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Corporate Actions Tracker

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May 19, 2022

Mimecast Limited (MIME) performed a cash merger. This means that shares were removed and shareholders will receive $80.0000 per share in cash.


China SXT Pharmaceuticals, Inc. (SXTC) performed a 1 for 20 Reverse Split. Fractional shares will be rounded up to the nearest share.


Companhia Energetica De Minas Gerais-CEMIG (CIG.C) distributed a 30% stock dividend. Shareholders received 0.3 additional shares for every share previously held. Fractional shares will be retained.


Companhia Energetica De Minas Gerais-CEMIG (CIG) distributed a 30% stock dividend. Shareholders received 0.3 additional shares for every share previously held. Fractional shares will be retained.


Weidai Ltd. American depositary shares (WEI) performed a ticker change to WEIDY. The security was delisted to OTC.


Sigma Labs, Inc. (SGLB) performed a ticker change to SASI.


ION GEOPHYSICAL CORP COM NEW (IO) performed a ticker change to IOGPQ. The security was delisted to OTC.

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May 18, 2022

Media Gen Inc Contingent Value Right (MEG^) was liquidated. This means that shares were removed and shareholders will receive $0.1062 per share in cash.


Amplify Energy Corp. Warrant (AMPYW) was declared worthless.


Zte Corporation Unsponsored ADR representing H Shares (China) (ZTCOY) was delisted pending ADR termination.


Artisan Acquisition Corp. Class A (ARTA) performed a stock merger. Shareholders will receive 1.29 shares of PRE for each share of ARTA previously held, with fractional shares rounded up to the nearest share.

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May 17, 2022

PolarityTE, Inc. (PTE) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of PTE for every 25 shares previously held. Fractional shares will be rounded up to the nearest share.


ProShares Morningstar Alternatives Solution ETF (ALTS) was liquidated. Shareholders will receive $38.4741 cash per each share of ALTS previously previously held. Fractional shares will be retained.


Surgalign Holdings, Inc. (SRGA) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share(S) of SRGA for every 30 shares previously held. Fractional shares will be retained.


ProShares RAFI Long/Short (RALS) was liquidated. Shareholders will receive $33.1861 cash per each share of RALS previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


Proshares Short Oil & Gas (DDG) was liquidated. Shareholders will receive $10.6010 cash per each share of DDG previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


Crane Company (CR) performed a 1:1 CUSIP change.


ProShares Managed Futures Strategy ETF (FUT) was liquidated. Shareholders will receive $41.8938 cash per each share of FUT previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


Tonix Pharmaceuticals Holding Corp. (TNXP) performed a 1 for 32 Reverse Split. This means shareholders will now hold 1 share of TNXP for every 32 shares previously held. Fractional shares will be rounded up to the nearest share.


Aspen Technology, Inc. (AZPN) performed a cash and stock merger. Shareholders will receive $87.6900 and 0.4200 new shares of AZPN for each old share of AZPN previously held. Fractional shares will be retained.


ProShares Short Basic Materials (SBM) was liquidated. Shareholders will receive $46.3583 cash per each share of SBM previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


ProShares Short Term USD Emerging Markets Bond ETF (EMSH) was liquidated. Shareholders will receive $64.8538 cash per each share of EMSH previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


Weidai Ltd. American depositary shares (WEI) was suspended.


Neuberger Berman High Yield Strategies Fund Inc Rights (NHS^) was delisted pending expiration.

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May 16, 2022

Intersect ENT, Inc. Common Stock (XENT) performed a cash merger. This means that shares were removed and shareholders will receive $28.2500 per share in cash.


Pintec Technology Holdings Limited American Depositary Shares (PT) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of PT for every 5 shares previously held. Fractional shares will be retained.


Elmira Savings Bank Elmira NY Common Stock (ESBK) performed a cash merger. This means that shares were removed and shareholders will receive $23.1000 per share in cash.


Canadian Imperial Bank of Commerce (CM) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of CM for every 1 shares previously held. Fractional shares will be retained.

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May 13, 2022

Guangshen Railway Co. Ltd American Depositary Receipts - Sponsored - China (GSHHY) was liquidated. This means that shares were removed and shareholders will receive $7.3160 per share in cash.


Rockwell Medical, Inc. (RMTI) performed a 1 for 11 Reverse Split. This means shareholders will now hold 1 share of RMTI for every 11 shares previously held. Fractional shares will be retained.


Pyxis Tankers Inc. (PXS) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of PXS for every 4 shares previously held. Fractional shares will be retained.


Bottomline Technologies, Inc. (EPAY) performed a Cash Merger. This means that shares were removed and shareholders will receive $57.0000 per share in cash.

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May 12, 2022

ProShares Short Euro (EUFX) was liquidated. This means that shares were removed and shareholders will receive $48.6858 per share in cash.


51job, Inc. American Depositary Shares (JOBS) performed a Cash Merger. This means that shares were removed and shareholders will receive $60.9500 per share in cash.


ProShares UltraShort Australian Dollar (CROC) was liquidated. This means that shares were removed and shareholders will receive $50.8334 per share in cash.


Puxin Limited American Depositary Shares, each representing two Ordinary Shares (NEW) performed a ticker change to NEWYY. The security was delisted to OTC.

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May 11, 2022

Alberton Acquisition Corporation Ordinary Shares (ALAC) was liquidated. This means that shares were removed and shareholders will receive $12.0339 per share in cash.


Alberton Acquisition Corporation Warrant (ALACW) expired worthless.


First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF (FTLB) performed a ticker change to FTQI, and changed its corporate name to First Trust Exchange-Traded Fund VI First Trust Nasdaq BuyWrite Income ETF.


Puxin Limited American Depositary Shares, each representing two Ordinary Shares (NEW) was delisted from NYSE. The stock is currently not trading.


CYPRESS ENVIRONMENTAL PARTNERS L P (CELP)  performed a ticker change to CELPQ. The security was delisted to OTC.

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May 10, 2022

Zanite Acquisition Corp. (ZNTE) performed a 1:1 CUSIP change, a ticker change to EVEX, and changed its corporate name to Eve Holding, Inc.


Ball Corporation (BLL) performed a ticker change to BALL.

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May 9, 2022

CooTek (Cayman) Inc. (CTK) performed a 1 for 13 Reverse Split. This means shareholders will now hold 1 share of CTK for every 13 shares previously held. Fractional shares will be retained.


TherapeuticsMD (TXMD) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of TXMD for every 50 shares previously held. Fractional shares will be rounded up to the nearest share.


Progenity, Inc. (PROG) performed a ticker change to BIOR, and changed its corporate name to Biora Therapeutics, Inc.


51job, Inc. American Depositary Shares (JOBS) was delisted pending a merger. Details are still pending.


Lawson Products, Inc. (LAWS) performed a ticker change to DSGR, and changed its corporate name to Distribution Solutions Group, Inc.

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May 6, 2022

Western Asset High Income Fund II Inc. (HIX^) rights expired worthless.


Meten Holding Group Ltd. (METX) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of METX for every 30 shares previously held. Fractional shares will be rounded up to the nearest share.


Evofem Biosciences, Inc. (EVFM) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of EVFM for every 15 shares previously held. Fractional shares will be retained.


Huttig Building Products, Inc. (HBP) performed a cash merger. This means that shares were removed and shareholders will receive $10.70 per share in cash.

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May 5, 2022

Golden Nugget Online Gaming, Inc. Class A (GNOG) performed a stock merger. Shareholders will receive 0.3650 new shares of DKNG for each old share of GNOG previously held.


DraftKings Inc. Class A (DKNG) performed a 1:1 CUSIP change.


Esports Technologies, Inc. (EBET) performed a 1:1 CUSIP change.


Amplify Energy Corp. (AMPYW) warrants have expired worthless.

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May 4, 2022

Huttig Building Products, Inc. (HBP) was delisted pending a merger. Details are still pending.

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May 3, 2022

Spring Valley Acquisition Corp. (SV) performed a 1:1 CUSIP change and a ticker change to SMR.


US Ecology, Inc (ECOL) performed a cash merger. This means that shares were removed and shareholders will receive $48.00 per share in cash.


REAL GOODS SOLAR INC (RGSEQ) was delisted from OTC. The stock is no longer trading.


ProShares UltraShort Australian Dollar (CROC) was delisted pending liquidation. Details are still pending.


ProShares Short Term USD Emerging Markets Bond ETF (EMSH) was delisted pending liquidation. Details are still pending.


ProShares Managed Futures Strategy ETF (FUT) was delisted pending liquidation. Details are still pending.


ProShares RAFI Long/Short (RALS) was delisted pending liquidation. Details are still pending.


ProShares Morningstar Alternatives Solution ETF (ALTS) was delisted pending liquidation. Details are still pending.


ProShares Short Euro (EUFX) was delisted pending liquidation. Details are still pending.


Proshares Short Oil & Gas (DDG) was delisted pending liquidation. Details are still pending.


ProShares Short Basic Materials (SBM) was delisted pending liquidation. Details are still pending.


Heat Biologics, Inc. (HTBX) performed a ticker change to NHWK.

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May 2, 2022

Defiance Next Gen Big Data ETF (BIGY) was liquidated. This means that shares were removed and shareholders will receive $18.1936846 per share in cash.


TradeUP Global Corporation  (BIGY) performed a 1:1 CUSIP change and a ticker change to SAI.


Endologix, Inc. (ELGXQ) was declared worthless. 


Meta Data Limited (ONE) performed a ticker change to AIU.


Mallard Acquisition Corp. (MACU)  was delisted pending a stock liquidation. Details are still pending.

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April 29, 2022

The Gabelli Utility Trust (GUT^) rights expired worthless.


MGM Growth Properties LLC (MGP) performed a stock merger. Shareholders will receive 1.3660 new shares of VICI for each old share of MGP previously held. Fractional shares will be retained.


Procure ETF Trust (LGBT) was liquidated. This means that shares were removed and shareholders will receive $26.69436065 per share in cash.


Cannabis Growth ETF (BUDX) was liquidated. This means that shares were removed and shareholders will receive $10.008131 per share in cash.


Neovasc Inc. (NVCN) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of NVCN for every 25 shares previously held. Fractional shares will be retained.


Biolase, Inc. (BIOL) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of BIOL for every 25 shares previously held. Fractional shares will be retained.


Scientific Games Corp (SGMS) performed a ticker change to LNW, and changed its corporate name to Light & Wonder, Inc.


First Trust Total US Market AlphaDEX ETF (TUSA) performed a ticker change to FTDS, and changed its corporate name to First Trust Dividend Strength ETF.


Defiance Next Gen Big Data ETF (BIGY) was delisted pending a stock liquidation. Details are still pending.


GWG Holdings, Inc (GWGH) performed a ticker change to GWGHQ. The security was delisted to OTC.

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April 28, 2022

Archimedes Tech SPAC Partners Co. Subunit (ATSPT) performed a stock merger. Shareholders will receive 1 new share of SOUN + 0.25 shares of SOUNW for each old share of ATSPT previously held. Fractional shares will be retained.

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April 27, 2022

Volt Information Sciences, Inc. (VOLT) was liquidated. This means that shares were removed and shareholders will receive $6.0000 per share in cash.


QMCO (QMCO^) rights expired worthless.


InVivo Therapeutics Holdings Corp (NVIV) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of NVIV for every 25 shares previously held. Fractional shares will be rounded up to the nearest share.


Agile Therapeutics, Inc. (AGRX) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of AGRX for every 40 shares previously held. Fractional shares will be retained.


Banco Bradesco S.A. American Depositary Shares (BBDO) distributed a 10% stock dividend. Shareholders received 0.1 additional shares for every share previously held. Fractional shares will be retained.


Banco Bradesco (BBD) distributed a 10% stock dividend. Shareholders received 0.1 additional shares for every share previously held. Fractional shares will be retained.

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April 26, 2022

CHP Merger Corp. Class A Common Stock (CHPM) was liquidated. This means that shares were removed and shareholders will receive $10.2122 per share in cash.


Alberton Acquisition Corporation Ordinary Shares (ALAC) was delisted.


Alberton Acquisition Corporation Warrant (ALACW) was delisted.


Volt Information Sciences, Inc. (VOLT) was delisted pending a merger. Details are still pending.


Cannabis Growth ETF (BUDX) was delisted pending a stock liquidation. Details are still pending.

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April 25, 2022

ToughBuilt Industries, Inc. (TBLT) performed a 1 for 150 Reverse Split. This means shareholders will now hold 1 share of TBLT for every 150 shares previously held. Fractional shares will be paid as cash in lieu.


NorthShore Global Uranium Mining ETF (URNM) performed a 1:1 CUSIP change, and name change to Sprott Funds Uranium Mining ETF.


Evolving Systems, Inc. (EVOL) was delisted to OTC.


CHP Merger Corp. Class A Common Stock (CHPM) was delisted.

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April 22, 2022

Ucommune International Ltd Ordinary Shares (UK) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of UK for every 20 shares previously held. Fractional shares will be rounded up to the nearest share.


SPDR MSCI ACWI Low Carbon Target ETF (LOWC) performed a ticker change to NZAC, and performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of NZAC for every 1 share previously held.


Ferro Corporation (FOE) performed a Cash Merger. This means that shares were removed and shareholders will receive $22.0000 per share in cash.

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April 21, 2022

Procure ETF Trust I LGBTQ + ESG100 ETF (LGBT) was delisted pending a stock liquidation. Details are still pending.

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April 20, 2022

WisdomTree Global ex-US Real Estate Fund (DRW) performed a ticker change to WTRE, and changed its corporate name to WisdomTree New Economy Real Estate Fund.

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April 19, 2022

Diffusion Pharmaceuticals Inc. (DFFN) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 shares of DFFN for every 50 shares previously held. Fractional shares will be paid as cash in lieu.


Gabelli Utility Trust (The) Rights (expiring April 14, 2021) (GUT^) rights are no longer trading. The deadline to exercise is April 19, 2022.

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April 18, 2022

Kaleido Biosciences, Inc. (KLDO) was delisted. The stock is currently not trading.

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April 14, 2022

DeltaShares S&P 600 Managed Risk ETF (DMRS) was liquidated. This means that shares were removed and shareholders will receive $53.6106 per share in cash.


DeltaShares S&P International Managed Risk ETF (DMRI) was liquidated. This means that shares were removed and shareholders will receive $46.6570 per share in cash.


DeltaShares S&P 400 Managed Risk ETF (DMRM) was liquidated. This means that shares were removed and shareholders will receive $55.5429 per share in cash.


DeltaShares S&P 500 Managed Risk ETF (DMRL) was liquidated. This means that shares were removed and shareholders will receive $74.1123 per share in cash.


DeltaShares S&P EM 100 & Managed Risk ETF (DMRE) was liquidated. This means that shares were removed and shareholders will receive $45.9730 per share in cash.


First Trust Exchange-Traded Fund VIII First Trust Municipal CEF Income Opportunity ETF (MCEF) performed a ticker change to MFLX.

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April 13, 2022

Guaranty Federal Bancshares, Inc. (GFED) performed a Cash Merger. This means that shares were removed and shareholders will receive $30.5000 per share in cash.

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April 12, 2022

Blackrock Muni Yield New Jersey Fund, Inc. (MYJ) performed a Stock Merger. Shareholders will receive 1.0109 new shares of MUJ for each old share of MYJ previously held. Fractional shares will be paid as cash in lieu.


Blackrock Muni Yield California Fund, Inc. (MYC) performed a Stock Merger. Shareholders will receive 1.0139 new shares of MUC for each old share of MYC previously held. Fractional shares will be paid as cash in lieu.


Zosano Pharma Corporation (ZSAN) performed a 1 for 35 Reverse Split. This means shareholders will now hold 1 shares of ZSAN for every 35 shares previously held. Fractional shares resulting from the split will be included in your total position.


BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC. (MCA) performed a Stock Merger. Shareholders will receive 1.0106 new shares of MUC for each old share of MCA previously held. Fractional shares will be paid as cash in lieu.


BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND (MFL) performed a Stock Merger. Shareholders will receive 0.9387 new shares of MUI for each old share of MFL previously held. Fractional shares will be paid as cash in lieu.


Houghton Mifflin Harcourt Company (HMHC) performed a Cash Merger. This means that shares were removed and shareholders will receive $21.0000 per share in cash.

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April 11, 2022

Spirit of Texas Bancshares, Inc. (STXB) performed a Stock Merger. Shareholders will receive 1.0017 new shares of SFNC for each old share of STXB previously held. Fractional shares will be paid as cash in lieu.


Discovery, Inc. Series A Common Stock (DISCA) performed a 1:1 CUSIP change, and changed its ticker to WBD (Warner Bros. Discovery, Inc. Series A Common Stock).


Roundhill Pro Sports, Media & Apparel ETF (MVP) was liquidated. This means that shares were removed and shareholders will receive $12.3003 per share in cash.


Roundhill Streaming Services & Technology ETF (SUBZ) was liquidated. This means that shares were removed and shareholders will receive $7.47194733 per share in cash.


Discovery, Inc. Series B Common Stock (DISCB) performed a 1:1 CUSIP change, and changed its ticker to WBD (Warner Bros. Discovery, Inc. Series A Common Stock).


Discovery, Inc. Series C Common Stock (DISCK) performed a 1:1 CUSIP change, and changed its ticker to WBD (Warner Bros. Discovery, Inc. Series A Common Stock).


AT&T Inc. (T) performed a spinoff of WBD (Warner Bros. Discovery, Inc. Series A Common Stock). For every 1 share of T held, shareholders will receive 0.2419 shares of WBD. Fractional shares from the spinoff will be paid as cash in lieu.


MicroSectors US Big Oil -3x Inverse Leveraged ETN (NRGD) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 shares of NRGD for every 50 shares previously held. Fractional shares will be paid as cash in lieu.


LAIX Inc. (LAIX) performed a ticker change to LAIXY (Laix Inc American Depositary Receipts - Sponsored (Cayman Islands). The security was delisted to OTC.


Blackrock Muni Yield New Jersey Fund, Inc. (MYJ) was delisted pending a merger. Details are still pending.


BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND (MFL) was delisted pending a merger. Details are still pending.


Blackrock Muni Yield California Fund, Inc. (MYC) was delisted pending a merger. Details are still pending.


BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC. (MCA) was delisted pending a merger. Details are still pending.

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April 8, 2022

New Oriental Education and Technology Group, Inc. (EDU) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 shares of EDU for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


DeltaShares S&P 500 Managed Risk ETF (DMRL) was delisted pending a stock liquidation. Details are still pending.


DeltaShares S&P 400 Managed Risk ETF (DMRM) was delisted pending a stock liquidation. Details are still pending.


DeltaShares S&P EM 100 & Managed Risk ETF (DMRE) was delisted pending a stock liquidation. Details are still pending.


DeltaShares S&P 600 Managed Risk ETF (DMRS) was delisted pending a stock liquidation. Details are still pending.


DeltaShares S&P International Managed Risk ETF (DMRI) was delisted pending a stock liquidation. Details are still pending.


Houghton Mifflin Harcourt (HMHC) was delisted pending a merger. Details are still pending.


LAIX Inc. (LAIX) was suspended from the exchange. This means that it’s currently not trading at the moment. If the stock becomes tradable on over-the-counter (OTC) markets, you’ll be able to sell your existing shares but you won’t be able to purchase any additional shares in your Robinhood account.

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April 7, 2022

SOC Telemed, Inc. (TLMD) performed a Cash Merger. This means that shares were removed and shareholders will receive $3.0000 per share in cash.


China Jo-Jo Drugstores, Inc. (CJJD) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 shares of CJJD for every 12 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Investors Bancorp, Inc. (ISBC) performed a Cash and Stock Merger. Shareholders will receive $1.4600 and 0.2970 shares of CFG for each share of ISBC previously held. Fractional shares will be paid as cash in lieu.


Retail Value Inc. (RVI) performed a ticker change to RIVC. The security was delisted to OTC.


Roundhill Streaming Services & Technology ETF (SUBZ) was delisted pending a stock liquidation. Details are still pending.


Roundhill Pro Sports, Media & Apparel ETF (MVP) was delisted pending a stock liquidation. Details are still pending.

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April 6, 2022

Senmiao Technology Limited Common Stock (AIHS) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 shares of AIHS for every 10 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Helix Acquisition Corp. Class A Ordinary Shares (HLXA) performed a ticker change to MLTX (MoonLake Immunotherapeutics Class A Ordinary Shares), and changed its CUSIP number.


BP Midstream Partners LP Common Units representing Limited Partner Interests (BPMP) performed a Stock Merger. Shareholders will receive 0.5750 new shares of BP for each old share of BPMP previously held. Fractional shares resulting from the merger will be included in your total position.


Fluidigm Corporation (FLDM) performed a ticker change to LAB, and changed its corporate name to Standard BioTools Inc.

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April 5, 2022

MFA Financial, Inc. (MFA) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of MFA for every 4 shares previously held.  Fractional shares resulting from the split will be paid as cash in lieu.


SPX FLOW, Inc. (FLOW) performed a Cash Merger. This means that shares were removed and shareholders will receive $86.5000 per share in cash.


Poema Global Holdings Corp. Class A Ordinary Share (PPGH) performed a 1:1 CUSIP change, ticker change to GGR, and changed its corporate name to Gogoro Inc.


Colfax Corporation (CFX) performed a 1 for 3 Reverse Split, changed its ticker to ENOV, and performed a Spinoff. This means shareholders will now hold 1 share(s) of ENOV (Enovis Corporation) and ESAB (ESAB Corporation) for every 3 shares of CFX previously held. Fractional shares resulting from the split will be paid as cash in lieu.


BP Midstream Partners LP Common Units representing Limited Partner Interests (BPMP) was delisted pending acquisition. Details are still pending.

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April 4, 2022

Veoneer, Inc. (VNE) performed a Cash Merger. This means that shares were removed and shareholders will receive $37.0000 per share in cash.


People's United Financial, Inc. (PBCT) performed a Stock Merger. Shareholders will receive 0.1180 shares of MTB (M&T Bank Corp.) for each old share of PBCT previously held. Fractional shares will be paid as cash in lieu.


Level One Bancorp, Inc. (LEVL) performed a Cash and Stock Merger. Shareholders will receive $10.1700 and 0.7167 shares of FRME for each share of LEVL previously held. Fractional shares will be paid as cash in lieu.


SLR Senior Investment Corp. (SUNS) performed a Stock Merger. Shareholders will receive 0.7796 new shares of SLRC for each old share of SUNS previously held. Fractional shares will be paid as cash in lieu.


America First Multifamily Investors, L.P. Beneficial Unit Certificates (BUCs) representing Limited Partnership Interests (ATAX) performed a 1 for 3 Reverse Split. This means shareholders will now hold 1 share of ATAX for every 3 shares previously held. Fractional shares will be rounded up to the nearest share if the fraction is over 0.5 and rounded down if less than 0.5.


Alliance Data Systems Corporation (ADS) performed a ticker change to BFH, and changed its corporate name to Bread Financial Holdings, Inc.


Boulder Growth & Income Fund, Inc. (BIF) performed a ticker change to STEW, and changed its corporate name to SRH Total Return Fund, Inc.

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April 1, 2022

Verso Corporation (VRS) performed a cash merger. This means that shares were removed and shareholders will receive $27.0000 per share in cash.


Resonant Inc. (RESN) performed a cash merger. This means that shares were removed and shareholders will receive $4.5000 per share in cash.


NVLNF Escrow (NVLNF^) was liquidated. This means that shares were removed and shareholders will receive $0.1250 per share in cash.


Queen's Gambit Growth Capital (GMBT) performed a 1:1 CUSIP change and a ticker change to SWVL.


Becton, Dickinson and Co. (BDX) performed a spinoff of EMBCV. For every 1 share of BDX held, shareholders will receive 0.2000 shares of EMBCV.


Daseke, Inc. Warrant (DSKEW) was declared worthless.


John Wiley & Sons, Inc. Class A (JW.A) performed a ticker change to WLY.


John Wiley & Sons, Inc. Class B (JW.B) performed a ticker change to WLYB.


Clockwise Capital Innovation ET (CWC) performed a ticker change to TIME.


Embecta Corp. (EMBCV) performed a ticker change to EMBC.


Level One Bancorp, Inc. (LEVL) was delisted pending acquisition. Details are still pending.


Veoneer, Inc. (VNE) was delisted pending acquisition. Details are still pending.


Guaranty Federal Bancshares, Inc. (GFED) was delisted pending acquisition. Details are still pending.

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March 31, 2022

Orphazyme A/S American (ORPH) performed a ticker change to ORPHY. The security was delisted to OTC.


Verso Corporation (VRS) was delisted pending acquisition. Details are still pending.

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March 30, 2022

P.A.M. Transportation Services, Inc. (PTSI) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of PTSI for every 1 share previously held.


Apria, Inc. (APR) performed a cash merger. This means that shares were removed and shareholders will receive $37.5000 per share in cash.


GreenSky, Inc. (GSKY) performed a stock merger. Shareholders will receive 0.0300 new shares of GS for each old share of GSKY previously held. Fractional shares will be paid as cash in lieu.

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March 29, 2022

FirstMark Horizon Acquisition Corp. (FMAC) performed a Stock Merger. Shareholders will receive 1.2415 new shares of STRY (Starry Group Holdings, Inc.) for each old share of FMAC previously held. Fractional shares will be paid as cash in lieu.


Communications Systems, Inc. (JCS) performed a 1:1 CUSIP change, ticker change to PEGY, and changed its corporate name to Pineapple Holdings, Inc.


Resonant Inc. (RESN) was delisted pending a merger. Details are still pending.

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March 28, 2022

CyrusOne Inc (CONE) performed a Cash Merger. This means that shares were removed and shareholders will receive $90.5000 per share in cash.


Direxion Daily Semiconductor Bear 3X Shares (SOXS) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of SOXS for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


Tailwind Two Acquisition Corp. (TWNT) performed a 1:1 CUSIP change, ticker change to LLAP, and changed its corporate name to Terran Orbital Corporation.


Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 3X Shares (DRIP) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of DRIP for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


MOGU Inc. American Depositary Shares, each representing three-hundred (300) Class A Ordinary Shares (MOGU) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of MOGU for every 12 shares previously held. Fractional shares will be paid as cash in lieu.


AeroCentury Corporation (ACY) performed a ticker change to MTMT.

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March 25, 2022

WHITING USA TR II Unit (WHZT) was declared worthless.


Massroots, Inc. (MSRTD) performed a ticker change to GWAV, and changed its corporate name to Greenwave Technology Solutions, Inc.

