of BODY for every 50 shares of BODY previously held. Fractional shares resulting from the split will be retained.


NeuroMetrix, Inc. (NURO) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of NURO for every 8 shares of NURO previously held. Fractional shares resulting from the split will be retained.


Sonendo, Inc. (SONX) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


VMware, Inc (VMW) was delisted pending acquisition. Details are still pending.

November 21, 2023

Tharimmune, Inc. (THAR) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of THAR for every 25 shares of THAR previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


vTv Therapeutics Inc. (VTVT) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of VTVT for every 40 shares of VTVT previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


First Trust Dynamic Europe Equity Income Fund (FDEU) performed a ticker change to AGQI, changed its corporate name to First Trust Active Global Quality Income ETF, and performed a 1:1 CUSIP change.


SPARK NETWORKS SE American Depositary Receipts - Sponsored (Germany) (LOVLY) performed a ticker change to LOVLQ.


PIMCO Energy and Tactical Credit Opportunities Fund (NRGX) performed a ticker change to PDX, and changed its corporate name to PIMCO Dynamic Income Strategy Fund.


ACER THERAPEUTICS INC COM (ACER) performed a stock merger. Shareholders will receive 0.121 shares of ZVRA for each share of ACER previously held, with fractional shares retained. Additionally, shareholders will receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.


Monterey Innovation Acquisition Corp. (MTRY) was delisted pending a stock liquidation. Details are still pending.


Rose Hill Acquisition Corporation (ROSE) was delisted pending a stock liquidation. Details are still pending.


CC Neuberger Principal Holdings III (PRPC) was liquidated. This means that shares were removed and shareholders will receive $10.9472 per share in cash.

November 20, 2023

Infobird Co., Ltd (IFBD) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of IFBD for every 20 shares of IFBD previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


MISSFRESH LTD (MFLTF) performed a ticker change to MFLTY.


PARTNER COMMUNICATIONS CO LTD ADR - Sponsored (Israel) (PTNRY) was liquidated. This means that shares were removed and shareholders will receive $3.0258 per share in cash.


MALLINCKRODT PLC NEW (MNKTQ) was declared worthless after the company’s bankruptcy.


Leo Holdings Corp. II (LHC) was delisted pending a stock liquidation. Details are still pending. 


STG Group, Inc. (STGGQ) was delisted pending a stock liquidation. Details are still pending. 


SHUAA Partners Acquisition Corp I (SHUA) was delisted pending a stock liquidation. Details are still pending. 


Banco Itau Chile American Depositary Shares (each representing one third of one (1/3) Common Share) (ITCL) was delisted pending a stock liquidation. Details are still pending. 

November 17, 2023

AMTD IDEA Group American Depositary Shares (AMTD) performed a 1 for 3 Reverse Split. This means shareholders will now hold 1 share(s) of AMTD for every 3 shares of AMTD previously held. Fractional shares resulting from the split will be retained.


SenesTech, Inc. (SNES) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share(s) of SNES for every 12 shares of SNES previously held. Fractional shares resulting from the split will be retained.


trivago N.V. American Depositary Shares (TRVG) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share(s) of TRVG for every 5 shares of TRVG previously held. Fractional shares resulting from the split will be retained.


Comera Life Sciences Holdings, Inc. (CMRA) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Missfresh Limited American Depositary Shares (MF) performed a ticker change to MFLTF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Moxian (BVI) Inc (MOXC) performed a ticker change to ABTS.


ETC Gavekal Asia Pacific Government Bond ETF (AGOV) performed a cash and stock merger. Shareholders will receive $73.5439 and 1.0000 shares of AGOV^ for each share of AGOV previously held. Fractional shares will be retained.


Cabana Target Drawdown 5 ETF (TDSA) performed a cash and stock merger. Shareholders will receive $20.4700 and 1.0000 shares of TDSA^ for each share of TDSA^ previously held. Fractional shares will be retained.


Global X Founder-Run Companies ETF (BOSS) was liquidated. This means that shares were removed and shareholders will receive $25.8005 per share in cash.


Merlyn.AI SectorSurfer Momentum ETF (DUDE) was liquidated. This means that shares were removed and shareholders will receive $20.0221 per share in cash.


Global X Funds Global X Education ETF (EDUT) was liquidated. This means that shares were removed and shareholders will receive $20.4867 per share in cash.


Global X Funds Global X Emerging Markets Internet & E-commerce ETF (EWEB) was liquidated. This means that shares were removed and shareholders will receive $21.1433 per share in cash.


Global X Funds Global X China Innovation ETF (KEJI) was liquidated. This means that shares were removed and shareholders will receive $10.8662 per share in cash.


Sculptor Capital Management, Inc. (SCU) performed a cash merger. This means that shares were removed and shareholders will receive $12.7000 per share in cash.


Sprott ESG Gold ETF (SESG) was liquidated. This means that shares were removed and shareholders will receive $39.0501 per share in cash.


EA Series Trust Merlyn.AI Bull-Rider Bear-Fighter ETF (WIZ) was liquidated. This means that shares were removed and shareholders will receive $27.0282 per share in cash.


Zhangmen Education Inc. American Depositary Receipts (ZMENY) was liquidated. This means that shares were removed and shareholders will receive $0.5100 per share in cash.


SHUAA Partners Acquisition Corp I (SHUA) was delisted pending a stock liquidation. Details are still pending.


Clouty Tune ETF (TUNE) was delisted pending a stock liquidation. Details are still pending.


Kubient, Inc. (KBNT) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.

November 16, 2023

ADDvantage Technologies Group, Inc. (AEY) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share(s) of AEY for every 10 shares of AEY previously held. Fractional shares resulting from the split will be retained.


Alkermes plc (ALKS) performed a spinoff of MURA. For every 1 share of ALKS held, shareholders will receive 0.1000 shares of MURA. Fractional shares from the spinoff will be retained.


Jaguar Global Growth Corporation I (JGGC) performed a ticker change to CAPT and performed a 1:1 CUSIP change.


Baudax Bio, Inc. (BXRX) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


PyroGenesis Canada Inc. (PYR) performed a ticker change to PYRGF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


USD PARTNERS LP (USDP) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Kayne Anderson NextGen Energy & Infrastructure, Inc. (KMF) performed a stock merger. Shareholders will receive 0.8225 new shares of KYN for each old share of KMF previously held. Fractional shares will be retained.


Argo Group International Holdings, Ltd. (ARGO) performed a cash merger. This means that shares were removed and shareholders will receive $30.0000 per share in cash.


Franklin FTSE France ETF (FLFR) was liquidated. This means that shares were removed and shareholders will receive $27.7383 per share in cash.


Franklin FTSE Italy ETF (FLIY) was liquidated. This means that shares were removed and shareholders will receive $24.8898 per share in cash.


Franklin FTSE South Africa (FLZA) was liquidated. This means that shares were removed and shareholders will receive $19.5747 per share in cash.


Industrial Tech Acquisitions II, Inc. (ITAQ) was liquidated. This means that shares were removed and shareholders will receive $10.9012 per share in cash.


Lazydays Holdings, Inc. (LAZY) rights expired worthless.


PETROCHINA CO LTD American Depositary Receipts (PTRCY) was liquidated. This means that shares were removed and shareholders will receive $66.5365 per share in cash.

November 15, 2023

Celsius Holdings, Inc. (CELH) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of CELH for every 1 share previously held. Fractional shares will be retained.


Hycroft Mining Holding Corporation (HYMC) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of HYMC for every 10 shares of HYMC previously held. Fractional shares resulting from the split will be retained.


Rail Vision Ltd. (RVSN) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of RVSN for every 8 shares of RVSN previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


ALSP Orchid Acquisition Corporation I (ALOR) was liquidated. This means that shares were removed and shareholders will receive $10.9051 per share in cash.


Chase Corporation (CCF) performed a cash merger. This means that shares were removed and shareholders will receive $127.5000 per share in cash.


ETC Gavekal Asia Pacific Government Bond ETF (AGOV) was delisted pending a stock liquidation. Details are still pending.


MALLINCKRODT PLC NEW (MNKTQ) was delisted pending a stock liquidation. Details are still pending.


ConvexityShares 1X SPIKES Futures ETF (SPKX) was delisted pending a stock liquidation. Details are still pending.


ConvexityShares Daily 1.5X SPIKES Futures ETF (SPKY) was delisted pending a stock liquidation. Details are still pending.


Cabana Target Drawdown 5 ETF (TDSA) was delisted pending a stock liquidation. Details are still pending.

November 14, 2023

Prenetics Global Limited (PRE) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of PRE for every 15 shares of PRE previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


XORTX Therapeutics Inc. (XRTX) performed a 1 for 9 Reverse Split. This means shareholders will now hold 1 share of XRTX for every 9 shares of XRTX previously held. Fractional shares resulting from the split will be retained.


Selecta Biosciences, Inc. (SELB) performed a ticker change to RNAC.


SeqLL Inc. (SQL) performed a ticker change to SEQL. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Blue Apron Holdings, Inc. (APRN) performed a cash merger. This means that shares were removed and shareholders will receive $13.0000 per share in cash.


PolyMet Mining Corp. (PLM) was liquidated. This means that shares were removed and shareholders will receive $2.1100 per share in cash.


IDEX Biometrics ASA American Depositary Shares - Sponsored (Norway) (IDBAY) was liquidated. This means that shares were removed and shareholders will receive $2.5947 per share in cash.


Grupo Carso S A de C V Sponsored ADR representing Partn Ctf (GPOVY) was delisted pending a stock liquidation. Details are still pending.

November 13, 2023

Intercept Pharmaceuticals, Inc. (ICPT) performed a cash merger. This means that shares were removed and shareholders will receive $19.0000 per share in cash.


Viper Energy Partners LP (VNOM) changed its corporate name to Viper Energy, Inc., and performed a 1:1 CUSIP change.


Global X Founder-Run Companies ETF (BOSS) was delisted pending a stock liquidation. Details are still pending.


Merlyn.AI SectorSurfer Momentum ETF (DUDE) was delisted pending a stock liquidation. Details are still pending.


Global X Funds Global X Education ETF (EDUT) was delisted pending a stock liquidation. Details are still pending.


Global X Funds Global X Emerging Markets Internet & E-commerce ETF (EWEB) was delisted pending a stock liquidation. Details are still pending.


Global X Funds Global X China Innovation ETF (KEJI) was delisted pending a stock liquidation. Details are still pending.


Kayne Anderson NextGen Energy & Infrastructure, Inc. (KMF) was delisted pending acquisition. Details are still pending.


EA Series Trust Merlyn.AI Bull-Rider Bear-Fighter ETF (WIZ) was delisted pending a stock liquidation. Details are still pending.

November 10, 2023

EQRx, Inc. (EQRX) performed a stock merger. Shareholders will receive 0.1112 post-split shares of RVMD for each old share of EQRX previously held.


NextGen Healthcare, Inc. (NXGN) performed a cash merger. This means that shares were removed and shareholders will receive $23.9500 per share in cash.


Hostess Brands, Inc. (TWNK) performed a cash and stock merger. Shareholders will receive $30.0000 and 0.0300 shares of SJM for each share of TWNK previously held.


Unique Fabricating, Inc. (UFAB) performed a ticker change to UFABQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Franklin FTSE France ETF (FLFR) was delisted pending a stock liquidation. Details are still pending.


Franklin FTSE Italy ETF (FLIY) was delisted pending a stock liquidation. Details are still pending.


Franklin FTSE South Africa (FLZA) was delisted pending a stock liquidation. Details are still pending.


Sprott ESG Gold ETF (SESG) was delisted pending a stock liquidation. Details are still pending.

November 9, 2023

New Relic, Inc. (NEWR) performed a cash merger. This means that shares were removed and shareholders will receive $87.0000 per share in cash.


Listed Funds Trust Roundhill BIG Tech ETF (BIGT) performed a ticker change to MAGS, and changed its corporate name to Listed Funds Trust Roundhill Magnificent Seven ETF.


Glory Star New Media (GSMG) performed a ticker change to CHR, and changed its corporate name to Cheer Holding, Inc.


Empire Resorts, Inc. (NYNY) was liquidated. Shareholders will receive $9.40 cash per each share of NYNY previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


ACER THERAPEUTICS INC COM (ACER) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


CONTRAFECT CORP COM PAR (CFRX) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


FEDNAT HLDG CO (FNHCQ) was delisted pending a stock liquidation. Details are still pending.


Intercept Pharmaceuticals, Inc. (ICPT) was delisted pending acquisition. Details are still pending.

November 8, 2023

Data Knights Acquisition Corp. (DKDCA) performed a ticker change to ONMD, changed its corporate name to OneMedNet Corp, and performed a 1:1 CUSIP change.


OmniLit Acquisition Corp. (OLIT) performed a ticker change to OPTX, changed its corporate name to Syntec Optics Holdings, Inc., and performed a 1:1 CUSIP change.


Worldwide Webb Acquisition Corp. (WWAC) performed a ticker change to AERT, changed its corporate name to Aeries Technology, Inc., and performed a 1:1 CUSIP change.


Avid Technology, Inc. (AVID) performed a cash merger. This means that shares were removed and shareholders will receive $27.0500 per share in cash.


Credit Suisse S&P MLP Index ETN (MLPO) was liquidated. This means that shares were removed and shareholders will receive $14.0466 per share in cash.


Heliogen, Inc. (HLGN) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


RiceBran Technologies (RIBT) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


WeWork Inc. (WE) performed a ticker change to WEWKQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


New Relic, Inc. (NEWR) was delisted pending acquisition. Details are still pending.


CC Neuberger Principal Holdings III (PRPC) was delisted pending a stock liquidation. Details are still pending.


Hostess Brands, Inc. (TWNK) was delisted pending acquisition. Details are still pending.

November 7, 2023

Dogness (International) Corporation (DOGZ) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of DOGZ for every 20 shares of DOGZ previously held. Fractional shares resulting from the split will be retained.


FOXO Technologies Inc. (FOXO) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of FOXO for every 10 shares of FOXO previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Novo Integrated Sciences, Inc. (NVOS) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of NVOS for every 10 shares of NVOS previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Applied UV, Inc. (AUVI) performed a 1:1 CUSIP change.


Vaccitech plc (VACC) performed a ticker change to BRNS, and changed its corporate name to Barinthus Biotherapeutics PL.


Nuveen Preferred & Income Securities Fund (JPS) performed a stock merger. Shareholders will receive 0.9889 new shares of JPC for each old share of JPS previously held.


Nuveen Preferred and Income Fund (JPT) performed a stock merger. Shareholders will receive 2.5029 new shares of JPC for each old share of JPT previously held.


Falcon's Beyond Global, Inc. 8% Series A Preferred Stock (FBYDP) performed a conversion. This means that customers will receive 0.90909 shares of Falcon's Beyond Global, Inc. Class A Common Stock (FBYD) for every share of FBYDP previously held. Fractional shares resulting from the conversion will be included in your total position.


NEWCREST MINING LTD SHS (Australia) (NCMGF) performed a stock merger. Shareholders will receive 0.4000 new shares of NEM for each old share of NCMGF previously held.


Ares Acquisition Corporation (AAC) was liquidated. This means that shares were removed and shareholders will receive $10.7897 per share in cash.


PolyMet Mining Corp. (PLM) was delisted pending acquisition. Details are still pending.

November 6, 2023

Frequency Therapeutics, Inc. (FREQ) performed a ticker change to KRRO and changed its corporate name to Korro Bio, Inc. Frequency Therapeutics, Inc. (FREQ) also performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of KRRO for every 50 shares of FREQ previously held. Fractional shares resulting from the split will be retained.


American Acquisition Opportunity Inc. (AMAO) performed a ticker change to RMCO, and changed its corporate name to Royalty Management Holding C.


Overstock.com, Inc. (OSTK) performed a ticker change to BYON, and changed its corporate name to Beyond, Inc.


CINCINNATI BANCORP INC COM (CNNB) performed a stock merger. Shareholders will receive 0.9274 new shares of LCNB for each old share of CNNB previously held.


Newcrest Mining Ltd (NCMGY) performed a stock merger. Shareholders will receive 0.4000 new shares of NEM for each old share of NCMGY previously held.


Artemis Strategic Investment Corporation (ARTE) was liquidated. This means that shares were removed and shareholders will receive $10.7534 per share in cash.


Infinite Acquisition Corp. (NFNT) was liquidated. This means that shares were removed and shareholders will receive $10.7764 per share in cash.


Nuveen Preferred & Income Securities Fund (JPS) was delisted pending acquisition. Details are still pending.


Nuveen Preferred and Income Fund (JPT) was delisted pending acquisition. Details are still pending.

November 3, 2023

Cano Health, Inc. (CANO) performed a 1 for 100 Reverse Split. This means shareholders will now hold 1 share of CANO for every 100 shares of CANO previously held. Fractional shares resulting from the split will be retained.


Jeffs' Brands Ltd (JFBR) performed a 1 for 7 Reverse Split. This means shareholders will now hold 1 share of JFBR for every 7 shares of JFBR previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


ABRI SPAC I, INC. (ASPA) performed a ticker change to CAUD, changed its corporate name to Collective Audience, Inc, and performed a 1:1 CUSIP change.


Altamira Therapeutics Ltd. 0.2 Common Shares (Bermuda) (CYTO) changed its corporate name to Altamira Therapeutics Ltd., and performed a 1:1 CUSIP change.


iShares Factors US Value Style ETF (STLV) performed a ticker change to STLVZZZ, changed its corporate name to iShares Factors US Value Style ETF Escrow, and performed a 1:1 CUSIP change.


Crestwood Equity Partners LP (CEQP) performed a stock merger. Shareholders will receive 2.0700 new shares of ET for each old share of CEQP previously held.


Earthstone Energy Inc. (ESTE) performed a stock merger. Shareholders will receive 1.4460 new shares of PR for each old share of ESTE previously held.


Twin Ridge Capital Acquisition Corp. (TRCA) performed a stock merger. Shareholders will receive 0.1000 new shares of CREV for each old share of TRCA previously held.


Tabula Rasa HealthCare, Inc. (TRHC) performed a cash merger. This means that shares were removed and shareholders will receive $10.5000 per share in cash.


Simplify Developed Ex-US PLUS Downside Convexity ETF (EAFD) was liquidated. This means that shares were removed and shareholders will receive $17.8194 per share in cash.


Simplify Emerging Markets Equity PLUS Downside Convexity ETF (EMGD) was liquidated. This means that shares were removed and shareholders will receive $16.6066 per share in cash.


Kewpie Corp Sponsored ADR (Japan) (KWPCY) was liquidated. This means that shares were removed and shareholders will receive $34.4207 per share in cash.


Industrial Tech Acquisitions II, Inc. (ITAQ) was delisted pending a stock liquidation. Details are still pending.


Net Lease Office Properties (NLOP) is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.

November 2, 2023

Motus GI Holdings, Inc. (MOTS) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of MOTS for every 15 shares of MOTS previously held. Fractional shares resulting from the split will be retained.


Tenon Medical, Inc. (TNON) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of TNON for every 10 shares of TNON previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


W.P. Carey Inc. (REIT) (WPC) performed a spinoff of NLOP. For every 1 share of WPC held, shareholders will receive 0.0667 shares of NLOP.


Denbury Inc. (DEN) performed a stock merger. Shareholders will receive 0.8400 new shares of XOM for each old share of DEN previously held.


TEMPO AUTOMATION HLDGS INC (TMPO) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Medicenna Therapeutics Corp. (MDNA) performed a ticker change to MDNAF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Park City Group, Inc. (PCYG) performed a ticker change to TRAK.


BlackRock Future Innovators ETF (BFTR) was liquidated. Shareholders will receive $23.9088 cash per each share of BFTR previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


iShares MSCI Germany Small-Cap ETF (EWGS) was liquidated. Shareholders will receive $52.3676 cash per each share of EWGS previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


iShares Currency Hedged MSCI Canada ETF (HEWC) was liquidated. Shareholders will receive $28.8422 cash per each share of HEWC previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


iShares Currency Hedged MSCI United Kingdom ETF (HEWU) was liquidated. Shareholders will receive $24.8089 cash per each share of HEWU previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


AXS Brendan Wood TopGun Index ETF (TGN) was liquidated. This means that shares were removed and shareholders will receive $30.3073 per share in cash.