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March 24, 2022

W.R. Berkley Corporation (WRB) performed a 3 for 2 Forward Split. This means shareholders will now hold 3 shares of WRB for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


ACM Research, Inc. (ACMR) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of ACMR for every 1 share previously held.


BioDelivery Sciences International, Inc. (BDSI) performed a Cash Merger. This means that shares were removed and shareholders will receive $5.6000 per share in cash.


WisdomTree Floating Rate Treasury Fund (USFR) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 shares of USFR for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


Optibase Ltd. Ordinary Shares (OBAS) was delisted pending a merger. Details are still pending.

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March 23, 2022

Accustem Sciences Limited American Depositary Receipts - Sponsored (ACMSY) performed a 1 for 10 Reverse Split, and changed its ticker to ACUT. This means shareholders will now hold 1 share(s) of ACUT for every 10 shares of ACMSY previously held. Fractional shares resulting from the split will be paid as cash in lieu.


BioDelivery Sciences International, Inc. (BDSI) was delisted pending a merger. Details are still pending.


China HGS Real Estate, Inc. (HGSH) performed a ticker change to GGE, and changed its corporate name to Guggenheim Enhncd Eqty Strtgy Fd.

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March 22, 2022

Motive Capital Corp (MOTV) performed a 1:1 CUSIP change, ticker change to FRGE, and changed its corporate name to Forge Global Holdings, Inc.


Recro Pharma, Inc. (REPH) performed a ticker change to SCTL, and changed its corporate name to Societal CDMO, Inc.

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March 21, 2022

Change Finance U.S. Large Cap Fossil Fuel Free ETF (CHGX) performed a 1:1 CUSIP change.


Communications Systems, Inc. (JCS) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of JCS for every 4 shares previously held. Fractional shares will be paid as cash in lieu.

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March 18, 2022

Forterra, Inc. (FRTA) performed a cash merger. This means that shares were removed and shareholders will receive $24.0000 per share in cash.


Bridgetown 2 Holdings Limited Class A Ordinary Shares (BTNB) performed a 1:1 CUSIP change, ticker change to PGRU, and changed its corporate name to PropertyGuru Pte. Ltd.


Direxion Daily Russia Bull 2X Shares (RUSL) was liquidated. This means that shares were removed and shareholders will receive $2.4671 per share in cash.

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March 16, 2022

Xtrackers Japan JPX-Nikkei 400 Equity ETF (JPN) was liquidated. This means that shares were removed and shareholders will receive $28.8503 per share in cash.


Xtrackers Eurozone Equity ETF (EURZ) was liquidated. This means that shares were removed and shareholders will receive $21.1321 per share in cash.


Kraton Corporation (KRA) performed a Cash Merger. This means that shares were removed and shareholders will receive $46.5000 per share in cash.

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March 15, 2022

HOLLYFRONTIER CORP (HFC) performed a ticker change to DINO, and changed its corporate name to HF Sinclair Corporation.


Siren ETF Trust Siren Large Cap Blend Index ETF (SPQQ) was liquidated. This means that shares were removed and shareholders will receive $28.5281432 per share in cash.


Brookfield Business Partners L.P.Limited Partnership Units (BBU) performed a spinoff. For every 1 share of BBU held, shareholders will receive 0.5000 shares of BBUC. Fractional shares from the spinoff will be paid as cash in lieu.


Avinger, Inc. (AVGR) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of AVGR for every 20 shares previously held. Fractional shares will be rounded up to the nearest share.


Kraton Corporation (KRA) was delisted pending acquisition. Details are still pending.

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March 14, 2022

Integrity Applications, Inc. (IGAP) performed a ticker change to GCTK, and changed its corporate name to GlucoTrack, Inc.


Direxion Daily Russia Bull 2X Shares (RUSL) was delisted pending a stock liquidation. Details are still pending.


GRUBHUB INC. (GRUB) performed a ticker change to JTKWY, and changed its corporate name to Just Eat Takeaway.com. The security was delisted to OTC. The security is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares.

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March 11, 2022

Schwab U.S. REIT ETF (SCHH) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of SCHH for every 1 share previously held. Fractional shares will be retained.


Schwab U.S. Broad Market ETF (SCHB) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of SCHB for every 1 share previously held. Fractional shares will be retained.


Schwab U.S. Large-Cap Growth ETF (SCHG) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of SCHG for every 1 share previously held. Fractional shares will be retained.


Schwab U.S. Large- Cap ETF (SCHX) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of SCHX for every 1 share previously held. Fractional shares will be retained.


Schwab U.S Small- Cap ETF (SCHA) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of SCHA for every 1 share previously held. Fractional shares will be retained.


POST HOLDINGS, INC. (POST) performed a Spinoff. For every 1 share of POST held, shareholders will receive 1.2678 shares of BRBR (BellRing Brands, Inc.). Fractional shares from the spinoff will be paid as cash in lieu.


Arena Pharmaceuticals, Inc. (ARNA) performed a Cash Merger. This means that shares were removed and shareholders will receive $100.0000 per share in cash.


BellRing Brands, Inc. (BRBR) performed a Cash and Stock Merger. Shareholders will receive $2.97 and 1 share of BellRing Distribution, LLC. (new BRBR) for each share of BRBR previously held. Fractional shares will be retained.


Siren ETF Trust Siren Large Cap Blend Index ETF (SPQQ) was delisted pending a stock liquidation. Details are still pending.

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March 10, 2022

Franklin Limited Duration Income Trust Rights (Expiring February 17, 2022) (FTF^) have expired worthless.


PHILLIPS 66 PARTNERS LP (PSXP) performed a Stock Merger. Shareholders will receive 0.5000 new shares of PSX (PHILLIPS 66) for each old share of PSXP previously held. Fractional shares will be paid as cash in lieu.


Zogenix, Inc. (ZGNX) performed a Cash Merger. This means that shares were removed and shareholders will receive $26.0000 per share in cash. Additionally, shareholders will receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.

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March 9, 2022

Elanco CVR (ELAN^) contingent value rights (CVR) expired worthless.


PRETIUM RESOURCES INC. (PVG) was delisted pending a merger. Details are still pending.


SCVX Corp. (SCVX) was delisted pending a merger. Details are still pending.


PHILLIPS 66 PARTNERS LP (PSXP) was delisted pending a merger. Details are still pending.

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March 8, 2022

Fiduciary/Claymore Energy Infrastructure Fund (FMO) performed a Stock Merger. Shareholders will receive 1.3662 new shares of KYN (Kayne Anderson Energy Infrastructure Fund, Inc.) for each old share of FMO previously held. Fractional shares will be paid as cash in lieu.


Del Taco Restaurants, Inc. (TACO) performed a Cash Merger. This means that shares were removed and shareholders will receive $12.5100 per share in cash.


Healthcare Capital Corp. Class A common stock (HCCC) performed a 1:1 CUSIP change, name change, and a ticker change to DRTS (Alpha Tau Medical Ltd).


FTS International, Inc. Warrant Tranche 2 (FTSIWS) performed a Cash Merger. This means that shares were removed and shareholders will receive $3.0400 per share in cash.


FTS International, Inc. Warrant Tranche 1 (FTSI+) performed a Cash Merger. This means that shares were removed and shareholders will receive $3.9700 per share in cash.


Xtrackers Eurozone Equity ETF (EURZ) was delisted pending a liquidation. Details are still pending.


Xtrackers Japan JPX-Nikkei 400 Equity ETF (JPN) was delisted pending a liquidation. Details are still pending.


Zogenix, Inc. (ZGNX) was delisted pending a merger. Details are still pending.

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March 7, 2022

FTS International, Inc. (FTSI) performed a Cash Merger. This means that shares were removed and shareholders will receive $26.5200 per share in cash.


Q&K International Group Limited American Depositary Shares (QK) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of QK for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


Biofrontera AG American Depositary Shares (BFRA) performed a ticker change to BFAGY. The security was delisted to OTC. BFAGY is now set to Position Closing Only (PCO).


ATLAS FINL HLDGS INC Ordinary Shares (AFHIF) performed a ticker change to AFHIQ and continues to trade OTC.


Fiduciary/Claymore Energy Infrastructure Fund (FMO) was delisted pending a merger. Details are still pending.

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March 4, 2022

CorePoint Lodging Inc. (CPLG) performed a Cash Merger. This means that shares were removed and shareholders will receive $15.9900 per share in cash.


Nuance Communications, Inc. (NUAN) performed a Cash Merger. This means that shares were removed and shareholders will receive $56.0000 per share in cash.


LAIX Inc. (LAIX) performed a 1 for 14 Reverse Split. This means shareholders will now hold 1 shares of LAIX for every 14 shares previously held. Fractional shares will be paid as cash in lieu.


FTS International, Inc. (FTSI) was delisted pending merger. Details are still pending.

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March 3, 2022

CorePoint Lodging Inc. (CPLG) was delisted pending merger. Details are still pending.

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March 2, 2022

McAfee Corp (MCFE) performed a Cash Merger. This means that shares were removed and shareholders will receive $26.0000 per share in cash.


Supernova Partners Acquisition Company II, Ltd. (SNII) performed a 1:1 CUSIP change, ticker change to RGTI, and changed its corporate name to Rigetti Computing, Inc.


Atlantic Capital Bancshares, Inc. (ACBI) performed a Stock Merger. Shareholders will receive 0.3600 new shares of SSB (SouthState) for each old share of ACBI previously held. Fractional shares resulting from the merger will be paid as cash in lieu.


State Auto Financial Corporation (STFC) performed a Cash Merger. This means that shares were removed and shareholders will receive $52.0000 per share in cash.


Burgundy Technology Acquisition Corporation (BTAQ) was liquidated. This means that shares were removed and shareholders will receive $10.0500 per share in cash.


Nxt-ID, Inc. (NXTD) performed a ticker change to LGMK, and changed its corporate name to LogicMark, Inc.


WHITING USA TR II Unit (WHZT) was delisted from OTC. The stock is no longer trading.

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March 1, 2022

Celsion Corporation (CLSN) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of CLSN for every 15 shares previously held. Fractional shares resulting from the split will be paid as cash in lieu.


Pulmatrix, Inc. (PULM) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of PULM for every 20 shares previously held. Fractional shares will be rounded up to the nearest share if the fraction is over 0.5.


Lument Finance Trust, Inc., Rights (LFT^) have expired worthless.


INTELSAT S A Common Stock (INTEQ) was declared worthless.


RR Donnelley & Sons Co. (RRD) performed a Cash Merger. This means that shares were removed and shareholders will receive $10.8500 per share in cash.


Zimmer Biomet Holdings, Inc. (ZBH) performed a spinoff into (ZimVie Inc.) ZIMV. For every 1 share of ZBH held, shareholders will receive 0.1000 shares of ZIMV. Fractional shares from the spinoff will be paid as cash in lieu.


ASCENT SOLAR TECHNOLOGIES INC (ASTID) performed a ticker change to ASTI.


Atlantic Capital Bancshares, Inc. (ACBI) was delisted pending a Merger. Details are still pending.


CINER RESOURCES LP (CINR) performed a ticker change to SIRE, and changed its corporate name to Sisecam Resources LP.

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February 28, 2022

Salt Low truBeta US Market ET (LSLT) was liquidated. This means that shares were removed and shareholders will receive $32.1622 per share in cash.


Monmouth Real Estate Investment Corp (MNR) performed a Cash Merger. This means that shares were removed and shareholders will receive $21.0000 per share in cash.


Great Elm Capital Corp. (GECC) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of GECC for every 6 shares previously held. Fractional shares will be paid as cash in lieu.


Tantech Holdings Ltd. (TANH) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of TANH for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


Salt High truBeta US Market ETF (SLT) was liquidated. This means that shares were removed and shareholders will receive $39.4688 per share in cash.


Massroots, Inc. (MSRT) performed a 1 for 300 Reverse Split, and changed its ticker to MSRTD. This means shareholders will now hold 1 share of MSRTD for every 300 shares of MSRT previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


IHS Markit Ltd. (INFO) performed a Stock Merger. Shareholders will receive 0.2838 new shares of (S&P Global Inc.) SPGI for each old share of INFO previously held. Fractional shares will be paid as cash in lieu.


First Trust Exchange-Traded Fund IV First Trust Strategic Income ETF (FDIV) performed a ticker change to HISF,  and changed its corporate name to First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF.

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February 25, 2022

VOCERA COMMUNICATIONS, INC. (VCRA) performed a Cash Merger. This means that shares were removed and shareholders will receive $79.2500 per share in cash.


Outlook Therapeutics, Inc. Series A Warrants Expiring 02/18/2022 (OTLKW) have have expired worthless.


Salt Low truBeta US Market ETF (LSLT) was delisted pending a stock liquidation. Details are still pending.


Salt High truBeta US Market ETF (SLT) was delisted pending a stock liquidation. Details are still pending.


RR Donnelley & Sons Co. (RRD) was delisted pending acquisition. Details are still pending.

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February 24, 2022

Nuverra Environmental Solutions, Inc. (NES) performed a Stock Merger. Shareholders will receive 0.2551 new shares of WTTR (Select Energy Services, Inc.) for each old share of NES previously held. Fractional shares resulting from the merger will be paid as cash in 1-2 weeks.


INTERPACE BIOSCIENCES INC., Rights (IDXG^) have expired worthless.


iPath Shiller CAPE ETN (CAPE) performed a ticker change to CAPD.


Daseke, Inc. Warrant (DSKEW) was delisted after expiration.


INTELSAT S A Common Stock (INTEQ) was delisted.

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February 23, 2022

Seadrill (SDRLF) performed a Stock Merger. Shareholders will receive 0.0012 new shares of SDRLF for each old share of SDRLF previously held. Fractional shares will be paid as cash in lieu. The stock is currently not trading.


SPDR Gold MiniShares (GLDM) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of GLDM for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


CASTLIGHT HEALTH, INC. (CSLT) performed a Cash Merger. This means that shares were removed and shareholders will receive $2.0500 per share in cash.


Altus Midstream Company (ALTM) performed a ticker change to KNTK, and changed its corporate name to Kinetik Holdings Inc.


VOCERA COMMUNICATIONS, INC. (VCRA) was delisted pending a liquidation. Details are still pending.

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February 22, 2022

Boston Omaha Corporation (BOMN) performed a ticker change to BOC.

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February 18, 2022

Independence Holding Company (IHC) performed a Cash Merger. This means that shares were removed and shareholders will receive $57.0000 per share in cash.

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February 17, 2022

INTELSAT (INTEQ) was declared worthless after the company’s bankruptcy.


ViacomCBS Inc. (VIAC) performed a ticker change to PARA, and changed its corporate name to Paramount Global Class B.


ViacomCBS Inc. (VIACA) performed a ticker change to PARAA, and changed its corporate name to Paramount Global Class A.


Franklin Limited Duration Income Trust Rights Expiring February 17, 2022 (FTF^) was delisted. The stock is no longer trading.


Outlook Therapeutics, Inc. Series A Warrant Expiring 02/18/2022 (OTLKW) was delisted. The stock is no longer trading.


Castlight Health, Inc. (CSLT) was delisted pending a Merger. Details are still pending.

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February 16, 2022

Baudax Bio, Inc (BXRX) performed a 1 for 35 Reverse Split. This means shareholders will now hold 1 share of BXRX for every 35 shares previously held. Fractional shares resulting from the split will be paid as cash in lieu.


PAE Incorporated (PAE) performed a Cash Merger. This means that shares were removed and shareholders will receive $10.0500 per share in cash.


First Midwest Bancorp, Inc. (FMBI) performed a Stock Merger. Shareholders will receive 1.1336 new shares of Old National Bancorp (ONB) for each old share of FMBI previously held. Fractional shares will be paid as cash in lieu.


Independence Holding Company (IHC) was delisted pending a Merger. Details are still pending.

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February 15, 2022

Xilinx, Inc. (XLNX) performed a Stock Merger. Shareholders will receive 1.7234 shares of AMD for each share of XLNX previously held. Fractional shares will be paid as cash in lieu.


Swisher Hygiene, Inc. (SWSH) was declared worthless.


Delaware Investments Minnesota Municipal Income Fund II (VMM) performed a Stock Merger. Shareholders will receive 0.9937 shares of VFL for each share of VMM previously held. Fractional shares will be paid as cash in lieu.


Roth CH Acquisition III Co. (ROCR) performed a 1:1 CUSIP change and performed a ticker change to QTEK.


Large Cap Growth Index-Linked Exchange Traded Notes due 2028 (FRLG) was liquidated. This means that shares were removed and shareholders will receive $300.8879 per share in cash.


Hudson Capital Inc. (HUSN) performed a 5 for 11 Reverse Split. This means shareholders will now hold 5 shares of HUSN for every 11 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Delaware Investments Colorado Municipal Income Fund (VCF) performed a Stock Merger. Shareholders will receive 1.0328 shares of VFL for each share of VCF previously held. Fractional shares will be paid as cash in lieu.


American Finance Trust, Inc. (AFIN) performed a ticker change to RTL, and changed its corporate name to The Necessity Retail REIT, Inc.


China Xiangtai Food Co. (PLIN) performed a ticker change to BTOG.


LifeGoal Vacation Investment ETF (SUNY) was liquidated. This means that shares were removed and shareholders will receive $9.5729 per share in cash.


LifeGoal Children Investment ETF (CHLD) was liquidated. This means that shares were removed and shareholders will receive $9.5676 per share in cash.

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February 14, 2022

Cemtrex Inc. Series 1 (CETXW) warrants have expired worthless.


Novus Capital Corporation II (NXU) performed a 1:1 CUSIP change and performed a ticker change to NRGV.


Thayer Ventures Acquisition Corporation (TVAC) performed a 1:1 CUSIP change and performed a ticker change to ISPO.


Delaware Investments Minnesota Municipal Income Fund II (VMM) was delisted pending a merger. Details are still pending.


Delaware Investments Colorado Municipal Income Fund (VCF) was delisted pending a merger. Details are still pending.

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February 11, 2022

Washington Mutual, Inc. (WAMUQ) was declared worthless after the company’s bankruptcy.


RENN Fund Inc. Rights (RCG^) expired worthless.


Growth Capital Acquisition Corp. (GCAC) performed a 1:1 CUSIP change and performed a ticker change to CPTN.


Lument Finance Trust, Inc. (LFT^) rights are no longer trading. The deadline to exercise is February 11, 2022.

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February 10, 2022

SilverBox Engaged Merger Corp (SBEA) performed a 1:1 CUSIP change and performed a ticker change to BRCC.


Amplify International Online Retail ETF (XBUY) performed a ticker change to EMFQ.

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February 9, 2022

SPDR S&P SmallCap 600 ESG ETF (ESIX) performed a 1:1 CUSIP change.


SPDR Bloomberg SASB Developed Markets Ex US ESG Select ETF (RDMX) performed a 1:1 CUSIP change.


SPDR Bloomberg SASB Emerging Markets ESG Select ETF (REMG) performed a 1:1 CUSIP change.


CITIC Capital Acquisition Corp. (CCAC) performed a 1:1 CUSIP change and performed a ticker change to QNGY.


Asia Pacific Wire & Cable Corporation, Ltd. Rights (APWC^) expired worthless.


CYREN Ltd. (CYRN) performed a 1 for 20 Reverse Split. Fractional shares will be rounded up to the nearest share.


Kirkland Lake Gold Ltd (KL) performed a stock merger. Shareholders will receive 0.7935 shares of AEM for each share of KL previously held. Fractional shares will be paid as cash in lieu.


LifeGoal Children Investment ETF (CHLD) was delisted pending a stock liquidation. Details are still pending.


LifeGoal Vacation Investment ETF (SUNY) was delisted pending a stock liquidation. Details are still pending.

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February 8, 2022

Eros STX Global Corporation (ESGC) performed a 1 for 20 Reverse Split. Fractional shares will be paid as cash in lieu.

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February 7, 2022

Merida Merger Corp. I (MCMJ) performed a 1:1 CUSIP change and a ticker change to LFLY.


ECP Environmental Growth Opportunities Corp. (ENNV) performed a 1:1 CUSIP change and a ticker change to FSRD.

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February 4, 2022

Vistas Media Acquisition Company Inc. (VMAC) performed a 1:1 CUSIP change and a ticker change to ANGH.


Ivanhoe Capital Acquisition Corp. (IVAN) performed a 1:1 CUSIP change and a ticker change to SES.

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February 3, 2022

Cabot Growth ETF (CBTG) was liquidated. This means that shares were removed and shareholders will receive $14.8023 per share in cash.


Legg Mason ETF Investment Trust Legg Mason Global Infrastructure ETF (INFR) was liquidated. This means that shares were removed and shareholders will receive $32.1375 per share in cash.


Environmental Impact Acquisition Corp. Class A (ENVI) performed a 1:1 CUSIP change and performed a ticker change to GRNA.


Social Reality, Inc. Dividend Rights (SRAX^) expired worthless.


BIMI International Medical (BIMI) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of BIMI for every 5 shares previously held. Fractional shares will be rounded up to the nearest share.


Triterras, Inc. (TRIT) performed a ticker change to TRIRF. The security was delisted to OTC.

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February 2, 2022

Azure Power Global Limited (AZRE^) rights expired worthless.


Rhino Resource Partners LP Common Stock (RHNO) was declared worthless.


Stage Stores Inc (SSINQ) was declared worthless.


Great Western Bancorp, Inc. (GWB) performed a stock merger. Shareholders will receive 0.8425 shares of FIBK for each share of GWB previously held. Fractional shares will be paid as cash in lieu.


Oasis Midstream Partners LP (OMP) performed a stock merger. Shareholders will receive 0.8700 shares of CEQP for each share of OMP previously held. Fractional shares will be rounded up to the nearest share.


SANTANDER CONSUMER USA HOLDINGS INC (SC) performed a cash merger. This means that shares were removed and shareholders will receive $41.5000 per share in cash.


SMART Global Holdings, Inc. (SGH) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of SGH for every 1 share previously held.


Exelon Corporation (EXC) performed a spinoff of CEG. For every 1 share of EXC held, shareholders will receive 0.3333 shares of CEG. Fractional shares from the spinoff will be paid as cash in lieu.


Fat Tail Risk ETF (FATT) was liquidated. This means that shares were removed and shareholders will receive $22.5464 per share in cash.


Cabot Growth ETF (CBTG) was delisted pending a stock liquidation. Details are still pending.


CHINA ZENIX AUTO INTERNATIONAL LIMITED American Depositary Shares (ZXAIY) was delisted pending a stock liquidation. Details are still pending.

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February 1, 2022

Sterling Bancorp (STL) performed a stock merger. Shareholders will receive 0.4630 shares of WBS for each share of STL previously held. Fractional shares will be paid as cash in lieu.


Triple-S Management Corporation (GTS) was liquidated. This means that shares were removed and shareholders will receive $36.0000 per share in cash.


Golden Star Resources (GSS) was liquidated. This means that shares were removed and shareholders will receive $3.9100 per share in cash.


Shell plc American Depositary Shares (SHEL#) performed a ticker change to SHEL.


Great Western Bancorp, Inc. (GWB) was delisted pending a merger. Details are still pending.

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January 31, 2022

Royal Dutch Shell PLC ADS Class B (RDS.B) performed a 1:1 CUSIP change and performed a ticker change to SHEL.


Royal Dutch Shell PLC ADS Class A (RDS.A) performed a 1:1 CUSIP change and performed a ticker change to SHEL.


BHP Group Plc American Depositary Shares (BBL) performed a 1:1 CUSIP change and performed a ticker change to BHP.


Puxin Limited American Depositary Shares (NEW) performed a 1 for 10 Reverse Split. Fractional shares will be paid as cash in lieu.


ASCENT SOLAR TECHNOLOGIES INC (ASTI) performed a 1 for 2 Reverse Split. Fractional shares will be rounded up to the nearest share.


Roundhill Ball Metaverse ETF (META) performed a ticker change to METV.


AMTD International Inc. (HKIB) performed a ticker change to AMTD.


Obsidian Energy Ltd. (OBELF) performed a ticker change to OBE. OBELF is fully tradeable.


Westpac Banking Corporation (WBK) was delisted pending a merger. Details are still pending.


SANTANDER CONSUMER USA HOLDINGS INC (SC) was delisted pending a merger. Details are still pending.


Royal Dutch Shell (SHEL) is currently trading when-issued following its merger. This means that, while the pre-merger securities are no longer trading, the post-merger securities have not been issued yet. Robinhood does not support when-issued trading. The new securities are expected to be issued on Tuesday, February 1st.

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January 28, 2022

Trebia Acquisition Corp. (TREB) performed a 1:1 CUSIP change and a symbol change to SST.


Special Opportunities Fund, Inc. Rights (SPE^) rights expired worthless.


PDL Community Bancorp (PDLB) performed a stock merger. Shareholders will receive 1.3952 shares of PDLB for each share of PDLB previously held.


Sports Entertainment Acquisition Corp. (SEAH) performed a 1:1 CUSIP change and a symbol change to SGHC.


Cemtrex Inc. (CETXW) was delisted. The stock is currently not trading.


Five Star Senior Living Inc. (FVE) performed a name change and a symbol change to ALR.


Golden Star Resources Ltd. (GSS) was delisted pending a stock merger. Details are still pending.


Legg Mason ETF Investment Trust (INFR) was delisted pending a stock liquidation. Details are still pending.

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January 27, 2022

New Frontier Health (NFH) performed a cash merger. This means that shares were removed and shareholders will receive $12.00 per share in cash.


Alaunos Therapeutics, Inc. (ZIOP) performed a name change and a symbol change to TCRT.

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January 26, 2022

Yellowstone Acquisition Company (YSAC) performed a 1:1 CUSIP change and a symbol change to SKYH.


CF Acquisition Corp. (CFV) performed a 1:1 CUSIP change and a symbol change to SATL.


Weidai Ltd. (WEI)  performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of SLG for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


First Trust Exchange-Traded Fund VI First Trust S-Network E-Commerce ETF (FTXD) performed a name change and a symbol change to ISHP.

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January 25, 2022

Casper Sleep Inc. (CSPR) performed a cash merger. This means that shares were removed and shareholders will receive $6.90 per share in cash.


Howard Bancorp, Inc. (HBMD) performed a stock merger. Shareholders will receive 1.80 shares of FNB for each share of HBMD previously held.


HMG / Courtland Properties Inc (HMG) was delisted pending a stock liquidation. Details are still pending.

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January 24, 2022

Euro Tech Holdings Company (CLWT) performed a 3 for 2 Forward Split. This means shareholders will now hold 3 shares of CLWT for every 2 shares previously held.


SL Green Realty Corp. (SLG) performed a 1 for 1.0306 Reverse Split. This means shareholders will now hold 1 share of SLG for every 1.0306 shares p previously held.