CINCINNATI BANCORP INC COM (CNNB) was delisted pending a stock liquidation. Details are still pending.


Avianca Holdings SA American Depositary Receipts - Sponsored (Panama) (AVHOQ) was declared worthless after the company’s bankruptcy.

November 1, 2023

Broadway Financial Corporation (BYFC) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of BYFC for every 8 shares of BYFC previously held. Fractional shares resulting from the split will be retained.


Gravitas Education Holdings, Inc. American Depositary Shares, each representing ten (10) Class A Ordinary Shares (GEHI) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of GEHI for every 1 share previously held. Fractional shares will be retained.


Altisource Asset Mgmt Corp (AAMC) distributed a stock dividend of 0.7000 per share. Shareholders received 0.7000 additional shares for every share previously held.


Bunge Limited (BG) changed its corporate name to Bunge Global SA, and performed a 1:1 CUSIP change.


BitNile Metaverse, Inc. (BNMV) performed a ticker change to ROI, and changed its corporate name to RiskOn International, Inc.


GELESIS HLDGS INC (GLSH) performed a ticker change to GLSHQ.


Nautilus, Inc. (NLS) performed a ticker change to BFX, and changed its corporate name to BowFlex Inc.


SUNLIGHT FINL HLDGS INC (SUNL) performed a ticker change to SUNLQ.


Forbion European Acquisition Corp. (FRBN) performed a ticker change to ENGN, changed its corporate name to enGene Holdings Inc., and performed a 1:1 CUSIP change.


Bluescape Opportunities Acquisition Corp. (BOAC) was liquidated. This means that shares were removed and shareholders will receive $10.0425 per share in cash.


Credit Suisse AG Nassau Brh VelocityShares 3x Inverse Gold ETN (DGLDF) was liquidated. This means that shares were removed and shareholders will receive $9.5534 per share in cash.


CREDIT SUISSE AG NASSAU BRH Other (UGAZF) was liquidated. This means that shares were removed and shareholders will receive $0.0390 per share in cash.


Credit Suisse AG Nassau Brh VelocityShares 3x Long Silver ETN (USLVF) was liquidated. This means that shares were removed and shareholders will receive $33.5095 per share in cash.


Credit Suisse AG Nassau Brh VelocityShares 3x Inverse Silver ETN (DSLVF) was delisted pending a stock liquidation. Details are still pending.


Earthstone Energy Inc. (ESTE) was delisted pending acquisition. Details are still pending.


Credit Suisse AG Nassau Brh VelocityShares 3x Long Gold ETN (UGLDF) was delisted pending a stock liquidation. Details are still pending.

October 31, 2023

Alzamend Neuro, Inc. (ALZN) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of ALZN for every 15 shares of ALZN previously held. Fractional shares resulting from the split will be retained.


Catalyst Biosciences, Inc. (CBIO) performed a ticker change to GYRE and changed its corporate name to Gyre Therapeutics, Inc. Catalyst Biosciences, Inc. (CBIO) also performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of GYRE for every 15 shares of CBIO previously held. Fractional shares resulting from the split will be retained.


PaxMedica, Inc. (PXMD) performed a 1 for 17 Reverse Split. This means shareholders will now hold 1 share of PXMD for every 17 shares of PXMD previously held. Fractional shares resulting from the split will be retained.


Cyngn Inc. (CYN) distributed a stock dividend of 0.1 per share. Shareholders received 0.1 additional shares for every share previously held. Fractional shares will be rounded up to the nearest share.


Fiesta Restaurant Group, Inc. (FRGI) performed a cash merger. This means that shares were removed and shareholders will receive $8.5000 per share in cash.


Advocate Rising Rate Hedge ETF (RRH) was liquidated. This means that shares were removed and shareholders will receive $7.4106 per share in cash.


AdvisorShares Alpha DNA Equity Sentiment ETF (SENT) was liquidated. This means that shares were removed and shareholders will receive $20.85864 per share in cash.


Credit Suisse AG Nassau Brh VelocityShares Daily 2x VIX Short Term ETN (TVIXF) was liquidated. This means that shares were removed and shareholders will receive $0.0626 per share in cash.


Credit Suisse AG Nassau Brh VelocityShares VIX Short Term ETN 500 (VIIXF) was liquidated. This means that shares were removed and shareholders will receive $3.4967 per share in cash.


Credit Suisse AG Nassau Brh VelocityShares Daily Inverse VIX Lkd to S&P 500 Medium Term ETN (ZIVZF) was liquidated. This means that shares were removed and shareholders will receive $41.4502 per share in cash.


BlackRock Future Innovators ETF (BFTR) was delisted pending a stock liquidation. Details are still pending.


Bluescape Opportunities Acquisition Corp. (BOAC) was delisted pending a stock liquidation. Details are still pending.


iShares MSCI Germany Small-Cap ETF (EWGS) was delisted pending a stock liquidation. Details are still pending.


iShares Currency Hedged MSCI Canada ETF (HEWC) was delisted pending a stock liquidation. Details are still pending.


iShares Currency Hedged MSCI United Kingdom ETF (HEWU) was delisted pending a stock liquidation. Details are still pending.


iShares Factors US Value Style ETF (STLV) was delisted pending a stock liquidation. Details are still pending.

October 30, 2023

TD Holdings, Inc. (GLG) performed a ticker change to BYU and changed its corporate name to BAIYU Holdings, Inc. TD Holdings, Inc. (GLG) also performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of BYU for every 50 shares of GLG previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


GSE Systems, Inc. (GVP) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of GVP for every 10 shares of GVP previously held. Fractional shares resulting from the split will be retained.


Enthusiast Gaming Holdings Inc. (EGLX) performed a ticker change to EGLXF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Liberty TripAdvisor Holdings, Inc. (LTRPA) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Liberty TripAdvisor Holdings, Inc. (LTRPB) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


WisdomTree Chinese Yuan Strategy Fund (CYB) was liquidated. This means that shares were removed and shareholders will receive $24.4211 per share in cash.


WisdomTree Trust WisdomTree Germany Hedged Equity Fund (DXGE) was liquidated. This means that shares were removed and shareholders will receive $33.8665 per share in cash.


WisdomTree India Ex-State-Owned Enterprises Fund (IXSE) was liquidated. This means that shares were removed and shareholders will receive $33.4274 per share in cash.


KraneShares MSCI China ESG Leaders Index ETF (KESG) was liquidated. This means that shares were removed and shareholders will receive $17.0823 per share in cash.


KraneShares CICC China Leaders 100 Index ETF (KFYP) was liquidated. This means that shares were removed and shareholders will receive $22.0153 per share in cash.


KraneShares Emerging Markets Healthcare Index ETF (KMED) was liquidated. This means that shares were removed and shareholders will receive $18.9339 per share in cash.


Spinnaker ETF Series Parabla Innovation ETF (LZRD) was liquidated. This means that shares were removed and shareholders will receive $9.8108 per share in cash.


WisdomTree Growth Leaders Fund (PLAT) was liquidated. This means that shares were removed and shareholders will receive $30.2516 per share in cash.


WisdomTree Trust WisdomTree U.S. Growth & Momentum Fund (WGRO) was liquidated. This means that shares were removed and shareholders will receive $19.6271 per share in cash.


Simplify Developed Ex-US PLUS Downside Convexity ETF (EAFD) was delisted pending a stock liquidation. Details are still pending.


Simplify Emerging Markets Equity PLUS Downside Convexity ETF (EMGD) was delisted pending a stock liquidation. Details are still pending.


VMware, Inc (VMW) was delisted pending a merger. Details are still pending.

October 27, 2023

Pop Culture Group Co., Ltd (CPOP) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of CPOP for every 10 shares of CPOP previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Jowell Global Ltd. (JWEL) performed a 1 for 16 Reverse Split. This means shareholders will now hold 1 share of JWEL for every 16 shares of JWEL previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Smart for Life, Inc. (SMFL) performed a 1 for 3 Reverse Split. This means shareholders will now hold 1 share of SMFL for every 3 shares of SMFL previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Vivos Therapeutics, Inc. (VVOS) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of VVOS for every 25 shares of VVOS previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Zivo Bioscience, Inc. (ZIVO) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of ZIVO for every 6 shares of ZIVO previously held. Fractional shares resulting from the split will be retained.


Borqs Technologies, Inc. (BRQS) performed a ticker change to BRQSF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Appreciate Holdings, Inc. (SFR) performed a ticker change to SFRT. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


ROC ETF (ROCI) was liquidated. This means that shares were removed and shareholders will receive $23.1594 per share in cash.

October 26, 2023

Genetron Holdings Limited ADS (GTH) performed a 1 for 3 Reverse Split. This means shareholders will now hold 1 share of GTH for every 3 shares of GTH previously held. Fractional shares resulting from the split will be retained.


VirnetX Holding Corporation (VHC) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of VHC for every 20 shares of VHC previously held. Fractional shares resulting from the split will be retained.


AKUMIN INC COM (AKU) performed a ticker change to AKUMQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


FIRSTHAND TECHNOLOGY VALUE FD INC COM (SVVC) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


C5 Acquisition Corporation (CXAC) was liquidated. This means that shares were removed and shareholders will receive $10.7423 per share in cash.


Janus Henderson Net Zero Transition Resources ETF (JZRO) was liquidated. This means that shares were removed and shareholders will receive $19.7859 per share in cash.


CELYAD ONCOLOGY SA American Depositary Receipts - Sponsored (CYADY) was delisted pending a stock liquidation. Details are still pending.

October 25, 2023

PFSweb, Inc. (PFSW) performed a cash merger. This means that shares were removed and shareholders will receive $7.5000 per share in cash.


Biocept, Inc. (BIOC) performed a ticker change to BIOCQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Fusion Acquisition Corp. II (FSNB) was delisted pending a stock liquidation. Details are still pending.


Infinite Acquisition Corp. (NFNT) was delisted pending a stock liquidation. Details are still pending.


Advocate Rising Rate Hedge ETF (RRH) was delisted pending a stock liquidation. Details are still pending.


AdvisorShares Alpha DNA Equity Sentiment ETF (SENT) was delisted pending a stock liquidation. Details are still pending.


AXS Brendan Wood TopGun Index ETF (TGN) was delisted pending a stock liquidation. Details are still pending.

October 24, 2023

ETF Series Solutions Loncar China BioPharma ETF (CHNA) performed a stock merger. Shareholders will receive 1.3849 new shares of CNCR for each old share of CHNA previously held.


Neuberger Berman New York Municipal Fund Inc. (NBO) performed a stock merger. Shareholders will receive 0.9516 new shares of NBH for each old share of NBO previously held.


Neuberger Berman California Municipal Fund Inc. (NBW) performed a stock merger. Shareholders will receive 1.0707 new shares of NBH for each old share of NBW previously held.


Principal Exchange-Traded Funds Principal Millennial Global Growth ETF (GENY) was liquidated. This means that shares were removed and shareholders will receive $39.8097 per share in cash.


Principal International Adaptive Multi-Factor ETF (PXUS) was liquidated. This means that shares were removed and shareholders will receive $21.3698 per share in cash.


C5 Acquisition Corporation (CXAC) was delisted pending a stock liquidation. Details are still pending. 


Spinnaker ETF Series Parabla Innovation ETF (LZRD) was delisted pending a stock liquidation. Details are still pending. 


PFSweb, Inc. (PFSW) was delisted pending a stock liquidation. Details are still pending. 


St. Barbara Ltd Sponsored ADR (Australia) (STBMY) was delisted pending a stock liquidation. Details are still pending. 

October 23, 2023

Addex Therapeutics Ltd (ADXN) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of ADXN for every 20 shares of ADXN previously held. Fractional shares resulting from the split will be retained.


Mueller Industries, Inc. (MLI) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of MLI for every 1 share previously held. Fractional shares will be retained.


RVL Pharmaceuticals plc (RVLP) performed a ticker change to RVLPQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Strategy Shares Strategy Shares Halt Climate Change ETF (NZRO) was liquidated. This means that shares were removed and shareholders will receive $20.9106 per share in cash.


Principal U.S. Large-Cap Adaptive Multi-Factor ETF (PLRG) was liquidated. This means that shares were removed and shareholders will receive $25.8165 per share in cash.


Principal U.S. Small-Cap Adaptive Multi-Factor ETF (PLTL) was liquidated. This means that shares were removed and shareholders will receive $22.0923 per share in cash.


SciPlay Corporation (SCPL) performed a cash merger. This means that shares were removed and shareholders will receive $22.9500 per share in cash.


ETF Series Solutions Loncar China BioPharma ETF (CHNA) was delisted pending acquisition. Details are still pending.


WisdomTree Chinese Yuan Strategy Fund (CYB) was delisted pending a stock liquidation. Details are still pending.


WisdomTree Trust WisdomTree Germany Hedged Equity Fund (DXGE) was delisted pending a stock liquidation. Details are still pending.


WisdomTree India Ex-State-Owned Enterprises Fund (IXSE) was delisted pending a stock liquidation. Details are still pending.


Neuberger Berman New York Municipal Fund Inc. (NBO) was delisted pending acquisition. Details are still pending.


Neuberger Berman California Municipal Fund Inc. (NBW) was delisted pending acquisition. Details are still pending.


WisdomTree Growth Leaders Fund (PLAT) was delisted pending a stock liquidation. Details are still pending.


ROC ETF (ROCI) was delisted pending a stock liquidation. Details are still pending.


WisdomTree Trust WisdomTree U.S. Growth & Momentum Fund (WGRO) was delisted pending a stock liquidation. Details are still pending.

October 20, 2023

Polished.com Inc. (POL) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of POL for every 50 shares of POL previously held. Fractional shares resulting from the split will be retained.


Talaris Therapeutics, Inc. (TALS) performed a ticker change to TRML and changed its corporate name to Tourmaline Bio, Inc. Talaris Therapeutics, Inc. (TALS) also performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of TRML for every 10 shares of TALS previously held. Fractional shares resulting from the split will be retained.


Athena Consumer Acquisition Corp. (ACAQ) performed a ticker change to EGOX, changed its corporate name to Next.e.GO N.V., and performed a 1:1 CUSIP change. Fractional shares will be retained.


Perception Capital Corp. II (PCCT) performed a ticker change to SPEC, changed its corporate name to Spectaire Holdings, Inc., and performed a 1:1 CUSIP change.


Otonomo Technologies Ltd. (OTMO) performed a stock merger. Shareholders will receive 0.5176 new shares of ULY for each old share of OTMO previously held. Fractional shares will be rounded up to the nearest share if the fraction is over 0.5 and rounded down if less than 0.5.


ASYMmetric Smart S&P 500 ETF (ASPY) was liquidated. This means that shares were removed and shareholders will receive $25.4932 per share in cash.


BioPlus Acquisition Corp. (BIOS) was liquidated. This means that shares were removed and shareholders will receive $10.7971 per share in cash.


AdvisorShares Trust AdvisorShares Dorsey Wright Micro-Cap ETF (DWMC) was liquidated. This means that shares were removed and shareholders will receive $30.9576 per share in cash.


AdvisorShares Let Bob AI Powered Momentum ETF (LETB) was liquidated. This means that shares were removed and shareholders will receive $22.8437 per share in cash.


ASYMmetric Smart Income ETF (MORE) was liquidated. This means that shares were removed and shareholders will receive $22.3095 per share in cash.


ASYMmetric Smart Alpha S&P 500 ETF (ZSPY) was liquidated. This means that shares were removed and shareholders will receive $27.5067 per share in cash.


Janus Henderson Net Zero Transition Resources ETF (JZRO) was delisted pending a stock liquidation. Details are still pending. 

October 19, 2023

NexImmune, Inc. (NEXI) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of NEXI for every 25 shares of NEXI previously held. Fractional shares resulting from the split will be retained.


CIRCOR International, Inc (CIR) performed a cash merger. This means that shares were removed and shareholders will receive $56.0000 per share in cash.


eMagin Corporation (EMAN) performed a cash merger. This means that shares were removed and shareholders will receive $2.0800 per share in cash.


Heritage-Crystal Clean, Inc. (HCCI) performed a cash merger. This means that shares were removed and shareholders will receive $45.5000 per share in cash.


Home Plate Acquisition Corporation (HPLT) was liquidated. This means that shares were removed and shareholders will receive $10.5022 per share in cash.


Shift Technologies, Inc. (SFT) performed a ticker change to SFTGQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market order.


KraneShares MSCI China ESG Leaders Index ETF (KESG) was delisted pending a stock liquidation. Details are still pending. 


KraneShares CICC China Leaders 100 Index ETF (KFYP) was delisted pending a stock liquidation. Details are still pending. 


KraneShares Emerging Markets Healthcare Index ETF (KMED) was delisted pending a stock liquidation. Details are still pending. 

October 18, 2023

Oriental Culture Holding LTD (OCG) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of OCG for every 5 shares of OCG previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


REE Automotive Ltd. (REE) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of REE for every 30 shares previously held. Fractional shares will be rounded up to the nearest share if the fraction is over 0.5 and rounded down if less than 0.5.


WaveDancer, Inc. (WAVD) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of WAVD for every 10 shares of WAVD previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Thorne Healthtech, Inc. (THRN) performed a cash merger. This means that shares were removed and shareholders will receive $10.2000 per share in cash.


ATHERSYS INC NEW COM NEW (ATHX) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


JPMorgan ActiveBuilders International Equity ETF (JIDA) was liquidated. This means that shares were removed and shareholders will receive $43.9807 per share in cash.


CIRCOR International, Inc (CIR) was delisted pending acquisition. Details are still pending.


eMagin Corporation (EMAN) was delisted pending acquisition. Details are still pending.


Heritage-Crystal Clean, Inc. (HCCI) was delisted pending acquisition. Details are still pending.


BED BATH & BEYOND INC (BBBYQ) was declared worthless. 

October 17, 2023

Integrated Media Technology Limited (IMTE) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of IMTE for every 10 shares of IMTE previously held. Fractional shares resulting from the split will be retained.


Inspirato Incorporated (ISPO) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of ISPO for every 20 shares of ISPO previously held. Fractional shares resulting from the split will be retained.


Vascular Biogenics Ltd. (VBLT) performed a ticker change to NTBL and changed its corporate name to Notable Labs, Inc. Vascular Biogenics Ltd. (VBLT) also performed a 1 for 35 Reverse Split. This means shareholders will now hold 1 share of NTBL for every 35 shares of VBLT previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


STR Holdings, Inc. (STRI) performed a ticker change to STRIZZZ, changed its corporate name to STR Holdings, Inc. Escrow, and performed a 1:1 CUSIP change.


Western Asset Municipal Partners Fund, Inc. (MNP) performed a stock merger. Shareholders will receive 1.1730 post-split shares of MMU for each old share of MNP previously held.


Zynerba Pharmaceuticals, Inc. (ZYNE) performed a cash and stock merger. Shareholders will receive $1.1059 and 1.0000 share of ZYNE^ for each share of ZYNE previously held.


NCR Corporation (NCR) performed a spinoff of NATL. For every 1 shares of NCR held, shareholders will receive 0.5000 shares of NATL. NCR Corporation (NCR) performed a ticker change to VYX, and changed its corporate name to NCR Voyix Corporation.


ELYS GAME TECHNOLOGY CORP (ELYS) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Rite Aid Corporation (RAD) performed a ticker change to RADCQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Churchill Capital Corp V (CCV) was liquidated. This means that shares were removed and shareholders will receive $10.3961 per share in cash.


Formula Folios Hedged Growth ETF (FFHG) was liquidated. This means that shares were removed and shareholders will receive $32.3951 per share in cash.


FormulaFolios Smart Growth ETF (FFSG) was liquidated. This means that shares were removed and shareholders will receive $28.4465 per share in cash.