PFNX Contingent Value Right (PFNX^) contingent value rights (CVR) expired worthless.


Presidio Property Trust, Inc. (SQFT) performed a spinoff of SQFTW. For every 1 share of SQFT held, shareholders will receive 1 sharesof SQFTW.


Cyxtera Technologies, Inc. Warrant (CYXTW) was liquidated. This means that shares were removed and shareholders will receive $0.10 per share in cash.


AdvisorShares KIM Korea Equity ETF (KOR)  performed a cash merger. This means that shares were removed and shareholders will receive $3.2661 per share in cash.


OneSmart International Education Group Limited (ONE) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of ONE for every 25 shares previously held. Fractional shares will be paid as cash in lieu.


Fat Tail Risk ETF (FATT) was delisted pending a stock liquidation. Details are still pending. 


Artivion, Inc. (CRY) performed a name change and symbol change to AORT.

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January 21, 2022

Direxion Flight to Safety Strategy ETF (FLYT) was liquidated. This means that shares were removed and shareholders will receive $49.0223 per share in cash.


Direxion Dynamic Hedge ETF (DYHG) was liquidated. This means that shares were removed and shareholders will receive $61.2119 per share in cash.


Direxion Daily Latin America Bull 2X Shares (LBJ) was liquidated. This means that shares were removed and shareholders will receive $60.3288 per share in cash.


Marlin Business Services Corp. (MRLN) performed a cash merger. This means that shares were removed and shareholders will receive $23.5000 per share in cash.


Orbsat Corp (OSAT) performed a ticker change to NXPL, and changed its corporate name to NextPlat Corp.


China Finance Online Co. (JRJC) was delisted. The stock is currently not trading.

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January 20, 2022

Power & Digital Infrastructure Acquisition Corp. (XPDI) performed a 1:1 CUSIP change and performed a ticker change to CORZ.


Cyxtera Technologies, Inc. (CYXTW) was delisted pending a stock liquidation. Details are still pending.

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January 19, 2022

Gores Metropoulos II, Inc. (GMII) performed a 1:1 CUSIP change and performed a ticker change to SOND.


Odonate Therapeutics Inc (ODT) performed a ticker change to ODTC. The security was delisted to OTC.


Corvus Gold Inc. (KOR) was delisted pending a merger. Details are still pending.


Osmotica Pharmaceuticals plc Ordinary Shares (OSMT) performed a ticker change to RVLP, and changed its corporate name to RVL Pharmaceuticals plc Ordinary Shares.


Special Opportunities Fund, Inc. Rights (SPE^) are no longer trading. The deadline to exercise is January 21, 2022.


China Telecom Corporation (CHA) was liquidated. This means that shares were removed and shareholders will receive $32.446558 per share in cash.

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January 18, 2022

WisdomTree International Dividend ex-Financials Fund (DOO) performed a ticker change to AIVI, and changed its corporate name to WisdomTree International AI Enhanced Value Fund.


WisdomTree U.S. Dividend ex-Financials Fund (DTN) performed a ticker change to AIVL, and changed its corporate name to WisdomTree U.S. AI Enhanced Value Fund.


Direxion Flight to Safety Strategy ETF (FLYT) was delisted pending a stock liquidation. Details are still pending.


Direxion Daily Latin America Bull 2X Shares (LBJ) was delisted pending a stock liquidation. Details are still pending.


Direxion Dynamic Hedge ETF (DYHG) was delisted pending a stock liquidation. Details are still pending.


Odonate Therapeutics, Inc. (ODT) was delisted. The stock is currently not trading.


Merchants Bancorp Common Stock (MBIN) performed a 3 for 2 Forward Split. This means shareholders will now hold 2 shares of MBIN for every 3 shares previously held. Fractional shares will be paid as cash in lieu.

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January 14, 2022

Capstar Special Purpose Acquisition Corp. (CPSR) performed a 1:1 CUSIP change and a symbol change to GLS.


Decarbonization Plus Acquisition Corporation II Class A Common stock (DCRN) performed a 1:1 CUSIP change and a symbol change to DCFC.


ProShares UltraShort Bloomberg Natural Gas  (KOLD) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of KOLD for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


Naked Brand Group Limited Ordinary Shares (NAKD) performed a symbol change to CENN.

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January 12, 2022

ProShares Ultra Consumer Good (UGE) performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of UGE for every 1 share previously held.


ProShares Ultra Technology (ROM) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of ROM for every 1 share previously held.


ProShares Ultra Consumer Services (UCC) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of UCC for every 1 share previously held.


ProShares UltraPro S&P 500 (UPRO) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of UPRO for every 1 share previously held.


ProShares UltraPro QQQ (TQQQ) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of TQQQ for every 1 share previously held.


ProShares Large Cap Core Plus (CSM) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of CSM for every 1 share previously held.


ProShares Ultra S&P500 (SSO) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of SSO for every 1 share previously held.


ProShares Short Basic Materials (SBM) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of SBM for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraPro Short Russell2000 (SRTY) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of SRTY for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraShort S&P500 (SDS) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of SDS for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraPro Short QQQ (SQQQ) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of SQQQ for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares Short Real Estate (REK) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of REK for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraShort Dow 30 (DXD) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of DXD for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


Proshares UltraShort Technology (REW) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of REW for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraShort Financials (SKF) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of SKF for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraShort Oil & Gas (DUG) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of DUG for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


Teekay LNG Partners L.P. (TGP) performed a cash merger. This means that shares were removed and shareholders will receive $17.00 per share in cash.


Brilliance China Automotive Holdings Limited Unsponsored ADR (BCAUY) was delisted pending a liquidation. Details are still pending.

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January 11, 2022

Trend Aggregation ESG ETF (TEGS) was liquidated. This means that shares were removed and shareholders will receive $7.29 per share in cash.


The Active Dividend Stock ETF (TADS) was liquidated. This means that shares were removed and shareholders will receive $0.38 per share in cash.


Petra Acquisition, Inc. (PAIC) performed a 1:1 CUSIP change and a symbol change to REVB.


Hercules Offshore Escrow (HEROQ) expired worthless.

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January 10, 2022

AeroCentury Corporation (ACY) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of ACY for every 1 share previously held.


nCino, Inc. (NCNO) performed a 1:1 CUSIP change.


The Active Dividend Stock ETF (TADS) was delisted pending a stock liquidation. Details are still pending. 


Trend Aggregation ESG ETF (TEGS) was delisted pending a stock liquidation. Details are still pending. 


Willis Towers Watson Public Limited Company (WLTW) performed a ticker change to WTW.

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January 7, 2022

1st Constitution Bancorp (FCCY) performed a stock merger. Shareholders will receive 1.3577 shares of LBAI for each share of FCCY previously held. Fractional shares will be paid as cash in lieu.


INSPIRED ENTMT INC (INSEW) warrants have expired worthless.


Sino-Global Shipping America, Ltd. (SINO) performed a ticker change to SGLY, and changed its corporate name to Singularity Future Technology Ltd.

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January 6, 2022

SANDRIDGE PERMIAN TRUST (PERS) was declared worthless.


SANDRIDGE MISSISSIPPIAN TR II Common Units representing Beneficial Interests (SDRMU) expired worthless.


Points International Ltd. Common Shares (PCOM) performed a 1:1 CUSIP change.


VPC Impact Acquisition Holdings III, Inc. (VPCC) performed a 1:1 CUSIP change and performed a ticker change to DAVE.

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January 5, 2022

Napco Security Technologies Inc. (NSSC) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of NSSC for every 1 share previously held.

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January 4, 2022

Magellan Health (MGLN) performed a cash merger. This means that shares were removed and shareholders will receive $95.0000 per share in cash.


CIT Group (CIT) performed a stock merger. Shareholders will receive 0.0620 shares of FCNCA for each share of CIT previously held. Fractional shares will be paid as cash in lieu.

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January 3, 2022

Apollo Global Management, Inc. (APO) performed a 1:1 CUSIP change.


Federal Realty Investment Trust (FRT) performed a 1:1 CUSIP change.


Enviva Inc. (EVA) performed a 1:1 CUSIP change.


Bryn Mawr Bank Corporation (BMTC) performed a stock merger. Shareholders will receive 0.9000 shares of WSFS for each share of BMTC previously held. Fractional shares will be paid as cash in lieu.


Reliant Bancorp, Inc. (RBNC) performed a stock merger. Shareholders will receive 0.9842 shares of UCBI for each share of RBNC previously held. Fractional shares will be paid as cash in lieu.


Athene Holding Ltd. (ATH) performed a stock merger. Shareholders will receive 1.1490 shares of APO for each share of ATH previously held. Fractional shares will be paid as cash in lieu.


WisdomTree U.S. Quality Shareholder Yield Fund (QSY) changed its corporate name to WisdomTree U.S. Value Fund and performed a ticker change to WTV.


SmartETFs Sustainable Energy II ETF (SULR) performed a ticker change to SOLR.


Naked Brand Group (NAKD) changed its corporate name to Cenntro Electric Group Limited.

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December 31, 2021

Eagle Growth and Income Opportunities Fund Escrow (EGIF^) was liquidated. This means that shares were removed and shareholders will receive $0.0683 per share in cash.


Key Energy SVCS Inc. (KYSRW) warrants have expired worthless.


Athena Technology Acquisition Corp. (ATHN) performed a 1:1 CUSIP change and performed a ticker change to HLGN.


Condor Hospitality Trust, Inc. (CDOR) was delisted pending a stock liquidation. Details are still pending.


MFAM Small-Cap Growth ETF (MFMS) changed its corporate name to Motley Fool Small-Cap Growth ETF and changes its ticker to TMFS.

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December 30, 2021

Dicerna Pharmaceuticals, Inc. (DRNA) performed a cash merger. This means that shares were removed and shareholders will receive $38.2500 per share in cash.


U.S. Century Bank (USCB) performed a 1:1 CUSIP change.


Oil Search Ltd (OISHY) was liquidated. This means that shares were removed and shareholders will receive $13.9806 per share in cash.


Douglas Elliman Inc. (DOUG) performed a spinoff of VGR For every 1 share of VGR held, shareholders will receive 0.5000 shares of DOUG.


Virgin Orbit Holdings, Inc. (NGCA) performed a 1:1 CUSIP change and performed a ticker change to VORB.


Rare Element Resources Ltd. , Rights (REEMF^) expired worthless.


Cellect Biotechnology Ltd. (APOP) performed a spinoff of CVRs (APOPZZZ). For every 1 share of APOP held, shareholders will receive 400 CVRs of APOPZZZ. A CVR is a placeholder security that pays additional cash if the company reaches certain milestones.

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December 29, 2021

Goodrich Petroleum Corporation (GDP) performed a cash merger. This means that shares were removed and shareholders will receive $23.0000 per share in cash.


Zix Corporation (ZIXI) performed a cash merger. This means that shares were removed and shareholders will receive $8.5000 per share in cash.


Coresite Realty (COR) performed a cash merger. This means that shares were removed and shareholders will receive $170.0000 per share in cash.


BlackRock 2022 Global Income Opportunity Trust (BGIO) was liquidated. Shareholders will receive $2.5867 cash per each share of BGIO previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


First Eagle Senior Loan Fund (FSLF^) was liquidated. This means that shares were removed and shareholders will receive $1.0080 per share in cash.


Intelligent Systems Corporation (INS) performed a ticker change to CCRD and changed its corporate name to CoreCard Corporation.


Dicerna Pharmaceuticals, Inc. (DRNA) was delisted pending a merger. Details are still pending.

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December 28, 2021

EFF Escrow (EFF^) was liquidated. This means that shares were removed and shareholders will receive $0.0589 per share in cash.


Synalloy Corporation Rights (SYNL^) expired worthless.


Dover Motorsports (DVD) performed a cash merger. This means that shares were removed and shareholders will receive $3.6100 per share in cash.


Roman DBDR Tech Acquisition Corp. (DBDR) performed a 1:1 CUSIP change and performed a ticker change to CMPO.


Coresite Realty Corporation (COR) was suspended pending acquisition. Details are still pending.

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December 27, 2021

Avianca Holdings SA American Depositary Receipts (AVHOQ) was delisted pending a stock liquidation. Details are still pending.


MicroSectors Cannabis ETNs (MJJ) was delisted pending a stock liquidation. Details are still pending.


MicroSectors Cannabis 2X Leveraged ETNs (MJO) was delisted pending a stock liquidation. Details are still pending.


Goodrich Petroleum Corporation (GDP) was delisted pending a cash merger. Details are still pending.


Zix Corporation (ZIXI) was delisted pending a cash merger. Details are still pending.


INSPIRED ENTMT INC (INSEW) warrants have expired worthless.


First Trust Senior Floating Rate 2022 Target Term Fund (FIV) was declared worthless.


Altimar Acquisition Corp. II (ATMR) performed a 1:1 CUSIP change and performed a ticker change to FATH.


FS Development Corp. II (FSII) performed a 1:1 CUSIP change and performed a ticker change to PRDS.


Coppernico Metals Inc. (AUG-S) performed a 1:1 CUSIP change.


Credit Suisse X-Links Monthly Pay 2x Leveraged Mortgage REIT ETN (REML) was liquidated. This means that shares were removed and shareholders will receive $6.0406 per share in cash.

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December 23, 2021

Blackrock Florida Municipal 2020 Term Trust ESCROW (BFO^) expired worthless. 


Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes (FLGE) was liquidated. This means that shares were removed and shareholders will receive $819.06 per share in cash.


WisdomTree U.S. LargeCap Dividend Fund (DLN)  performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of DLN for every 1 share previously held.


Zhangmen Education Inc. American Depositary Shares (ZME) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of ZME for every 8 shares previously held. Fractional shares will be paid as cash in lieu.


Priority Technology Holdings, Inc. (MACQ) performed a 1:1 CUSIP change and a symbol change to ADTH.


WisdomTree U.S. Total Dividend Fund (DTD) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of DTD for every 1 share previously held.


Tarena International, Inc. (TEDU) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of TEDU for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


HealthCor Catalio Acquisition Corp. (HCAQ) performed a 1:1 CUSIP change and a symbol change to HYPR.


European Sustainable Growth Acquisition Corp. (EUSG) performed a 1:1 CUSIP change and a symbol change to ADSE.


Dover Motorsports (DVD) was delisted pending a merger. Details are still pending.


Goodrich Petroleum Corporation (GDP) was delisted pending a merger. Details are still pending.

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December 22, 2021

Credit Suisse FI Enhanced Europe 50 Exchange Traded Notes (FEUL) was liquidated. This means that shares were removed and shareholders will receive $111.27 per share in cash.


Naked Brand Group Limited Ordinary Shares (NAKD) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of NAKD for every 15 shares previously held. Fractional shares will be rounded up to the nearest share.


Landmark Infrastructure Partners LP Common Units (LMRK) performed a cash merger. This means that shares were removed and shareholders will receive $16.50 per share in cash.


SCISPARC LTD Ordinary Shares (SPRCF) performed a ticker change to SPRC.

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December 21, 2021

SANDRIDGE PERMIAN TRUST (PERS) was delisted from OTC. The stock is no longer trading.


Rhino Resource Partners LP Common Stock (RHNO) was delisted from OTC. The stock is no longer trading.

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December 20, 2021

iShares iBonds Dec 2021 Term Corporate ETF (IBDM) was liquidated. This means that shares were removed and shareholders will receive $24.73 per share in cash.


iShares iBonds 2021 Term High Yield and Income ETF (IBHA) was liquidated. This means that shares were removed and shareholders will receive $24.13 per share in cash.


MoSys, Inc. (MOSY) performed a 1:1 CUSIP change and symbol change to PRSO.


CM Life Sciences III Inc. (CMLT) performed a 1:1 CUSIP change and symbol change to EQRX.


Investindustrial Acquisition Corp. (IIAC) performed a 1:1 CUSIP change and symbol change to ZGN.

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December 17, 2021

U.S. Equity Ex-Dividends Fund (XDIV) was liquidated. This means that shares were removed and shareholders will receive $106.32 per share in cash.


Invesco BulletShares 2021 Corporate Bond ETF (BSCL) was liquidated. This means that shares were removed and shareholders will receive $21.05 per share in cash.


Invesco BulletShares 2021 High Yield Corporate Bond ETF (BSJL) was liquidated. This means that shares were removed and shareholders will receive $22.98 per share in cash.


FirstCash, Inc. Common Stock (FCFS) performed a 1:1 CUSIP change.


Invesco Exchange-Traded Self-Indexed Fund Trust Invesco BulletShares 2021 Municipal Bond ETF (BSML) was liquidated. This means that shares were removed and shareholders will receive $25.21 per share in cash.


Invesco BulletShares 2021 USD Emerging Markets Debt ETF (BSAE) was liquidated. This means that shares were removed and shareholders will receive $24.93 per share in cash.


Kansas City Southern (KSU) performed a cash and stock merger. Shareholders will receive $90.00 and 2.8840 shares of CP for each share of KSU previously held. Fractional shares will be paid as cash in lieu.


MicroSectors FANG+ Index -2X Inverse Leveraged ETNs (FNGZ) was delisted pending liquidation. Details are still pending.


MicroSectors FANG+ Index Inverse ETNs (GNAF) was delisted pending liquidation. Details are still pending.


WaveDancer, Inc. (IAIC) performed a 1:1 CUSIP change and symbol change to WAVD.


Itamar Medical Ltd. (ITMR) was delisted pending a merger. Details are still pending.


Yatra Online, Inc. Warrant (YTROF) warrants have expired worthless.

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December 16, 2021

Soliton, Inc. (SOLY) performed a cash merger. This means that shares were removed and shareholders will receive $22.6000 per share in cash.


Newstar Financial Contingent Value Right (NEWS^) was liquidated. This means that shares were removed and shareholders will receive $0.0981 per share in cash.


Broadstone Acquisition Corp. (BSN) performed a 1:1 CUSIP change and performed a ticker change to EVTL.


Isos Acquisition Corporation (ISOS) performed a 1:1 CUSIP change and performed a ticker change to BOWL.


Xiaobai Maimai (HX) performed a ticker change to AHG, and changed its corporate name to AKSO Health Group.


Invesco BulletShares 2021 Corporate Bond ETF (BSCL) was delisted pending a stock liquidation. Details are still pending.


Invesco BulletShares 2021 High Yield Corporate Bond ETF (BSJL) was delisted pending a stock liquidation. Details are still pending.


Invesco BulletShares 2021 USD Emerging Markets Debt ETF (BSAE) was delisted pending a stock liquidation. Details are still pending.


Invesco Exchange-Traded Self-Indexed Fund Trust Invesco BulletShares 2021 Municipal Bond ETF (BSML) was delisted pending a stock liquidation. Details are still pending.


iShares iBonds Dec 2021 Term Corporate ETF (IBDM) was delisted pending a stock liquidation. Details are still pending.


iShares iBonds 2021 Term High Yield and Income ETF (IBHA) was delisted pending a stock liquidation. Details are still pending.


Key Energy SVCS Inc DEL (KYSRW) warrants have expired worthless.

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December 15, 2021

Trinity Place Holdings Inc.com (TPHS^) rights expired worthless.


Yucaipa Acquisition Corporation (YAC) performed a 1:1 CUSIP change and performed a ticker change to SSU.

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December 14, 2021

Ikonics Corporation (IKNX) performed a cash and stock merger. Shareholders will receive $5 and 1 share of WULF for each share of IKNX previously held. Shareholders will also receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.


HILL-ROM HOLDINGS, INC. (HRC) performed a cash merger. This means that shares were removed and shareholders will receive $156.0000 per share in cash.


Borr Drilling (BORR) performed a 1 for 2 Reverse Split. Fractional shares will be paid as cash in lieu.


ePlus inc. (PLUS) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of PLUS for every 1 share previously held.


BlackRock 2022 Global Income Opportunity Trust (BGIO) was delisted pending a stock liquidation. Details are still pending.


BioHiTech Global, Inc. (BHTG) performed a ticker change to RENO, and changed its corporate name to Renovare Environmental, Inc..


Kansas City Southern (KSU) was delisted pending a merger. Details are still pending.

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December 13, 2021

KraneShares European Carbon Allowance Strategy ETF (KEUA) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of KEUA for every 1 share previously held.


Ault Global Holdings, Inc. (DPW) performed a 1:1 CUSIP change and performed a ticker change to NILE.


HILL-ROM HOLDINGS, INC. (HRC) was delisted pending a merger. Details are still pending.


PIMCO Dynamic Credit and Mortgage Income Fund (PCI) was delisted pending a merger. Details are still pending.


Pimco Income Opportunity Fund (PKO) was delisted pending a merger. Details are still pending.


U.S. Equity Ex-Dividends Fund - Series 2027 (XDIV) was delisted pending a merger. Details are still pending.


PIMCO Dynamic Credit & Mortgage Income Fund (PCI) performed a stock merger. Shareholders will receive 0.818509 shares of PDI for each share of PCI previously held. Fractional shares will be paid as cash in lieu.


PIMCO Income Opportunity Fund (PKO) performed a stock merger. Shareholders will receive 0.949037 shares of PDI for each share of PKO previously held. Fractional shares resulting from the merger will be paid as cash in lieu.

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December 10, 2021

Qutoutiao Inc. (QTT) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of QTT for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


KFA Dynamic Fixed Income ETF (KDFI) was liquidated. This means that shares were removed and shareholders will receive $20.86 per share in cash.


CBRE Acquisition Holdings, Inc. (CBAH) performed a 1:1 CUSIP change and symbol change to AMPS.


Mack-Cali Realty Corp. (CLI) performed a symbol change to VRE.


First Trust Senior Floating Rate 2022 Target Term Fund (FIV)  was delisted pending liquidation. Details are still pending.

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December 9, 2021

Decarbonization Plus Acquisition Corporation III (DCRC) performed a 1:1 CUSIP change and symbol change to SLDP.


COLUMBIA PROPERTY TRUST, INC. (CXP) performed a cash merger. This means that shares were removed and shareholders will receive $17.13 per share in cash.


Seven Oaks Acquisition (SVOK) performed a 1:1 CUSIP change and symbol change to BOXD.


Dragoneer Growth Opportunities (DGNS) performed a 1:1 CUSIP change and symbol change to CVT.

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December 8, 2021

Contango Oil & Gas Co. (MCF) performed a stock merger. Shareholders will receive 0.2000 shares of CRGY for each share of MCF previously held. Fractional shares will be paid as cash in lieu.


County Bancorp, Inc. (ICBK) performed a stock merger. Shareholders will receive 0.4800 shares of NCBS for each share of ICBK previously held. Fractional shares will be paid as cash in lieu.


Meredith Holdings Corporation (MDP^) performed a cash merger. This means that shares were removed and shareholders will receive $42.1800 per share in cash.


PPD, Inc. (PPD) performed a cash merger. This means that shares were removed and shareholders will receive $47.5000 per share in cash.


GigCapital4, Inc. (GIG) performed a 1:1 CUSIP change and performed a ticker change to BBAI.


dMY Technology Group, Inc. IV (DMYQ) performed a 1:1 CUSIP change and performed a ticker change to PL.


COLUMBIA PROPERTY TRUST, INC. (CXP) was delisted pending a merger. Details are still pending.

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December 7, 2021

TPG Pace Solutions Corp. (TPGS) performed a 1:1 CUSIP change and performed a ticker change to VCSA.


NUVEEN ELECT TAX-FREE INC 3 (NXR) performed a stock merger. Shareholders will receive 1.0207 shares of NXP for each share of NXR previously held. Fractional shares will be paid as cash in lieu.


NUVEEN ELECT TAX-FREE INC 2 (NXQ) performed a stock merger. Shareholders will receive 0.9522 shares of NXP for each share of NXQ previously held. Fractional shares will be paid as cash in lieu.


Meredith Corporation (MDP) performed a cash merger. This means that shares were removed and shareholders will receive $16.9900 per share in cash.


Community Bankers Trust (ESXB) performed a stock merger. Shareholders will receive 0.3173 shares of UBSI (United Bankshares, Inc.) for each share of old ESXB previously held. Fractional shares resulting from the merger will be paid as cash in 1-2 weeks.

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December 6, 2021

Foresight Acquisition Corp. (FORE) performed a 1:1 CUSIP change and symbol change to PIII.


890 5th Avenue Partners, Inc. (ENFA) performed a 1:1 CUSIP change and symbol change to BZFD.


Thimble Point Acquisition (THMA) performed a 1:1 CUSIP change and symbol change to PEAR.


MicroSectors FANG+ Index -3X (FNGD) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of FNGD for every 20 shares previously held. Fractional shares will be paid as cash in lieu.


ENABLE MIDSTREAM PARTNERS, LP (ENBL) performed a stock merger. Shareholders will receive 0.8595 shares of ET for each share of ENBL previously held. Fractional shares will be rounded up to the nearest share.


StealthGas, Inc. (GASS) performed a spinoff of IMPP. For every 1 shares of GASS held, shareholders will receive 0.1250 shares of IMPP. Fractional shares will be paid as cash in lieu.


StealthGas, Inc. (GASS) performed a spinoff of IMPP-. For every 1 shares of GASS held, shareholders will receive 0.0208 shares of IMPP-. Fractional shares will be paid as cash in lieu.


iShares iBonds Dec 2021 Term Muni Bond ETF (IBMJ) was liquidated. This means that shares were removed and shareholders will receive $25.5843 per share in cash.


KFA Dynamic Fixed Income ETF (KDFI) was delisted pending a stock liquidation. Details are still pending.


NUVEEN ELECT TAX-FREE INC 2 (NXQ) was delisted pending a merger. Details are still pending.


NUVEEN ELECT TAX-FREE INC 3 (NXR) was delisted pending a merger. Details are still pending.


County Bancorp, Inc. (ICBK) was delisted pending a merger. Details are still pending.


Community Bankers Trust Corporation (ESXB) was delisted pending a merger. Details are still pending.


ETF Series Solutions Defiance Nasdaq Junior Biotechnology ETF (IBBJ) was liquidated. This means that shares were removed and shareholders will receive $29.93 per share in cash.

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December 3, 2021

Liberty All-Star Equity Fund (USA^) rights expired worthless.


iShares Trust iShares iBonds Dec 2021 Term Treasury ETF (IBTA) was liquidated. This means that shares were removed and shareholders will receive $25.3483 per share in cash.


China Unicom (HONG KONG) Limited (CHU) was liquidated. This means that shares were removed and shareholders will receive $5.1536 per share in cash.


Aldel Financial Inc. (ADF) performed a 1:1 CUSIP change and performed a ticker change to HGTY.


DSP Group, Inc. (DSPG) was delisted pending a merger. Details are still pending.


ENABLE MIDSTREAM PARTNERS, LP (ENBL) was delisted pending a merger. Details are still pending.


ETF Series Solutions Defiance Nasdaq Junior Biotechnology ETF (IBBJ) was delisted pending a stock liquidation. Details are still pending.

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December 2, 2021

Yunhong International (ZGYH) was liquidated. This means that shares were removed and shareholders will receive $10.3100 per share in cash.


Principal Exchange-Traded Funds Principal International Multi-Factor ETF (PDEV) was liquidated. This means that shares were removed and shareholders will receive $30.8212 per share in cash.


FG Financial Group, Inc (FGF^) rights expired worthless.


Meredith Corporation (MDP) performed a spinoff of MDP^. For every 1 share of MDP held, shareholders will receive 1.0000 share of MDP^. Fractional shares from the spinoff will be paid as cash in lieu.


Altimeter Growth Corp. (AGC) performed a 1:1 CUSIP change and performed a ticker change to GRAB.


iShares iBonds Dec 2021 Term Muni Bond ETF (IBMJ) was delisted pending a stock liquidation. Details are still pending.

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December 1, 2021

DD3 Acquisition Corp. II (DDMX) performed a 1:1 CUSIP change and performed a ticker change to CDRO.


ION Acquisition (IACB) performed a 1:1 CUSIP change and performed a ticker change to CTV.


Riverview Financial Corporation (RIVE) performed a stock merger. Shareholders will receive 0.4833 shares of MPB for each share of RIVE previously held. Fractional shares will be paid as cash in lieu.


DOMTAR CORPORATION (UFS) performed a cash merger. This means that shares were removed and shareholders will receive $55.5000 per share in cash.


Raven Industries, Inc. (RAVN) performed a cash merger. This means that shares were removed and shareholders will receive $58.0000 per share in cash.


Brooks Automation, Inc. (BRKS) performed a ticker change to AZTA, and changed its corporate name to Azenta, Inc.


HARTE HANKS INC (HRTH) performed a ticker change to HHS.


iShares Trust iShares iBonds Dec 2021 Term Treasury ET (IBTA) was delisted pending a stock liquidation. Details are still pending.

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November 30, 2021

SK Telecom Co., Ltd. American Depositary Shares (SKM) performed a 0.6073625 for 1 Reverse Split. This means shareholders will now hold 0.6073625 share(S) of SKM for every 1 shares previously held. Fractional shares will be paid as cash in lieu.


Diana Shipping, Inc. (DSX) performed a spinoff into OP. For every 1 shares of DSX held, shareholders will receive 0.1 shares of OP. Fractional shares from the spinoff will be paid as cash in lieu.


Covanta Holding Corporation (CVA) performed a cash merger. This means that shares were removed and shareholders will receive $20.25 per share in cash.


Adamas Pharmaceuticals, Inc. (ADMS) performed a cash merger. This means that shares were removed and shareholders will receive $8.10 per share in cash. Shareholders will also receive two contingent value rights (CVR), which pays additional cash if the company hits certain milestones.


DOMTAR CORPORATION (UFS) was delisted pending a merger. Details are still pending.

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November 24, 2021

Inovalon Holdings, Inc. (INOV) performed a cash merger. This means that shares were removed and shareholders will receive $41.00 per share in cash.


Flexion Therapeutics, Inc. (FLXN) performed a cash merger. This means that shares were removed and shareholders will receive $8.50 per share in cash. Shareholders will also receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.


Acceleron Pharma Inc. (XLRN) performed a cash merger. This means that shares were removed and shareholders will receive $180.00 per share in cash.


Echo Global Logistics, Inc. (ECHO) performed a cash merger. This means that shares were removed and shareholders will receive $48.25 per share in cash.


Principal Exchange-Traded Funds Principal International Multi-Factor ETF (PDEV) was delisted pending a stock liquidation. Details are still pending.


WM Morrison Supermarkets Plc Unsponsored ADR (UK) (MRWSY) was delisted pending a stock liquidation. Details are still pending.

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November 23, 2021

IFRESH INC Common Stock (IFMK) was delisted to OTC and is now set to Position Closing Only (PCO).


Diversicare Healthcare Services (DVCR) performed a cash merger. This means that shares were removed and shareholders will receive $10.10 per share in cash.


Nuveen Tax-Advantaged Total Return Strategy Fund (JTA) performed a stock merger. Shareholders will receive 0.6283 shares of NMAI for each share of JTA previously held. Fractional shares will be paid as cash in lieu.


CAI International, Inc. (CAI) performed a cash merger. This means that shares were removed and shareholders will receive $56.00 per share in cash.


Nuveen Diversified Dividend and Income Fund (JDD) performed a stock merger. Shareholders will receive 0.5864 shares of NMAI for each share of JDD previously held. Fractional shares will be paid as cash in lieu.


NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND (JTD) performed a stock merger. Shareholders will receive 0.9106 shares of NMAI for each share of JTD previously held. Fractional shares will be paid as cash in lieu.


Acceleron Pharma Inc. (XLRN) was delisted pending a merger. Details are still pending.

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November 22, 2021

Leo Holdings III Corp (LIII) performed a 1:1 CUSIP change and symbol change to LOCL.


Nuveen Diversified Dividend and Income Fund (JDD) was delisted pending a merger.


Nuveen Tax-Advantaged Total Return Strategy Fund (JTA) was delisted pending a merger.


NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND (JTD) was delisted pending a merger.


Yunhong International Class A Ordinary Shares (ZGYH) was delisted pending reorganization.


Flexion Therapeutics, Inc. Common Stock (FLXN) was delisted pending a merger.

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November 19, 2021

Mellanox Technologies, Ltd. (MLNX) performed a cash merger. This means that shares were removed and shareholders will receive $93.7500 per share in cash.


Trillium Therapeutics Inc. (TRIL) performed a cash merger. This means that shares were removed and shareholders will receive $18.5000 per share in cash.


Virtuoso Acquisition Corp. (VOSO) performed a 1:1 CUSIP change and performed a ticker change to WEJO.


Loral Space and Communications, Inc. (LORL) performed a ticker change to TSAT, and changed its corporate name to Telesat Corporation.

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November 18, 2021

Amerant Bancorp Inc. (AMTBB) performed a stock merger. Shareholders will receive 0.9500 shares of AMTB for each share of AMTBB previously held. Fractional shares will be paid as cash in lieu.


Arista Networks (ANET) performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of ANET for every 1 share previously held.


Trillium Therapeutics Inc. (TRIL) was delisted pending a merger. Details are still pending.

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November 17, 2021

17 Education & Technology Group Inc. (YQ) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of YQ for every 4 shares previously held. Fractional shares will be paid as cash in lieu.


ADOMANI, Inc. (ADOM) performed a ticker change to EVTV.

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November 16, 2021

SGOCO Group, Ltd (SGOC) performed a 1:1 CUSIP change and performed a ticker change to TROO.


Southcross Energy Partners, L.P. (SXEEQ) was declared worthless after the company’s bankruptcy.


JMP Group LLC (JMP) performed a cash merger. This means that shares were removed and shareholders will receive $7.5000 per share in cash.

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November 15, 2021

Meridian Bancorp, Inc. (EBSB) performed a stock merger. Shareholders will receive 0.2750 shares of INDB for each share of EBSB previously held. Fractional shares will be paid as cash in lieu.


Century Bancorp, Inc. (CNBKA) performed a cash merger. This means that shares were removed and shareholders will receive $115.2800 per share in cash.


DFP Healthcare Acquisitions Corp. (DFPH) performed a 1:1 CUSIP change and performed a ticker change to TOI.


Realty Income Corporation (O) performed a spinoff of ONL. For every 1 share of O held, shareholders will receive 0.1000 share of ONL. Fractional shares from the spinoff will be paid as cash in lieu.


Capital Senior Living (CSU) performed a ticker change to SNDA.

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November 12, 2021

The ExOne Company (XONE) performed a cash and stock merger. Shareholders will receive $8.50 and 2.14 shares of DM for each share of XONE previously held. Fractional shares will be paid as cash in lieu.


APRN Rights (APRN^) rights expired worthless.

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November 11, 2021

Northern Genesis (NGAB) performed a 1:1 CUSIP change, and performed a ticker change to EMBK.

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November 10, 2021

Emles Protective Allocation ETF (DEFN)  was liquidated. This means that shares were removed and shareholders will receive $24.6490 per share in cash.


Kadmon Holdings, Inc. (KDMN) performed a cash merger. This means that shares were removed and shareholders will receive $9.50 per share in cash.


Largo Resources Ltd. (LGO) performed a 1:1 CUSIP change.

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November 9, 2021

HERTZ GLOBAL (HTZZ) performed a ticker change to HTZ and was re-listed from OTC to NASDAQ.


HERTZ GLOBAL HLDGS (HTZZW) performed a ticker change to HTZWW and was re-listed to NASDAQ.


Vedanta (VEDL) was delisted pending ADR termination.

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November 8, 2021

Alliance Data Systems Corporation (ADS) performed a spinoff of LYLTV. For every 1 share of ADS held, shareholders will receive 0.4000 share of LYLTV. Fractional shares from the spinoff will be paid as cash in lieu.


QAD Inc. Class A (QADA) performed a cash merger. This means that shares were removed and shareholders will receive $87.5000 per share in cash.


QAD Inc. Class B (QADB) performed a cash merger. This means that shares were removed and shareholders will receive $87.5000 per share in cash.


Motion Acquisition Corp. (MOTN) performed a 1:1 CUSIP change and performed a ticker change to DCGO.


Eyegate Pharmaceuticals, Inc. (EYEG) performed a 1:1 CUSIP change and performed a ticker change to KPRX.


Khosla Ventures Acquisition Co. II (KVSB) performed a 1:1 CUSIP change and performed a ticker change to KIND.


Capital Senior Living Rights (CSU^) expired worthless.


NexPoint Strategic Opportunities Fund (NHF) performed a ticker change to NXDT.


NexPoint Strategic Opportunities Fund (NHF-A) performed a ticker change to NXDT-A.

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November 5, 2021

Net Element, Inc. (NETE) performed a 1:1 CUSIP change and performed a ticker change to MULN.


bluebird bio, Inc. (BLUE) performed a spinoff of TSVT. For every 1 share of BLUE held, shareholders will receive 0.3333 share of TSVT. Fractional shares from the spinoff will be paid as cash in lieu.


Cortland Bancorp (CLDB) performed a cash and stock merger. Shareholders will receive $12.9376 and 0.9416 shares of FMNB for each share of CLDB previously held. Fractional shares will be paid as cash in lieu.


RIV Rights (RIV^) expired worthless.

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November 4, 2021

Switchback II Corporation (SWBK) performed a 1:1 CUSIP change and performed a ticker change to BRDS.


Reinvent Technology Partners Y (RTPY) performed a 1:1 CUSIP change and performed a ticker change to AUR.


International Business Machines Corporation (IBM) performed a spinoff of KD. For every 1 share of IBM held, shareholders will receive 0.2000 share of KD. Fractional shares from the spinoff will be paid as cash in lieu.


Mechanical Technology Incorporated (MKTY) performed a ticker change to SLNH.

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November 3, 2021

China Mobile Limited (CHL) was liquidated. This means that shares were removed and shareholders will receive $30.2045 per share in cash.


High Income Securities Fund, Rights (CHL) expired worthless.


The Mexico Equity and Income Fund, Inc., Rights (MXE^) expired worthless.

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November 2, 2021

BONANZA CREEK ENERGY, INC. (BCEI) performed a 1:1 CUSIP change and performed a ticker change to CIVI.


Dell Technologies Inc. (DELL) performed a spinoff of VMW. For every 1 share of DELL held, shareholders will receive 0.4406 share of VMW. Fractional shares from the spinoff will be paid as cash in lieu.


MISONIX, Inc. (MSON) performed a stock merger. Shareholders will receive 1.6839 shares of BVS for each share of MSON previously held. Fractional shares will be paid as cash in lieu.


Global X MSCI Norway ETF (NORW) performed a stock merger. Shareholders will receive 0.4766 new shares of NORW for each share of NORW previously held. Fractional shares will be paid as cash in lieu.


Extraction Oil & Gas, Inc. (XOG) performed a stock merger. Shareholders will receive 1.1883 shares of CIVI for each share of XOG previously held. Fractional shares will be paid as cash in lieu.


CBL & ASSOC PPTYS INC (CBLAQ) performed a stock merger. Shareholders will receive 0.0055 shares of CBL for each share of CBLAQ previously held. Fractional shares will be paid as cash in lieu.


EXTRACTION OIL & GAS, INC. Warrants Tranche A (XOGAQWA) performed a stock merger. Shareholders will receive 1.1711 shares of CIVIW for each share of XOGAQWA previously held. Details are still pending.


EXTRACTION OIL & GAS, INC. Warrants Tranche B (XOGAQWB) performed a stock merger. Shareholders will receive 1.1711 shares of CIVIW-B for each share of XOGAQWB previously held. Details are still pending.


Severn Bancorp Inc (SVBI) performed a cash and stock merger. Shareholders will receive $1.5900 and 0.6207 shares of SHBI for each share of SVBI previously held. Fractional shares will be paid as cash in lieu.


Vine Energy Inc. (VEI) performed a cash and stock merger. Shareholders will receive $1.2000 and 0.2486 shares of CHK for each share of VEI previously held. Fractional shares will be paid as cash in lieu.


Nuveen Corporate Income (JHB) was liquidated. This means that shares were removed and shareholders will receive $9.4061 per share in cash.


Cortland Bancorp (CLDB) was delisted pending a merger. Details are still pending.


GTT Communications, Inc. (GTTN) performed a ticker change to GTTNQ. The security was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares.

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November 1, 2021

VEREIT, Inc. (VER) performed a stock merger. Shareholders will receive 0.7050 shares of O for each share of VER previously held. Fractional shares will be paid as cash in lieu.


INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND (VTA) performed a 1:1 CUSIP change and performed a ticker change to VTAZZZ.


Trident Acquisitions Corp. (TDAC) performed a 1:1 CUSIP change and performed a ticker change to LTRY.


Trend Aggregation Growth ETF (TAAG) was liquidated. This means that shares were removed and shareholders will receive $20.9208 per share in cash.


Global X FTSE Nordic Region ETF (GXF) performed a ticker change to NORW.


AdvisorShares North Square McKee ESG Core Bond ETF (MENV) performed a ticker change to MENV.


MillerKnoll, Inc. (MLHR) performed a ticker change to MLKN.


CBM BANCORP INC (CBMB) was delisted to OTC and is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares.


MISONIX, Inc. (MSON) was delisted pending a merger. Details are still pending.


Severn Bancorp Inc (SVBI) was delisted pending a merger. Details are still pending.


Global X MSCI Norway ETF (NORW) was delisted pending a merger. Details are still pending.

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October 29, 2021

Spartacus Acquisition Corporation (TMTS) performed a 1:1 CUSIP change and performed a ticker change to NN.


Mountain Crest Acquisition Corp. II (MCAD) performed a 1:1 CUSIP change and performed a ticker change to BTTX.


Cellect Biotechnology Ltd (APOP) performed a 1:1 CUSIP change and performed a ticker change to QNRX.


BancorpSouth, Inc. (BXS) performed a 1:1 CUSIP change and performed a ticker change to CADE.


Cadence Bank (CADE) performed a stock merger. Shareholders will receive 0.7000 shares of CADE for each share of CADE previously held. Fractional shares will be paid as cash in lieu.


Medallia, Inc. (MDLA) performed a cash merger. This means that shares were removed and shareholders will receive $34.0000 per share in cash.


INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND (VTA) was delisted pending a merger. Details are still pending.


Emles Protective Allocation ETF (DEFN) was delisted pending a stock liquidation. Details are still pending.

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October 28, 2021

The McClatchy Company (MNIQQ) expired worthless.


OI S.A. American Depositary Shares (OIBR.C)  was delisted to OTC and performed a ticker change to OIBZQ.

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October 27, 2021

BARCLAYS BK PLC Exchange Traded Fund (GAZZF) was delisted pending a remidiation. Details are still pending.


Nuveen Corporate Income November 2021 (JHB) was delisted pending a liquidation. Details are still pending. 


Angel Oak Financial Strategies Income Term Trust Rights (FINS^) rights expired worthless.

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October 26, 2021

The Gabelli Go Anywhere Trust (GGO) is pending liquidation. Details are still pending.


Guggenheim Enhanced Equity Income Fund (GPM) performed a stock merger. Shareholders will receive 0.5279292 shares of GOF for each share of GPM previously held.


GUGGENHEIM CREDIT ALLOCATION FUND (GGM) performed a stock merger. Shareholders will receive 1.12334682 shares of GOF for each share of GGM previously held.

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October 25, 2021

Direxion Daily Real Estate Bear 3X Shares (DRV) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of DRV for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


P10 Holdings, Inc. (PIOE) performed a 7 for 10 Reverse Split. This means shareholders will now hold 7 share of PIOE for every 10 shares previously held. Fractional shares will be rounded up to the nearest share if the fraction is over 0.5 and rounded down if less than 0.5.


Direxion Daily Technology Bear 3x Shares (TECS) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of TECS for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


Direxion Daily Regional Banks Bull 3X Shares (DPST) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of DPST for every 1 share previously held.


Direxion Daily Retail Bull 3X Shares (RETL) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of RETL for every 1 share previously held.


Big Cypress Acquisition Corp. (BCYP) performed a 1:1 CUSIP change, and performed a ticker change to SABS.


Seaport Global Acquisition Corp. (SGAM) performed a 1:1 CUSIP change, and performed a ticker change to RDBX.


AdvisorShares Pacific Asset Enhanced Floating rate ETF (FLRT) performed a 1:1 CUSIP change.


VanEck Vectors Unconventional Oil & Gas ETF (FRAK) was liquidated. This means that shares were removed and shareholders will receive $159.98 per share in cash.


VanEck Vectors Emerging Markets Aggregate Bond ETF (EMAG) was liquidated. This means that shares were removed and shareholders will receive $20.2889 per share in cash.


Trend Aggregation Growth ETF (TAAG) was delisted pending a stock liquidation. Details are still pending.


GUGGENHEIM CREDIT ALLOCATION FUND (GGM) was delisted pending a merger. Details are still pending.


Guggenheim Enhanced Equity Income Fund (GPM) was delisted pending a merger. Details are still pending.


AUGMEDIX INC (AUGX) was delisted to OTC and will be Position Close Only.

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October 22, 2021

Global X TargetIncome 5 ETF (TFIV) was liquidated. This means that shares were removed and shareholders will receive $23.66 per share in cash.


RETAIL PROPERTIES OF AMERICA, INC. (RPAI) performed a stock merger. Shareholders will receive 0.6230 shares of KRG for each share of RPAI previously held. Fractional shares will be paid as cash in lieu.


BANCO SANTANDER (BRASIL) SA (BSBR) performed a spinoff of GET. For every 1 share of BSBR held, shareholders will receive 0.1250 shares of GET. Fractional shares will be paid as cash in lieu.


Global X MSCI China Large-Cap 50 ETF  (CHIL) was liquidated. This means that shares were removed and shareholders will receive $33.91 per share in cash.


Global X TargetIncome Plus 2 ETF (TFLT) was liquidated. This means that shares were removed and shareholders will receive $23.26 per share in cash.


RiverFront Dynamic Unconstrained Income (RFUN) was liquidated. This means that shares were removed and shareholders will receive $25.67 per share in cash.


Alkuri Global Acquisition Corp. (KURI) performed a 1:1 CUSIP change, and performed a ticker change to BBLN.


Itau CorpBanca Rights (ITCB^) was suspended. Voluntary event expires October 26, 2021.


Guangshen Railway Co. Ltd American Depositary Receipts (GSHHY) was delisted pending ADR termination. Cash proceeds will be distributed at some point after April 22, 2022.

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October 21, 2021

INSPIRED ENTMT INC Warrant (INSEW) warrants have expired worthless.


GS Acquisition Holdings Corp (GSAH) performed a 1:1 CUSIP change, and performed a ticker change to MIR.


Select Interior Concepts, Inc. (SIC) performed a cash merger. This means that shares were removed and shareholders will receive $14.50 per share in cash.


Tiziana Life Sciences plc American Depository Share (TLSA) performed a 1:1 CUSIP change.


BowX Acquisition Corp. (BOWX) performed a 1:1 CUSIP change, and performed a ticker change to WE.


WASHINGTON PRIME GROUP (WPGGQ) was liquidated. This means that shares were removed and shareholders will receive $0.7823 per share in cash for the liquidation.

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October 20, 2021

Legato Merger Corp. (LEGO) performed a 1:1 CUSIP change, and performed a ticker change to ASTL.


Live Oak Acquisition Corp. II (LOKB) performed a 1:1 CUSIP change, and performed a ticker change to NVTS.


Score Media and Gaming Inc. (SCR) performed a cash and stock merger. Shareholders will receive $17.00 and 0.2398 shares of PENN for each share of SCR previously held. Fractional shares will be paid as cash in lieu.

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October 19, 2021

Victory Portfolios II VictoryShares Top Veteran Employers ETF (VTRN) was liquidated. This means that shares were removed and shareholders will receive $30.6170 per share in cash.


Victory Portfolios II VictoryShares Protect America ETF (SHLD) was liquidated. This means that shares were removed and shareholders will receive $31.3067 per share in cash.


Engine Media Holdings, Inc. (GAME) performed a 1:1 CUSIP change.


Horizon (HZAC) performed a 1:1 CUSIP change and performed a ticker change to SEAT.


EquityCompass Tactical Risk Manager ETF (TERM) performed a stock merger. Shareholders will receive 0.8707 shares of ERM for each share of TERM previously held. Fractional shares will be paid as cash in lieu.


Pacific Mercantile Bancorp (PMBC) performed a stock merger. Shareholders will receive 0.5000 shares of BANC for each share of PMBC previously held. Fractional shares will be paid as cash in lieu.


Select Bancorp, Inc. (SLCT) performed a stock merger. Shareholders will receive 0.4080 shares of FBNC for each share of SLCT previously held. Fractional shares will be paid as cash in lieu.


Capstead Mortgage Corp. (CMO) performed a cash and stock merger. Shareholders will receive $0.94 and 0.3288 shares of FBRT for each share of CMO previously held. Fractional shares will be paid as cash in lieu.

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October 18, 2021

Nxt-ID, Inc. (NXTD) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of NXTD for every 10 shares previously held. Fractional shares will be rounded up to the nearest share.


VPC Impact (VIH) performed a 1:1 CUSIP change and performed a ticker change to BKKT.


Marquee Raine Acquisition Corp. (MRAC) performed a 1:1 CUSIP change and performed a ticker change to ENJY.


Janus Detroit Street Trust The Long-Term Care ETF (OLD) was liquidated. Shareholders will receive $30.0573 cash per each share of OLD previously held. Shareholders will also receive an Escrow CUSIP (OLD^), which represents the right to receive future distributions.


GP Strategies Corp. (GPX) performed a cash merger. This means that shares were removed and shareholders will receive $20.8500 per share in cash.


Global X MSCI China Large-Cap 50 ETF (CHIL) was delisted pending a stock liquidation. Details are still pending.


VanEck Vectors Emerging Markets Aggregate Bond ETF (EMAG) was delisted pending a stock liquidation. Details are still pending.


VanEck Vectors Unconventional Oil & Gas ETF (FRAK) was delisted pending a stock liquidation. Details are still pending.


Global X TargetIncome 5 ETF (TFIV) was delisted pending a stock liquidation. Details are still pending.


EquityCompass Tactical Risk Manager ETF (TERM) was delisted pending a merger. Details are still pending.


Teligent, Inc. (TLGT) was delisted from NASDAQ. The stock is currently not trading.

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October 15, 2021

Navios Maritime Acquisition Corporation (NNA) performed a stock merger. Shareholders will receive 0.1275 shares of NMM for each share of NNA previously held. Fractional shares will be rounded up at 0.5 to the nearest share.


Cornerstone OnDemand, Inc. (CSOD) performed a cash merger. This means that shares were removed and shareholders will receive $57.50 per share in cash.


Capitaland Ltd (CLLDY) was delisted pending a stock liquidation. Details are still pending. 


GP Strategies Corp. (GPX) was delisted pending a stock liquidation. Details are still pending. 

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October 14, 2021

Proteostasis Therapeutics, Inc. (PTIZZZ) expired worthless. 


Xiaomi Corporation American Depositary Receipts (XIACY) was delisted to OTC.


KBS Fashion Group (KBSF) performed a ticker change to LLL.

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October 13, 2021

RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.  (OPP^) rights expired worthless.


Microchip Technology Incorporated Common Stock (MCHP) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of MCHP for every 1 share previously held.


KBS Fashion Group Limited (KBSF) performed a symbol change to LLL.


Sears Holdings Corporation (SHLD) was delisted pending a stock liquidation. Details are still pending. 


Victory Portfolios II VictoryShares Top Veteran Employers ETF (VTRN) was delisted pending a stock liquidation. Details are still pending. 

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October 12, 2021

Janus Detroit Street Trust The Long-Term Care ETF (OLD) was delisted pending a stock liquidation. Details are still pending. 


Vitality Biopharma, Inc. (VBIO) performed a 1:1 CUSIP change.


PGIM QMA Strategic Alpha Small-Cap Value ETF (PQSV) was liquidated. This means that shares were removed and shareholders will receive $66.03 per share in cash.


PGIM QMA Strategic Alpha Small-Cap Growth ETF (PQSG) was liquidated. This means that shares were removed and shareholders will receive $72.25 per share in cash.


PGIM QMA Strategic Alpha Large-Cap Core ETF (PQLC) was liquidated. This means that shares were removed and shareholders will receive $71.43 per share in cash.


TDK Corporation (TTDKY)  performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of TTDKY for every 1 share previously held.


LSB INDUSTRIES INC (LXU) distributed a .3000 stock dividend. Shareholders received .3000 additional shares for every share previously held. Fractional shares will be rounded up to the nearest share.

ADOMANI, Inc. (ADOM) performed a 1:1 CUSIP change.

Trinseo PLC (TSE) performed a 1:1 CUSIP change.

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October 11, 2021

ACON S2 Acquisition Corp. (STWO) performed a 1:1 CUSIP change, and performed a ticker change to GWH.


Trinseo S.A. (TSE) was delisted pending a merger. Details are still pending.

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October 8, 2021

Cloudera, Inc. (CLDR) performed a cash merger. This means that shares were removed and shareholders will receive $16.0000  per share in cash.


Industrial Tech Acquisitions, Inc. (ITAC) performed a 1:1 CUSIP change and performed a ticker change to ARBE.