FormulaFolios Tactical Growth ETF (FFTG) was liquidated. This means that shares were removed and shareholders will receive $24.5273 per share in cash.


FormulaFolios Tactical Income ETF (FFTI) was liquidated. This means that shares were removed and shareholders will receive $20.0476 per share in cash.


Strategy Shares Strategy Shares Halt Climate Change ETF (NZRO) was delisted pending a stock liquidation. Details are still pending.


Thorne Healthtech, Inc. (THRN) was delisted pending acquisition. Details are still pending.

October 16, 2023

AquaBounty Technologies, Inc. (AQB) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of AQB for every 20 shares of AQB previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


JE Cleantech Holdings Limited (JCSE) performed a 1 for 3 Reverse Split. This means shareholders will now hold 1 share of JCSE for every 3 shares of JCSE previously held. Fractional shares resulting from the split will be retained.


MIND Technology, Inc. (MIND) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of MIND for every 10 shares of MIND previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


ShiftPixy, Inc. (PIXY) performed a 1 for 24 Reverse Split. This means shareholders will now hold 1 share of PIXY for every 24 shares of PIXY previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Soluna Holdings, Inc. (SLNH) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of SLNH for every 25 shares of SLNH previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Volcon, Inc. (VLCN) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of VLCN for every 5 shares of VLCN previously held. Fractional shares resulting from the split will be retained.


IRONNET INC (IRNT) performed a ticker change to IRNTQ.


Bellerophon Therapeutics, Inc. (BLPH) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Eloxx Pharmaceuticals, Inc. (ELOX) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


American Acquisition Opportunity Inc. (AMAO) was suspended pending liquidation. Details are still pending. 


AdvisorShares Trust AdvisorShares Dorsey Wright Micro-Cap ETF (DWMC) was delisted pending a stock liquidation. Details are still pending.


Principal Exchange-Traded Funds Principal Millennial Global Growth ETF (GENY) was delisted pending a stock liquidation. Details are still pending.


AdvisorShares Let Bob AI Powered Momentum ETF (LETB) was delisted pending a stock liquidation. Details are still pending.


Western Asset Municipal Partners Fund, Inc. (MNP) was delisted pending acquisition. Details are still pending.


Principal U.S. Large-Cap Adaptive Multi-Factor ETF (PLRG) was delisted pending a stock liquidation. Details are still pending.


Principal U.S. Small-Cap Adaptive Multi-Factor ETF (PLTL) was delisted pending a stock liquidation. Details are still pending.


Principal International Adaptive Multi-Factor ETF (PXUS) was delisted pending a stock liquidation. Details are still pending.


PARTY CITY HOLDCO INC (PRTYQ) was declared worthless. 

October 13, 2023

MSP Recovery, Inc. (LIFW) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of LIFW for every 25 shares of LIFW previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


T2 Biosystems, Inc. (TTOO) performed a 1 for 100 Reverse Split. This means shareholders will now hold 1 share of TTOO for every 100 shares of TTOO previously held. Fractional shares resulting from the split will be retained.


Bridgetown Holdings Limited (BTWN) performed a ticker change to MNY, changed its corporate name to MoneyHero Limited, and performed a 1:1 CUSIP change.


VENATOR MATLS PLC ORD USD0.001 (United Kingdom) (VNTRQ) performed a ticker change to VNTRF.


EBET INC (EBET) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Molekule Group, Inc. (MKUL) performed a ticker change to MKULQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


PARTY CITY HOLDCO INC (PRTYQ) was delisted pending a stock liquidation. Details are still pending.


Activision Blizzard, Inc. (ATVI) performed a cash merger. This means that shares were removed and shareholders will receive $95.00 per share in cash.

October 12, 2023

Ambrx Biopharma Inc. (AMAM) performed a 1:1 CUSIP change.


SIGNA Sports United N.V. (SSU) performed a ticker change to SSUNF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


National Instruments Corporation (NATI) performed a cash merger. This means that shares were removed and shareholders will receive $60.0000 per share in cash.


Schultze Special Purpose Acquisition Corp. II (SAMA) was liquidated. This means that shares were removed and shareholders will receive $10.5680 per share in cash.


Juniper II Corp. (JUN) was liquidated. This means that shares were removed and shareholders will receive $10.4603 per share in cash.


ASYMmetric Smart S&P 500 ETF (ASPY) was delisted pending a stock liquidation. Details are still pending. 


ASYMmetric Smart Income ETF (MORE) was delisted pending a stock liquidation. Details are still pending. 


ASYMmetric Smart Alpha S&P 500 ETF (ZSPY) was delisted pending a stock liquidation. Details are still pending. 


Zynerba Pharmaceuticals, Inc. (ZYNE) was delisted pending acquisition. Details are still pending.

October 11, 2023

AgriFORCE Growing Systems Ltd. (AGRI) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of AGRI for every 50 shares of AGRI previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Edesa Biotech, Inc. (EDSA) performed a 1 for 7 Reverse Split. This means shareholders will now hold 1 share of EDSA for every 7 shares of EDSA previously held. Fractional shares resulting from the split will be retained.


2x Long VIX Futures ETF (UVIX) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of UVIX for every 10 shares of UVIX previously held. Fractional shares resulting from the split will be retained.


SCWorx Corp. (WORX) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of WORX for every 15 shares of WORX previously held. Fractional shares resulting from the split will be retained.


Innovator Double Stacker 9 Buffer ETF - October (DBOC) was liquidated. This means that shares were removed and shareholders will receive $31.5883 per share in cash.


Innovator Double Stacker ETF - October (DSOC) was liquidated. This means that shares were removed and shareholders will receive $32.3500 per share in cash.


Iconic Sports Acquisition Corp. (ICNC) was liquidated. This means that shares were removed and shareholders will receive $10.8462 per share in cash.


Innovator Triple Stacker ETF - October (TSOC) was liquidated. This means that shares were removed and shareholders will receive $30.9340 per share in cash.


Center Coast Brookfield MLP & Energy Infrastructure Fund (CEN) was delisted pending a stock liquidation. Details are still pending.


JPMorgan ActiveBuilders International Equity ETF (JIDA) was delisted pending a stock liquidation. Details are still pending.


ATHENEX INC COM NEW (ATNXQ) was declared worthless.

October 10, 2023

Borqs Technologies, Inc. (BRQS) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of BRQS for every 12 shares of BRQS previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Fortress Biotech, Inc. (FBIO) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of FBIO for every 15 shares of FBIO previously held. Fractional shares resulting from the split will be retained.


SteadyMed Ltd. CVR shares (STDYCVR) expired worthless.


Juniper II Corp. (JUN) was delisted pending a stock liquidation. Details are still pending. 

October 9, 2023

Spruce Power Holding Corporation (SPRU) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of SPRU for every 8 shares of SPRU previously held. Fractional shares resulting from the split will be retained.


FAST Acquisition Corp. II (FZT) performed a stock merger. Shareholders will receive 0.580454 new shares of FYBD for each old share of FZT previously held. Shareholders will receive 0.5 new shares of FBYDP for each old share of FZT previously held.


Visionary Education Technology Holdings Group Inc. (VEDU) performed a ticker change to GV.


BioPlus Acquisition Corp. (BIOS) was delisted pending a stock liquidation. Details are still pending. 


Formula Folios Hedged Growth ETF (FFHG) was delisted pending a stock liquidation. Details are still pending. 


FormulaFolios Smart Growth ETF (FFSG) was delisted pending a stock liquidation. Details are still pending. 


FormulaFolios Tactical Growth ETF (FFTG) was delisted pending a stock liquidation. Details are still pending. 


FormulaFolios Tactical Income ETF (FFTI) was delisted pending a stock liquidation. Details are still pending. 

October 6, 2023

Save Foods, Inc. (SVFD) performed a 1 for 7 Reverse Split. This means shareholders will now hold 1 share of SVFD for every 7 shares of SVFD previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


VivoPower International PLC (VVPR) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of VVPR for every 10 shares of VVPR previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Kaleyra, Inc. (KLR) performed a cash merger. This means that shares were removed and shareholders will receive $7.2500 per share in cash.


ACORN ENERGY INC (ACFND) performed a ticker change to ACFN.


Odonate, Inc. (ODTCD) performed a ticker change to ODTC.


NAVIDEA BIOPHARMACEUTICALS INC (NAVB) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


FAST Acquisition Corp. II (FZT) was delisted pending a merger. Details are still pending.

October 5, 2023

Aethlon Medical, Inc. (AEMD) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of AEMD for every 10 shares of AEMD previously held. Fractional shares resulting from the split will be retained.


China SXT Pharmaceuticals, Inc. (SXTC) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of SXTC for every 25 shares of SXTC previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Triton International Limited (TRTN) performed a cash and stock merger. Shareholders will receive $54.6110 and 0.7585 shares of BIPC for each share of TRTN previously held.


Capstone Green Energy Corporation (CGRN) performed a ticker change to CGRNQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


HISTOGEN INC (HSTO) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


VIQ Solutions Inc. (VQS) performed a ticker change to VQSSF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Kaleyra, Inc. (KLR) was delisted pending acquisition. Details are still pending.


LUCIRA HEALTH INC COM (LHDXQ) was delisted pending a stock liquidation. Details are still pending.

October 4, 2023

Lithium Americas Corp (LAC) performed a stock merger. Shareholders will receive 1 post-split share of LAAC for each old share of LAC previously held. Lithium Americas Corp (LAC) performed a 1:1 CUSIP change.


Novartis AG (NVS) performed a spinoff of SGA. For every 1 share of NVS held, shareholders will receive 0.2000 shares of SGA.


SmileDirectClub, Inc. (SDC) performed a ticker change to SDCCQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


SURGALIGN HLDGS INC (SRGAQ) was declared worthless. 


Novartis AG (NVS) performed a spinoff of SDZNY. For every 1 share of NVS held, shareholders will receive 0.2 shares of SDZNY.

October 3, 2023

Denso Corp Ltd (DNZOY) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of DNZOY for every 1 share previously held. Fractional shares will be retained.


IRSA Inversiones y Representaciones S.A. (IRS) performed a 8340 for 9187 Reverse Split. This means shareholders will now hold 8340 shares of IRS for every 9187 shares of IRS previously held. Fractional shares resulting from the split will be retained.


Murata Manufacturing Co Ltd Unsponsored ADR (MRAAY) performed a 3 for 2 Forward Split. This means shareholders will now hold 3 shares of MRAAY for every 2 shares previously held. Fractional shares will be retained.


Vacasa, Inc. (VCSA) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of VCSA for every 20 shares of VCSA previously held. Fractional shares resulting from the split will be retained.


Atlas Energy Solutions Inc. (AESI) performed a 1:1 CUSIP change.


First Trust Exchange-Traded Fund VI US Equity Dividend Select ETF (RNDV) performed a ticker change to KNGZ, and changed its corporate name to First Trust Exchange-Traded Fund VI First Trust S&P 500 Diversified Dividend Aristocrats ETF.


PhenomeX Inc. (CELL) performed a cash merger. This means that shares were removed and shareholders will receive $1.0000 per share in cash.


LF Capital Acquisition Corp. II (LFAC) was liquidated. This means that shares were removed and shareholders will receive $10.8235 per share in cash.


Denbury Inc New Warrant (DNRRW) expired worthless.


Longeveron Inc. Subscription Right (LGVNR) expired worthless.


ATHENEX INC COM NEW (ATNXQ) was delisted pending a stock liquidation. Details are still pending.


Innovator Double Stacker 9 Buffer ETF - October (DBOC) was delisted pending a stock liquidation. Details are still pending.


Innovator Double Stacker ETF - October (DSOC) was delisted pending a stock liquidation. Details are still pending.


PLX PHARMA INC COM (PLXPQ) was delisted pending a stock liquidation. Details are still pending.


SURGALIGN HLDGS INC (SRGAQ) was delisted pending a stock liquidation. Details are still pending.


Innovator Triple Stacker ETF - October (TSOC) was delisted pending a stock liquidation. Details are still pending.

October 2, 2023

a.k.a. Brands Holding Corp. (AKA) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of AKA for every 12 shares of AKA previously held. Fractional shares resulting from the split will be retained.


ARMOUR Residential REIT, Inc. (ARR) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of ARR for every 5 shares of ARR previously held. Fractional shares resulting from the split will be retained.


EBET, INC. (EBET) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of EBET for every 30 shares of EBET previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


The9 Limited American Depository Shares (NCTY) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of NCTY for every 10 shares of NCTY previously held. Fractional shares resulting from the split will be retained.


Skillsoft Corp. (SKIL) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of SKIL for every 20 shares of SKIL previously held. Fractional shares resulting from the split will be retained.


Minerva Surgical, Inc. (UTRS) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of UTRS for every 20 shares of UTRS previously held. Fractional shares resulting from the split will be retained.


AEGON LTD (AEG) performed a 1:1 CUSIP change.


Anzu Special Acquisition Corp I (ANZU) performed a ticker change to COCH, changed its corporate name to Envoy Medical, Inc., and performed a 1:1 CUSIP change.


Graf Acquisition Corp. IV (GFOR) performed a ticker change to NKGN, changed its corporate name to NKGen Biotech, Inc., and performed a 1:1 CUSIP change.


Mercato Partners Acquisition Corporation (MPRA) performed a ticker change to NVNI, changed its corporate name to Nvni Group Limited, and performed a 1:1 CUSIP change.


Soundwatch Hedged Equity ETF (SHDG) performed a 1:1 CUSIP change.


TradeUP Acquisition Corp. (UPTD) performed a ticker change to ESLA, changed its corporate name to Estrella Immunopharma, Inc., and performed a 1:1 CUSIP change.


INFINITY PHARMACEUTICALS INC (INFI) performed a ticker change to INFIQ.


ARAMARK (ARMK) performed a spinoff of VSTS. For every 1 share of ARMK held, shareholders will receive 0.5000 shares of VSTS.


Danaher Corporation (DHR) performed a spinoff of VLTO. For every 1 share of DHR held, shareholders will receive 0.3333 shares of VLTO.


Kellogg Company (K) performed a spinoff of KLG. For every 1 share of K held, shareholders will receive 0.2500 shares of KLG.


TRICIDA INC COM (TCDAQ) was declared worthless.


BED BATH & BEYOND INC (BBBYQ) was delisted pending a stock liquidation. Details are still pending.

September 29, 2023

Curis, Inc. (CRIS) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of CRIS for every 20 shares previously held. Fractional shares resulting from the split will be retained.


Fathom Digital Manufacturing Corporation (FATH) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of FATH for every 20 shares previously held. Fractional shares resulting from the split will be retained.


TOP Ships, Inc. (TOPS) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of TOPS for every 12 shares previously held. Fractional shares resulting from the split will be retained.


BTC Digital Ltd. (METX) performed a ticker change to ticker change to BTCT.


MCLOUD TECHNOLOGIES CORP (MCLD) performed a ticker change to MCLDF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Syneos Health, Inc. (SYNH) performed a cash merger. This means that shares were removed and shareholders will receive $43.0000 per share in cash.


VanEck China Growth Leaders ETF (GLCN) was liquidated. This means that shares were removed and shareholders will receive $21.2444 per share in cash.


Liminal BioSciences Inc. (LMNL) was liquidated. This means that shares were removed and shareholders will receive $8.5000 per share in cash.


AdvisorShares Newfleet Multi-Sector Income ETF (MINC) was liquidated. This means that shares were removed and shareholders will receive $44.7178 per share in cash.

September 28, 2023

SciSparc Ltd. (SPRC) performed a 1 for 26 Reverse Split. This means shareholders will now hold 1 share of SPRC for every 26 shares previously held. Fractional shares will be rounded up to the nearest share if the fraction is over 0.5 and rounded down if less than 0.5.


Synlogic, Inc. (SYBX) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of SYBX for every 15 shares previously held. Fractional shares resulting from the split will be retained.


XWELL, Inc. (XWEL) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of XWEL for every 20 shares previously held. Fractional shares resulting from the split will be retained.


Safe & Green Holdings Corp. (SGBX) performed a spinoff of SGD. For every 1 share of SGBX held, shareholders will receive 0.1862 shares of SGD.


SilverSPAC Inc. (SLVR) was liquidated. This means that shares were removed and shareholders will receive $10.4813 per share in cash.


Triton International Limited (TRTN) was delisted pending a stock liquidation. Details are still pending.

September 27, 2023

Rubicon Technologies, Inc. (RBT) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of RBT for every 8 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Decibel Therapeutics, Inc. (DBTX) performed a cash and stock merger. Shareholders will receive $4.0000 and 1 share of DBTX^ for each share of DBTX previously held.


Reata Pharmaceuticals, Inc. (RETA) performed a cash merger. This means that shares were removed and shareholders will receive $172.5000 per share in cash.


Tata Motors Limited (TTM) was liquidated. This means that shares were removed and shareholders will receive $20.0880 per share in cash.


Iconic Sports Acquisition Corp. (ICNC) was delisted pending a stock liquidation. Details are still pending.


Liminal BioSciences Inc. (LMNL) was delisted pending a stock liquidation. Details are still pending.

September 26, 2023

Flotek Industries, Inc. (FTK) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of FTK for every 6 shares of FTK previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Vaccinex, Inc. (VCNX) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of VCNX for every 15 shares of VCNX previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Magellan Midstream Partners, L.P. (MMP) performed a cash and stock merger. Shareholders will receive $25.0000 and 0.6670 shares of OKE for each share of MMP previously held.


Prosus NV Sponsored ADR (PROSY) distributed a stock dividend of 1.1796 per share. Shareholders received 1.1796 additional shares for every share previously held.


The Growth for Good Acquisition Corporation (GFGD) was liquidated. This means that shares were removed and shareholders will receive $10.5521 per share in cash.


Digital Media Solutions, Inc. (DMS) performed a ticker change to DMSL. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


SUNLIGHT FINL HLDGS INC (SUNL) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


26 Capital Acquisition Corp. (ADER) was delisted pending a stock liquidation. Details are still pending.


Decibel Therapeutics, Inc. (DBTX) was delisted pending a stock liquidation. Details are still pending.

September 25, 2023

Connexa Sports Technologies Inc. (CNXA) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of CNXA for every 40 shares of CNXA previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


E-Home Household Service Holdings Limited (EJH) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of EJH for every 10 shares of EJH previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Farmmi, Inc. (FAMI) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of FAMI for every 8 shares of FAMI previously held. Fractional shares resulting from the split will be retained.


Neoleukin Therapeutics, Inc. (NLTX) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of NLTX for every 5 shares of NLTX previously held. Fractional shares resulting from the split will be retained.


Gaucho Group Holdings, Inc. (VINO) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of VINO for every 10 shares of VINO previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


AngloGold Ashanti PLC (AU) performed a 1:1 CUSIP change.


CRH PLC (CRH) performed a 1:1 CUSIP change.


Murphy Canyon Acquisition Corp. (MURF) performed a ticker change to CDT, changed its corporate name to Conduit Pharmaceuticals Inc., and performed a 1:1 CUSIP change.


Yunhong CTI Ltd. (CTIB) performed a ticker change to YHGJ, and changed its corporate name to Yunhong Green CTI Ltd.


Hillstream BioPharma, Inc. (HILS) performed a ticker change to THAR.


Bird Global, Inc. (BRDS) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


AdvisorShares Newfleet Multi-Sector Income ETF (MINC) was delisted pending a stock liquidation. Details are still pending.


Magellan Midstream Partners, L.P. (MMP) was delisted pending a merger. Details are still pending.

September 22, 2023

Cepton, Inc. (CPTN) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of CPTN for every 10 shares of CPTN previously held. Fractional shares resulting from the split will be retained.


Powerbridge Technologies Co. (PBTS) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of PBTS for every 8 shares of PBTS previously held. Fractional shares resulting from the split will be retained.


Precipio, Inc. (PRPO) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of PRPO for every 20 shares of PRPO previously held. Fractional shares resulting from the split will be retained.