Ziff Davis, Inc. (JCOM) performed a spinoff of CCSIV. For every 1 share of JCOM held, shareholders will receive 0.3333 share of CCSIV. Fractional shares from the spinoff will be paid as cash in lieu.


Itau Unibanco Holding S.A. (ITUB) performed a spinoff of XP. For every 1 share of ITUB held, shareholders will receive 0.0230878461 share of XP. Fractional shares from the spinoff will be paid as cash in lieu.


Ziff Davis, Inc. (JCOM) performed a ticker change to ZD.


CLEARDAY INC (SCOND) performed a ticker change to CLRD.


Meta Metals Inc (MMTLP) is now set to Position Closing Only (PCO). This means that you can sell or hold your existing position, but not purchase additional shares. Please also note that you may currently place limit orders, but not market orders.

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October 7, 2021

LifeSci Acquisition II Corp. (LSAQ) changed its corporate name to Science 37 Holdings Inc., and changed its CUSIP number.


IEC Electronics Corp. (IEC) performed a cash merger. This means that shares were removed and shareholders will receive $15.35 per share in cash.


Lonestar Resources US Inc. (LONE) performed a stock merger. Shareholders will receive 0.51 shares of PVAC for each share of LONE previously held. Fractional shares will be paid as cash in lieu.

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October 6, 2021

Xeris Pharmaceuticals, Inc. (XERS) performed a 1:1 CUSIP change.


LiveXLive Media, Inc. (LIVX) performed a 1:1 CUSIP change and performed a ticker change to LVO.


Stamps.com Inc. (STMP) performed a cash merger. This means that shares were removed and shareholders will receive $330.0000 per share in cash.


Strongbridge Biopharma plc (SBBP) performed a stock merger. Shareholders will receive 0.784 shares of XERS for each share of SBBP previously held, with fractional shares paid as cash in lieu. Additionally, shareholders will receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.


Ardagh Group S.A. (ARD) was delisted pending a merger. Details are still pending.


IEC Electronics Corp. (IEC) was delisted pending a merger. Details are still pending.


Kona Grill, Inc. (KONA) was delisted pending a stock liquidation. Details are still pending.

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October 5, 2021

REXNORD CORPORATION (RXN) changed its corporate name to Zurn Water Solutions Corporation, and changed its CUSIP number.


REXNORD CORPORATION (RXN) performed a spinoff of RRX. For every 0.222961065646 shares of RXN held, shareholders will receive 0.222961065646 shares of RRX. Fractional shares from the spinoff will be paid as cash in lieu.


Regal Beloit Corporation (RBC) performed a ticker change to RRX.


PGIM QMA Strategic Alpha Large-Cap Core ETF (PQLC) was delisted pending a stock liquidation. Details are still pending.


PGIM QMA Strategic Alpha Small-Cap Growth ETF (PQSG) was delisted pending a stock liquidation. Details are still pending.


PGIM QMA Strategic Alpha Small-Cap Value ETF (PQSV) was delisted pending a stock liquidation. Details are still pending.


FireEye, Inc. (FEYE) changed its corporate name to Mandiant, Inc., and changed its CUSIP number.


Intuitive Surgical, Inc. (ISRG) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of ISRG for every 1 share previously held.

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October 4, 2021

Cree, Inc. (CREE) performed a 1:1 CUSIP change and performed a ticker change to WOLF.


Kensington Capital II (KCAC) performed a 1:1 CUSIP change and performed a ticker change to WBX.


Sogou Inc. (SOGO) performed a cash merger. This means that shares were removed and shareholders will receive $8.9300 per share in cash.


PIONEER ENERGY SVCS CORP (PESXQ) performed a stock merger. Shareholders will receive 1.8692 shares of PTEN for each share of PESXQ previously held. Fractional shares will be paid as cash in lieu.


WisdomTree U.S. Short Term High Yield Corporate Bond Fund (SFHY) was liquidated. This means that shares were removed and shareholders will receive $49.9817 per share in cash.


FRANK'S INTERNATIONAL (FI) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of FI for every 6 shares previously held. Fractional shares will be paid as cash in lieu.


Coterra Energy Inc. (COG) performed a 1:1 CUSIP change and performed a ticker change to CTRA.

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October 1, 2021

DMYI (DMYI) performed a 1:1 CUSIP change, and performed a ticker change to IONQ.


ChaSerg Technology Acquisition Corp (CTAC) performed a 1:1 CUSIP change, and performed a ticker change to KORE.


Montes Archimedes Acquisition Corp. (MAAC) performed a 1:1 CUSIP change, and performed a ticker change to ROIV.


Hancock Jaffe Laboratories, Inc. (HJLI) performed a 1:1 CUSIP change, and performed a ticker change to NVNO.


RMR Mortgage Trust Common Stock (RMRM) performed a 1:1 CUSIP change, and performed a ticker change to SEVN.


Document Security Systems, Inc. (DSS) performed a 1:1 CUSIP change.


Lydall, Inc. (LDL) performed a cash merger. This means that shares were removed and shareholders will receive $62.10 per share in cash.


J. Alexander's Holdings, Inc. (JAX) performed a cash merger. This means that shares were removed and shareholders will receive $14.00 per share in cash.


Paya Holdings Inc. Warrant (PAYAW) performed a stock merger. Shareholders will receive 0.2340 new shares of PAYA for each old share of PAYAW previously held. Fractional shares will be paid as cash in lieu.


Bank of Commerce Holdings (BOCH) performed a stock merger. Shareholders will receive 0.4000 new shares of COLB for each old share of BOCH previously held. Fractional shares will be paid as cash in lieu.

Altabancorp (ALTA) performed a stock merger. Shareholders will receive 0.7971 new shares of GBCI for each old share of ALTA previously held. Fractional shares will be paid as cash in lieu.


CIMAREX ENERGY CO (XEC) performed a stock merger. Shareholders will receive 4.0146 new shares of COG for each old share of XEC previously held. Fractional shares will be paid as cash in lieu.


Tremont Mortgage Trust (TRMT) performed a stock merger. Shareholders will receive 0.5160 new shares of SEVN for each old share of TRMT previously held. Fractional shares will be paid as cash in lieu.


InMode Ltd. (INMD) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of INMD for every 1 share previously held.


U.S. Well Services, Inc. (USWS) performed a 2 for 7 Reverse Split. This means shareholders will now hold 2 shares of USWS for every 7 shares previously held. Fractional shares will be rounded up to the nearest share.


International Paper Co. (IP) performed a spinoff of SLVM. For every 1 shares of IP held, shareholders will receive 0.0909 shares of SLVM. Fractional shares from the spinoff will be paid as cash in lieu.


Sutter Rock Capital Corp. (SSSS) distributed a stock dividend of $1.58 per share. Shareholders received 0.0493 additional shares for every share previously held. Fractional shares will be paid as cash in lieu.

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September 30, 2021

Galileo Acquisition Corp. (GLEO) performed a 1:1 CUSIP change, and performed a ticker change to SHPW.


PTK Acquisition Corp. (PTK) performed a 1:1 CUSIP change, and performed a ticker change to VLN.


Jaws Spitfire (SPFR) performed a 1:1 CUSIP change, and performed a ticker change to VLD.


Star Peak Corp II (STPC) performed a 1:1 CUSIP change, and performed a ticker change to BHIL.


Union Acquisition Corp. II (LATN) performed a 1:1 CUSIP change, and performed a ticker change to PROC.


Magal Security Systems (MAGS) performed a 1:1 CUSIP change, and performed a ticker change to SNT.


Washington Prime Group Inc. (WPG) performed a ticker change to WPGGQ. The security was delisted to OTC.


J. Alexander's Holdings, Inc. (JAX) was delisted pending a merger. Details are still pending.


PEAK FINTECH GROUP INC (TNT) performed a ticker change to PKKFF. The security was delisted to OTC.

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September 29, 2021

Taiwan Liposome Company, Ltd. (TLC) was delisted. The company is planning to go private.


CA Healthcare Acquisition Corp. (CAHC) performed a 1:1 CUSIP change, and performed a ticker change to LMDX.

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September 28, 2021

ERBA DIAGNOSTICS (ERBA) was liquidated. This means that shares were removed and shareholders will receive $0.0205 per share in cash.

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September 27, 2021

Amplitude Healthcare Acquisition Corporation (AMHC) performed a 1:1 CUSIP change, and performed a ticker change to JSPR.


Rotor Acquisition Corp. (ROT) performed a 1:1 CUSIP change, and performed a ticker change to STRC.


WisdomTree U.S. Short Term High Yield Corporate Bond Fund (SFHY) was delisted pending a stock liquidation. Details are still pending. 


PARINGA RES LTD American Depositary Receipts (PNRLY) is pending ADR termination.

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September 24, 2021

Direxion High Growth ETF (HIPR) was liquidated. This means that shares were removed and shareholders will receive $71.3445  per share in cash.


Direxion S&P 500 High minus Low Quality ETF (QMJ) was liquidated. This means that shares were removed and shareholders will receive $68.8761 per share in cash.


Direxion MSCI USA ESG - Leaders vs. Laggards ETF (ESNG) was liquidated. This means that shares were removed and shareholders will receive $70.1867 per share in cash.


Direxion Connected Consumer ETF (CCON) was liquidated. This means that shares were removed and shareholders will receive $52.9526 per share in cash.


Cellect Biotechnology Ltd. (APOP) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of APOP for every 4 shares previously held. Fractional shares will be paid as cash in lieu.


Sogou Inc. (SOGO) was delisted pending a merger. Details are still pending.

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September 23, 2021

Fusion Acquisition Corp. (FUSE) performed a 1:1 CUSIP change and performed a ticker change to ML.

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September 22, 2021

AzurRx BioPharma, Inc. (AZRX) performed a 1:1 CUSIP change and performed a ticker change to FWBI.


Continental AG (CTTAY) performed a spinoff of VTSCY. For every 1 share of CTTAY held, shareholders will receive 0.1000 share of VTSCY. Fractional shares from the spinoff will be paid as cash in lieu.


Raymond James Financial, Inc. (RJF) performed a 3 for 2 Forward Split. This means shareholders will now hold 3 shares of RJF for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


W.R. Grace & Co. (GRA) performed a cash merger. This means that shares were removed and shareholders will receive $70.0000 per share in cash.

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September 21, 2021

TPG Pace Tech Opportunities Corp. (PACE) performed a 1:1 CUSIP change and performed a ticker change to NRDY.


NEW SENIOR INVESTMENT GROUP INC. (SNR) performed a stock merger. Shareholders will receive 0.1561 shares of  VTR  for each share of SNR previously held. Fractional shares will be paid as cash in lieu.


CLEARDAY INC (SCOND) distributed a stock dividend. Shareholders received 0.7499 additional shares for every share previously held. Fractional shares will be paid as cash in lieu.

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September 20, 2021

Premier Financial Bancorp, Inc. (PFBI) performed a stock merger. Shareholders will receive 0.5800 shares of  PEBO  for each share of PFBI previously held. Fractional shares will be paid as cash in lieu.


PRUDENTIAL (PUK) performed a spinoff of JXN. For every 1 shares of PUK held, shareholders will receive 0.0500 shares of JXN. Fractional shares from the spinoff will be paid as cash in lieu.


iM DBi Managed Futures Strategy ETF (DBMF) performed a 1:1 CUSIP change.


iM DBi Hedge Strategy ETF (DBEH) performed a 1:1 CUSIP change.


D8 Holdings Corp. (DEH) performed a 1:1 CUSIP change and performed a ticker change to RBOT.


HC2 Holdings, Inc. (HCHC) performed a 1:1 CUSIP change and performed a ticker change to VATE.


Direxion Connected Consumer ETF (CCON) was delisted. The stock is currently not trading.


Direxion S&P 500 High minus Low Quality ETF (QMJ) was delisted. The stock is currently not trading.


Direxion High Growth ETF (HIPR) was delisted. The stock is currently not trading.

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September 17, 2021

Atlas Crest Investment Corp. (ACIC) performed a 1:1 CUSIP change, and performed a ticker change to ACHR.


Soaring Eagle Acquisition Corp. (SRNG) performed a 1:1 CUSIP change, and performed a ticker change to DNA.


Ossen Innovation Co. (OSN) performed a cash merger. This means that shares were removed and shareholders will receive $5.05 per share in cash.

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September 16, 2021

Sonim Technologies, Inc. (SONM) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of SONM for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


First Savings Financial Group, Inc. (FSFG) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of FSFG for every 1 share previously held.


Rice Acquisition Corp. (RICE) performed a 1:1 CUSIP change, and performed a ticker change to LFG.

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September 15, 2021

Translate Bio, Inc. (TBIO) performed a cash merger. This means that shares were removed and shareholders will receive $38.00 per share in cash.


Support.com, Inc. (SPRT) performed a stock merger. Shareholders will receive 0.1150 shares of GREE for each share of SPRT previously held. Fractional shares will be paid as cash in lieu.


Air T, Inc. (AIRTW) expired worthless.


Qell Acquisition Corp. (QELL) performed a 1:1 CUSIP change, and performed a ticker change to LILM.

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September 14, 2021

Hive Blockchain Technologies Ltd. (HVBT) performed a ticker change to HIVE.

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September 13, 2021

AzurRx BioPharma, Inc. (AZRX) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of AZRK for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


THE NEW HOME COMPANY INC. (NWHM) performed a cash merger. This means that shares were removed and shareholders will receive $9.00 per share in cash.


Ossen Innovation Co., Ltd. (OSN) was delisted pending a merger. Details are still pending.

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September 10, 2021

Sustainable Opportunities Acquisition Corp. (SOAC) performed a 1:1 CUSIP change and performed a ticker change to TMC.


Osprey Technology Acquisition Corp. (SFTW) performed a 1:1 CUSIP change and performed a ticker change to BKSY.


Blue Water Acquisition Corp. (BLUW) performed a 1:1 CUSIP change and performed a ticker change to CRXT.

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September 9, 2021

Catabasis Pharmaceuticals, Inc. (CATB) performed a 1:1 CUSIP change and performed a ticker change to ATXS.


FRANCESCAS HLDGS CORP (FRANQ) was declared worthless after the company’s bankruptcy.


Superconductor Technologies Inc. (SCON) performed a 1 for 3.773585 Reverse Split, and changed its ticker to SCOND. This means shareholders will now hold 1 share of SCOND for every 3.773585 shares of SCON previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Sequential Brands Group, Inc. (SQBG) performed a ticker change to SQBGQ. The security was delisted to OTC.


ECHO THERAPEUTICS INC (ECTE) was delisted from OTC. The stock is no longer trading.

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September 8, 2021

Cincinnati Bell Inc. (CBB) performed a cash merger. This means that shares were removed and shareholders will receive $15.5000 per share in cash.


Jaguar Health, Inc. (JAGX) performed a 1 for 3 Reverse Split. This means shareholders will now hold 1 share of JAGX for every 3 shares previously held. Fractional shares will be paid as cash in lieu.

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September 7, 2021

Centricus Acquisition Corp. (CENH) performed a 1:1 CUSIP change and performed a ticker change to ARQQ.


Mackinac Financial Corporation (MFNC) performed a cash and stock merger. Shareholders will receive $4.6400 and 0.2200 shares of NCBS for each share of MFNC previously held. Fractional shares will be paid as cash in lieu.


Kaz Minerals Plc American Depositary Receipts (KZMYY) was delisted pending a stock liquidation. Details are still pending.


Cincinnati Bell Inc. (CBB) was delisted pending a merger. Details are still pending.

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September 03, 2021

Chardan Healthcare (CHAQ) performed a 1:1 CUSIP change, and performed a ticker change to RCOR.


Genesis Park Acquisition Corp. (GNPK) performed a 1:1 CUSIP change, and performed a ticker change to RDW.

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September 02, 2021

CM Life Sciences II Inc. (CMII) performed a 1:1 CUSIP change, and performed a ticker change to SLGC.


Supernova Partners Acquisition Company, Inc. (SPNV) performed a 1:1 CUSIP change, and performed a ticker change to OPAD.


EXFO Inc. (EXFO) performed a cash merger. This means that shares were removed and shareholders will receive $6.25 per share in cash.


SharpSpring, Inc. (SHSP) performed a cash merger. This means that shares were removed and shareholders will receive $17.10 per share in cash.


Core Mark Holding Co Inc (CORE) was delisted pending a merger. Details are still pending.


Core Mark Holding Co Inc (CORE) performed a cash and stock merger. Shareholders will receive $23.875 and 0.44 shares of PFGC for each share of CORE previously held.

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September 01, 2021

QTS REALTY TRUST, INC. (QTS) performed a cash merger. This means that shares were removed and shareholders will receive $78.00 per share in cash.


Proofpoint, Inc. (PFPT) performed a cash merger. This means that shares were removed and shareholders will receive $176.00 per share in cash.


Cleveland BioLabs, Inc. (CBLI) performed a 1:1 CUSIP change, and performed a ticker change to STAB.


ORBCOMM Inc. (ORBC) performed a cash merger. This means that shares were removed and shareholders will receive $11.50 per share in cash.

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August 31, 2021

TWC Tech Holdings (TWCT) performed a 1:1 CUSIP change, and performed a ticker change to CLBT.


Sunlands Technology Group (STG) performed a 2 for 25 Reverse Split. This means shareholders will now hold 2 share of STG for every 25 shares previously held. Fractional shares will be paid as cash in lieu.


Kindred Biosciences, Inc. (KIN) performed a cash merger. This means that shares were removed and shareholders will receive $9.25 per share in cash.


Principal Active Income ETF (YLD) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of YLD for every 1 share previously held.


First Trust Exchange-Traded Fund (RFAP) performed a stock merger. Shareholders will receive 0.7829 shares of RFDI for each share of RFAP previously held. Fractional shares will be paid as cash in lieu.


Acasti Pharma, Inc. (ACST) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of ACST for every 8 shares previously held. Fractional shares will be paid as cash in lieu.


Air T, Inc. (AIRTW) warrants have been terminated.

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August 30, 2021

ATIF Holdings Limited (ATIF) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of ATIF for every 5 shares previously held. Fractional shares will be rounded up to the nearest share.


Good Works Acquisition Corp. (GWAC) performed a 1:1 CUSIP change, and performed a ticker change to CIFR.


Sykes Enterprises (SYKE) performed a cash merger. This means that shares were removed and shareholders will receive $54.00 per share in cash.


EXFO Inc (EXFO) was delisted pending a merger. Details are still pending.


Kindred Biosciences, Inc. (KIN) was delisted pending a merger. Details are still pending.


First Trust Exchange-Traded Fund (RFAP) was delisted pending a merger. Details are still pending.

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August 27, 2021

Tortoise Acquisition Corp. II (SNPR) performed a 1:1 CUSIP change, and performed a ticker change to VLTA.


U.S. Concrete, Inc. (USCR) performed a cash merger. This means that shares were removed and shareholders will receive $74.00 per share in cash.


Capri Listco (AJAX) performed a 1:1 CUSIP change, and performed a ticker change to CZOO.


LGL Systems (DFNS) performed a 1:1 CUSIP change, and performed a ticker change to IRNT.


Aerpio Pharmaceuticals, Inc. (ARPO) performed a 1 for 15 Reverse Split and a ticker change to AADI. This means shareholders will now hold 1 share of AADI for every 15 shares previously held. Fractional shares will be paid as cash in lieu.


Alpha Healthcare Acquisition (AHAC) performed a 1:1 CUSIP change, and performed a ticker change to HUMA.


Kismet Acquisition (KSMT) performed a 1:1 CUSIP change, and performed a ticker change to GDEV.

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August 26, 2021

iShares Factors US Mid Blend Style ETF (STMB) was liquidated. This means that shares were removed and shareholders will receive $44.8416 per share in cash for the liquidation.


Cerecor Inc. (CERC) performed a 1:1 CUSIP change, and performed a ticker change to AVTX.


iShares Factors US Small Blend Style ETF (STSB) was liquidated. This means that shares were removed and shareholders will receive $47.6273 per share in cash for the liquidation.


iShares Trust iShares Russell 1000 Pure U.S. Revenue ETF (AMCA)was liquidated. This means that shares were removed and shareholders will receive $37.5926 per share in cash for the liquidation.


Portman Ridge Finance Corporation (PTMN) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of PTMN for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


SciSparc Ltd. American Depositary Receipts (SPRCY) performed a conversion from ADR into ordinary shares. The stock is currently not trading. Details are still pending.


iShares Adaptive Currency Hedged MSCI EAFE ETF (DEFA) was liquidated. This means that shares were removed and shareholders will receive $33.397712 per share in cash.


iShares Currency Hedged MSCI Mexico ETF (HEWW) was liquidated. This means that shares were removed and shareholders will receive $18.09124 per share in cash.


iShares International Preferred Stock ETF (IPFF) was liquidated. This means that shares were removed and shareholders will receive $16.760644 per share in cash.


Maxim Integrated Products, Inc. (MXIM) performed a stock merger. Shareholders will receive 0.63 shares of ADI for each share of MXIM previously held. Fractional shares will be paid as cash in lieu.


iShares Factors US Blend Style ETF (STLC) was liquidated. This means that shares were removed and shareholders will receive $42.350321 per share in cash.


Locust Walk Acquisition Corp. (LWAC) performed a 1:1 CUSIP change, and performed a ticker change to EFTR.

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August 25, 2021

WHLR (WHLR^) rights expired worthless.


Eaton Vance New York Municipal Income Trust (EVY) was liquidated. This means that shares were removed and shareholders will receive $15.1870 per share in cash.


Vector Acquisition Corporation (VACQ) performed a 1:1 CUSIP change and performed a ticker change to RKLB.


Fifth Wall Acquisition Corp. (FWAA) performed a 1:1 CUSIP change and performed a ticker change to SMRT.


Ajax I (AJAX) performed a 1:1 CUSIP change and changed its corporate name to Capri Listco (AJAX).


The Gabelli Multimedia Trust Inc. (GGT^) rights are no longer trading. The deadline to exercise is August 25, 2021.

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August 24, 2021

LIV Capital Acquisition Corp. (LIVK) performed a 1:1 CUSIP change and performed a ticker change to AGIL.


RMG Acquisition Corp. (RMGB) performed a 1:1 CUSIP change and performed a ticker change to RNW.


Commercial International Bank Ltd Sponsored ADR (CIBEY) distributed a stock dividend. Shareholders received 0.3333 additional shares for every share previously held. Fractional shares will be paid as cash in lieu.


FAT Brands Inc. (FAT) performed a spinoff of FATBB. For every 1 shares of FAT held, shareholders will receive 0.1000 shares of FATBB. Fractional shares from the spinoff will be paid as cash in lieu.


iShares Trust iShares Russell 1000 Pure U.S. Revenue ETF (AMCA) was delisted pending a stock liquidation. Details are still pending.


iShares International Preferred Stock ETF (IPFF) was delisted pending a stock liquidation. Details are still pending.


iShares Factors US Small Blend Style ETF (STSB) was delisted pending a stock liquidation. Details are still pending.


iShares Currency Hedged MSCI Mexico ETF (HEWW) was delisted pending a stock liquidation. Details are still pending.


Aerpio Pharmaceuticals, Inc. (ARPO) performed a spin-off. Shareholders received one contingent value right (CVR) for each share of ARPO held on record date 08/20/2021. A CVR is not the same as a rights offering and is a non-tradeable security that pays additional cash if the company hits certain milestones.

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August 23, 2021

Eaton Vance New York Municipal Income Trust (EVY) was delisted pending a stock liquidation. Details are still pending.

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August 20, 2021

NextGen Acquisition Corporation (NGAC) performed a 1:1 CUSIP change, and performed a ticker change to XOS.


Innovator IBD ETF Leaders ETF (LDRS) was liquidated. This means that shares were removed and shareholders will receive $28.27 per share in cash for the liquidation.


Catabasis Pharmaceuticals, Inc. (CATB) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of CATB for every 6 shares previously held. Fractional shares will be paid as cash in lieu.

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August 19, 2021

Bowl America Incorporated (BWL.A) performed a cash merger. This means that shares were removed and shareholders will receive $8.53 per share in cash.

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August 18, 2021

CF Finance Acquisition (CFAC) performed a 1:1 CUSIP change, and performed a ticker change to LIDR.


Basic Energy Services (BASWW) performed a ticker change to BASWQ.


Basis Energy Services, Inc. (BASX) performed a ticker change to BASXQ.


HG Holdings, Inc. (STLYD) performed a ticker change to STLY.


iPath S&P 500 Dynamic VIX ETN (XVZ) was delisted pending acquisition. Details are still pending.

-- Xtrackers MSCI ACWI ex USA ESG Leaders Equity ETF (ACSG) performed a ticker change to EMCR.

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August 17, 2021

Nustar (NSH) performed a 1:1 CUSIP change, and performed a ticker change to SPIR.


Moxian, Inc. (MOXC) performed a stock merger. Shareholders will receive 1 share of MOXC for each share of MOXC previously held.


P.A.M. Transportation Services, Inc. (PTSI) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of PTSI for every 1 share previously held.

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August 16, 2021

Ethan Allen Interiors Inc (ETH) performed a ticker change to ETD.


Innovator IBD (LDRS) was delisted pending a stock liquidation. Details are still pending. 


MMA Capital Holdings, Inc. (MMAC) performed a cash merger. This means that shares were removed and shareholders will receive $27.77 per share in cash.


New Beginnings (NBA) performed a 1:1 CUSIP change, and performed a ticker change to MIMO.


Software Acquisition Group Inc. (SAII) performed a 1:1 CUSIP change, and performed a ticker change to OTMO.


GreenVision Acquisition Corp (GRNV) performed a 1:1 CUSIP change, and performed a ticker change to HLBZ.

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August 13, 2021

CARDCONNECT CORP (CCNWW) warrants have expired worthless.


Stable Road Acquisition (SRAC) performed a 1:1 CUSIP change, and performed a ticker change to MNTS.


Harvest Oil & Gas Corporation (HRSTW) expired worthless. 

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August 12, 2021

Consonance-HFW (CHFW) performed a 1:1 CUSIP change, and performed a ticker change to SRZN.


SC Health Corporation (SCPE) performed a 1:1 CUSIP change, and performed a ticker change to RKLY.

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August 11, 2021

BCTG Acquisition Corp. (BCTG) performed a 1:1 CUSIP change and performed a ticker change to TNGX.


Peridot Acquisition Corp. (PDAC) performed a 1:1 CUSIP change and performed a ticker change to LICY.

-- Reinvent Technology Partners (RTP) performed a 1:1 CUSIP change and performed a ticker change to JOBY.

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August 10, 2021

COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC. (MIE) was liquidated. Shareholders will receive $3.9118 cash per each share of MIE previously held. COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC. (MIE) performed a 1:1 CUSIP change.


Lightspeed POS Inc. (LSPD) performed a 1:1 CUSIP change.


Spark Energy, Inc. (SPKE) performed a 1:1 CUSIP change and performed a ticker change to VIA.

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August 9, 2021

American River Bankshares (AMRB) performed a stock merger. Shareholders will receive 0.5750 shares of BMRC for each share of AMRB previously held. Fractional shares will be paid as cash in lieu.


TrueShares Structured Outcome (NVMZ) performed a ticker change to NOVZ.

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August 6, 2021

Iconix Brand Group, Inc. (ICON) performed a cash merger. This means that shares were removed and shareholders will receive $3.15 per share in cash.


Chiasma, Inc. (CHMA) performed a stock merger. Shareholders will receive 0.3960 shares of AMYT for each share of CHMA previously held. Fractional shares will be rounded up to the nearest share at 0.5.

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August 5, 2021

Iconix Brand Group, Inc. (ICON) was delisted pending a stock liquidation. Details are still pending. 


Talend S.A. American Depositary Shares (TLND) performed a cash merger. This means that shares were removed and shareholders will receive $66.00 per share in cash.


Gores Holdings V, Inc. (GRSV) performed a 1:1 CUSIP change, and performed a ticker change to AMBP.


ProSight Global, Inc. (PROS) performed a cash merger. This means that shares were removed and shareholders will receive $12.85 per share in cash.


Newater Technology, Inc. (NEWA) performed a cash merger. This means that shares were removed and shareholders will receive $3.65 per share in cash.


Pacific Global Focused High Yield ETF (FJNK) was liquidated. This means that shares were removed and shareholders will receive $25.4427 per share in cash for the liquidation.

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August 4, 2021

Intec Pharma Ltd. (NTEC) performed a 1:1 CUSIP change and performed a ticker change to INDP.


Weingarten Realty Investors (WRI) performed a cash and stock merger. Shareholders will receive $2.2000 and 1.4080 shares of KIM for each share of WRI previously held. Fractional shares will be paid as cash in lieu.


ProSight Global, Inc. (PROS) was delisted pending a merger. Details are still pending.

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August 3, 2021

FRANCESCAS HLDGS CORP (FRANQ) was delisted to OTC.


COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC. (MIE) was delisted pending a stock liquidation. Details are still pending.


Limbach Holdings, Inc (LMBHW) warrants have expired worthless.


Fly Leasing Limited (FLY) performed a cash merger. This means that shares were removed and shareholders will receive $17.0500 per share in cash.


Momo Inc. (MOMO) changed its corporate name to Hello Group Inc. and performed a 1:1 CUSIP change.


Reinvent Technology Partners Z (RTPZ) performed a 1:1 CUSIP change and performed a ticker change to HIPO.


PQ Group Holdings Inc. (PQG) performed a 1:1 CUSIP change and performed a ticker change to ECVT.


MDC Partners Inc. (MDCA) performed a 1:1 CUSIP change and performed a ticker change to STGW.


L Brands, Inc. (LB) performed a 1:1 CUSIP change and performed a ticker change to BBWI.


L Brands, Inc. (LB) performed a spinoff of VSCO. For every 1 share of LB held, shareholders will receive 0.3333 share of VSCO. Fractional shares from the spinoff will be paid as cash in lieu.

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August 2, 2021

General Electric Company (GE) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of GE for every 8 shares previously held. Fractional shares will be paid as cash in lieu.


SolarWinds Corporation (SWI) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of SWI for every 2 shares previously held. Fractional shares will be rounded up to the nearest share.


KraneShares (KCCB) performed a ticker change to KHYB.


Pacific Global Focused High Yield ETF (FJNK) was delisted pending a stock liquidation. Details are still pending.


XPO LOGISTICS, INC. (XPO) performed a spinoff of GXO. For every 1 share of XPO held, shareholders will receive 1 share of GXO. Fractional shares from the spinoff will be paid as cash in lieu.


Starboard Value Acquisition Corp. (SVAC) performed a spinoff of CYXTW. For every 1 share of SVAC held, shareholders will receive 0.342779302574 warrants for each share. Cyxtera Technologies Warrants (CYXTW) will be Position Close Only.


Dragoneer Growth Opportunities Corp. (DGNR) performed a 1:1 CUSIP change and performed a ticker change to CCCS.


Nebula Caravel Acquisition Corp. (NEBC) performed a 1:1 CUSIP change and performed a ticker change to ROVR.

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July 30, 2021

China Jo-Jo Drugstores, Inc. (CJJD) performed a 1:1 CUSIP change.


Starboard Value Acquisition Corp. (SVAC) performed a 1:1 CUSIP change and performed a ticker change to CYXT.


Pacer Military Times Best Employers ETF (VETS) was liquidated. This means that shares were removed and shareholders will receive $38.6365 per share in cash.


Talend S.A. (TLND) was delisted pending a merger. Details are still pending.

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July 29, 2021

Capitol Investment Corp. V (CAP) performed a 1:1 CUSIP change and performed a ticker change to DOMA.


Roth CH Acquisition II Co. (ROCC) performed a 1:1 CUSIP change and performed a ticker change to DOMA.


Brookfield Property REIT Inc. (BPYU) performed a cash & stock Merger. This means shares were removed and shareholders were credited with $12.38424741 cash per share, received 0.09133631 shares of Brookfield Asset Management Inc. (BAM) and 0.06572057 of Brookfield Property Partners LP (BPYPM) for each share of BPYU currently held. Fractional shares will be paid as cash in lieu.

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July 28, 2021

Cleveland BioLabs, Inc. (CBLI) performed a 1:1 CUSIP change  and changed its corporate name to Cytocom Inc. (CBLI).


MER Telemanagement Solutions Ltd. (MTSL) performed a 1 for 2 Reverse Split, and changed its ticker to SBET. This means shareholders will now hold 1 share of SBET for every 2 shares of MTSL previously held. Fractional shares resulting from the split will be paid as cash in lieu.


Brookfield Property (BPY) performed a cash & stock Merger. This means shares were removed and shareholders were credited with $12.38424741 cash per share, received 0.09133631 shares of Brookfield Asset Management Inc. (BAM) and 0.06572057 of Brookfield Property Partners LP (BPYPM) for each share of BPY currently held. Fractional shares will be paid cash in lieu.


Pacer Military Times Best Employers ETF (VETS) was delisted pending a stock liquidation. Details are still pending.

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July 27, 2021

IRSA Propiedades Comerciales (IRCP) performed a 4.29500148275 for 1 Forward Split. This means shareholders will now hold 4.29500148275 shares of IRCP for every 1 share previously held. Fractional shares will be paid as cash in lieu.


Intec Pharma Ltd. (NTEC) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of NTEC for every 4 shares previously held. Fractional shares will be rounded up to the nearest share.


BlackRock Science and Technology Trust Rights (BST^) rights expired worthless.


The Gabelli Equity Trust Inc. Rights (GAB^) rights expired worthless.


At Home Group Inc. (HOME) performed a cash merger. This means that shares were removed and shareholders will receive $37.0000 per share in cash.


Brookfield Property Partners L.P. (BPY) was delisted pending a merger. Details are still pending.


Brookfield Property REIT Inc. (BPYU) was delisted pending a merger. Details are still pending.

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July 26, 2021

Tuscan Holdings Corp. (THCB) performed a 1:1 CUSIP change and performed a ticker change to MVST.


Auris Medical Holding (EARS) performed a 1:1 CUSIP change and performed a ticker change to CYTO.


Churchill Capital Corp IV (CCIV) performed a 1:1 CUSIP change and performed a ticker change to LCID.


At Home Group Inc. (HOME) was delisted pending a merger. Details are still pending.

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July 23, 2021

10X Capital Venture Acquisition (VCVC) performed a 1:1 CUSIP change, and performed a ticker change to REE.


CM Life Sciences, Inc. (CMLF) performed a 1:1 CUSIP change, and performed a ticker change to SMFR.


Gores Holdings VI, Inc. (GHVI) performed a 1:1 CUSIP change, and performed a ticker change to MTTR.


Alaska Communications Systems Group, Inc. (ALSK) performed a cash merger. This means that shares were removed and shareholders will receive $3.4000 per share in cash.


AG MORTGAGE INVESTMENT TRUST, INC. (MITT) performed a 1 for 3 Reverse Split. This means shareholders will now hold 1 share of MITT for every 3 shares previously held. Fractional shares will be paid as cash in lieu.


Dean Foods Company (DFODQ) expired worthless.

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July 22, 2021

Ascendant Digital Acquisition Corp. (ACND) performed a 1:1 CUSIP change, and performed a ticker change to MKTW.


Revolution Acceleration Acquisition (RAAC) performed a 1:1 CUSIP change, and performed a ticker change to BGRY.


First Choice Bancorp (FCBP) performed a stock merger. Shareholders will receive 0.6603 shares of EFSC for each share of FCBP previously held. Fractional shares will be paid as cash in lieu.


Property Solutions (PSAC) performed a 1:1 CUSIP change, and performed a ticker change to FFIE.

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July 21, 2021

Image Sensing Systems, Inc. (ISNS) performed a 1:1 CUSIP change, and performed a ticker change to AATC.


Alexion Pharmaceuticals, Inc. (ALXN) performed a cash and stock merger. Shareholders will receive $60.00 and 2.1243 shares of AZN for each share of ALXN previously held. Fractional shares will be paid as cash in lieu.


Andina Acquisition Corp. (ANDA) performed a 1:1 CUSIP change, and performed a ticker change to SNAX.


HG Holdings, Inc. (STLY) performed a ticker change to STLYD, and performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of STLY for every 12 shares previously held. Fractional shares will be paid as cash in lieu.


FG New America Acquisition Corp. (FGNA) performed a 1:1 CUSIP change, and performed a ticker change to OPFI.


Slack Technologies, Inc. (WORK) performed a cash and stock merger. Shareholders will receive $26.79 and 0.0776 shares of CRM for each share of WORK previously held. Fractional shares will be paid as cash in lieu.


Limbach Holdings, Inc. (LMBHW) warrants have expired worthless.

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July 20, 2021

Rennova Health, Inc. (RNVAW) warrants have expired worthless.


Knoll, Inc. (KNL) performed a cash and stock merger. Shareholders will receive $11.00 and 0.32 shares of MLHR for each share of KNL previously held. Fractional shares will be paid as cash in lieu.


NVIDIA Corporation (NVDA) performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of NVDA for every 1 share previously held.


SolarWinds Corporation (SWI) performed a spinoff of NABL. For every 1 shares of SWI held, shareholders will receive 0.5000 shares of NABL. Fractional shares from the spinoff will be paid as cash in lieu.


Shoe Carnival, Inc. (SCVL) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of SCVL for every 1 share previously held.


NF Energy Saving Corporation (BIMI) changed its corporate name and performed a 1:1 CUSIP change.

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July 19, 2021

Ashford Hospitality Trust, Inc. (AHT) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of ATH for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


iShares Global Tech ETF (IXN) performed a 6 for 1 Forward Split. This means shareholders will now hold 6 shares of IXN for every 1 share previously held.


Xynomic Pharmaceuticals Holdings, Inc. (XYNO) was delisted pending a cash merger.


NewHold Investment Corp. (NHIC) performed a 1:1 CUSIP change, and performed a ticker change to EVLV.


Decarbonization Plus Acquisition Corporation (DCRB) performed a 1:1 CUSIP change, and performed a ticker change to HYZN.


Stemline Therapeutics, Inc. (STML^) was delisted pending a stock liquidation. Details are still pending.


iShares U.S. Medical Devices ETF (IHI) performed a 6 for 1 Forward Split. This means shareholders will now hold 6 shares of IHI for every 1 share previously held.


Constellation Pharmaceuticals, Inc. (CNST) was delisted pending a cash merger.


GX Acquisiton Corp. (GXGX) performed a 1:1 CUSIP change, and performed a ticker change to CELU.


Empower Ltd. (EMPW) performed a 1:1 CUSIP change, and performed a ticker change to HLLY.


Knoll, Inc. (KNL) was delisted pending a merger. Details are still pending.


MEDLEY MGMT INC (MDLYQ) performed a ticker change to MDLM.

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July 16, 2021

Sandbridge Acquisition Corporation (SBG) performed a 1:1 CUSIP change and performed a ticker change to OWLT.


Diamond S Shipping Inc. (DSSI) performed a stock merger. Shareholders will receive 0.5538 shares of INSW for each share of DSSI previously held. Fractional shares will be paid as cash in lieu.


First Eagle Senior Loan Fund (FSLF) was liquidated. Shareholders will receive 11.2300 cash per each share of FSLF previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


Hermitage Offshore Services (HOFSQ) was deemed worthless after the company's bankruptcy.


Samson Oil & Gas Limited American Depositary Receipts - Sponsored (SSNYY) was deemed worthless after the company's bankruptcy.


Constellation Pharmaceuticals, Inc. (CNST) was delisted pending a merger. Details are still pending.

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July 15, 2021

Landcadia Holdings III, Inc. (LCY) performed a 1:1 CUSIP change and performed a ticker change to HLMN.


one (AONE) performed a 1:1 CUSIP change and performed a ticker change to MKFG.


Rodgers Silicon Valley Acquisition Corp. (RSVA) performed a 1:1 CUSIP change and performed a ticker change to ENVX.


Magyar Bancorp, Inc. (MGYR) performed a stock merger. Shareholders will receive 1.2213 shares of new MGYR for each share of old MGYR previously held. Fractional shares will be paid as cash in lieu.


Bancorp of Wisconsin, Inc. (BCOW) performed a stock merger. Shareholders will receive 1.3163 shares of new BCOW for each share of old BCOW previously held. Fractional shares will be paid as cash in lieu.


Luminex Corporation (LMNX) performed a cash merger. This means that shares were removed and shareholders will receive $37.0000 per share in cash.


FS Bancorp, Inc. (FSBW) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of FSBW for every 1 share previously held.

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July 14, 2021

Tiziana Life Sciences (TLSA) performed a spinoff of ACMSY. For every 1 share of TLSA held, shareholders will receive 1 share of ACMSY.


Liberty All Star Growth (ASG^) rights expired worthless.


Roan Holdings Group Co. (RONWF) warrants have expired worthless.


Aspirational Consumer Lifestyle Corp. (ASPL) performed a 1:1 CUSIP change and performed a ticker change to UP.


Newater Technology, Inc. (NEWA) was delisted pending a stock liquidation. Details are still pending.


BlackRock Science and Technology Trust Rights (BST^) are no longer trading. The deadline to exercise is July 14, 2021.


The Gabelli Equity Trust Inc. Rights (GAB^) are no longer trading. The deadline to exercise is July 14, 2021.

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July 13, 2021

Nano Labs Corp. (CTLED) performed a ticker change to MCNO, and changed its corporate name to Mucinno Holding, Inc.

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July 12, 2021

Linx S.A. (LINX) performed a cash and stock merger. Shareholders will receive 0.0127 shares of STNE and $6.3183 for each share of LINX previously held. Fractional shares will be paid as cash in lieu.


Spartan Acquisition Corp. II (SPRQ) performed a 1:1 CUSIP change and performed a ticker change to SUNL.


iPath US Treasury 5-year Bull ETN (DFVL) was delisted pending a stock liquidation. Details are still pending.


iPath US Treasury 5-year Bear ETN (DFVS) was delisted pending a stock liquidation. Details are still pending.

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July 9, 2021

MSG Networks Inc. (MSGN) performed a stock merger. Shareholders will receive 0.1720 shares of MSGE for each share of MSGN previously held. Fractional shares will be paid as cash in lieu.


Monaker Group, Inc. (MKGI) performed a 1:1 CUSIP change and performed a ticker change to NXTP.


Sorrento Tech, Inc. (ROKA) was declared worthless after the company’s bankruptcy.

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July 8, 2021

General Moly, Inc. (GMOLQ) was delisted due to bankruptcy.


Medley Management Inc (MDLY) was delisted from NASDAQ. The stock is currently not trading.


Alussa Energy Acquisition Corp. (ALUS) performed a 1:1 CUSIP change, and performed a ticker change to FREY.


Torchlight Energy Resources, Inc. (TRCH) performed a spinoff of MMAT-A . For every 1 share of TRCH held on record date 6/24/2021, shareholders will receive 1 share of MMAT-A.


Terra Tech Corp (TRTC) performed a ticker change to UNRV.

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July 7, 2021

Clough Global Equity Fund (GLQ^) rights expired worthless.


Shiloh Industries (SHLOQ) expired worthless.


Clough Global Opportunities Fund Rights (GLO^) rights expired worthless.


Clough Global Dividend and Income Fund Rights (GLV^) rights expired worthless.


China Customer Relations Centers (CCRC) performed a cash merger. This means that shares were removed and shareholders will receive $6.50 per share in cash.

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July 6, 2021

GTT Communications, Inc. (GTT) performed a ticker change to GTTN.

Eaton Vance 2021 Target Term Trust (EHT) was liquidated. This means that shares were removed and shareholders will receive $9.84 per share in credit for the liquidation.

DNB ASA SPONSORED ADR (DNHBY) performed a 1:1 CUSIP change, and performed a ticker change to DNBBY.

Foley Trasimene Acquisition Corp. (WPF) performed a 1:1 CUSIP change, and performed a ticker change to ALIT.

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July 2, 2021

FLKS Rights (FLKS^) performed a 1:1 CUSIP change and performed a ticker change to SLRX+.


Apex Technology Acquisition Corporation (APXT) performed a 1:1 CUSIP change and performed a ticker change to AVPT.


Climate Change Crisis Real Impact (CLII) performed a 1:1 CUSIP change and performed a ticker change to EVGO.


Capitala Finance Corp. (CPTA) performed a 1:1 CUSIP change and performed a ticker change to LRFC.


Leisure Acquisition Corp. (LACQ) performed a 1:1 CUSIP change and performed a ticker change to ENSC.


Falcon Capital Acquisition Corp. (FCAC) performed a 1:1 CUSIP change and performed a ticker change to SHCR.


Boston Private Financial Holdings, Inc. (PRAH) performed a cash and stock merger. Shareholders will receive 0.4125 shares of ICLR and $80.0000  for each share of PRAH previously held. Fractional shares will be paid as cash in lieu.


CIM Commercial Trust Corporation (CMCT^) rights expired worthless.

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July 1, 2021

Staffing 360 Solutions, Inc. (STAF) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of STAF for every 6 shares previously held. Fractional shares will be paid as cash in lieu.


Therapeutics Acquisition Corp. (RACA) performed a 1:1 CUSIP change and performed a ticker change to PNT.


Holicity Inc. (HOL) performed a 1:1 CUSIP change and performed a ticker change to ASTR.


Tortoise Essential Assets Income Term Fund (TEAF) performed a 1:1 CUSIP change.


Ivy Credit Opportunities Fund (IVH) performed a 1:1 CUSIP change.


DTE Energy Company (DTE) performed a spinoff of DTM. For every 1 shares of DTE held, shareholders will receive 0.5000 shares of DTM. Fractional shares from the spinoff will be paid as cash in lieu.


Navistar International (NAV) performed a cash merger. This means that shares were removed and shareholders will receive $44.5000 per share in cash.


Watford Holdings Ltd. (WTRE) performed a cash merger. This means that shares were removed and shareholders will receive $35.0000  per share in cash.


Boston Private Financial Holdings, Inc. (BPFH) performed a cash and stock merger. Shareholders will receive 0.0228 shares of SIVB and $2.1000 for each share of BPFH previously held. Fractional shares will be paid as cash in lieu.


FIFTH STR ASSET MGMT INC (FSAM) was liquidated. This means that shares were removed and shareholders will receive $0.0147 per share in cash.


Amplify CrowdBureau Online Lending and Digital Banking ETF (LEND) was liquidated. This means that shares were removed and shareholders will receive $16.27108813 per share in cash.


Hertz Global Holdings, Inc. (HTZGQ) was delisted pending a merger. Details are still pending.


Hertz Global Holdings (HTZGQ) performed a reorganization. Shareholders will receive $1.53 and 0.0904 shares of HTZZ, along with 0.6452 warrants of HTZZW for each share of HTZGQ previously held.

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June 30, 2021

ION Acquisition Corp (IACA) performed a 1:1 CUSIP change, and performed a ticker change to TBLA.

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June 29, 2021

CSX Corporation (CSX) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of CSX for every 1 share previously held.


Thoma Bravo Advantage (TBA) performed a 1:1 CUSIP change and performed a ticker change to IS.


A.H. Belo Corporation (AHC) performed a 1:1 CUSIP change and performed a ticker change to DALN.


First Eagle Senior Loan Fund (FSLF) was delisted pending a stock liquidation. Details are still pending.

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June 28, 2021

Millendo Therapeutics, Inc. (MLND) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of MLND for every 15 shares previously held. Fractional shares will be paid as cash in lieu.


Millendo Therapeutics, Inc. (MLND) performed a ticker change to TPST.


Torchlight Energy Resources, Inc. (TRCH) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of TRCH for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


Torchlight Energy Resources, Inc. (TRCH) performed a ticker change to MMAT.


CoStar Group, Inc. (CSGP) performed a 10 for 1 Forward Split. This means shareholders will now hold 10 shares of CSGP for every 1 share previously held.


Brookfield Asset Management Inc (BAM) performed a spinoff of BAMR. For every 1 shares of BAM held, shareholders will receive 0.0069 shares of BAMR. Fractional shares from the spinoff will be paid as cash in lieu.


EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) was liquidated. Shareholders will receive $15.6158 cash per each share of EFF previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


Forest Road Acquisition Corp. (FRX) performed a 1:1 CUSIP change and performed a ticker change to BODY.


FTAC Olympus Acquisition Corp. (FTOC) performed a 1:1 CUSIP change and performed a ticker change to PAYO.


Forum Merger III Corporation (FIII) performed a 1:1 CUSIP change and performed a ticker change to ELMS.


Amplify CrowdBureau Online Lending and Digital Banking ETF (LEND) was delisted pending a stock liquidation. Details are still pending.


Eaton Vance 2021 Target Term Trust (EHT) was delisted pending a stock liquidation. Details are still pending.


Linx S.A. (LINX) was delisted pending a merger. Details are still pending.

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June 25, 2021

Artius Acquisition (AACQ) performed a 1:1 CUSIP change, and performed a ticker change to ORGN.


FinTech Acquisition (FTIV) performed a 1:1 CUSIP change, and performed a ticker change to PWP.


Colony Credit Real Estate, Inc. (CLNC) performed a 1:1 CUSIP change, and performed a ticker change to BRSP.


ACP Rights (ACP^) rights expired worthless.

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June 24, 2021

SiriusPoint Ltd., Contra (SPNT^) performed a 1:1 CUSIP change.

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June 23, 2021

Hudson Executive (HEC) performed a 1:1 CUSIP change, and performed a ticker change to TALK.

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June 22, 2021

HCMC Rights (HCMC^) rights expired worthless.


Crescent Acquisition Corp (CRSA) performed a 1:1 CUSIP change, and performed a ticker change to LVOX.


Colony Capital, Inc. (CLNY) performed a 1:1 CUSIP change, and performed a ticker change to DBRG.


Cardtronics (CATM) was delisted pending a cash merger. Details are still pending.


Acies Acquisition Corp. (ACAC) performed a 1:1 CUSIP change, and performed a ticker change to MYPS.


Clough Global Opportunities Fund Rights (GLO^) rights are no longer trading. The last day to exercise is today.


GLV Rights (GLV^) rights are no longer trading. The last day to exercise is today.


GLQ Rights (GLQ^) are no longer trading. The last day to exercise is today.


Duff & Phelps Select MLP and Midstream Energy Fund Inc. (DSE) was delisted pending a merger into a mutual fund. Customers were automatically sold out on 6/21/2021.

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June 21, 2021

ACHAOGEN INC (AKAOQ) was delisted. The stock is currently not trading.


EATON VANCE FLOATING-RATE INCOME PLUS FUND (EFF) was delisted pending liquidation. Details are still pending.


Systemax Inc. (SYX) performed a 1:1 CUSIP change, and performed a ticker change to GIC.

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June 18, 2021

Houston Wire & Cable Company (HWCC) performed a cash merger. This means that shares were removed and shareholders will receive $5.3000 per share in cash.

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June 17, 2021

VG Acquisition Corp. (VGAC) performed a 1:1 CUSIP change and performed a ticker change to ME.


Fortress Value Acquisition Corp. II (FAII) performed a 1:1 CUSIP change and performed a ticker change to ATIP.


FS KKR Capital Corp. II (FSKR) performed a stock merger. Shareholders will receive 0.9498 shares of FSK for each share of FSKR previously held. Fractional shares will be paid as cash in lieu.


ReShape Lifesciences, Inc. (RSLS) performed a stock merger. Shareholders will receive 0.5637 shares of RSLS for each share of RSLS previously held. Fractional shares will be paid as cash in lieu.


The Trade Desk, Inc. (TTD) performed a 10 for 1 Forward Split. This means shareholders will now hold 10 shares of TTD for every 1 share previously held.

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June 16, 2021

Urban Tea, Inc. (MYT) performed a 1:1 CUSIP change and performed a ticker change to BTB.


Silver Spike Acquisition Corp. (SSPK) performed a 1:1 CUSIP change and performed a ticker change to MAPS.


Extended Stay America, Inc. (STAY) performed a cash merger. This means that shares were removed and shareholders will receive $18.7500 per share in cash.


Obalon Therapeutics, Inc. (OBLN) performed a 1 for 3 reverse split, and changed its ticker symbol to RSLS. This means shareholders will now hold 1 shares of RSLS for every 3 shares of OBLN previously held.


VOYA NATURAL RESOURCES (IRR) was liquidated. This means that shares were removed and shareholders will receive $3.7180 per share in cash.


ACP Rights (ACP^) rights expired worthless.


Houston Wire & Cable Company (HWCC) was delisted pending a stock liquidation. Details are still pending.


ReShape Lifesciences Inc (RSLS) was delisted pending a merger with Obalon Therapeutics, Inc.

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June 15, 2021

GRUBHUB INC. (GRUB) performed a stock merger with Just Eat Takeaway (JETKD). Shareholders will receive 3.355 new shares for each share previously held. Fractional shares will be paid as cash in lieu. Following the merger, the combined company will trade under the ticker GRUB.


ArcLight Clean Transition Corp. (ACTC) performed a 1:1 CUSIP change and performed a ticker change to PTRA.


SVMK Inc. (SVMK) performed a 1:1 CUSIP change and performed a ticker change to MNTV.