Sigma Additive Solutions, Inc. (SASI) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of SASI for every 20 shares of SASI previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Paratek Pharmaceuticals, Inc. (PRTK) performed a cash and stock merger. Shareholders will receive $2.1500 and 1.0000 share of PRTK^ for each share of PRTK previously held.


Radius Global Infrastructure, Inc. (RADI) performed a cash merger. This means that shares were removed and shareholders will receive $15.0000 per share in cash.


Altimar Acquisition Corp. III (ATAQ) was liquidated. This means that shares were removed and shareholders will receive $10.4179 per share in cash.


INDUSTRIAS BACHOCO ADR (IBAAY) was liquidated. This means that shares were removed and shareholders will receive $59.1375 per share in cash.


PARTNER COMMUNICATIONS CO LTD ADR (PTNRY) was delisted pending a stock liquidation. Details are still pending.

September 21, 2023

PolyPid Ltd. (PYPD) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of PYPD for every 30 shares previously held. Fractional shares will be rounded up to the nearest share if the fraction is over 0.51 and rounded down if less than 0.51.


Sonder Holdings Inc. (SOND) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of SOND for every 20 shares of SOND previously held. Fractional shares resulting from the split will be retained.


Digital Transformation Opportunities Corp. (DTOC) performed a ticker change to AONC, changed its corporate name to American Oncology Network, Inc., and performed a 1:1 CUSIP change.


M3-Brigade Acquisition III Corp. (MBSC) performed a ticker change to GFR, changed its corporate name to Greenfire Resources Ltd, and performed a 1:1 CUSIP change.


Vahanna Tech Edge Acquisition I Corp. (VHNA) performed a ticker change to RDZN, changed its corporate name to Roadzen, Inc., and performed a 1:1 CUSIP change. 


JPMorgan ActiveBuilders U.S. Large Cap Equity ETF (JUSA) was liquidated. This means that shares were removed and shareholders will receive $51.1338 per share in cash.


Long Cramer Tracker ETF (LJIM) was liquidated. This means that shares were removed and shareholders will receive $26.3518 per share in cash.


VanEck China Growth Leaders ETF (GLCN) was delisted pending a stock liquidation. Details are still pending


Longeveron Inc. Subscription Right (LGVNR) expired worthless.

September 20, 2023

Habytat, Inc. (DATS) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of DATS for every 10 shares of DATS previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


LIZHI INC. (LIZI) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of LIZI for every 10 shares of LIZI previously held. Fractional shares resulting from the split will be retained.


Novo-Nordisk A/S (NVO) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of NVO for every 1 share previously held. Fractional shares will be retained.


WEJO GROUP LTD COM (WEJOQ) performed a ticker change to WEJOF.


UTA Acquisition Corporation (UTAA) was liquidated. This means that shares were removed and shareholders will receive $10.6776 per share in cash.


VIRGIN ORBIT HLDGS INC COM (VORBQ) was declared worthless.

September 19, 2023

Axcella Health Inc. (AXLA) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of AXLA for every 25 shares of AXLA previously held. Fractional shares resulting from the split will be retained.


Prime Impact Acquisition I (PIAI) performed a ticker change to CCG, changed its corporate name to Cheche Group Inc., and performed a 1:1 CUSIP change.


Lightning eMotors, Inc. (ZEV) performed a ticker change to ZEVY. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Denbury Inc New Warrant (DNRRW) Warrants were delisted pending expiration.


illumin Holdings Inc. Voluntary Offer Deemed Dividend (ILLMZZD) was declared worthless.

September 18, 2023

Antelope Enterprise Holdings Limited (AEHL) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of AEHL for every 10 shares of AEHL previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


AYRO, Inc. (AYRO) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of AYRO for every 8 shares of AYRO previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


PHAXIAM Therapeutics (PHXM) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of PHXM for every 10 shares of PHXM previously held. Fractional shares resulting from the split will be retained.


Highland/iBoxx Senior Loan ETF (SNLN) performed a ticker change to HYSA, changed its corporate name to BondBloxx USD High Yield Bond Sector Rotation ETF, and performed a 1:1 CUSIP change.


Takung Art Co., Ltd. (TKAT) performed a ticker change to MI, changed its corporate name to NFT Limited, and performed a 1:1 CUSIP change.


Prime Impact Acquisition I (PRIAF) was delisted pending a stock liquidation. Details are still pending.


Telkom SA SOC Ltd (TLKGY) was delisted pending a stock liquidation. Details are still pending.


UTA Acquisition Corporation (UTAA) was delisted pending a stock liquidation. Details are still pending.

September 15, 2023

Kaixin Auto Holdings (KXIN) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of KXIN for every 15 shares of KXIN previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Jupiter Wellness, Inc. (JUPW) performed a ticker change to SHOT.


Corporate Office Properties Trust (OFC) performed a ticker change to CDP, and changed its corporate name to COPT Defense Properties.


BANK SOUTH CAROLINA CORP (BKSC) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


DIRTT Environmental Solutions Ltd. (DRTT) performed a ticker change to DRTTF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Prime Impact Acquisition I (PIAI) performed a ticker change to PRIAF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


AFRICAN GOLD ACQUISITION CORP (AGACF) was liquidated. This means that shares were removed and shareholders will receive $10.5794 per share in cash.

September 14, 2023

Astra Space, Inc. (ASTR) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of ASTR for every 15 shares of ASTR previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


INFINITY PHARMACEUTICALS INC (INFI) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


KIROMIC BIOPHARMA INC (KRBP) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


BNY Mellon Short Duration Corporate Bond ETF (BKSB) was liquidated. This means that shares were removed and shareholders will receive $46.8695 per share in cash.


Starry Group Holdings Inc (STRYQ) was declared worthless.


JPMorgan ActiveBuilders U.S. Large Cap Equity ETF (JUSA) was delisted pending a stock liquidation. Details are still pending.

September 13, 2023

Avinger, Inc. (AVGR) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of AVGR for every 15 shares of AVGR previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


First Light Acquisition Group, Inc. (FLAG) performed a ticker change to CLDI.


The Necessity Retail REIT, Inc. (RTL) performed a stock merger. Shareholders will receive 0.6700 new shares of GNL for each old share of RTL previously held. Fractional shares will be retained.


NORTHERN STAR INVT CORP IV CL A (NSTD) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.

September 12, 2023

Ampio Pharmaceuticals Inc. (AMPE) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of AMPE for every 20 shares of AMPE previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Ascent Solar Technologies, Inc. (ASTI) performed a 1 for 200 Reverse Split. This means shareholders will now hold 1 share of ASTI for every 200 shares of ASTI previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Leafly Holdings, Inc. (LFLY) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of LFLY for every 20 shares of LFLY previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Magenta Therapeutics, Inc. (MGTA) performed a ticker change to DNTH and changed its corporate name to Dianthus Therapeutics, Inc. Magenta Therapeutics, Inc. (MGTA) also performed a 1 for 16 Reverse Split. This means shareholders will now hold 1 share of DNTH for every 16 shares of MGTA previously held. Fractional shares resulting from the split will be retained. Additionally, shareholders will receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.


Rosecliff Acquisition Corp (RCLF) performed a ticker change to MDAI, changed its corporate name to Spectral AI Inc, and performed a 1:1 CUSIP change.


World Wrestling Entertainment (WWE) performed a ticker change to TKO, changed its corporate name to TKO Group Holdings, Inc., and performed a 1:1 CUSIP change.


Black Knight, Inc. (BKI) performed a cash merger. This means that shares were removed and shareholders will receive $75.8670 per share in cash.


NightShares 500 1x/1.5x ETF (NSPL) was liquidated. This means that shares were removed and shareholders will receive $35.6472 per share in cash.


Illumin Holdings Inc. (ILLM) performed a ticker change to ILLMF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Long Cramer Tracker ETF (LJIM) was delisted pending a stock liquidation. Details are still pending.

September 11, 2023

1847 Holdings LLC (EFSH) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of EFSH for every 25 shares of EFSH previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Super League Gaming, Inc. (SLGG) performed a 1 for 20 Reverse Split, and changed its ticker to SLE. This means shareholders will now hold 1 share of SLE for every 20 shares of SLGG previously held. Fractional shares resulting from the split will be retained.


CXApp Inc. (CXAIZZZ) performed a ticker change to CXAI and performed a 1:1 CUSIP change.


Surface Oncology, Inc. (SURF) performed a stock merger. Shareholders will receive 0.196 shares of CHRS for each share of SURF previously held, with fractional shares retained. Additionally, shareholders will receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.


ETF Series Solutions iBET Sports Betting and Gaming ETF (IBET) was liquidated. This means that shares were removed and shareholders will receive $10.34 per share in cash.


LMP AUTOMOTIVE HLDGS INC (LMPX) was liquidated. This means that shares were removed and shareholders will receive $1.50 per share in cash.


Altimar Acquisition Corp. III (ATAQ) was delisted pending a stock liquidation. Details are still pending.


illumin Holdings Inc. (ILLM) is suspended and not currently trading.

September 8, 2023

Acorn Energy, Inc. (ACFN) performed a 1 for 16 Reverse Split, and changed its ticker to ACFND. This means shareholders will now hold 1 share of ACFND for every 16 shares of ACFN previously held. Fractional shares resulting from the split will be retained.


Aeglea BioTherapeutics, Inc. (AGLE) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of AGLE for every 25 shares of AGLE previously held. Fractional shares resulting from the split will be retained.


IMAC Holdings, Inc. (BACK) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of BACK for every 30 shares of BACK previously held. Fractional shares resulting from the split will be rounded up to the nearest share


Neptune Wellness Solutions Inc. (NEPT) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of NEPT for every 40 shares of NEPT previously held. Fractional shares resulting from the split will be retained.


Odonate, Inc. (ODTC) performed a 1 for 2000 Reverse Split. This means shareholders will now hold 1 share of ODTC for every 2000 shares of ODTC previously held. Fractional shares resulting from the split will be paid as cash in lieu.


Adamis Pharmaceuticals Corporation (ADMP) performed a ticker change to DMK.


Spark Networks SE American Depositary Shares (LOV) performed a ticker change to LOVLY.


Bit Brother (BTB) performed a ticker change to BETS.


Cascadia Acquisition Corp. (CCAI) was liquidated. This means that shares were removed and shareholders will receive $12.3480 per share in cash.


Waverley Capital Acquisition Corp. 1 (WAVC) was liquidated. This means that shares were removed and shareholders will receive $10.4481 per share in cash.


ETF Series Solutions iBET Sports Betting and Gaming ETF (IBET) was delisted pending a stock liquidation. Details are still pending.

September 7, 2023

Grom Social Enterprises Inc. (GROM) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of GROM for every 20 shares of GROM previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Ryvyl Inc. (RVYL) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of RVYL for every 10 shares of RVYL previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Aziyo Biologics, Inc. (AZYO) performed a ticker change to ELUT, and changed its corporate name to Elutia Inc.


BiondVax Pharmaceuticals (BVXV) performed a ticker change to SCNI, and changed its corporate name to Scinai Immunotherapeutics.


Quotient Technology Inc (QUOT) performed a cash merger. This means that shares were removed and shareholders will receive $4.0000 per share in cash.


NORTHERN STAR INVT CORP III CL A (NSTC) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Golden Falcon Acquisition Corp. (GFX) was liquidated. This means that shares were removed and shareholders will receive $10.1799 per share in cash.


BNY Mellon Short Duration Corporate Bond ETF (BKSB) was delisted pending a stock liquidation. Details are still pending.


BOXED INC (BOXDQ) was delisted pending a stock liquidation. Details are still pending.

September 6, 2023

Conformis, Inc. (CFMS) performed a cash merger. This means that shares were removed and shareholders will receive $2.2700 per share in cash.


FTAC Zeus Acquisition Corp. (ZING) was liquidated. This means that shares were removed and shareholders will receive $10.5104 per share in cash.

September 5, 2023

Harpoon Therapeutics, Inc. (HARP) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of HARP for every 10 shares of HARP previously held. Fractional shares resulting from the split will be retained.


WeWork Inc. (WE) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of WE for every 40 shares of WE previously held. Fractional shares resulting from the split will be retained.


UTime (UTME) performed a ticker change to WTO.


BriaCell Therapeutics Corp. (BCTX) performed a stock merger. Shareholders will receive 1 new share of BCTX for each old share of BCTX previously held. Shareholders will receive 1 new share of BCTX^ for each old share of BCTX previously held.


NexTier Oilfield Solutions Inc. (NEX) performed a stock merger. Shareholders will receive 0.7520 new shares of PTEN for each old share of NEX previously held.


NuVasive, Inc. (NUVA) performed a stock merger. Shareholders will receive 0.7500 new shares of GMED for each old share of NUVA previously held.


LiveOne, Inc. (LVO) performed a spinoff of PODC. For every 1 share of LVO held, shareholders will receive 0.0476 shares of PODC.


SpringBig Holdings, Inc. (SBIG) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Black Knight, Inc. (BKI) was delisted pending a stock liquidation. Details are still pending.


Starry Group Holdings Inc (STRYQ) was delisted pending a stock liquidation. Details are still pending.


Quotient Technology Inc (QUOT) was delisted pending a stock liquidation. Details are still pending.

September 1, 2023

Distribution Solutions Group, Inc. (DSGR) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of DSGR for every 1 share previously held. Fractional shares will be retained.


Heliogen, Inc. (HLGN) performed a 1 for 35 Reverse Split. This means shareholders will now hold 1 share of HLGN for every 35 shares of HLGN previously held. Fractional shares resulting from the split will be retained.


Sonnet BioTherapeutics Holdings, Inc. (SONN) performed a 1 for 22 Reverse Split. This means shareholders will now hold 1 share of SONN for every 22 shares of SONN previously held. Fractional shares resulting from the split will be retained.


Schnitzer Steel Industries, Inc. (SCHN) performed a ticker change to RDUS.


Focus Financial Partners Inc. (FOCS) performed a cash merger. This means that shares were removed and shareholders will receive $53.0000 per share in cash.


Pardes Biosciences, Inc. (PRDS) performed a cash and stock merger. Shareholders will receive $2.1300 and 1.0000 share of PRDS^ for each share of PRDS previously held.


Asian Growth Cubs ETF (CUBS) was liquidated. This means that shares were removed and shareholders will receive $18.8588 per share in cash.


EdtechX Holdings Acquisition Corp. II (EDTX) was liquidated. This means that shares were removed and shareholders will receive $10.3480 per share in cash.


PIVOTAL INVT CORP III (PICC) was liquidated. This means that shares were removed and shareholders will receive $10.2207 per share in cash.


AdvisorShares Poseidon Dynamic Cannabis ETF (PSDN) was liquidated. This means that shares were removed and shareholders will receive $0.9969 per share in cash.


Cascadia Acquisition Corp. Class A (CCAI) was delisted pending a stock liquidation. Details are still pending.


NexTier Oilfield Solutions Inc. (NEX) was delisted pending a stock liquidation. Details are still pending.


NightShares 500 1x/1.5x ETF (NSPL) was delisted pending a stock liquidation. Details are still pending.

August 31, 2023

Express, Inc. (EXPR) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of EXPR for every 20 shares of EXPR previously held. Fractional shares resulting from the split will be retained.


Spire Global, Inc. (SPIR) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of SPIR for every 8 shares of SPIR previously held. Fractional shares resulting from the split will be retained.


SeqLL Inc. (SQL) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of SQL for every 40 shares of SQL previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


FINANCIAL STRATEGIES ACQUISITION CORP (FXCO) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Strategy Shares Nasdaq 5HANDL Index ETF (FIVR) was liquidated. This means that shares were removed and shareholders will receive $21.1493 per share in cash.


Noble Absolute Return ETF (NOPE) was liquidated. This means that shares were removed and shareholders will receive $8.3870 per share in cash.


Harbor Small Cap Explorer ETF (QWST) was liquidated. This means that shares were removed and shareholders will receive $32.0183 per share in cash.

August 30, 2023

AmerisourceBergen Corp. (ABC) performed a ticker change to COR, and changed its corporate name to Cencora, Inc.


AfterNext HealthTech Acquisition Corp. (AFTR) was liquidated. This means that shares were removed and shareholders will receive $10.4401 per share in cash.


PIVOTAL INVT CORP III (PICC) was liquidated. This means that shares were removed and shareholders will receive $10.2750 per share in cash.


Investment Managers Series Trust II AXS 1.5X PYPL Bull Daily ETF (PYPT) was liquidated. This means that shares were removed and shareholders will receive $14.8779 per share in cash.

August 29, 2023

Digital Media Solutions, Inc. (DMS) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of DMS for every 15 shares of DMS previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Rush Enterprises, Inc. (RUSHA) performed a 3 for 2 Forward Split. This means shareholders will now hold 3 shares of RUSHA for every 2 shares previously held. Fractional shares will be retained.


Rush Enterprises, Inc. (RUSHB) performed a 3 for 2 Forward Split. This means shareholders will now hold 3 shares of RUSHB for every 2 shares previously held. Fractional shares will be retained.


Companhia Brasileira de Distribuicao (CBD) performed a spinoff of EXTO. For every 1 share of CBD held, shareholders will receive 0.5000 shares of EXTO.


Mallinckrodt plc (MNK) performed a ticker change to MNKTQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Orbital Infrastructure Group, Inc. (OIG) performed a ticker change to OIGBQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


ETFMG Sit Ultra Short ETF (VALT) was liquidated. This means that shares were removed and shareholders will receive $48.50883 per share in cash.


China Southern Airlines Ltd Sponsored ADR Rep 50 Shs Class H (China) (ZNHYY) was liquidated. This means that shares were removed and shareholders will receive $29.7491 per share in cash.


Asian Growth Cubs ETF (CUBS) was delisted pending a stock liquidation. Details are still pending.

August 28, 2023

Faraday Future Intelligent Electric Inc. (FFIE) performed a 1 for 80 Reverse Split. This means shareholders will now hold 1 share of FFIE for every 80 shares of FFIE previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Direxion Daily S&P 500 High Beta Bear 3X Shares (HIBS) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of HIBS for every 10 shares of HIBS previously held. Fractional shares resulting from the split will be retained.


Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 2X Shares (GUSH) performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of GUSH for every 1 share previously held. Fractional shares will be retained.


Direxion Daily MSCI Mexico Bull 3X Shares (MEXX) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of MEXX for every 1 share previously held. Fractional shares will be retained.


Direxion Daily 20+ Year Treasury Bear 3X Shares (TMV) performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of TMV for every 1 share previously held. Fractional shares will be retained.


FG Merger Corp. (FGMC) performed a 1:1 CUSIP change, performed a ticker change to ICCTP, and changed its corporate name to iCoreConnect Inc.


Fifth Wall Acquisition Corp. III Class A Ordinary Shares (FWAC) performed a 1:1 CUSIP change, performed a ticker change to BEEP, and changed its corporate name to Mobil Infrastructure Corp.


Grizzle Growth ETF (GRZZ) performed a 1:1 CUSIP change and a ticker change to DARP.


High Yield ETF (HYLD) performed a 1:1 CUSIP change, performed a ticker change to RINC, and changed its corporate name to AXS Real Estate Income ETF.


Prime Number Acquisition I Corp. Class A Common Stock (PNAC) performed a 1:1 CUSIP change, performed a ticker change to NCNC, and changed its corporate name to noco-noco Inc.


Invesco Short Term Treasury ETF (CLTL) performed a ticker change to TBLL.


Invesco Bloomberg Pricing Power ETF (DEF) performed a ticker change to POWA.


Invesco S&P MidCap 400 GARP ETF (EWMC) performed a ticker change to GRPM.


Invesco Next Gen Media and Gaming ETF (PBS) performed a ticker change to GGME.


Invesco Exchange-Traded Fund Trust II Invesco Equal Weight 0-30 Year Treasury ETF (PLW) performed a ticker change to GOVI.


Invesco AI and Next Gen Software ETF (PSJ) performed a ticker change to IGPT.


Invesco Bloomberg MVP Multi-factor ETF (PWC) performed a ticker change to BMVP.


Invesco Dynamic Networking ETF (PXQ) performed a ticker change to KNCT, and changed its corporate name to Invesco Next Gen Connectivity ETF.


F45 TRAINING HLDGS INC COM (FXLV) was delisted to OTC and is now set to Position Closing Only (PCO).


SeaChange International, Inc. (SEAC) was delisted to OTC and is now set to Position Closing Only (PCO).


Apeiron Capital Investment Corp (APNC) was liquidated. This means that shares were removed and shareholders will receive $10.7616 per share in cash.


AdvisorShares Poseidon Dynamic Cannabis ETF (PSDN) was delisted pending a stock liquidation. Details are still pending.


ETFMG Sit Ultra Short ETF (VALT) was delisted pending a stock liquidation. Details are still pending.


CGNT Contingent Value Right (CVR) (CGNT^) expired worthless.


Senestech Inc Warrant (SSEHW) warrants have expired worthless.

August 25, 2023

Clever Leaves Holdings Inc. (CLVR) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of CLVR for every 30 shares of CLVR previously held. Fractional shares resulting from the split will be retained.


Ideanomics, Inc. (IDEX) performed a 1 for 125 Reverse Split. This means shareholders will now hold 1 share of IDEX for every 125 shares of IDEX previously held. Fractional shares resulting from the split will be retained.


Recruiter.com Group, Inc. (RCRT) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of RCRT for every 15 shares of RCRT previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


AMC ENTERTAINMENT HOLDINGS, INC. (APE) performed a stock merger. Shareholders will receive 0.1000 new shares of AMC for each old share of APE previously held.


San Miguel Corp Sponsored ADR (SMGBY) was liquidated. This means that shares were removed and shareholders will receive $17.93 per share in cash.


Apeiron Capital Investment Corp (APNC) was delisted pending a stock liquidation. Details are still pending.


Golden Falcon Acquisition Corp. (GFX) was delisted pending a stock liquidation. Details are still pending.


Noble Absolute Return ETF (NOPE) was delisted pending a stock liquidation. Details are still pending.


Waverley Capital Acquisition Corp. 1 (WAVC) was delisted pending a stock liquidation. Details are still pending.

August 24, 2023

AMC ENTERTAINMENT HOLDINGS, INC. (AMC) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of AMC for every 10 shares of AMC previously held. Fractional shares resulting from the split will be retained.


BTC Digital Ltd. (METX) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of METX for every 20 shares of METX previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Momentus Inc. Class A (MNTS) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of MNTS for every 50 shares of MNTS previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Apexigen, Inc. (APGN) performed a stock merger. Shareholders will receive 0.1725 post-split shares of PYXS for each old share of APGN previously held.


Aurora Acquisition Corp. Class A (AURC) performed a ticker change to BETR, changed its corporate name to Better Home & Finance Holding Company Class A, and performed a 1:1 CUSIP change.


African Gold Acquisition Corporation (AGAC) performed a ticker change to AGACF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


G Medical Innovations Holdings Ltd. (GMVD) performed a ticker change to GMVDF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


ForgeRock, Inc. (FORG) performed a cash merger. This means that shares were removed and shareholders will receive $23.2500 per share in cash.


QUOTIENT LTD (QTNTQ) was declared worthless.

August 23, 2023

Sunlight Financial Holdings, Inc. (SUNL) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of SUNL for every 20 shares of SUNL previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Tivic Health Systems, Inc. (TIVC) performed a 1 for 100 Reverse Split. This means shareholders will now hold 1 share of TIVC for every 100 shares of TIVC previously held. Fractional shares resulting from the split will be retained.


Allied Motion Technologies, Inc. (AMOT) performed a ticker change to ALNT.


REPUBLIC FIRST BANCORP INC (FRBK) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Liquid Media Group Ltd. (YVR) performed a ticker change to YVRLF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


ForgeRock, Inc. (FORG) was delisted pending a stock liquidation. Details are still pending.


Harbor Small Cap Explorer ETF (QWST) was delisted pending a stock liquidation. Details are still pending. 


FTAC Zeus Acquisition Corp. Class A (ZING) was delisted pending a stock liquidation. Details are still pending. 

August 22, 2023

Copart, Inc. (CPRT) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of CPRT for every 1 share previously held. Fractional shares will be retained.


Digital Brands Group, Inc. (DBGI) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of DBGI for every 25 shares of DBGI previously held. Fractional shares resulting from the split will be retained.


Sempra (SRE) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of SRE for every 1 share previously held. Fractional shares will be retained.


POLARITYTE INC (PTEIQ) performed a ticker change to RGTPQ, and changed its corporate name to REGENETP INC.


Priveterra Acquisition Corp. II Class A (TMKR) performed a ticker change to PMGM.


AXIOS SUSTAINABLE GROWTH ACQUISITION CORP CL A (AXAC) was liquidated. This means that shares were removed and shareholders will receive $10.6739 per share in cash.


Franchise Group, Inc. (FRG) performed a cash merger. This means that shares were removed and shareholders will receive $30.0000 per share in cash.


Aceragen, Inc. (ACGN) was delisted pending a stock liquidation. Details are still pending.

August 21, 2023

Boqii Holding Limited American Depositary Shares (BQ) performed a 3 for 10 Reverse Split. This means shareholders will now hold 3 shares of BQ for every 10 shares of BQ previously held. Fractional shares resulting from the split will be retained.


SMX (Security Matters) Public Limited Company (SMX) performed a 1 for 22 Reverse Split. This means shareholders will now hold 1 share of SMX for every 22 shares of SMX previously held. Fractional shares resulting from the split will be retained.


Arconic Corporation (ARNC) performed a cash merger. This means that shares were removed and shareholders will receive $30.0000 per share in cash.


Amyris, Inc. (AMRS) performed a ticker change to AMRSQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.

August 18, 2023

Aditxt, Inc. (ADTX) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of ADTX for every 40 shares of ADTX previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Vapotherm, Inc. (VAPO) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of VAPO for every 8 shares of VAPO previously held. Fractional shares resulting from the split will be retained.


Wheeler Real Estate Investment Trust, Inc. (WHLR) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of WHLR for every 10 shares of WHLR previously held. Fractional shares resulting from the split will be retained.


Hainan Manaslu Acquisition Corp. (HMAC) changed its corporate name to Able View Global Inc., performed a ticker change to ABLV, and changed its CUSIP number.


Ra Medical Systems, Inc (RMED) performed a ticker change to VTAK, and changed its corporate name to Catheter Precision, Inc.


Longeveron Inc. (LGVN) performed a spinoff of LGVN^. For every 1 share of LGVN held, shareholders will receive 5.0000 shares of LGVN^. Fractional shares resulting from the spinoff will be included in your total position.


Urstadt Biddle Properties Inc. Class A (UBA) performed a stock merger. Shareholders will receive 0.3470 new shares of REG for each old share of UBA previously held. Fractional shares will be retained.


Urstadt Biddle Properties Inc. (UBP) performed a stock merger. Shareholders will receive 0.3470 new shares of REG for each old share of UBP previously held. Fractional shares will be retained.


AxonPrime Infrastructure Acquisition Corporation Class A Common Stock (APMI) was liquidated. This means that shares were removed and shareholders will receive $10.3688 per share in cash.


Blue Whale Acquisition Corp I Class A Ordinary Shares (BWC) was liquidated. This means that shares were removed and shareholders will receive $10.1900 per share in cash.


Arconic Corporation (ARNC) was delisted pending acquisition. Details are still pending.

August 17, 2023

AAON, Inc. (AAON) performed a 3 for 2 Forward Split. This means shareholders will now hold 3 shares of AAON for every 2 shares previously held. Fractional shares resulting from the split will be retained.


Akari Therapeutics plc ADS (AKTX) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of AKTX for every 20 shares of AKTX previously held. Fractional shares resulting from the split will be retained.


Diffusion Pharmaceuticals Inc. (DFFN) performed a 2 for 3 Reverse Split. This means shareholders will now hold 2 shares of DFFN for every 3 shares of DFFN previously held. Fractional shares resulting from the split will be retained.


Diffusion Pharmaceuticals Inc. (DFFN) changed its corporate name to CervoMed Inc. and performed a ticker change to CRVO.


Helius Medical Technologies, Inc. (HSDT) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of HSDT for every 50 shares of HSDT previously held. Fractional shares resulting from the split will be retained.


Proterra Inc. (PTRA) performed a ticker change to PTRAQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.

August 16, 2023

Energous Corporation (WATT) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of WATT for every 20 shares of WATT previously held. Fractional shares resulting from the split will be retained.


Yellow Corporation (YELL) performed a ticker change to YELLQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


AfterNext HealthTech Acquisition Corp. (AFTR) was delisted pending a stock liquidation. Details are still pending.


INDUSTRIAS BACHOCO S A DE C V American Depositary Receipts (IBAAY) was delisted pending a stock liquidation. Details are still pending.

August 15, 2023

Crown Electrokinetics Corp. (CRKN) performed a 1 for 60 Reverse Split. This means shareholders will now hold 1 share of CRKN for every 60 shares of CRKN previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Investment Managers Series Trust II (NVDS) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of NVDS for every 5 shares of NVDS previously held. Fractional shares resulting from the split will be retained.


Black Spade Acquisition Co (BSAQ) performed a 1:1 CUSIP change and performed a ticker change to VFS.


United Insurance Holdings Corp. Common Stock (UIHC) performed a ticker change to ACIC, and changed its corporate name to American Coastal Insurance Corporation.


GraniteShares XOUT U.S. Large Cap ETF (XOUT) performed a ticker change to DRUP.


Jupiter Wellness, Inc. (JUPW) performed a spinoff of SRM. For every 1 share of JUPW held, shareholders will receive 0.0517 shares of SRM. Fractional shares resulting from the spinoff will be included in your total position.


Salisbury Bancorp, Inc. (SAL) performed a stock merger. This means that customers will receive 0.7450 shares of NBTB for every share of SAL previously held. Fractional shares resulting from the merger will be included in your total position.


Wireless Telecom Group, Inc. (WTT) performed a cash merger. This means that shares were removed and shareholders will receive $2.1300 per share in cash.


NightShares 2000 ETF (NIWM) was delisted pending a stock liquidation. Details are still pending.


NightShares 500 ETF (NSPY) was delisted pending a stock liquidation. Details are still pending.


MID-SOUTHERN BANCORP INC COM (MSVB) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Tidewater Inc. Series A (TDW+A) warrants have expired worthless.

August 14, 2023

Mogo Inc. (MOGO) performed a 1 for 3 Reverse Split. This means shareholders will now hold 1 share of MOGO for every 3 shares of MOGO previously held. Fractional shares resulting from the split will be retained.


Molecular Templates, Inc. (MTEM) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of MTEM for every 15 shares of MTEM previously held. Fractional shares resulting from the split will be retained.


The Howard Hughes Corporation (HHC) performed a 1:1 CUSIP change and a ticker change to HHH.


Chinook Therapeutics, Inc. (KDNY) performed a cash and stock merger. Shareholders will receive $40.0000 and 1.0000 shares of KDNYZZZ for each share of KDNY previously held. Fractional shares will be retained.


Sigilon Therapeutics, Inc. (SGTX) performed a cash and stock merger. Shareholders will receive $14.9200 and 1.0000 shares of SGTX^ for each share of SGTX previously held. Fractional shares will be retained.


IDEX Biometrics ASA American Depositary Shares (IDBA) performed a ticker change to IDBAY. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


2ndVote Society Defended ETF (EGIS) was liquidated. This means that shares were removed and shareholders will receive $36.7973 per share in cash.


2ndVote Life Neutral Plus ETF (LYFE) was liquidated. This means that shares were removed and shareholders will receive $33.5847 per share in cash.


Investment Managers Series Trust II (PYPT) was delisted pending a stock liquidation. Details are still pending.


Senestech Inc Warrants (SSEHW) were delisted pending expiration.


DIEBOLD NIXDORF INC (DBDQQ) was declared worthless after the company’s bankruptcy.

August 11, 2023

Mullen Automotive, Inc. (MULN) performed a 1 for 9 Reverse Split. This means shareholders will now hold 1 share of MULN for every 9 shares of MULN previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


MedTech Acquisition Corporation Class A (MTAC) performed a ticker change to TLSI, changed its corporate name to TriSalus Life Sciences, Inc., and performed a 1:1 CUSIP change.


Oxbridge Acquisition Corp. Class A (OXAC) performed a ticker change to JTAI, changed its corporate name to Jet.AI Inc., and performed a 1:1 CUSIP change.


Conyers Park III Acquisition Corp. Class A (CPAA) was liquidated. This means that shares were removed and shareholders will receive $10.2917 per share in cash.


Tidewater Inc. Series B Warrants to purchase shares of common stock (TDW+B) expired worthless.


WINC INC COM (WBEVQ) was delisted pending a stock liquidation. Details are still pending.

August 10, 2023

WisdomTree Trust WisdomTree Interest Rate Hedged U.S. Aggregate Bond Fund (AGZD) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of AGZD for every 1 share previously held.


WisdomTree Trust WisdomTree Japan Hedged SmallCap Equity Fund (DXJS) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of DXJS for every 1 share previously held.


WisdomTree Europe Hedged Equity Fund (HEDJ) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of HEDJ for every 1 share previously held.


Lottery.com, Inc. (LTRY) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of LTRY for every 20 shares of LTRY previously held.


LATCH INC (LTCH) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


YANKUANG ENERGY GROUP CO LTD American Depositary Receipts - Sponsored (YZCAY) distributed a stock dividend of 0.5000 per share. Shareholders received 0.5000 additional shares for every share previously held.


DICE Therapeutics, Inc. (DICE) performed a cash merger. This means that shares were removed and shareholders will receive $48.0000 per share in cash.

August 9, 2023

Siyata Mobile, Inc. (SYTA) performed a 1 for 100 Reverse Split. This means shareholders will now hold 1 share of SYTA for every 100 shares of SYTA previously held.


AXS Cannabis ETF (THCX) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of THCX for every 10 shares of THCX previously held.


Belong Acquisition Corp. Class A (BLNG) was liquidated. This means that shares were removed and shareholders will receive $10.2393 per share in cash.


QUALTEK SVCS INC (QTEKQ) was declared worthless.


DSS (DSS) performed a spin-off. Shareholders received 4 shares of DSS, Inc Contra (DSSZZZ) for every 1 share of DSS held on Record date, July 10, 2023. Fractional shares resulting from the spin-off will be included in your total position.

August 8, 2023

SITO MOBILE LTD (SITOQ) performed a ticker change to STTO.


PDC Energy, Inc. (PDCE) performed a stock merger. Shareholders will receive 0.4638 post-split shares of CVX for each old share of PDCE previously held.


Heartland Media Acquisition Corp. (HMA) was liquidated. This means that shares were removed and shareholders will receive $10.5607 per share in cash.


Cineworld Group, Plc Unsponsored ADR (United Kingdom) (CNWGQ) was declared worthless.

August 7, 2023

Adial Pharmaceuticals, Inc (ADIL) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of ADIL for every 25 shares of ADIL previously held. Fractional shares resulting from the split will be retained.


Bionano Genomics, Inc. (BNGO) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of BNGO for every 10 shares of BNGO previously held. Fractional shares resulting from the split will be retained.


Mobiquity Technologies, Inc. (MOBQ) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of MOBQ for every 15 shares of MOBQ previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Sysorex Inc (SYSX) performed a 1 for 1000 Reverse Split, and changed its ticker to SYSXD. This means shareholders will now hold 1 share of SYSXD for every 1000 shares of SYSX previously held. Fractional shares resulting from the split will be paid as cash in lieu.


Liquid Media Group Ltd. (YVR) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of YVR for every 4 shares of YVR previously held. Fractional shares resulting from the split will be retained.


Enochian Biosciences, Inc. (ENOB) performed a ticker change to RENB, and changed its corporate name to Renovaro Biosciences Inc.


IRONNET INC (IRNT) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Blue Whale Acquisition Corp I Class A (BWC) was delisted pending a stock liquidation. Details are still pending.


PDC Energy, Inc. (PDCE) was delisted pending acquisition. Details are still pending.


Transphorm, Inc. Rights (TGAN^) rights expired worthless.


Ault Alliance (AULT) performed a spinoff. For every 1 share of AULT held, shareholders will receive 15 shares of IMHCW. For every 1 share of AULT held, shareholders will receive 15 shares of IMHC. Fractional shares from the spinoff will be retained.

August 4, 2023

Fangdd Network Group Ltd. American Depositary Shares (DUO) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of DUO for every 15 shares of DUO previously held. Fractional shares resulting from the split will be retained.


National CineMedia, Inc. (NCMI) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of NCMI for every 10 shares of NCMI previously held. Fractional shares resulting from the split will be retained.


Otonomo Technologies Ltd. (OTMO) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of OTMO for every 15 shares of OTMO previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Insignia Systems, Inc. (ISIG) performed a ticker change to LDWY, and changed its corporate name to Lendway, Inc. 


Genesis Unicorn Capital Corp. Class A (GENQ) performed a ticker change to ESGL, changed its corporate name to ESGL HLDGS LTD, and performed a 1:1 CUSIP change.


ALJ Regional Holdings, Inc. (ALJJ) performed a cash merger. This means that shares were removed and shareholders will receive $1.9700 per share in cash.


Enterprise 4.0 Technology Acquisition Corp. Class A (ENTF) was liquidated. This means that shares were removed and shareholders will receive $10.6963 per share in cash.


Ferrovial SA Unsponsored ADR (Spain) (FRRVY) performed a cash merger. This means that shares were removed and shareholders will receive $31.1795 per share in cash.


Jupiter Wellness, Inc. (JUPW) performed a spinoff of SRM. For every 1 share of JUPW held, shareholders will receive 0.0517 shares of SRM.


2ndVote Society Defended ETF (EGIS) was delisted pending a stock liquidation. Details are still pending.


2ndVote Life Neutral Plus ETF (LYFE) was delisted pending a stock liquidation. Details are still pending.


Wireless Telecom Group, Inc. (WTT) was delisted pending acquisition. Details are still pending.


Liberty Media Corporation Series A Liberty Formula One (FWONA) performed a stock merger. Shareholders will receive 1 new share of FWONA for each old share of FWONA previously held. Shareholders will receive 0.0428 new shares of LLYVA for each old share of FWONA previously held. Fractional shares will be retained.


Liberty Media Corporation Series C Liberty Formula One (FWONK) performed a stock merger. Shareholders will receive 1 new share of FWONK for each old share of FWONK previously held. Shareholders will receive 0.0428 new shares of LLYVK for each old share of FWONK previously held. Fractional shares will be retained.


Liberty Media Corporation Series A Liberty SiriusXM (LSXMA) performed a stock merger. Shareholders will receive 1 new share of LSXMA for each old share of LSXMA previously held. Shareholders will receive 0.25 new shares of LLYVA for each old share of LSXMA previously held. Fractional shares will be retained.


Liberty Media Corporation Series C Liberty SiriusXM (LSXMK) performed a stock merger. Shareholders will receive 1 new share of LSXMK for each old share of LSXMK previously held. Shareholders will receive 0.25 new shares of LLYVK for each old share of LSXMK previously held. Fractional shares will be retained.


Liberty Media Corporation Series B Liberty SiriusXM (LSXMB) performed a stock merger. Shareholders will receive 1 new share of LSXMB for each old share of LSXMB previously held. Shareholders will receive 0.25 new shares of LLYVB for each old share of LSXMB previously held. Fractional shares will be retained.

August 3, 2023

Embark Technology, Inc. (EMBK) performed a cash merger. This means that shares were removed and shareholders will receive $2.8800 per share in cash.


Home Point Capital, Inc (HMPT) performed a cash merger. This means that shares were removed and shareholders will receive $2.3300 per share in cash.


Minority Equality Opportunities Acquisition Inc. Class A (MEOA) was liquidated. This means that shares were removed and shareholders will receive $10.8782 per share in cash.

August 2, 2023

ExlService Holdings, Inc. (EXLS) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of EXLS for every 1 share previously held. Fractional shares will be retained.