Nabors Industries (NBR) performed a spinoff of NBR Warrants. For every share of NBR held on record date of June 4th, 2021, shareholders will receive 0.4 shares of NBR Warrants. Fractional shares resulting from the spin off will be paid as cash in 1-2 weeks.

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June 14, 2021

Leaf Group Ltd. (LEAF) performed a cash merger. This means that shares were removed and shareholders will receive $8.5000 per share in cash.


Churchill Capital Corp II (CCX) performed a 1:1 CUSIP change and performed a ticker change to SKIL.


VOYA NATURAL RESOURCES (IRR) was delisted pending a stock liquidation. Details are still pending.


Nano Labs Corp. (CTLE) performed a 1 for 70 Reverse Split. This means shareholders will now hold 1 share of CTLE for every 70 shares previously held. Fractional shares will be paid as cash in lieu.


Nano Labs Corp. (CTLE) performed a ticker change to CTLED.

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June 11, 2021

CVR ENERGY, INC. (CVI) performed a spinoff. For every 0.1048 shares of CVI held, shareholders will receive 0.1048 shares of DK. Fractional shares resulting from the spin off will be paid as cash in 1-2 weeks.


CONCORDIA INTL (CXRXF) was liquidated. This means that shares were removed and shareholders will receive $17.26 per share in cash.


Gulfport Energy (GPORQ) expired worthless. 


HighCape Capital (CAPA) performed a 1:1 CUSIP change and performed a ticker change to QSI.


Nexeo Solutions, Inc. (NXEOW) warrants have expired worthless.


Harvest Capital (HCAP) performed a cash and stock merger. Shareholders will receive $0.3602 and 3.8606 shares of PTMN for each share of HCAP previously held. Fractional shares will be paid as cash in lieu.


Thunder Bridge Acquisition (THBR) performed a 1:1 CUSIP change and performed a ticker change to INDI.


TOTAL SE (TOT) performed a ticker change to TTE.

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June 10, 2021

GigCapital2, Inc. (GIX) performed a 1:1 CUSIP change and performed a ticker change to UPH.


WisdomTree (QSY) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of QSY for every 1 share previously held.


WisdomTree Global (DNL) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of DNL for every 1 share previously held.


TCF Financial Corporation (TCF) performed a stock merger. Shareholders will receive 3.0028 new shares of HBAN for each old share of TCF previously held. Fractional shares will be paid as cash in lieu.


FinServ Acquisition (FSRV) performed a 1:1 CUSIP change and performed a ticker change to KPLT.


GASLOG (GLOG) performed a cash merger. This means that shares were removed and shareholders will receive $5.80 per share in cash.


ARYA Sciences (ARYA) performed a 1:1 CUSIP change and performed a ticker change to NAUT.


Harvest Capital (HCAP) was delisted pending a merger. Details are still pending.


Nexeo Solutions, Inc. (NXEOW) warrants expired. The stock is no longer trading.

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June 09, 2021

Deerfield Healthcare Technology Acquisitions (DFHT) performed a 1:1 CUSIP change and performed a ticker change to CMAX.


Morgan Stanley Cushing (MLPY) was delisted pending a stock liquidation. Details are still pending.


GASLOG LTD (GLOG) was delisted pending a merger. Details are still pending.

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June 08, 2021

A.H. Belo Corporation (AHC) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of AHC for every 4 shares previously held. Fractional shares will be paid as cash in lieu.


Cooper Tire & Rubber Co. (CTB) performed a cash and stock merger. Shareholders will receive $41.75 and 0.9070 shares of GT for each share of CTB previously held. Fractional shares will be paid as cash in lieu.


Juniper Industrial Holdings, Inc. (JIH) performed a 1:1 CUSIP change and performed a ticker change to JBI.


Bespoke Capital Acquisition Corp. (BSPE) performed a 1:1 CUSIP change and performed a ticker change to VWE.


Shiloh Industries, Inc. (SHLOQ) was delisted after the company’s bankruptcy.

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June 07, 2021

SYNAPTOGENIX INC (SNPXD) performed a ticker change to SNPX and was re-listed from OTC to NASDAQ.


Cornerstone Total Return Fund (CRF^) rights expired worthless.


VOYA PRIME RATE TRUST (PPR) performed a 1:1 CUSIP change and a ticker change to BRW.


Cornerstone Strategic Value Fund (CLM^) rights expired worthless.


TS Innovation Acquisitions Corp. (TSIA) performed a 1:1 CUSIP change and a ticker change to LTCH.


Neogen Corporation (NEOG) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of NEOG for every 1 share previously held.


The Gabelli Equity Trust Inc. (GAB) performed a spinoff of GAB^. For every 1 share of GAB held, shareholders will receive 1 share of GAB^. Fractional shares will be rounded up to the nearest multiple of 10.


Cooper Tire & Rubber Co. (CTB) was delisted pending a merger. Details are still pending.

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June 4, 2021

KraneShares Bloomberg (KCNY) performed a ticker change to KBND.


Jaws Acquisition Corp. (JWS) performed a 1:1 CUSIP change and performed a ticker change to CANO.


CollPlant Holdings, Ltd. (CLGN) performed a 1:1 CUSIP change.


Corelogic, Inc. (CLGX) performed a cash merger. This means that shares were removed and shareholders will receive $80.0000 per share in cash.


iPath Series B Bloomberg (JJN) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of JJN for every 1 share previously held.


iPath Series B Bloomberg (JJC) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of JJC for every 1 share previously held.


iPath Series B Bloomberg (JJA) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of JJA for every 1 share previously held.


iPath Series B Bloomberg (GRN) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of GRN for every 1 share previously held.


iPath Shiller (CAPE) performed a 10 for 1 Forward Split. This means shareholders will now hold 10 shares of CAPE for every 1 share previously held.

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June 3, 2021

Merck & Co. (MRK) performed a spinoff of OGN. For every 1 shares of MRK held, shareholders will receive 0.1 shares of OGN. Fractional shares from the spinoff will be paid as cash in lieu.


Dean Foods Company (DFODQ) was delisted from OTC. The stock is no longer trading.

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June 2, 2021

Standard AVB Financial Corp. (STND) performed a cash merger. This means that shares were removed and shareholders will receive $33.0000 per share in cash.


Protective Insurance Corporation (PTVCB) performed a cash merger. This means that shares were removed and shareholders will receive $23.3000 per share in cash.


Boingo Wireless, Inc. (WIFI) performed a cash merger. This means that shares were removed and shareholders will receive $14.0000 per share in cash.


Protective Insurance Corporation (PTVCA) performed a cash merger. This means that shares were removed and shareholders will receive $23.3000 per share in cash.


Northern Star Acquisition Corp. (STIC) performed a 1:1 CUSIP change and performed a ticker change to BARK.


Cantel Medical Corporation (CMD) performed a cash and stock merger. Shareholders will receive 0.3379 shares of STE and $16.9300 for each share of CMD previously held. Fractional shares will be paid as cash in lieu.


Weatherford International (WFTLF) performed a ticker change to WFRD and was re-listed from OTC to NASDAQ.

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June 1, 2021

Social Capital Hedosophia Holdings Corp. (IPOE) performed a 1:1 CUSIP change and performed a ticker change to SOFI.


Standard AVB Financial Corp. (STND) was delisted pending a cash merger. Details are still pending.

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May 28, 2021

OTIVF Rights (OTIVF^) expired worthless.


Castor Maritime Inc. (CTRM) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of CTRM for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


TrustCo Bank Corp NY (TRST) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of TRST for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


Kona Grill, Inc. (KONAQ) performed a ticker change to KONA.


Clough Global Opportunities Fund (GLO) performed a spinoff of GLO^. For every 1 shares of GLO held, shareholders will receive 1 share of GLO^. Fractional shares will be rounded up to the nearest multiple of 3.


Clough Global Dividend and Income Fund (GLV) performed a spinoff of GLV^. For every 1 shares of GLV held, shareholders will receive 1 share of GLV^. Fractional shares will be rounded up to the nearest multiple of 3.


Clough Global Equity Fund (GLQ) performed a spinoff of GLQ^. For every 1 shares of GLQ held, shareholders will receive 1 share of GLQ^. Fractional shares will be rounded up to the nearest multiple of 3.

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May 27, 2021

Seadrill Partners LLC (SDLPQ) was declared worthless after the company’s bankruptcy.


Tribune Publishing Company (TPCO) performed a cash merger. This means that shares were removed and shareholders will receive $17.25 per share in cash.


LafargeHolcim Ltd. American Depositary Receipts (HCMLY) performed a 1:1 CUSIP change.

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May 26, 2021

Seadrill Partners LLC (SDLPQ) was delisted. The security was delisted to OTC.


Advantage Oil & Gas (AAVVF) performed a 1:1 CUSIP change.


Aberdeen Income Credit Strategies Fund (ACP) performed a spinoff of ACP^. For every 1 shares of ACP held, shareholders will receive 1 shares of ACP^.


Battle North Gold (BNAUF) performed a cash merger. This means that shares were removed and shareholders will receive $2.1966 per share in cash.


General Finance Corporation (GFN) performed a cash merger. This means that shares were removed and shareholders will receive $19.00 per share in cash.


FBL Financial Group (FFG) performed a cash merger. This means that shares were removed and shareholders will receive $61.00 per share in cash.


Cubic Corporation (CUB) performed a cash merger. This means that shares were removed and shareholders will receive $75.00 per share in cash.


ProShares Ultra VIX Short-Term Futures ETF (UVXY) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of UVXY for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


Novan, Inc. (NOVN) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of NOVN for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraShort Bloomberg Crude Oil (SCO) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of SCO for every 4 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares VIX Short-Term Futures ETF (VIXY) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of VIXY for every 4 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraShort Silver (ZSL) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of ZSL for every 4 shares previously held. Fractional shares will be paid as cash in lieu.

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May 25, 2021

Burcon NutraScience Corporation (BUROF) performed a ticker change to BRCN. The new shares of BRCN are now tradeable.


Tribune Publishing Company (TPCO) was delisted pending a merger. Details are still pending.


Cubic Corporation (CUB) was delisted pending a merger. Details are still pending.


ProShares UltraShort MSCI Brazil Capped (BZQ) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of BZQ for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraShort Semiconductors (SSG) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of SSG for every 4 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraShort MidCap400 (MZZ) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of MZZ for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraShort Industrials (SIJ) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of SIJ for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraShort Health Care (RXD) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of RXD for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraShort Consumer Goods (SZK) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of SZK for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraShort Real Estate (SRS) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of SRS for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraShort SmallCap600 (SDD) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of SDD for every 4 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraPro Short Dow 30 (SDOW) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of SDOW for every 4 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraPro Short MidCap400 (SMDD) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of SMDD for every 4 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraShort Basic Materials (SMN) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of SMN for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares Ultra Russell2000 (UWM) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of UWM for every 1 share previously held.


ProShares Ultra Semiconductors (USD) performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of USD for every 1 share previously held.


ProShares Ultra Industrials (UXI) performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of UXI for every 1 share previously held.


ProShares Ultra QQQ (QLD) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of QLD for every 1 share previously held.


ProShares Ulta SmallCap600 (SAA) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of SAA for every 1 share previously held.


ProShares UltraPro MidCap400 (UMDD) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of UMDD for every 1 share previously held.


ProShares UltraPro Dow 30 (UDOW) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of UDOW for every 1 share previously held.


ProShares Ultra Oil & Gas (DIG) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of DIG for every 1 share previously held.


IAC/InterActiveCorp (IAC) performed a stock merger. Shareholders will receive 1 new share of IAC and 1.6235 shares of VMEO.


Big Rock Partners Acquisition Corp. (BRPA)  performed a 1:1 CUSIP change and performed a ticker change to NRXP.


WBI BullBear Trend Switch (WBIN) was liquidated. This means that shares were removed and shareholders will receive $17.24 per share in cash.


WBI BullBear Rising Income 3000 ETF (WBIE) was liquidated. This means that shares were removed and shareholders will receive $31.02 per share in cash.

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May 24, 2021

Reverse Cap Weighted US Large Cap ETF (RVRS) performed a 1:1 CUSIP change, and performed a ticker change to YPS.


iShares Gold Trust (IAU) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of IAU for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


Plantronics, Inc. (PLT) performed a ticker change to POLY.


FREESEAS INC (FREEF) is temporarily untradeable due to an SEC suspension.

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May 21, 2021

Battle North Gold (BNAUF) was delisted pending a merger. Details are still pending.


Onconova Therapeutics, Inc. (ONTX) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of ONTX for every 15 shares previously held. Fractional shares will be paid as cash in lieu.

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May 20, 2021

Lianluo Smart Limited (LLIT) performed a 1:1 CUSIP change, and a symbol change to NEGG.


Summit Therapeutics Inc. (SMMT^) expired worthless. 


Atlantic Acquisition Corp. (ATAC) performed a 1:1 CUSIP change, and a symbol change to OWL.

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May 19, 2021

IRSA Inversiones y Representaciones (IRS^) was liquidated. This means that shares were removed and shareholders will receive $0.0351 per share in cash.


Seagate Technology (STX) performed a 1:1 CUSIP change.


SYNAPTOGENIX INC (SNPX) performed a 1 for 4 reverse split, and changed its ticker symbol to SNPXD. This means shareholders will now hold 1 share of SNPXD for every 4 shares of SNPX previously held. Fractional shares will be paid as cash in lieu.


ECHO THERAPEUTICS INC (ECTE) is temporarily untradeable due to an SEC suspension.

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May 18, 2021

Aegion Corp (AEGN) performed a cash merger. This means that shares were removed and shareholders will receive $30.00 per share in cash.


Assertio Therapeutics, Inc. (ASRT) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of ASRT for every 4 shares previously held. Fractional shares will be paid as cash in lieu.


Piedmont Lithium Limited (PLL) performed a 1:1 CUSIP change.


Atlantic Power Corporation (AT) was liquidated. This means that shares were removed and shareholders will receive $3.03 per share in cash.

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May 17, 2021

FLIR Systems, Inc. (FLIR) performed a cash and stock merger. Shareholders will receive $28.00 and 0.0718 shares of Teledyne Technologies Incorporated (TDY) for each share of FLIR previously held. Fractional shares will be paid as cash in 1-2 weeks.


Western Asset Corporate Loan Fund Inc. (TLI^) expired worthless.


Atlantic Power Corporation (AT) was delisted pending a merger. Details are still pending.


WBI BullBear Rising Income (WBIE) was delisted pending a stock liquidation. Details are still pending.


WBI BullBear Trend Switch (WBIN) was delisted pending a stock liquidation. Details are still pending.


PARKER DRILLING CO (PKDSQ^) performed a ticker change to PKDCW. Warrants are now trading.


Gulfport Energy Corporation (GPORQ) was declared worthless after the company’s bankruptcy.

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May 14, 2021

Canadian Pacific Railway (CP) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of CP for every 1 share previously held.


Kingold Jewelry Inc. (KGJI) is temporarily untradeable due to an SEC suspension.

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May 11, 2021

ClearShares Piton (BTC) performed a ticker change to PIFI.


William Hill Plc (WIMHY) was delisted pending a stock liquidation. Details are still pending.


Noble Midstream Partners (NBLX) performed a stock merger. Shareholders will receive 0.1393 shares of CVX for each share of NBLX previously held. Fractional shares will be paid as cash in lieu.

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May 10, 2021

Jardine Strategic Holdings Ltd (JSHLY) was delisted pending a stock liquidation. Details are still pending.


Experience Investment Corp. (EXPC) performed a ticker change to BLDE, and performed a 1:1 CUSIP change.

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May 7, 2021

Vestas Wind Systems (VWDRY) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of VWDRY for every 1 share previously held.


GigCapital3, Inc. (GIK) performed a ticker change to ZEV and performed a 1:1 CUSIP change.


Perspecta Inc. (PRSP) performed a cash merger. This means that shares were removed and shareholders will receive $29.35 per share in cash.


LM Funding America, Inc. (LMFA) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of LMFA for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


SUNDANCE ENERGY INC (SNDEQ) was declared worthless after the company’s bankruptcy.


Northern Genesis Acquisition Corp. (NGA) performed a ticker change to LEV and performed a 1:1 CUSIP change.

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May 6, 2021

Bluegreen Vacations Corporation (BXG) performed a stock merger. Shareholders will receive 0.5100 shares of BVH for each share of BXG previously held. Fractional shares will be rounded up to the nearest share.


Vesper Healthcare Acquisition Corp. (VSPR) performed a ticker change to SKIN and performed a 1:1 CUSIP change.


GSX Techedu Inc. (GSX) performed a ticker change to GOTU.


GW Pharmaceuticals Plc American Depositary Shares (GWPH) performed a cash and stock merger. Shareholders will receive $199.9000 and 0.1204 shares of JAZZ for each share of GWPH previously held. Fractional shares will be paid as cash in lieu.

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May 5, 2021

Western Asset Municipal Defined Opportunity Trust Inc. (MTT) was liquidated. This means that shares were removed and shareholders will receive $21.1993 per share in cash.


BELLATRIX EXPL LTD (BXEFF) was declared worthless after the company’s bankruptcy.

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May 4, 2021

FRONTIER COMMUNICATIONS CORP (FTRCQ) was declared worthless after the company’s bankruptcy.


RigNet, Inc. (RNET) performed a stock merger. Shareholders will receive 0.1845 shares of VSAT for each share of RNET previously held. Fractional shares will be paid as cash in lieu.

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May 3, 2021

Blue Ridge Bankshares, Inc. (BRBS) performed a 3 for 2 Forward Split. This means shareholders will now hold 3 shares of BRBS for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


Aphria Inc. (APHA) performed a stock merger. Shareholders will receive 0.8381 shares of TLRY for each share of APHA previously held. Fractional shares will be paid as cash in lieu.


Garrett Motion Inc. (GTXMQ) performed a ticker change to GTX.


RigNet, Inc. (RNET) was delisted pending a merger. Details are still pending.


Waddell & Reed Financial, Inc. (WDR) performed a cash merger. This means that shares were removed and shareholders will receive $25.0000 per share in cash.


Allied Motion Technologies, Inc. (AMOT) performed a 3 for 2 Forward Split. This means shareholders will now hold 3 shares of AMOT for every 2 shares previously held. Fractional shares will be paid as cash in lieu.

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April 30, 2021

STEIN MART INC (SMRTQ) was delisted from OTC. The stock is no longer trading.


Mohawk Group Holdings, Inc. (MWK) performed a ticker change to ATER and performed a 1:1 CUSIP change.

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April 29, 2021

Glu Mobile Inc. (GLUU) performed a cash merger. This means that shares were removed and shareholders will receive $12.5000 per share in cash.


Star Peak Energy Transition Corp. (STPK) performed a 1:1 CUSIP change and performed a ticker change to STEM.

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April 28, 2021

Companhia Paranaense de Energia (ELP) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of ELP for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


VALARIS PLC Ordinary Shares (VALPQ) was delisted from OTC. The stock is no longer trading.


Atlas Energy Group, LLC (ATLS) was delisted from OTC. The stock is no longer trading.


Seneca Biopharma, Inc. (SNCA) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of SNCA for every 6 shares previously held. Fractional shares will be paid as cash in lieu.


Seneca Biopharma (SNCA) performed a spin-off. Shareholders. received one CVR for each share of SNCA held on record date 4/26/2021/ A CVR is a non-tradeable security that pays additional cash if the company hits certain milestones. The CVR is denoted on your app as "PALI^".

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April 27, 2021

SUNDANCE ENERGY INC (SNDEQ) was delisted to OTC.


GenMark Diagnostics, Inc. (GNMK) performed a cash merger. This means that shares were removed and shareholders will receive $24.0500 per share in cash.


ION Geophysical Corporation, Rights (IO^) expired worthless.


CRH Medical Corporation (CRHM) performed a cash merger. This means that shares were removed and shareholders will receive $4.0000 per share in cash.


InspireMD, Inc. (NSPR) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of NSPR for every 15 shares previously held. Fractional shares will be rounded up to the nearest share.


CHF Solutions, Inc. (CHFS) performed a ticker change to NUWE and performed a 1:1 CUSIP change.


Diamond Offshore Drilling (DOFSQ) performed a reorganization following its bankruptcy. This means that shares were removed and shareholders will receive 0.05452117 warrants for each share previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.

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April 26, 2021

DIAMOND OFFSHORE DRILLING INC (DOFSQ) was delisted to OTC.


SUNDANCE ENERGY INC (SNDEQ) was delisted. The stock is currently not trading.

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April 23, 2021

CRH Medical Corporation (CRHM) was delisted pending a merger. Details are still pending.


GenMark Diagnostics, Inc. (GNMK) was delisted pending a merger. Details are still pending.


iPath Series B S&P 500 VIX Short-Term Futures ETN (VXX) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of VXX for every 4 shares previously held. Fractional shares will be paid as cash in lieu.


RealPage, Inc. (RP) performed a cash merger. This means that shares were removed and shareholders will receive $88.7500 per share in cash.


Ruhnn Holding Limited American Depositary Shares (RUHN) performed a cash merger. This means that shares were removed and shareholders will receive $3.4000 per share in cash.

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April 22, 2021

Capstone Turbine Corporation (CPST) performed a ticker change to CGRN.


Global Eagle Entertainment Inc. (GEENQ) was declared worthless after the company’s bankruptcy.


Gabelli Utility Trust (GUT^) rights expired worthless.


CCUR Holdings, Inc. (CCUR) performed a ticker change to CCURZZZ and performed a 1:1 CUSIP change.


China Biologic Products, Inc. (CBPO) performed a cash merger. This means that shares were removed and shareholders will receive $120.0000 per share in cash.

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April 21, 2021

Ruhnn Holding Limited American Depositary Shares(RUHN) was delisted pending a merger. Details are still pending.


China Biologic Products, Inc. (CBPO) was delisted pending a merger. Details are still pending.


dMY Technology Group, Inc. II (DMYD) performed a ticker change to GENI and performed a 1:1 CUSIP change.


Inphi Corporation (IPHI) performed a cash and stock merger. Shareholders will receive $66.0000 and 2.3230 shares of MRVL for each share of IPHI previously held. Fractional shares will be paid as cash in lieu.


NIC Inc. (EGOV) performed a cash merger. This means that shares were removed and shareholders will receive $34.0000 per share in cash.


Five Prime Therapeutics, Inc. (FPRX) performed a cash merger. This means that shares were removed and shareholders will receive $38.0000 per share in cash.


Marvell Technology Group Ltd (MRVL) changed its name to Marvell Technology Inc and changed its domicile from Bermuda to the United States.

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April 20, 2021

Blackrock Muni Yield Investment Fund, Inc. (MYF) performed a stock merger. Shareholders will receive 0.8873 shares of MQY for each share of MYF previously held. Fractional shares will be paid as cash in lieu.


BlackRock Massachusetts Tax-Exempt Trust (MHE) performed a stock merger. Shareholders will receive 0.8314 shares of MQY for each share of MHE previously held. Fractional shares will be paid as cash in lieu.


BlackRock Maryland Municipal Bond Trust (BZM) performed a stock merger. Shareholders will receive 0.9169 shares of MQY for each share of BZM previously held. Fractional shares will be paid as cash in lieu.


Blackrock Muni Enhanced Fund, Inc. (MEN) performed a stock merger. Shareholders will receive 0.7488 shares of MQY for each share of MEN previously held. Fractional shares will be paid as cash in lieu.


BlackRock MuniYield Arizona Fund, Inc. (MZA) performed a stock merger. Shareholders will receive 0.8920 shares of MQY for each share of MZA previously held. Fractional shares will be paid as cash in lieu.

Vanguard Scottsdale Funds Vanguard Russell 2000 ETF (VTWO) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of VTWO for every 1 share previously held.


500.com Limited (WBAI) performed a ticker change to BTCM and performed a 1:1 CUSIP change.


Vanguard Scottsdale Funds Vanguard Russell 1000 Value ETF (VONV) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of VONV for every 1 share previously held.


Vanguard Scottsdale Funds Vanguard Russell 1000 Growth ETF (VONG) performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of VONG for every 1 share previously held.

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April 19, 2021

MonotaRO (MONOY) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of MONOY for every 1 share previously held.


iShares Morningstar Mid-Cap Value ETF (IMCV) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of IMCV for every 1 share previously held.


iShares Morningstar Small Value ETF (ISCV) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of ISCV for every 1 share previously held.


iShares Morningstar U.S. Equity ETF (ILCB) performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of ILCB for every 1 share previously held.


iShares Morningstar Value ETF (ILCV) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of ILCV for every 1 share previously held.


iShares Morningstar Mid Core ETF (IMCB) performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of IMCB for every 1 share previously held.


iShares Morningstar Growth ETF (ILCG) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of ILCG for every 1 share previously held.


iShares Morningstar Growth ETF (IMCG) performed a 6 for 1 Forward Split. This means shareholders will now hold 6 shares of IMCG for every 1 share previously held.


iShares Morningstar Small Core ETF (ISCB) performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of ISCB for every 1 share previously held.


iShares Morningstar Small-Cap Growth ETF (ISCG) performed a 6 for 1 Forward Split. This means shareholders will now hold 6 shares of ISCG for every 1 share previously held.


Akers Biosciences (AKER) performed a 2 for 1 Reverse Split. This means shareholders will now hold 1 share of AKER for every 2 shares previously held. Fractional shares will be rounded up to the nearest share.


Akers Biosciences (AKER) performed a ticker change to MYMD.


USA Technologies, Inc. (USAT) performed a ticker change to CTLP and changed its corporate name to Cantaloupe, Inc.


SEACOR Holdings (CKH) performed a cash merger. This means that shares were removed and shareholders will receive $41.5000 per share in cash.


BlackRock Maryland Municipal Bond Trust (BZM) was delisted pending a merger. Details are still pending.


Blackrock Muni Enhanced Fund, Inc. (MEN) was delisted pending a merger. Details are still pending.


BlackRock Massachusetts Tax-Exempt Trust (MHE) was delisted pending a merger. Details are still pending.


Blackrock Muni Yield Investment Fund, Inc. (MYF) was delisted pending a merger. Details are still pending.


BlackRock MuniYield Arizona Fund, Inc. (MZA) was delisted pending a merger. Details are still pending.


Five Prime Therapeutics, Inc. (FPRX) was delisted pending a merger. Details are still pending.


IMMUNE PHARMACEUTICALS INC. (IMNPQ) was suspended pending acquisition. Details are still pending.

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April 16, 2021

Seacor Holdings Inc. (CKH) was delisted pending a merger. Details are still pending.


LINE Corporation (LN) performed a cash merger. This means that shares were removed and shareholders will receive $49.0471 per share in cash.