Smart for Life, Inc. (SMFL) performed a 1 for 3 Reverse Split. This means shareholders will now hold 1 share of SMFL for every 3 shares of SMFL previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


AppHarvest, Inc. (APPH) performed a ticker change to APPHQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


MamaMancini's Holdings, Inc. (MMMB) performed a ticker change to MAMA, and changed its corporate name to Mama's Creations, Inc.


Compute Health Acquisition Corp. (CPUH) performed a stock merger. Shareholders will receive 1.4205 post-split shares of ALUR for each old share of CPUH previously held.


Spectrum Pharmaceuticals, Inc. (SPPI) performed a stock merger. Shareholders will receive 0.1783 post-split shares of ASRT for each old share of SPPI previously held. Shareholders will also receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.


Home Point Capital, Inc (HMPT) was delisted pending acquisition. Details are still pending.


Hargreaves Lansdown PLC, Bristol Unsponsored American Depository Receipt (United Kingdom) (HRGLY) was delisted pending a stock liquidation. Details are still pending.


Reunion Neuroscience Inc. (REUN) was delisted pending acquisition. Details are still pending.

August 1, 2023

Bruush Oral Care Inc. (BRSH) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of BRSH for every 25 shares of BRSH previously held. Fractional shares resulting from the split will be retained.


MedAvail Holdings, Inc. (MDVL) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of MDVL for every 50 shares of MDVL previously held. Fractional shares resulting from the split will be retained.


Taoping Inc. (TAOP) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of TAOP for every 10 shares of TAOP previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Franklin FTSE Europe Hedged ETF (FLEH) performed a ticker change to FLEU.


GWG HLDGS INC (GWGHQ) performed a ticker change to GWGHQ^ and performed a 1:1 CUSIP change.


TLG Acquisition One Corp. (TLGA) performed a ticker change to ELIQ, changed its corporate name to Electriq Power, Inc., and performed a 1:1 CUSIP change.


Nabriva Therapeutics plc Ordinary Shares Ireland (NBRV) performed a ticker change to NBRVF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Oconee Federal Financial Corp. (OFED) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Aerojet Rocketdyne Holdings, Inc. (AJRD) performed a cash merger. This means that shares were removed and shareholders will receive $58.0000 per share in cash.


TrueShares ESG Active Opportunities ETF (ECOZ) was liquidated. This means that shares were removed and shareholders will receive $38.614 per share in cash.


Nuveen Floating Rate Income Opportunty Fund (JRO) performed a stock merger. Shareholders will receive 0.9867 post-split shares of JFR for each old share of JRO previously held.


NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND (JSD) performed a stock merger. Shareholders will receive 1.4592 post-split shares of JFR for each old share of JSD previously held.


NUVEEN SENIOR INCM FD (NSL) performed a stock merger. Shareholders will receive 0.5807 post-split shares of JFR for each old share of NSL previously held.


Univar Solutions Inc. (UNVR) performed a cash merger. This means that shares were removed and shareholders will receive $36.1500 per share in cash.


Cineworld Group, Plc Unsponsored ADR (United Kingdom) (CNWGQ) was delisted pending a stock liquidation. Details are still pending.


NightShares 2000 ETF (NIWM) was delisted pending a stock liquidation. Details are still pending.


NightShares 500 ETF (NSPY) was delisted pending a stock liquidation. Details are still pending.

July 31, 2023

Theratechnologies Inc. (THTX) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of THTX for every 4 shares of THTX previously held. Fractional shares resulting from the split will be retained.


AUDACY INC (AUDAD) performed a ticker change to AUDA.


EVOLVE TRANSITION INFRASTRUCTURE LP (SNMPD) performed a ticker change to SNMP.


XPAC Acquisition Corp. Class A (XPAX) performed a ticker change to ZLS.


Absolute Software Corporation (ABST) was liquidated. This means that shares were removed and shareholders will receive $11.5000 per share in cash.


BETTER WORLD ACQUISITION CORP (BWAC) was liquidated. This means that shares were removed and shareholders will receive $10.9402 per share in cash.


DA32 Life Science Tech Acquisition Corp. Class A (DALS) was liquidated. This means that shares were removed and shareholders will receive $10.3183 per share in cash.


Hartford Schroders ESG US Equity ETF (HEET) was liquidated. This means that shares were removed and shareholders will receive $24.6159 per share in cash.


Revere Sector Opportunity ETF (RSPY) was liquidated. This means that shares were removed and shareholders will receive $25.2725 per share in cash.


TrueShares ESG Active Opportunities ETF (ECOZ) was delisted pending a stock liquidation. Details are still pending.


Nuveen Floating Rate Income Opportunity Fund (JRO) was delisted pending acquisition. Details are still pending.


NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND (JSD) was delisted pending acquisition. Details are still pending.


NUVEEN SENIOR INCM FD (NSL) was delisted pending acquisition. Details are still pending.

July 28, 2023

Biolase, Inc. (BIOL) performed a 1 for 100 Reverse Split. This means shareholders will now hold 1 share of BIOL for every 100 shares of BIOL previously held. Fractional shares resulting from the split will be retained.


INVO BioScience, Inc. (INVO) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of INVO for every 20 shares of INVO previously held. Fractional shares resulting from the split will be retained.


Katapult Holdings, Inc. (KPLT) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of KPLT for every 25 shares of KPLT previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Ontrak, Inc. (OTRK) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of OTRK for every 6 shares of OTRK previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Universe Pharmaceuticals Inc. (UPC) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of UPC for every 6 shares of UPC previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


VINCO VENTURES INC (BBIG) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


ARYA Sciences Acquisition Corp V Class A (ARYE) was liquidated. This means that shares were removed and shareholders will receive $10.3920 per share in cash.


ALPS Hillman Active Value ETF (HVAL) was liquidated. This means that shares were removed and shareholders will receive $24.4276 per share in cash.


Fount Metaverse ETF (MTVR) was liquidated. This means that shares were removed and shareholders will receive $17.5752 per share in cash.


Absolute Software Corporation (ABST) was delisted pending acquisition. Details are still pending.


Aerojet Rocketdyne Holdings, Inc. (AJRD) was delisted pending acquisition. Details are still pending.


Revere Sector Opportunity ETF (RSPY) was delisted pending a stock liquidation. Details are still pending.

July 27, 2023

View, Inc. Class A (VIEW) performed a 1 for 60 Reverse Split. This means shareholders will now hold 1 share of VIEW for every 60 shares of VIEW previously held. Fractional shares resulting from the split will be retained.


Muscle Maker, Inc (GRIL) performed a ticker change to SDOT.


Carlyle Credit Income Fund Shares of Beneficial Interest (VCIF) performed a ticker change to CCIF.


Stratim Cloud Acquisition Corp. Class A (SCAQ) was liquidated. This means that shares were removed and shareholders will receive $10.3887 per share in cash.


BLUE CAP REINS HLDGS LTD (BCRHF) was declared worthless.


Belong Acquisition Corp. Class A (BLNG) was delisted pending a stock liquidation. Details are still pending.


Tidewater Inc. Series A Warrants to purchase shares of common stock (expiring July 31, 2023) (TDW+A) were delisted pending expiration.


Tidewater Inc. Series B Warrants to purchase shares of common stock (expiring July 31, 2023) (TDW+B) were delisted pending expiration.

July 26, 2023

Benitec Biopharma Inc. (BNTC) performed a 1 for 17 Reverse Split. This means shareholders will now hold 1 share of BNTC for every 17 shares of BNTC previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Humanigen, Inc. (HGEN) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


9 Meters Biopharma, Inc. (NMTR) performed a ticker change to NMTRQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Novan, Inc. (NOVN) performed a ticker change to NOVNQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


ViewRay, Inc. (VRAY) performed a ticker change to VRAYQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Banco Santander Mexico, S, A., Institucion de Banca Multiple, Grupo Financiero Santander Mexico (BSMX) was liquidated. This means that shares were removed and shareholders will receive $5.4200 per share in cash.


GreenLight Biosciences Holdings, PBC (GRNA) performed a cash merger. This means that shares were removed and shareholders will receive $0.3000 per share in cash.


Bilander Acquisition Corp. Class A (TWCB) was liquidated. This means that shares were removed and shareholders will receive $10.2548 per share in cash.


Clovis Oncology, Inc. (CLVSQ) was declared worthless.


Heartland Media Acquisition Corp. (HMA) was delisted pending a stock liquidation. Details are still pending. 


Fount Metaverse ETF (MTVR) was delisted pending a stock liquidation. Details are still pending. 

July 25, 2023

ABVC BioPharma, Inc. (ABVC) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of ABVC for every 10 shares of ABVC previously held. Fractional shares resulting from the split will be retained.


Dunxin Financial Holdings Limited (DXF) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of DXF for every 10 shares of DXF previously held. Fractional shares resulting from the split will be retained.


Oncocyte Corporation (OCX) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of OCX for every 20 shares of OCX previously held. Fractional shares resulting from the split will be retained.


Genesis Growth Tech Acquisition Corp. Class A (GGAA) performed a ticker change to GGAAF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Williams Industrial Services Group Inc. (WLMS) performed a ticker change to WLMSQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Natixis U.S. Equity Opportunities ETF (EQOP) was liquidated. This means that shares were removed and shareholders will receive $28.9150 per share in cash.


GreenLight Biosciences Holdings, PBC (GRNA) was delisted pending acquisition. Details are still pending.

July 24, 2023

Bluejay Diagnostics, Inc. (BJDX) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of BJDX for every 20 shares of BJDX previously held. Fractional shares resulting from the split will be retained.


Atento S.A. (ATTO) performed a ticker change to ATTOF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Priveterra Acquisition Corp. Class A (PMGM) performed a ticker change to AEON, changed its corporate name to AEON Biopharma, Inc., and performed a 1:1 CUSIP change.


Infinity Pharmaceuticals, Inc. (INFI) performed a stock merger. Shareholders will receive 0.0522 post-split shares of MEIP for each old share of INFI previously held.


ETFMG Breakwave Sea Decarbonization Tech ETF (BSEA) was liquidated. This means that shares were removed and shareholders will receive $19.7993 per share in cash.


Sustainable Development Acquisition I Corp. Class A (SDAC) was liquidated. This means that shares were removed and shareholders will receive $10.3905 per share in cash.


Enterprise 4.0 Technology Acquisition Corp. Class A (ENTF) was delisted pending a stock liquidation. Details are still pending.


Hartford Schroders ESG US Equity ETF (HEET) was delisted pending a stock liquidation. Details are still pending.

July 21, 2023

Alpine Summit Energy Partners, Inc. Class A Subordinate Voting Shares (ALPS) performed a ticker change to ALPSQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Sono Group N.V. Common Shares (SEV) performed a ticker change to SEVCQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Berkshire Grey, Inc. Class A (BGRY) performed a cash merger. This means that shares were removed and shareholders will receive $1.4000 per share in cash.


First Trust Exchange-Traded Fund II First Trust BICK Index Fund (BICK) was liquidated. This means that shares were removed and shareholders will receive $28.0811 per share in cash.


ETFMG Breakwave Sea Decarbonization Tech ETF (BSEA) was delisted pending a stock liquidation. Details are still pending.


EquityCompass Risk Manager ETF (ERM) was liquidated. This means that shares were removed and shareholders will receive $23.1059 per share in cash.

July 20, 2023

Biostage, Inc. (BSTG) performed a ticker change to HRGN, and changed its corporate name to Harvard Apparatus Regenerative Technology, Inc.


Colombier Acquisition Corp. (CLBR) performed a ticker change to PSQH, changed its corporate name to PSQ Holdings, Inc., and performed a 1:1 CUSIP change.


Liberty Media Corporation Series A Liberty Formula One (FWONA) performed a spinoff of BATRK. For every 1 share of FWONA held, shareholders will receive 0.0290 shares of BATRK.


Liberty Media Corporation Series C Liberty Formula One (FWONK) performed a spinoff of BATRK. For every 1 share of FWONK held, shareholders will receive 0.0290 shares of BATRK.


Life Storage, Inc. (LSI) performed a stock merger. Shareholders will receive 0.8950 new shares of EXR for each old share of LSI previously held.


Viscogliosi Brothers Acquisition Corp (VBOC) was liquidated. This means that shares were removed and shareholders will receive $10.4523 per share in cash.

July 19, 2023

Liberty Media Corporation Series A Liberty Braves (BATRA) changed its corporate name to Atlanta Braves Holdings, Inc. Series A, and performed a 1:1 CUSIP change.


Liberty Media Corporation Series C Liberty Braves (BATRK) changed its corporate name to Atlanta Braves Holdings, Inc. Series C, and performed a 1:1 CUSIP change.


ABRAXAS PETE CORP COM NEW (AXAS) performed a cash merger. This means that shares were removed and shareholders will receive $0.5000 per share in cash.


ARIDIS PHARMACEUTICALS INC (ARDS) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Natixis U.S. Equity Opportunities ETF (EQOP) was delisted pending a stock liquidation. Details are still pending.

July 18, 2023

Quoin Pharmaceuticals, Ltd. American Depositary Shares (QNRX) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of QNRX for every 12 shares of QNRX previously held. Fractional shares resulting from the split will be retained.


EVOLVE TRANSITION INFRASTRUCTURE LP COM UNIT REPSTG LTD PARTNERSHIP INT (SNMP) performed a 1 for 30 Reverse Split, and changed its ticker to SNMPD. This means shareholders will now hold 1 share of SNMPD for every 30 shares of SNMP previously held. Fractional shares resulting from the split will be retained.


Freedom Acquisition I Corp. Redeemable warrant (FACT) performed a ticker change to CSLR, changed its corporate name to Complete Solaria, Inc., and performed a 1:1 CUSIP change.


Malvern Bancorp, Inc. (MLVF) performed a cash and stock merger. Shareholders will receive $7.8000 and 0.7733 shares of FRBA for each share of MLVF previously held. Fractional shares will be retained.


TESSCO Technologies Incorporated (TESS) performed a cash merger. This means that shares were removed and shareholders will receive $9.0000 per share in cash.


EVN AG Sponsored ADR (Austria) (EVNVY) was liquidated. This means that shares were removed and shareholders will receive $4.3786 per share in cash.


FlexShares ESG & Climate High Yield Corporate Core Index Fund (FEHY) was liquidated. This means that shares were removed and shareholders will receive $40.0900 per share in cash.


QUALTEK SVCS INC (QTEKQ) was delisted pending a stock liquidation. Details are still pending.

July 17, 2023

Invesco Exchange-Traded Fund Trust Invesco Nasdaq Internet ETF (PNQI) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of PNQI for every 1 share previously held. Fractional shares will be retained.


Invesco FTSE RAFI US 1000 ETF (PRF) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of PRF for every 1 share previously held. Fractional shares will be retained.


Invesco Exchange-Traded Fund Trust Invesco FTSE RAFI US 1500 Small-Mid ETF (PRFZ) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of PRFZ for every 1 share previously held. Fractional shares will be retained.


Invesco Exchange-Traded Fund Trust II Invesco S&P SmallCap Consumer Staples ETF (PSCC) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of PSCC for every 1 share previously held. Fractional shares will be retained.


Invesco Exchange-Traded Fund Trust II Invesco S&P SmallCap Energy ETF (PSCE) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of PSCE for every 5 shares of PSCE previously held. Fractional shares resulting from the split will be retained.


Invesco Exchange-Traded Fund Trust II Invesco S&P SmallCap Health Care ETF (PSCH) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of PSCH for every 1 share previously held. Fractional shares will be retained.


Invesco Exchange-Traded Fund Trust II Invesco S&P SmallCap Information Technology ETF (PSCT) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of PSCT for every 1 share previously held. Fractional shares will be retained.


Invesco Dynamic Semiconductors ETF (PSI) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of PSI for every 1 share previously held. Fractional shares will be retained.


Invesco Dynamic Software ETF (PSJ) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of PSJ for every 1 share previously held. Fractional shares will be retained.


Invesco Global Listed Private Equity ETF (PSP) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of PSP for every 5 shares of PSP previously held. Fractional shares resulting from the split will be retained.


Invesco Exchange-Traded Fund Trust Invesco DWA Technology Momentum ETF (PTF) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of PTF for every 1 share previously held. Fractional shares will be retained.


Invesco Exchange-Traded Fund Trust Invesco DWA Healthcare Momentum ETF (PTH) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of PTH for every 1 share previously held. Fractional shares will be retained.


Invesco Dynamic Market ETF (PWC) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of PWC for every 1 share previously held. Fractional shares will be retained.


Invesco Dynamic Oil & Gas Services ETF (PXJ) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of PXJ for every 5 shares of PXJ previously held. Fractional shares resulting from the split will be retained.


Invesco S&P MidCap 400 Pure Growth ETF (RFG) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of RFG for every 1 share previously held. Fractional shares will be retained.


Invesco S&P 500 Pure Growth ETF (RPG) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of RPG for every 1 share previously held. Fractional shares will be retained.


Invesco S&P 500 Equal Weight Consumer Discretionary ETF (RSPD) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of RSPD for every 1 share previously held. Fractional shares will be retained.


Invesco S&P 500 Equal Weight Health Care ETF (RSPH) performed a 10 for 1 Forward Split. This means shareholders will now hold 10 shares of RSPH for every 1 share previously held. Fractional shares will be retained.


Invesco S&P 500 Equal Weight Materials ETF (RSPM) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of RSPM for every 1 share previously held. Fractional shares will be retained.


Invesco S&P 500 Equal Weight Industrials ETF (RSPN) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of RSPN for every 1 share previously held. Fractional shares will be retained.


Invesco S&P 500 Equal Weight Consumer Staples ETF (RSPS) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of RSPS for every 1 share previously held. Fractional shares will be retained.


Invesco S&P 500 Equal Weight Technology ETF (RSPT) performed a 10 for 1 Forward Split. This means shareholders will now hold 10 shares of RSPT for every 1 share previously held. Fractional shares will be retained.


Invesco S&P 500 Equal Weight Utilities ETF (RSPU) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of RSPU for every 1 share previously held. Fractional shares will be retained.


Invesco S&P SmallCap 600 Revenue ETF (RWJ) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of RWJ for every 1 share previously held. Fractional shares will be retained.


Invesco S&P SmallCap 600 Pure Growth ETF (RZG) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of RZG for every 1 share previously held. Fractional shares will be retained.


Invesco S&P 500 Top 50 ETF (XLG) performed a 10 for 1 Forward Split. This means shareholders will now hold 10 shares of XLG for every 1 share previously held. Fractional shares will be retained.


Alpha Healthcare Acquisition Corp. III Class A (ALPA) performed a ticker change to CTCX, changed its corporate name to Carmell Therapeutics Corporation Class A, and performed a 1:1 CUSIP change.


Forum Merger IV Corporation Class A (FMIV) was liquidated. This means that shares were removed and shareholders will receive $10.3741 per share in cash.


ETFMG Prime 2x Daily Junior Silver Miners ETF (SILX) was liquidated. This means that shares were removed and shareholders will receive $1.7588 per share in cash.


GASLOG PARTNERS LP (GLOP) performed a cash merger. This means that shares were removed and shareholders will receive $5.3700 per share in cash.


ARYA Sciences Acquisition Corp V Class A (ARYE) was delisted pending a stock liquidation. Details are still pending.


First Trust Exchange-Traded Fund II First Trust BICK Index Fund (BICK) was delisted pending a stock liquidation. Details are still pending.


EquityCompass Risk Manager ETF (ERM) was delisted pending a stock liquidation. Details are still pending.

July 14, 2023

Bright Minds Biosciences Inc. (DRUG) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of DRUG for every 5 shares of DRUG previously held. Fractional shares resulting from the split will be retained.


Stryve Foods, Inc. Class A (SNAX) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of SNAX for every 15 shares of SNAX previously held. Fractional shares resulting from the split will be retained.


Azure Power Global Limited (AZRE) performed a ticker change to AZREF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Emerge EMPWR Sustainable Dividend Equity ETF (EMCA) was liquidated. This means that shares were removed and shareholders will receive $25.5771 per share in cash.


Emerge EMPWR Sustainable Emerging Markets Equity ETF (EMCH) was liquidated. This means that shares were removed and shareholders will receive $26.3662 per share in cash.


Emerge EMPWR Sustainable Select Growth Equity ETF (EMGC) was liquidated. This means that shares were removed and shareholders will receive $25.5474 per share in cash.


Emerge EMPWR Unified Sustainable Equity ETF (EMPW) was liquidated. This means that shares were removed and shareholders will receive $25.2882 per share in cash.


Emerge EMPWR Sustainable Global Core Equity ETF (EMZA) was liquidated. This means that shares were removed and shareholders will receive $26.1910 per share in cash.


Hawks Acquisition Corp (HWKZ) was liquidated. This means that shares were removed and shareholders will receive $10.2992 per share in cash.


Stratim Cloud Acquisition Corp. Class A (SCAQ) was delisted pending a stock liquidation. Details are still pending.


ETFMG Prime 2x Daily Junior Silver Miners ETF (SILX) was delisted pending a stock liquidation. Details are still pending.


Weichai Power Co Ltd Unsponsored ADR (China) (WEICY) was delisted pending a stock liquidation. Details are still pending.

July 13, 2023

Lion Group Holding Ltd. American Depositary Share (LGHL) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of LGHL for every 50 shares of LGHL previously held. Fractional shares resulting from the split will be retained.


Charah Solutions, Inc (CHRA) performed a cash merger. This means that shares were removed and shareholders will receive $6.0000 per share in cash.


Hive Blockchain Technologies Ltd. (HIVE) changed its corporate name to HIVE Digital Technologies Ltd., and performed a 1:1 CUSIP change.


GASLOG PARTNERS LP (GLOP) was delisted. The stock is currently not trading.


Minority Equality Opportunities Acquisition Inc. Class A (MEOA) was delisted pending a stock liquidation. Details are still pending.

July 12, 2023

Accelerate Diagnostics, Inc. (AXDX) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of AXDX for every 10 shares of AXDX previously held. Fractional shares resulting from the split will be retained.


FORWARD PHARMA A/S American Depositary Receipts - Sponsored (FWPAD) performed a ticker change to FWPAY.


Tattooed Chef, Inc Class A (TTCF) performed a ticker change to TTCFQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


China Eastern Airlines Ltd Sponsored ADR Rep Class H (China) (CEAYY) was liquidated. This means that shares were removed and shareholders will receive $17.8882 per share in cash.


Goldman Sachs MLP Energy Renaissance Fund (GER) was liquidated. Shareholders will receive $15.8220 cash per each share of GER previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


IVERIC bio, Inc. (ISEE) performed a cash merger. This means that shares were removed and shareholders will receive $40.0000 per share in cash.


Clovis Oncology, Inc. (CLVSQ) was delisted pending a stock liquidation. Details are still pending.


FlexShares ESG & Climate High Yield Corporate Core Index Fund (FEHY) was delisted pending a stock liquidation. Details are still pending.


Hawks Acquisition Corp (HWKZ) was delisted pending a stock liquidation. Details are still pending.

July 11, 2023

Galata Acquisition Corp. (GLTA) performed a ticker change to MRT, changed its corporate name to Marti Technologies, Inc., and performed a 1:1 CUSIP change.


BETTER WORLD ACQUISITION CORP (BWAC) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Amplify Digital & Online Trading ETF (BIDS) was liquidated. This means that shares were removed and shareholders will receive $14.4085 per share in cash.


Corsair Partnering Corporation (CORS) was liquidated. This means that shares were removed and shareholders will receive $10.3753 per share in cash.


Elliott Opportunity II Corp. (EOCW) was liquidated. This means that shares were removed and shareholders will receive $10.3706 per share in cash.


Crescera Capital Acquisition Corp Class A (CREC) performed a ticker change to CREEF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.

July 10, 2023

Acasti Pharma, Inc. Class A (ACST) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of ACST for every 6 shares of ACST previously held. Fractional shares resulting from the split will be retained.


authID Inc. (AUID) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of AUID for every 8 shares of AUID previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Jiuzi Holdings, Inc. (JZXN) performed a 1 for 18 Reverse Split. This means shareholders will now hold 1 share of JZXN for every 18 shares of JZXN previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Owlet, Inc. (OWLT) performed a 1 for 14 Reverse Split. This means shareholders will now hold 1 share of OWLT for every 14 shares of OWLT previously held. Fractional shares resulting from the split will be retained.


H-CYTE, Inc. (HCYT) performed a ticker change to IVRN, and changed its corporate name to Innoveren Scientific, Inc.


iMedia Brands, Inc. Class A (IMBI) performed a ticker change to IMBIQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Everest Re Group, Ltd. (RE) performed a ticker change to EG, and changed its corporate name to Everest Group, Ltd.


Emerge EMPWR Sustainable Dividend Equity ETF (EMCA) was delisted pending a stock liquidation. Details are still pending. 


Emerge EMPWR Sustainable Emerging Markets Equity ETF (EMCH) was delisted pending a stock liquidation. Details are still pending. 


Emerge EMPWR Sustainable Select Growth Equity ETF (EMGC) was delisted pending a stock liquidation. Details are still pending. 


Emerge EMPWR Unified Sustainable Equity ETF (EMPW) was delisted pending a stock liquidation. Details are still pending. 


Emerge EMPWR Sustainable Global Core Equity ETF (EMZA) was delisted pending a stock liquidation. Details are still pending. 


VectivBio Holding AG (VECT) was delisted. The stock is currently not trading.


Ault Alliance (AULT) performed a spinoff of IMHC. For every 1 share of AULT held, shareholders will receive 40 shares of IMHC. For every 1 share of AULT held, shareholders will receive 40 warrants of IMHCW. Fractional shares from the spinoff will be retained.

July 7, 2023

Organigram Holdings Inc. (OGI) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of OGI for every 4 shares of OGI previously held. Fractional shares resulting from the split will be retained.


Nymox Pharmaceutical Corporation (NYMX) performed a ticker change to NYMXF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Lordstown Motors Corp. Class A (RIDE) performed a ticker change to RIDEQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


INDUSTRIAS BACHOCO S A DE C V American Depositary Receipts - Sponsored (IBA) performed a ticker change to IBAAY.


TRIUMPH GROUP INC NEW WT EXP 12/19/2023 (TGIDW) was liquidated. This means that shares were removed and shareholders will receive $0.0010 per share in cash.


CODIAK BIOSCIENCES INC (CDAKQ) was delisted pending a stock liquidation. Details are still pending. 


Corsair Partnering Corporation (CORS) was delisted pending a stock liquidation. Details are still pending. 


Neuberger Berman High Yield Strategies Fund Inc Rights (NHS^) rights expired worthless.

July 6, 2023

Sarcos Technology and Robotics Corporation (STRC) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of STRC for every 6 shares of STRC previously held. Fractional shares resulting from the split will be retained.


Talis Biomedical Corporation (TLIS) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of TLIS for every 15 shares of TLIS previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


GoGreen Investments Corporation (GOGN) performed a ticker change to LZM, changed its corporate name to Lifezone Metals Limited, and performed a 1:1 CUSIP change.


Owl Rock Capital Corporation (ORCC) performed a ticker change to OBDC, and changed its corporate name to Blue Owl Capital Corporation.


Diversey Holdings, Ltd. (DSEY) performed a cash merger. This means that shares were removed and shareholders will receive $8.4000 per share in cash.


Amplify Digital & Online Trading ETF (BIDS) was delisted pending a stock liquidation. Details are still pending. 


Goldman Sachs MLP Energy Renaissance Fund (GER) was delisted pending a stock liquidation. Details are still pending. 


Senior Secured Credit Opportunities ETF (SECD) was liquidated. This means that shares were removed and shareholders will receive $19.918736 per share in cash.


Zion Oil & Gas Warrant (ZN+) was declared worthless.

July 5, 2023

Agrify Corporation (AGFY) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of AGFY for every 20 shares of AGFY previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Biodexa Pharmaceuticals plc American Depositary Shs (BDRX) performed a 1 for 80 Reverse Split. This means shareholders will now hold 1 share of BDRX for every 80 shares of BDRX previously held. Fractional shares resulting from the split will be retained.


Biofrontera Inc. (BFRI) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of BFRI for every 20 shares of BFRI previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


WISeKey International Holding Ltd American Depositary Shares (WKEY) performed a 1 for 2.5 Reverse Split. This means shareholders will now hold 1 share of WKEY for every 2.5 shares of WKEY previously held. Fractional shares resulting from the split will be retained.


22nd Century Group, Inc. (XXII) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of XXII for every 15 shares of XXII previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


FlexShares Quality Dividend Dynamic Index Fund (QDYN) performed a stock merger. Shareholders will receive 1.0654 post-split shares of QDF for each old share of QDYN previously held.


East Resources Acquisition Company Class A (ERES) performed a ticker change to ABL, changed its corporate name to Abacus Life Inc, and performed a 1:1 CUSIP change.


SQZ Biotechnologies Company (SQZ) performed a ticker change to SQZB. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Deutsche Post AG Sponsored ADR (Germany) (DHLGY) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Unico American Corporation (UNAMQ) performed a ticker change to UNAM.


BELLUS Health Inc. (BLU) performed a cash merger. This means that shares were removed and shareholders will receive $14.7500 per share in cash.


BorgWarner Inc. (BWA) performed a spinoff of PHIN. For every 1 share of BWA held, shareholders will receive 0.2000 shares of PHIN.


NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND (NIQ) was liquidated. Shareholders will receive $12.4082 cash per each share of NIQ previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


TRIUMPH GROUP INC NEW WT EXP 12/19/2023 (TGIDW) was delisted pending a stock liquidation. Details are still pending.

July 3, 2023

Biotricity, Inc. (BTCY) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of BTCY for every 6 shares of BTCY previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


PainReform Ltd. Ordinary Shares (PRFX) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of PRFX for every 10 shares of PRFX previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Laboratory Corporation of America Holdings (LH) performed a spinoff of FTRE. For every 1 share of LH held, shareholders will receive 1.0000 shares of FTRE.


BGC Partners, Inc Class A (BGCP) performed a ticker change to BGC, changed its corporate name to BGC Group, Inc. Class A, and performed a 1:1 CUSIP change.


GSR II Meteora Acquisition Corp. Class A (GSRM) performed a ticker change to BTM, changed its corporate name to Bitcoin Depot Inc. Class A, and performed a 1:1 CUSIP change.


Bonso Electronics International, Inc. (BNSO) performed a ticker change to BNSOF.


Deutsche Post AG Sponsored ADR (Germany) (DPSGY) performed a ticker change to DHLGY.


Surgalign Holdings, Inc. (SRGA) performed a ticker change to SRGAQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Social Capital Suvretta Holdings Corp. II Class A Ordinary Shares (DNAB) was liquidated. This means that shares were removed and shareholders will receive $10.3548 per share in cash.


Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares (DNAD) was liquidated. This means that shares were removed and shareholders will receive $10.3548 per share in cash.


VanEck Muni Allocation ETF (MAAX) was liquidated. This means that shares were removed and shareholders will receive $20.7328 per share in cash.


Constrained Capital ESG Orphans ETF (ORFN) was liquidated.


The Community Financial Corporation (TCFC) performed a stock merger. Shareholders will receive 2.3287 post-split shares of SHBI for each old share of TCFC previously held.


U.S. Xpress Enterprises, Inc. Class A (USX) performed a cash merger. This means that shares were removed and shareholders will receive $6.1500 per share in cash.


Elliott Opportunity II Corp. (EOCW) was delisted pending a stock liquidation. Details are still pending.


FlexShares Quality Dividend Dynamic Index Fund (QDYN) was delisted pending a merger. Details are still pending.


LANNETT INC COM NEW (LCINQ) was declared worthless.

June 30, 2023

Advanced Health Intelligence Ltd. American Depositary Shares (AHI) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of AHI for every 4 shares of AHI previously held. Fractional shares resulting from the split will be retained.


Addentax Group Corp. (ATXG) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of ATXG for every 10 shares of ATXG previously held. Fractional shares resulting from the split will be retained.


Audacy, Inc. (AUDA) performed a 1 for 30 Reverse Split, and changed its ticker to AUDAD. This means shareholders will now hold 1 share of AUDAD for every 30 shares of AUDA previously held. Fractional shares resulting from the split will be retained.


Doma Holdings, Inc. (DOMA) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of DOMA for every 25 shares of DOMA previously held. Fractional shares resulting from the split will be retained.


Evelo Biosciences, Inc. (EVLO) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of EVLO for every 20 shares of EVLO previously held. Fractional shares resulting from the split will be retained.


Inhibikase Therapeutics, Inc. (IKT) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of IKT for every 6 shares of IKT previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Babylon Holdings Limited (BBLN) performed a ticker change to BBLNF. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


AdvisorShares Managed Bitcoin Strategy ETF (CRYP) was liquidated. This means that shares were removed and shareholders will receive $16.0823 per share in cash.


G Squared Ascend II Inc. (GSQB) was liquidated. This means that shares were removed and shareholders will receive $10.4568 per share in cash.


Invesco PureBeta FTSE Developed ex-North America ETF (PBDM) was liquidated. This means that shares were removed and shareholders will receive $26.2291 per share in cash.


Invesco PureBeta FTSE Emerging Markets ETF (PBEE) was liquidated. This means that shares were removed and shareholders will receive $22.4060 per share in cash.


Invesco PureBeta US Aggregate Bond ETF (PBND) was liquidated. This means that shares were removed and shareholders will receive $21.8083 per share in cash.


Invesco PureBeta MSCI USA Small Cap ETF (PBSM) was liquidated. This means that shares were removed and shareholders will receive $31.9803 per share in cash.


Invesco Balanced Multi-Asset Allocation ETF (PSMB) was liquidated. This means that shares were removed and shareholders will receive $14.8502 per share in cash.


Invesco Conservative Multi-Asset Allocation ETF (PSMC) was liquidated. This means that shares were removed and shareholders will receive $12.0643 per share in cash.


Invesco Growth Multi-Asset Allocation ETF (PSMG) was liquidated. This means that shares were removed and shareholders will receive $16.6403 per share in cash.


Invesco Moderately Conservative Multi-Asset Allocation ETF (PSMM) was liquidated. This means that shares were removed and shareholders will receive $13.6899 per share in cash.


Monitronics International Inc (SCTYQ) was liquidated. This means that shares were removed and shareholders will receive $0.1291 per share in cash.


AdvisorShares Drone Technology ETF (UAV) was liquidated. This means that shares were removed and shareholders will receive $22.7539 per share in cash.


INDUS Realty Trust, Inc. (MD) (INDT) performed a cash merger. This means that shares were removed and shareholders will receive $67.0000 per share in cash.


Aluminum Corp China Ltd Sponsored ADR Repstg H Shs (China) (ACHHY) was delisted pending a stock liquidation. Details are still pending.

June 29, 2023

Allarity Therapeutics, Inc. (ALLR) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of ALLR for every 40 shares of ALLR previously held. Fractional shares resulting from the split will be retained.


Sphere 3D Corp. (ANY) performed a 1 for 7 Reverse Split. This means shareholders will now hold 1 share of ANY for every 7 shares of ANY previously held. Fractional shares resulting from the split will be retained.


Marpai, Inc. Class A (MRAI) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of MRAI for every 4 shares of MRAI previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Erytech Pharma S.A. American Depositary Shares (ERYP) performed a ticker change to PHXM.


Parabellum Acquisition Corp. (PRBM) was liquidated. This means that shares were removed and shareholders will receive $10.2797 per share in cash.


BELLUS Health Inc. (BLU) was delisted pending a merger. Details are still pending.


Senior Secured Credit Opportunities ETF (SECD) was delisted pending a stock liquidation. Details are still pending.


LOYALTY VENTURES INC COM (Delaware) (LYLTQ) was declared worthless.

June 28, 2023

CTI BioPharma Corp. (DE) (CTIC) performed a cash merger. This means that shares were removed and shareholders will receive $9.1000 per share in cash.


Qualtrics International Inc. Class A (XM) performed a cash merger. This means that shares were removed and shareholders will receive $18.1500 per share in cash.


Investment Managers Series Trust II AXS 2X NKE Bull Daily ETF (NKEL) was liquidated. This means that shares were removed and shareholders will receive $20.6369 per share in cash.


Investment Managers Series Trust II AXS 2X NKE Bear Daily ETF (NKEQ) was liquidated. This means that shares were removed and shareholders will receive $29.2456 per share in cash.


Investment Managers Series Trust II AXS 2X PFE Bull Daily ETF (PFEL) was liquidated. This means that shares were removed and shareholders will receive $17.3448 per share in cash.


Investment Managers Series Trust II AXS 2X PFE Bear Daily ETF (PFES) was liquidated. This means that shares were removed and shareholders will receive $51.6304 per share in cash.


Investment Managers Series Trust II AXS 1.5X PYPL Bear Daily ETF (PYPS) was liquidated. This means that shares were removed and shareholders will receive $39.9809 per share in cash.


First Trust Exchange-Traded Fund VI Developed International Equity Select ETF (RNDM) was liquidated. This means that shares were removed and shareholders will receive $50.0621 per share in cash.


AXS Short De-SPAC Daily ETF (SOGU) was liquidated. This means that shares were removed and shareholders will receive $24.5682 per share in cash.


Investment Managers Series Trust II AXS Short China Internet ETF (SWEB) was liquidated. This means that shares were removed and shareholders will receive $19.9983 per share in cash.


UVA Dividend Value ETF (UVDV) was liquidated. This means that shares were removed and shareholders will receive $9.3853 per share in cash.


Oxford Square Capital Corp. Right (OXSQR) was declared worthless.

June 27, 2023

American Rebel Holdings, Inc. (AREB) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of AREB for every 25 shares of AREB previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


CTI BioPharma Corp. (DE) (CTIC) was delisted pending a merger. Details are still pending.


Constrained Capital ESG Orphans ETF (ORFN) was delisted pending a stock liquidation. Details are still pending.

June 26, 2023

Skillz Inc. (SKLZ) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of SKLZ for every 20 shares of SKLZ previously held. Fractional shares resulting from the split will be retained.


CHINA PETE & CHEM CORP American Depositary Shares - Sponsored (SNPTY) was liquidated. This means that shares were removed and shareholders will receive $61.6154 per share in cash.


Genius Brands International, Inc. (GNUS) performed a ticker change to TOON, and changed its corporate name to Kartoon Studios Inc.


OncoSec Medical Incorporated (ONCS) performed a ticker change to ONCSQ.


FINANCIAL STRATEGIES ACQUISITION CORP CL A (FXCO) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


AdvisorShares Managed Bitcoin Strategy ETF (CRYP) was delisted pending a stock liquidation. Details are still pending.


NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND (NIQ) was delisted pending a stock liquidation. Details are still pending.


Invesco PureBeta FTSE Developed ex-North America ETF (PBDM) was delisted pending a stock liquidation. Details are still pending.


Invesco PureBeta FTSE Emerging Markets ETF (PBEE) was delisted pending a stock liquidation. Details are still pending.


Invesco PureBeta US Aggregate Bond ETF (PBND) was delisted pending a stock liquidation. Details are still pending.


Invesco PureBeta MSCI USA Small Cap ETF (PBSM) was delisted pending a stock liquidation. Details are still pending.


Invesco Balanced Multi-Asset Allocation ETF (PSMB) was delisted pending a stock liquidation. Details are still pending.


Invesco Conservative Multi-Asset Allocation ETF (PSMC) was delisted pending a stock liquidation. Details are still pending.


Invesco Growth Multi-Asset Allocation ETF (PSMG) was delisted pending a stock liquidation. Details are still pending.


Invesco Moderately Conservative Multi-Asset Allocation ETF (PSMM) was delisted pending a stock liquidation. Details are still pending.


AdvisorShares Drone Technology ETF (UAV) was delisted pending a stock liquidation. Details are still pending.

June 23, 2023

ProShares Ultra Bloomberg Natural Gas (BOIL) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of BOIL for every 20 shares of BOIL previously held. Fractional shares resulting from the split will be retained.


Shapeways Holdings, Inc. (SHPW) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of SHPW for every 8 shares of SHPW previously held.


Thomson Reuters Corporation (TRI) performed a 0.964 for 1 Reverse Split. This means shareholders will now hold 0.964 shares of TRI for every 1 share of TRI previously held.


ProShares Ultra VIX Short-Term Futures ETF (UVXY) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of UVXY for every 10 shares of UVXY previously held. Fractional shares resulting from the split will be retained.


ProShares VIX Short-Term Futures ETF (VIXY) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of VIXY for every 5 shares of VIXY previously held. Fractional shares resulting from the split will be retained.


HEXO Corp. (HEXO) performed a stock merger. Shareholders will receive 0.4352 new shares of TLRY for each old share of HEXO previously held. Fractional shares will be retained.


HV Bancorp, Inc. (HVBC) performed a stock merger. Shareholders will receive 0.4040 new shares of CZFS for each old share of HVBC previously held. Fractional shares will be retained.


Jaws Hurricane Acquisition Corp. Class A (HCNE) was liquidated. This means that shares were removed and shareholders will receive $10.2577 per share in cash.


Jaws Juggernaut Acquisition Corporation Class A Ordinary Share (JUGG) was liquidated. This means that shares were removed and shareholders will receive $10.3294 per share in cash.


Motive Capital Corp II (MTVC) was liquidated. This means that shares were removed and shareholders will receive $10.5368 per share in cash.


Senior Connect Acquisition Corp. I Class A (SNRH) was liquidated. This means that shares were removed and shareholders will receive $10.0916 per share in cash.


ST Energy Transition I Ltd. (STET) was liquidated. This means that shares were removed and shareholders will receive $10.5016 per share in cash.


ABRAXAS PETE CORP COM NEW (AXAS) was delisted pending a merger. Details are still pending.


VanEck Muni Allocation ETF (MAAX) was delisted pending a stock liquidation. Details are still pending. 


Puxin Ltd American Depositary Receipts - Sponsored (Cayman Islands) (NEWYY) was delisted pending a stock liquidation. Details are still pending. 

June 22, 2023

GraniteShares ETF Trust GraniteShares 1x Short TSLA Daily ETF (TSLI) was liquidated. This means that shares were removed and shareholders will receive $20.0070 per share in cash.


TRxADE HEALTH, Inc. (MEDS) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of MEDS for every 15 shares of MEDS previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Ramaco Resources, Inc. (METC) performed a 1:1 CUSIP change.


INVACARE CORP (IVCRQ) was declared worthless.


Ramaco Resources, Inc. (METC) performed a spinoff of METCB. For every 1 share of METC held, shareholders will receive 0.2000 shares of METCB. Fractional shares from the spinoff will be retained.


Imperial Petroleum Inc. (IMPP) performed a spinoff of CISS. For every 1 share of IMPP held, shareholders will receive 0.1250 shares of CISS.


Renren Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares) (RENN) performed a ticker change to MTBL, and changed its corporate name to Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares).


Steel Connect, Inc. (STCN) performed a Reverse Split. If you had fewer than 3500 shares, you will receive cash at a rate that has not yet been announced. If you had more than 3500 shares, your shares went through a 1 for 9.333333 reverse split with fractional shares retained. Since this cash event hasn't happened yet, the shares are currently untradeable. Users eligible for the cash event will see "STCNZZZ" on their app as a placeholder.

June 21, 2023

Ahren Acquisition Corp. Class A Ordinary Shares (AHRN) was liquidated. This means that shares were removed and shareholders will receive $10.4984 per share in cash.


Blue Star Foods Corp. (BSFC) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of BSFC for every 20 shares of BSFC previously held. Fractional shares resulting from the split will be retained.


LifeGoal Home Down Payment Investment ETF (HOM) was liquidated. This means that shares were removed and shareholders will receive $8.6374 per share in cash.


AcuityAds Holdings Inc. (ILLM) changed its corporate name to illumin Holdings Inc., and performed a 1:1 CUSIP change.


LANNETT INC COM NEW (LCINQ) was delisted pending a stock liquidation. Details are still pending.


Leap Therapeutics, Inc. (LPTX) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of LPTX for every 10 shares of LPTX previously held. Fractional shares resulting from the split will be retained.


METACRINE INC (MTCR) was delisted pending a stock liquidation. Details are still pending.


Oncorus, Inc. (ONCR) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Pulse Biosciences, Inc., Warrants (PLSEW) was liquidated. This means that shares were removed and shareholders will receive $0.0100 per share in cash.


First Trust Exchange-Traded Fund VI Developed International Equity Select ETF (RNDM) was delisted pending a stock liquidation. Details are still pending.


ROC Energy Acquisition Corp. (ROC) performed a ticker change to DTI, changed its corporate name to Drilling Tools International Corp., and performed a 1:1 CUSIP change.


Ranger Oil Corporation Class A (ROCC) performed a cash and stock merger. Shareholders will receive $13.3100 and 7.4900 shares of BTE for each share of ROCC previously held. Fractional shares will be retained.


LifeGoal Conservative Wealth Builder ETF (SAVN) was liquidated. This means that shares were removed and shareholders will receive $8.7939 per share in cash.


UVA Dividend Value ETF (UVDV) was delisted pending a stock liquidation. Details are still pending.


LifeGoal Wealth Builder ETF (WLTH) was liquidated. This means that shares were removed and shareholders will receive $8.3213 per share in cash.

June 20, 2023

Energy Focus, Inc. (EFOI) performed a 1 for 7 Reverse Split. This means shareholders will now hold 1 share of EFOI for every 7 shares of EFOI previously held. Fractional shares resulting from the split will be retained.


Yunji Inc. American Depository Shares (YJ) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of YJ for every 10 shares of YJ previously held. Fractional shares resulting from the split will be retained.


Beneficient Preferred Stock (BENFP) performed a stock merger. Shareholders will receive 0.2500 new shares of BENF for each old share of BENFP previously held. Fractional shares will be rounded up to the nearest share.


Ruth's Hospitality Group, Inc. (RUTH) performed a cash merger. This means that shares were removed and shareholders will receive $21.5000 per share in cash.


Prometheus Biosciences, Inc. (RXDX) performed a cash merger. This means that shares were removed and shareholders will receive $200.0000 per share in cash.


Sound Point Acquisition Corp I, Ltd Class A Ordinary Share (SPCM) was liquidated. This means that shares were removed and shareholders will receive $10.6413 per share in cash.


Talon 1 Acquisition Corp. Class A Ordinary Shares (TOAC) was liquidated. This means that shares were removed and shareholders will receive $10.4924 per share in cash.


Harsco Corporation (HSC) performed a ticker change to NVRI, and changed its corporate name to Enviri Corporation.


HV Bancorp, Inc. (HVBC) was delisted pending a merger. Details are still pending.


Ahren Acquisition Corp. Class A Ordinary Shares (AHRN) was delisted pending a stock liquidation. Details are still pending. 


Jaws Hurricane Acquisition Corp. Class A (HCNE) was delisted pending a stock liquidation. Details are still pending. 


Malacca Straits Acquisition Company Limited Class A Ordinary Shares (MLAC) was delisted pending a stock liquidation. Details are still pending. 


Investment Managers Series Trust II AXS 2X NKE Bull Daily ETF (NKEL) was delisted pending a stock liquidation. Details are still pending. 


Investment Managers Series Trust II AXS 2X NKE Bear Daily ETF (NKEQ) was delisted pending a stock liquidation. Details are still pending. 


Investment Managers Series Trust II AXS 2X PFE Bull Daily ETF (PFEL) was delisted pending a stock liquidation. Details are still pending. 


Investment Managers Series Trust II AXS 2X PFE Bear Daily ETF (PFES) was delisted pending a stock liquidation. Details are still pending. 


Investment Managers Series Trust II AXS 1.5X PYPL Bear Daily ETF (PYPS) was delisted pending a stock liquidation. Details are still pending. 


AXS Short De-SPAC Daily ETF (SOGU) was delisted pending a stock liquidation. Details are still pending. 


Investment Managers Series Trust II AXS Short China Internet ETF (SWEB) was delisted pending a stock liquidation. Details are still pending. 


GraniteShares ETF Trust GraniteShares 1x Short TSLA Daily ETF (TSLI) was delisted pending a stock liquidation. Details are still pending. 


LANNETT INC COM NEW (LCIN) performed a ticker change to LCINQ. The stock is currently not trading.

June 16, 2023

FI Enhanced Europe 50 ETN (FIEE) was liquidated. This means that shares were removed and shareholders will receive $201.2339 per share in cash.


Cvent Holding Corp. (CVT) performed a cash merger. This means that shares were removed and shareholders will receive $8.5000 per share in cash.


Logistics Innovation Technologies Corp. Class A (LITT) was liquidated. This means that shares were removed and shareholders will receive $10.2581 per share in cash.


ETRACS NYSE Pickens Core Midstream Index ETN due August 20, 2048 (PYPE) was liquidated. This means that shares were removed and shareholders will receive $21.3492 per share in cash.


DCP Midstream, LP (DCP) performed a cash merger. This means that shares were removed and shareholders will receive $41.7500 per share in cash.


MELI Kaszek Pioneer Corp Class A Ordinary Shares (MEKA) was liquidated. This means that shares were removed and shareholders will receive $10.3265 per share in cash.


Zimmer Energy Transition Acquisition Corp. Class A (ZT) was liquidated. This means that shares were removed and shareholders will receive $10.2460 per share in cash.


Metals Acquisition Corp (MTAL) performed a 1:1 CUSIP change.


UBS AG FI Enhanced Global High Yield ETN (FIHD) was liquidated. This means that shares were removed and shareholders will receive $217.9044 per share in cash.


IZEA Worldwide, Inc. (IZEA) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of IZEA for every 4 shares of IZEA previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


World Fuel Services Corporation (INT) performed a ticker change to WKC, and changed its corporate name to World Kinect Corporation.


PolarityTE, Inc. (PTE) performed a ticker change to PTEIQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.

June 15, 2023

ATI Physical Therapy, Inc. (ATIP) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of ATIP for every 50 shares of ATIP previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Local Bounti Corporation (LOCL) performed a 1 for 13 Reverse Split. This means shareholders will now hold 1 share of LOCL for every 13 shares of LOCL previously held. Fractional shares resulting from the split will be retained.


Boxlight Corporation Class A (BOXL) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of BOXL for every 8 shares of BOXL previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


NeuBase Therapeutics, Inc. (NBSE) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of NBSE for every 20 shares of NBSE previously held. Fractional shares resulting from the split will be retained.


Pontem Corporation (PNTM) was liquidated. This means that shares were removed and shareholders will receive $10.4124 per share in cash.


Lottery.com, Inc. (LTRY) had a listing change from OTC to XNAS and is now available to buy and sell.


EVOFEM BIOSCIENCES INC (EVFMD) performed a ticker change to EVFM.


LadRx Corporation (LADXD) performed a ticker change to LADX.


HTG Molecular Diagnostics, Inc. (HTGM) performed a ticker change to HTGMQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Unico American Corporation (UNAM) performed a ticker change to UNAMQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Cyxtera Technologies, Inc. Class A (CYXT) performed a ticker change to CYXTQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


Oxford Square Capital Corp. Right (OXSQR) was delisted. The stock is currently not trading.


DCP Midstream, LP (DCP) was delisted pending a stock liquidation. Details are still pending.


Ruth's Hospitality Group, Inc. (RUTH) was delisted pending acquisition. Details are still pending.

June 14, 2023

iPath Pure Beta Broad Commodity ETN (BCM) was liquidated. This means that shares were removed and shareholders will receive $42.8768 per share in cash.


iPath Series B Bloomberg Livestock Subindex Total ReturnSM ETN (COW) was liquidated. This means that shares were removed and shareholders will receive $39.9633 per share in cash.


Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index (GSP) was liquidated. This means that shares were removed and shareholders will receive $19.6850 per share in cash.


iPath Series B Bloomberg Agriculture Subindex Total ReturnSM ETN (JJA) was liquidated. This means that shares were removed and shareholders will receive $24.6636 per share in cash.


iPath Series B Bloomberg Copper Subindex Total ReturnSM ETN (JJC) was liquidated. This means that shares were removed and shareholders will receive $19.3074 per share in cash.


iPath Series B Bloomberg Grains Subindex Total ReturnSM ETN (JJG) was liquidated. This means that shares were removed and shareholders will receive $70.5777 per share in cash.


iPath Series B Bloomberg Industrial Metals Subindex Total ReturnSM ETN (JJM) was liquidated. This means that shares were removed and shareholders will receive $56.6423 per share in cash.


iPath Series B Bloomberg Nickel Subindex Total ReturnSM ETN (JJN) was liquidated. This means that shares were removed and shareholders will receive $28.4890 per share in cash.


iPath Series B Bloomberg Precious Metals Subindex Total ReturnSM ETN (JJP) was liquidated. This means that shares were removed and shareholders will receive $66.0753 per share in cash.


iPath Series B Bloomberg Tin Subindex Total ReturnSM ETN (JJT) was liquidated. This means that shares were removed and shareholders will receive $82.5504 per share in cash.


iPath Series B Bloomberg Aluminum Subindex Total ReturnSM ETN (JJU) was liquidated. This means that shares were removed and shareholders will receive $45.8849 per share in cash.


iPath Bloomberg Lead Subindex Total Return ETN due June 24, 2038 (LD) was liquidated. This means that shares were removed and shareholders will receive $45.1131 per share in cash.


CHINA LIFE INS CO LTD American Depositary Receipts - Sponsored (China) (LFCHY) was liquidated. This means that shares were removed and shareholders will receive $8.5309 per share in cash.


iPath Bloomberg Cocoa Subindex Total Return ETN due June 24, 2038 (NIB) was liquidated. This means that shares were removed and shareholders will receive $35.6096 per share in cash.


iPath Series B Bloomberg Platinum Subindex Total ReturnSM ETN (PGM) was liquidated. This means that shares were removed and shareholders will receive $49.3928 per share in cash.


iPath Series B Bloomberg Sugar Subindex Total ReturnSM ETN (SGG) was liquidated. This means that shares were removed and shareholders will receive $86.7981 per share in cash.


TRICIDA INC COM (TCDAQ) was delisted pending a stock liquidation. Details are still pending.


iPath Series B Bloomberg Natural Gas Subindex Total Return ETN (GAZ) was liquidated. This means that shares were removed and shareholders will receive $9.7846 per share in cash.


iPath Series B Bloomberg Coffee Subindex Total ReturnSM ETN (JO) was liquidated. This means that shares were removed and shareholders will receive $54.5766 per share in cash.


iPath Pure Beta Crude Oil ETN (OIL) was liquidated. This means that shares were removed and shareholders will receive $28.1961 per share in cash.

June 13, 2023

Offerpad Solutions Inc. (OPAD) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of OPAD for every 15 shares of OPAD previously held. Fractional shares resulting from the split will be retained.


Heska Corporation (HSKA) performed a cash merger. This means that shares were removed and shareholders will receive $120.0000 per share in cash.


SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) performed a stock merger. Shareholders will receive 2.2230 post-split shares of SPSM for each old share of SLY previously held.


Garrett Motion Inc. Series A Cumulative Convertible Preferred Stock (GTXAP) performed a cash and stock merger. Shareholders will receive $0.144375 and 1.104379 shares of GTX for each share of GTXAP previously held. Fractional shares will be retained.


INDIVIOR PLC American Depositary Receipts - Sponsored (INVVY) performed a ticker change to INDV, changed its corporate name to Indivior PLC Ordinary Shares, and performed a 1:1 CUSIP change.


ORPHAZYME A/S American Depositary Shares - Sponsored (ORPHY) was liquidated. This means that shares were removed and shareholders will receive $0.1411 per share in cash.


Jackson Acquisition Company (RJAC) was liquidated. This means that shares were removed and shareholders will receive $10.4198 per share in cash.


LifeGoal Home Down Payment Investment ETF (HOM) was delisted pending a stock liquidation. Details are still pending.


LOYALTY VENTURES INC COM (Delaware) (LYLTQ) was delisted pending a stock liquidation. Details are still pending.


QUOTIENT LTD Common Shares (QTNTQ) was delisted pending a cash merger. Details are still pending.


LifeGoal Wealth Builder ETF (WLTH) was delisted pending a stock liquidation. Details are still pending.


LifeGoal Conservative Wealth Builder ETF (SAVN) was delisted pending a stock liquidation. Details are still pending.

June 12, 2023

Creative Medical Technology Holdings, Inc. (CELZ) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of CELZ for every 10 shares of CELZ previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Finch Therapeutics Group, Inc. (FNCH) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of FNCH for every 30 shares of FNCH previously held. Fractional shares resulting from the split will be retained.


Credit Suisse Group (CS) performed a stock merger. Shareholders will receive 0.0445 new shares of UBS for each old share of CS previously held. Fractional shares will be retained.


Distribution Solutions Group, Inc. Rights (DSGR^) rights expired worthless.


ARC Group Worldwide, Inc. (ARCW) performed a ticker change to RMTO, and changed its corporate name to RM2 International, Inc.


INDIVIOR PLC American Depositary Receipts - Sponsored (INVVY) was delisted pending an ADR termination.


KASPIEN HLDGS INC (KSPN) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) was delisted pending a merger. Details are still pending.


Senior Connect Acquisition Corp. I Class A (SNRH) was delisted pending a stock liquidation. Details are still pending.

June 9, 2023

Golden Minerals Company (AUMN) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of AUMN for every 25 shares of AUMN previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Cineverse Corp. Class A (CNVS) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of CNVS for every 20 shares of CNVS previously held. Fractional shares resulting from the split will be retained.


Flora Growth Corp. (FLGC) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of FLGC for every 20 shares of FLGC previously held. Fractional shares resulting from the split will be retained.


Powerbridge Technologies Co., Ltd. Ordinary Shares (PBTS) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of PBTS for every 30 shares of PBTS previously held. Fractional shares resulting from the split will be retained.


WeTrade Group Inc. Ordinary Shares (WETG) performed a 1 for 185 Reverse Split. This means shareholders will now hold 1 share of WETG for every 185 shares of WETG previously held. Fractional shares resulting from the split will be retained.


Rice Acquisition Corp. II (RONI) performed a ticker change to NPWR, changed its corporate name to NET Power Inc., and performed a 1:1 CUSIP change.


Satsuma Pharmaceuticals, Inc. (STSA) performed a cash and stock merger. Shareholders will receive $0.9100 and 1.0000 share of STSA^ for each share of STSA previously held. Fractional shares will be retained.


Bullpen Parlay Acquisition Company Class A Ordinary Share (BPAC) was liquidated. This means that shares were removed and shareholders will receive $10.4988 per share in cash.


Sculptor Acquisition Corp I (SCUA) was liquidated. This means that shares were removed and shareholders will receive $10.5292 per share in cash.


Wejo Group Limited Common Shares (WEJO) performed a ticker change to WEJOQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.


iPath Series B Bloomberg Cotton Subindex Total ReturnSM ETN (BAL) was delisted pending a stock liquidation. Details are still pending.


iPath Pure Beta Broad Commodity ETN (BCM) was delisted pending a stock liquidation. Details are still pending.


iPath Series B Bloomberg Livestock Subindex Total ReturnSM ETN (COW) was delisted pending a stock liquidation. Details are still pending.


iPath Series B Bloomberg Natural Gas Total Return Sub-Index ETN (GAZ) was delisted pending a stock liquidation. Details are still pending.


Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index (GSP) was delisted pending a stock liquidation. Details are still pending.


iPath Series B Bloomberg Agriculture Subindex Total ReturnSM ETN (JJA) was delisted pending a stock liquidation. Details are still pending.


iPath Series B Bloomberg Copper Subindex Total ReturnSM ETN (JJC) was delisted pending a stock liquidation. Details are still pending.


iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN (JJE) was delisted pending a stock liquidation. Details are still pending.