The Michaels Companies, Inc. (MIK) performed a cash merger. This means that shares were removed and shareholders will receive $22.0000 per share in cash.


Golar LNG Partners LP Common Units Representing Limited Partnership (GMLP) performed a cash merger. This means that shares were removed and shareholders will receive $3.5500 per share in cash.


Tekla World Healthcare Fund, Rights (THW^) expired worthless.


AAC HLDGS INC (AACH) was declared worthless after the company’s bankruptcy.


ClearShares Piton Intermediate Fixed Income ETF (PIFI) performed a ticker change to BTC.

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April 15, 2021

Centerra Gold Inc Common Shares (CAGDF) performed a ticker change to CGAU.


Sociedad Quimica y Minera de Chile S.A. Rights (SQM^) expired worthless.


Varian Medical Systems, Inc. (VAR) performed a cash merger. This means that shares were removed and shareholders will receive $177.5000 per share in cash.

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April 14, 2021

Gabelli Utility Trust Rights (GUT^) expired worthless.


Xtrackers USD High Yield Corporate Bond ETF (HYLB) performed a 1.25 for 1 Forward Split. This means shareholders will now hold 1.25 shares of HYLB for every 1 shares previously held. Fractional shares will be paid as cash in lieu.

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April 13, 2021

BlackRock Municipal Income Investment Trust (BBF) performed a stock merger. Shareholders will receive 0.9573 shares of BLE for each share of BBF previously held. Fractional shares will be paid as cash in lieu.


BlackRock New York Municipal Income Trust II (BFY) performed a stock merger. Shareholders will receive 1.0301 shares of BNY for each share of BFY previously held. Fractional shares will be paid as cash in lieu.


The BlackRock Strategic Municipal Trust (BSD) performed a stock merger. Shareholders will receive 0.9782 shares of BLE for each share of BSD previously held. Fractional shares will be paid as cash in lieu.


BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST (BSE) performed a stock merger. Shareholders will receive 0.9923 shares of BNY for each share of BSE previously held. Fractional shares will be paid as cash in lieu.


BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND (MFT) performed a stock merger. Shareholders will receive 0.9569 shares of BLE for each share of MFT previously held. Fractional shares will be paid as cash in lieu.


Nuveen Maryland Quality Municipal Income Fund (NMY) performed a stock merger. Shareholders will receive 0.9418 shares of NAD for each share of NMY previously held. Fractional shares will be paid as cash in lieu.


Nuveen New York Municipal Value Fund 2 (NYV) performed a stock merger. Shareholders will receive 1.5515 shares of NNY for each share of NYV previously held. Fractional shares will be paid as cash in lieu.


Wanda Sports Group Company Limited American Depositary Shares (WSG) was liquidated. This means that shares were removed and shareholders will receive $2.4974 per share in cash.

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April 12, 2021

BlackRock Municipal Income Investment Trust (BBF) was delisted pending a merger. Details are still pending.


BlackRock New York Municipal Income Trust II (BFY) was delisted pending a merger. Details are still pending.


The BlackRock Strategic Municipal Trust (BSD) was delisted pending a merger. Details are still pending.


BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST (BSE) was delisted pending a merger. Details are still pending.


BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND (MFT) was delisted pending a merger. Details are still pending.


Nuveen Maryland Quality Municipal Income Fund (NMY) was delisted pending a merger. Details are still pending.


JPMorgan U.S. Aggregate Bond ETF (JAGG) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of JAGG for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


JPMorgan BetaBuilders Canada ETF (BBCA) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of BBCA for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


JPMorgan BetaBuilders Europe ETF (BBEU) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of BBEU for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


JPMorgan BetaBuilders Japan ETF (BBJP) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of BBJP for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


JPMorgan BetaBuilders Developed Asia-ex Japan ETF (BBAX) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of BBAX for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


JPMorgan BetaBuilders 1-5 Year U.S. Aggregate Bond ETF (BBSA) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of BBSA for every 2 shares previously held. Fractional shares will be paid as cash in lieu.

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April 9, 2021

Avalon Advanced Materials, Inc. (AVLND) performed a ticker change to AVLNF.


Apex Global Brands Inc. (APEX) performed a cash merger. This means that shares were removed and shareholders will receive $2.0000 per share in cash.


Entercom Communications (ETM) performed a ticker change to AUD and performed a 1:1 CUSIP change.


Pluralsight, Inc. (PS) performed a cash merger. This means that shares were removed and shareholders will receive $22.5000 per share in cash.

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April 8, 2021

Emergent Capital, Inc. (EMGCQ) was delisted. The stock is currently not trading.


MTS Systems Corporation (MTSC) performed a cash merger. This means that shares were removed and shareholders will receive $58.500 per share in cash.


Fidelity Nasdaq Composite Index ETF (ONEQ) performed a 10 for 1 Forward Split. This means shareholders will now hold 10 shares of ONEQ for every 1 share previously held.


Aviat Networks, Inc. (AVNW) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of AVNW for every 1 share previously held.

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April 7, 2021

Apex Global Brands Inc. (APEX) was delisted pending a merger. Details are still pending.


Pluralsight, Inc. (PS) was delisted pending a merger. Details are still pending.


SMTC Corporation (SMTX) performed a cash merger. This means that shares were removed and shareholders will receive $6.0440 per share in cash.


New Providence Acquisition Corp. (NPA) performed a 1:1 CUSIP change and performed a ticker change to ASTS.


Emergent Capital, Inc. (EMGCQ) was delisted. The stock is currently not trading.


Harvest Oil & Gas Corporation (HRSTW) warrants have been terminated.

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April 6, 2021

SMTC Corporation (SMTX) was delisted pending a merger. Details are still pending.


Apex Global Brands Inc. (APEX) was delisted pending a merger. Details are still pending.


Collective Growth Corporation (CGRO) performed a 1:1 CUSIP change and performed a ticker change to INVZ.


VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND (IID) was liquidated. This means that shares were removed and shareholders will receive $5.5880 per share in cash.


VictoryShares Emerging Market Volatility Wtd (CEZ) was liquidated. This means that shares were removed and shareholders will receive $27.7000 per share in cash.


Synacor, Inc. (SYNC) performed a cash merger. This means that shares were removed and shareholders will receive $2.2000 per share in cash.


Pandion Therapeutics Inc. (PAND) performed a cash merger. This means that shares were removed and shareholders will receive $60.0000 per share in cash.


Mechanical Technology Inc. (MKTY) performed a 1:1 CUSIP change.

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April 5, 2021

HMS Holdings Corp (HMSY) performed a cash merger. This means that shares were removed and shareholders will receive $37.0000 per share in cash.


HighPoint Resources Corporation (HPR) performed a stock merger. Shareholders will receive 0.11464 shares of BCEI for each share of HPR previously held. Fractional shares will be paid as cash in lieu.


CareCloud, Inc. (MTBC) performed a 1:1 CUSIP change.


Nesco Holdings, Inc. (NSCO) performed a 1:1 CUSIP change and performed a ticker change to CTOS.


Replay Acquisition Corp. (RPLA) performed a 1:1 CUSIP change and performed a ticker change to FOA.


Global Eagle Entertainment Inc. (GEENQ) was delisted from OTC. The stock is no longer trading.


Pandion Therapeutics Inc. (PAND) was delisted pending a stock liquidation. Details are still pending.


Synacor, Inc. (SYNC) was delisted pending a stock liquidation. Details are still pending.

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April 1, 2021

VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND (IID) was delisted pending a stock liquidation. Details are still pending.


Sony Corporation (SNE) performed a ticker change to SONY.


Global X Funds Global X Longevity Thematic ETF (LNGR) performed a ticker change to AGNG.


CELADON GROUP INC (CGIPQ) performed a ticker change to CGIP.


Home Federal Bancorp, Inc. of Louisiana (HFBL) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of HFBL for every 1 share previously held.


The Sherwin-Williams Company (SHW) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of SHW for every 1 share previously held.


Navios Maritime Containers L.P. (NMCI) performed a stock merger. Shareholders will receive 0.3900 shares of NMM for each share of NMCI previously held. Fractional shares will be rounded up to the nearest share.


Fauquier Bankshares, Inc.(FBSS) performed a stock merger. Shareholders will receive 0.6750 shares of VABK for each share of FBSS previously held. Fractional shares will be paid as cash in lieu.


Otelco, Inc. (OTEL) performed a cash merger. This means that shares were removed and shareholders will receive $11.7500 per share in cash.

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March 31, 2021

Foley Trasimene Acquisition Corp. II (BFT) performed a ticker change to PSFE and performed a 1:1 CUSIP change.


Southern National Bancorp of Virginia, Inc. (SONA) performed a ticker change to FRST and performed a 1:1 CUSIP change.


Cancer Genetics, Inc.(CGIX) performed a ticker change to VYNT and performed a 1:1 CUSIP change.


FERRELLGAS PARTNERS LP Unit (FGPRQ) the stock is currently not trading.

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March 30, 2021

China Gerui Advanced Materials Group Limited Ordinary Shares (CHOPF) was delisted. The stock is currently not trading.


Urovant Sciences Ltd. (UROV) performed a cash merger. This means that shares were removed and shareholders will receive $16.2500 per share in cash.


AGFiQ U.S. Market Neutral Momentum Fund (MOM) was liquidated. This means that shares were removed and shareholders will receive $21.4959 per share in cash.


AGFiQ Dynamic Hedged U.S. Equity ETF (USHG) was liquidated. This means that shares were removed and shareholders will receive $31.5987 per share in cash.


Mateon Therapeutics Inc (MATN) performed a ticker change to OTLC and changed its corporate name to Oncotelic, Inc.

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March 29, 2021

China Distance Education Holdings Limited (DL) performed a cash merger. This means that shares were removed and shareholders will receive $9.7500 per share in cash.


Urovant Sciences Ltd. (UROV) performed a cash merger. This means that shares were removed and shareholders will receive $16.2500 per share in cash.


Gridsum Holding Inc. (GSUM) performed a cash merger. This means that shares were removed and shareholders will receive $1.9500 per share in cash.


MicroSectors US Big Oil -3x Inverse Leveraged ETN (NRGD) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1share of NRGD for every 10shares previously held. Fractional shares will be paid as cash in lieu.


MicroSectorsTM U.S. Big Banks Index -3X Inverse Leveraged ETNs (BNKD) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of BNKD for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


China Gerui Advanced Materials Group Limited Ordinary Shares (CHOPF) was delisted. The stock is currently not trading.

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March 26, 2021

Genesis Healthcare, Inc. (GEN) performed a ticker change to GENN.


Gridsum Holding Inc. American Depositary Shares (GSUM) was delisted pending a merger. Details are still pending.


VictoryShares Emerging Market Volatility Wtd ETF (CEZ) was delisted pending a stock liquidation. Details are still pending.


NTN Buzztime, Inc. (NTN) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of NTN for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


NTN Buzztime, Inc (NTN) performed a ticker change to BTX.


Executive Network Partnering Corporation (ENPC) performed a 5 for 2 Forward Split. This means shareholders will now hold 5 shares of ENPC for every 2 shares previously held. Fractional shares will be paid as cash in lieu.

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March 25, 2021

CIIG Merger (CIIC) performed a ticker change ARVL and changed its corporate name to Arrival Ltd.


SUPERIOR ENERGY SVCS INC (SPNX) was declared worthless after the company's bankruptcy.


Invesco Cleantech ETF (PZD) performed a ticker change to ERTH and changed its corporate name to Invesco MSCI Sustainable Future ETF.

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March 24, 2021

SPDR Solactive Canada ETF (ZCAN) was liquidated. This means that shares were removed and shareholders will receive $70.1143 per share in cash.


SPDR Solactive Hong Kong ETF (ZHOK) was liquidated. This means that shares were removed and shareholders will receive $72.1584 per share in cash.


SPDR MFS Systematic Value Equity ETF of SSgA Active Trust (SYV) was liquidated. This means that shares were removed and shareholders will receive $78.1506 per share in cash.


SPDR Series Trust SPDR Dorsey Wright Fixed Income Allocation ETF (DWFI) was liquidated. This means that shares were removed and shareholders will receive $25.8332 per share in cash.


SPDR Solactive Japan ETF (ZJPN) was liquidated. This means that shares were removed and shareholders will receive $91.0276 per share in cash.


SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust (SYG) was liquidated. This means that shares were removed and shareholders will receive $117.7604 per share in cash.


SPDR EURO STOXX Small Cap ETF (SMEZ) was liquidated. This means that shares were removed and shareholders will receive $74.4463 per share in cash.


SPDR MFS Systematic Core Equity ETF of SSgA Active Trust (SYE) was liquidated. This means that shares were removed and shareholders will receive $103.1524 per share in cash.


SPDR Solactive Germany ETF (ZDEU) was liquidated. This means that shares were removed and shareholders will receive $66.4301 per share in cash.


SPDR Solactive United Kingdom ETF (ZGBR) was liquidated. This means that shares were removed and shareholders will receive $48.5386 per share in cash.


SINA Corporation (SINA) performed a cash merger. This means that shares were removed and shareholders will receive $43.3000 per share in cash.

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March 23, 2021

JUST ENERGY GROUP INC. (JE) performed a ticker change to JENGQ.


Newborn Acquisition Corp.(NBAC) changed its corporate name to Nuvve Holding Corp., performed a ticker change to NVVE, and performed a 1:1 CUSIP change.


SINA Corporation (SINA) was delisted pending a merger. Details are still pending.


India Globalization Capital Inc. Warrant (IGCIW) expired worthless.

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March 22, 2021

Longevity Acquisition Corporation (LOAC) performed a stock merger. Shareholders will receive 0.9414 shares of LBPS for each share of LOAC previously held. Fractional shares will be paid as cash in lieu.


Anworth Mortgage Asset Corporation (ANH) performed a cash and stock merger. Shareholders will receive $0.6100, and 0.1688 shares of RC for each share of ANH previously held. Fractional shares will be paid as cash in lieu.


Oaktree Strategic Income Corporation (OCSI) performed a stock merger. Shareholders will receive 1.3371 shares of OCSL for each share of OCSI previously held. Fractional shares will be paid as cash in lieu.


Bioanalytical SystemsF (BASI) performed a ticker change to NOTV, and changed its corporate name to Inotiv, Inc.


Broadstone Net Lease, Inc. (BNL) performed a 1:1 CUSIP change.


Neos Therapeutics, Inc. (NEOS) performed a stock merger. Shareholders will receive 0.1088 shares of AYTU for each share of NEOS previously held. Fractional shares will be paid as cash in lieu.


JUST ENERGY GROUP INC. (JE) was delisted. The stock is currently not trading.


iShares Morningstar Large-Cap (JKF) performed a ticker change to ILCV, and changed its corporate name to iShares Morningstar Value ETF.


iShares Morningstar Mid-Cap Value ETF (JKI) performed a ticker change to IMCV.


iShares Morningstar Large-Cap Growth ETF (JKE) performed a ticker change to ILCG and changed its corporate name to iShares Morningstar Growth ETF.


iShares Morningstar Large-Cap ETF (JKD) performed a ticker change to ILCB and changed its corporate name to iShares Morningstar U.S. Equity.


iShares Morningstar Mid-Cap ETF (JKG) performed a ticker change to IMCB.


iShares Morningstar Mid-Cap Growth ETF (JKH) performed a ticker change to IMCG.


iShares Morningstar Small-Cap ETF (JKJ) performed a ticker change to ISCB.


iShares Morningstar Small-Cap Growth ETF (JKK) performed a ticker change to ISCG.


iShares Morningstar Small-Cap Value ETF (JKL) performed a ticker change to ISCV.

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March 19, 2021

China Distance Education Holdings Limited (DL) was delisted pending a merger. Details are still pending.


Sundance Energy Australia Limited American Depositary Shares (SNDE) performed a ticker change to SNDEQ and was delisted to OTC.


Viela Bio, Inc.(VIE) performed a cash merger. This means that shares were removed and shareholders will receive $53.0000 per share in cash.

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March 18, 2021

SPDR Series Trust SPDR Dorsey Wright Fixed Income Allocation ETF (DWFI) was delisted pending a stock liquidation. Details are still pending.


SPDR EURO STOXX Small Cap ETF (SMEZ) was delisted pending a stock liquidation. Details are still pending.


SPDR MFS Systematic Value Equity ETF of SSgA Active Trust (SYV) was delisted pending a stock liquidation. Details are still pending.


SPDR Solactive Germany ETF (ZDEU) was delisted pending a stock liquidation. Details are still pending.


SPDR Solactive United Kingdom ETF (ZGBR) was delisted pending a stock liquidation. Details are still pending.


SPDR Solactive Japan ETF (ZJPN) was delisted pending a stock liquidation. Details are still pending.


SPDR Solactive Hong Kong ETF (ZHOK) was delisted pending a stock liquidation. Details are still pending.


SPDR Solactive Canada ETF (ZCAN) was delisted pending a stock liquidation. Details are still pending.


SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust (SYG) was delisted pending a stock liquidation. Details are still pending.


SPDR MFS Systematic Core Equity ETF of SSgA Active Trust (SYE) was delisted pending a stock liquidation. Details are still pending.


Ascena Retail Group (ASNAQ) was declared worthless after the company’s bankruptcy.


Copel (ELP) performed a 10 for 1 forward split. This means shareholders will now hold 10 shares of ELP for every 1 share previously held.


Red Lion Hotels (RLH) performed a cash merger. This means that shares were removed and shareholders will receive $3.50 per share in cash.


Roth CH Acquisition I Co. (ROCH) performed a ticker change to PCT, changed its corporate name to Purecycle Technologies Holding, and performed a 1:1 CUSIP change.

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March 17, 2021

Anchiano Therapeutics Ltd. (ANCN) changed its corporate name to Chemomab Therapeutics Ltd. and performed a ticker change to CMMB.


Anchiano Therapeutics Ltd. (ANCN) performed a 1 for 16 Reverse Split. This means shareholders will now hold 1 share of ANCN for every 16 shares previously held. Fractional shares will be paid as cash in lieu.


LSC COMMUNICATIONS INC (LKSDQ) was declared worthless after the company’s bankruptcy.


QEP RESOURCES, INC. (QEP) performed a stock merger. Shareholders will receive 0.0500 shares of FANG for each share of QEP previously held. Fractional shares will be paid as cash in lieu.

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March 16, 2021

Viela Bio, Inc. (VIE) was delisted pending a merger. Details are still pending.


Dorsey Wright MLP Index ETNs (BMLP) was delisted pending a stock liquidation. Details are still pending.

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March 15, 2021

Cambria Global Tail Risk ETF (SOVB) performed a ticker change to FAIL.


AGFiQ U.S. Market Neutral Momentum Fund (MOM) was delisted pending a stock liquidation. Details are still pending.


AGFiQ Dynamic Hedged U.S. Equity ETF (USHG) was delisted pending a stock liquidation. Details are still pending.


InterPrivate Acquisition Corp. (IPV) performed a ticker change to AEVA, changed its corporate name to Aeva Technologies, Inc., and performed a 1:1 CUSIP change.


Avalon Advanced Materials, Inc. (AVLNF) performed a ticker change to AVLND and performed a 1:1 CUSIP change.


Varonis Systems, Inc. (VRNS) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of VRNS for every 1 share previously held.


Lee Enterprises, Inc. (LEE) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of LEE for every 10 shares previously held. Fractional shares will be paid as cash in lieu.

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March 12, 2021

LSC COMMUNICATIONS INC (LKSDQ) was delisted. The stock is currently not trading.


TESCO PLC American Depositary Receipts (LKSDQ) performed a ticker change to TSCDY.


Colonnade Acquisition Corp. (CLA) performed a ticker change to OUST, changed its corporate name to Ouster, Inc., and performed a 1:1 CUSIP change.


NTT DOCOMO, Inc. American Depositary Receipts (DCMYY) was liquidated. This means that shares were removed and shareholders will receive $36.1920 per share in cash.


Oxford Immunotec Global PLC (OXFD) performed a cash merger. This means that shares were removed and shareholders will receive $22.0000 per share in cash.


New Oriental Education and Technology Group, Inc. (EDU) performed a 10 for 1 Forward Split. This means shareholders will now hold 10 shares of EDU for every 1 share previously held.

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March 11, 2021

Cosan Limited (CZZ) performed a stock merger. Shareholders will receive 1.2940 new shares of CSAN for each old share of CZZ previously held. Fractional shares will be paid as cash in lieu.


Cresud S.A.C.I.F. y A. American Depositary Shares (CRESY^) expired worthless.


LSC COMMUNICATIONS INC (LKSDQ) was delisted. The stock is currently not trading.

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March 10, 2021

NantKwest, Inc. (NK) performed a ticker change to IBRX, changed its corporate name to ImmunityBio, Inc., and performed a 1:1 CUSIP change.

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March 9, 2021

Dorsey Wright MLP Index ETNs (BMLP) was delisted pending a stock liquidation. Details are still pending.


India Globalization Capital Inc. Warrant (IGCIW) expired worthless.


Oxford Immunotec Global PLC (OXFD) was delisted pending a merger. Details are still pending.


PICO Holdings, Inc. (PICO) performed a ticker change to VWTR, changed its corporate name to Vidler Water Resouces, Inc., and performed a 1:1 CUSIP change.


CF Finance Acquisition Corp. (CFII) performed a ticker change to VIEW, changed its corporate name to View, Inc., and performed a 1:1 CUSIP change.


Nuveen New Jersey Municipal Value Fund (NJV) performed a stock merger. Shareholders will receive 0.8977 shares of NUW for each share of NJV previously held. Fractional shares will be paid as cash in lieu.


Blackrock Municipal Bond Trust (BBK) performed a stock merger. Shareholders will receive 0.9670 shares of MHD for each share of BBK previously held. Fractional shares will be paid as cash in lieu.


BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST (BAF) performed a stock merger. Shareholders will receive 0.8975 shares of MHD for each share of BAF previously held. Fractional shares will be paid as cash in lieu.


Duff & Phelps Utility & Corporate Bond Trust (DUC) performed a stock merger. Shareholders will receive 1.0555 shares of DNP for each share of DUC previously held. Fractional shares will be paid as cash in lieu.


Nuveen California Municipal Value Fund 2 (NCB) performed a stock merger. Shareholders will receive 1.5173 shares of NCA for each share of NCB previously held. Fractional shares will be paid as cash in lieu.


BlackRock MuniHoldings Fund II (MUH) performed a stock merger. Shareholders will receive 0.9258 shares of MHD for each share of MUH previously held. Fractional shares will be paid as cash in lieu.


Nuveen Pennsylvania Municipal Value Fund (NPN) performed a stock merger. Shareholders will receive 0.8750 shares of NUW for each share of NPN previously held. Fractional shares will be paid as cash in lieu.


BlackRock MuniHoldings Quality Fund (MUS) performed a stock merger. Shareholders will receive 0.8161 shares of MHDfor each share of MUS previously held. Fractional shares will be paid as cash in lieu.

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March 8, 2021

BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST (BAF) was delisted pending a merger. Details are still pending.


Blackrock Municipal Bond Trust (BBK) was delisted pending a merger. Details are still pending.


Cosan Limited (CZZ) was delisted pending a merger. Details are still pending.


Duff & Phelps Utility & Corporate Bond Trust (DUC) was delisted pending a merger. Details are still pending.


Blackrock Muniholdings Fund II, Inc. (MUH) was delisted pending a merger. Details are still pending.


BLACKROCK MUNIHOLDINGS QUALITY FUND, INC. (MUS) was delisted pending a merger. Details are still pending.


Nuveen California Municipal Value Fund 2 (NCB) was delisted pending a merger. Details are still pending.


Nuveen New Jersey Municipal Value Fund (NJV) was delisted pending a merger. Details are still pending.


Nuveen Pennsylvania Municipal Value Fund (NPN) was delisted pending a merger. Details are still pending.


Talos Energy, Inc. Warrants (TALO+) expired worthless.


Companhia Brasileira de Distribuicao (CBD) performed a spinoff of ASAI. For every 1 share of CBD held, shareholders will receive 1 share of ASAI.


Ferguson (FERGY) performed a stock merger. Shareholders will receive .10 shares of FERG for each share of FERGY previously held.

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March 5, 2021

Amphenol Corporation (APH) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of APH for every 1 share previously held.


PRGX Global, Inc. (PRGX) performed a cash merger. This means that shares were removed and shareholders will receive $7.7100 per share in cash.


TransEnterix, Inc. (TRXC) performed a ticker change to ASXC, changed its corporate name to Asensus Surgical, Inc., and performed a 1:1 CUSIP change.

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March 4, 2021

CounterPath (CPAH) performed a cash merger. This means that shares were removed and shareholders will receive $3.49 per share in cash.


PRGX Global, Inc.(PRGX) was delisted pending a merger. Details are still pending.

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March 3, 2021

TC Pipelines (TCP) performed a stock merger. Shareholders received 0.7 shares of TRP for each share of TCP previously held. Fractional shares will be paid as cash in lieu.


Euro Tech (CLWT) performed a 5 for 3 forward split. This means shareholders will now hold 5 shares for every 3 shares previously held.

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March 2, 2021

Direxion Daily Technology Bull 3x Shares (TECL) performed a 10 for 1 Forward Split. This means shareholders will now hold 10 shares of TECL for every 1 share previously held.


Hawkins, Inc. (HWKN) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of HWKN for every 1 share previously held.


Direxion Daily S&P 500 High Beta Bull 3X Shares (HIBL) performed a 7 for 1 Forward Split. This means shareholders will now hold 7 shares of HIBL for every 1 share previously held.


Direxion Daily Semiconductor Bull 3X Shares (SOXL) performed a 15 for 1 Forward Split. This means shareholders will now hold 15 shares of SOXL for every 1 share previously held.


Direxion Daily Financial Bear 3x Shares (FAZ) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of FAZ for every 8 shares previously held.


Direxion Daily Small Cap Bear 3x Shares (TZA) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1share of TZA for every 8 shares previously held.


APA Corporation (APA) performed a 1:1 CUSIP change.


Eaton Vance Corp.(EV) performed a cash and stock merger. Shareholders will receive $28.2500 and 0.5833 shares of MS for each share of EV previously held. Fractional shares will be paid as cash in lieu.


Nuveen Municipal 2021 Target Term Fund (NHA) was liquidated. This means that shares were removed and shareholders will receive $9.7100 per share in cash.

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March 1, 2021

Guardion Health Sciences, Inc. (GHSI) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of GHSI for every 6 shares previously held. Fractional shares will be rounded up to the nearest share.


National Holdings Corporation (NHLD) performed a cash merger. This means that shares were removed and shareholders will receive $3.2500 per share in cash.


Marathon Digital Holdings, Inc. (MARA) performed a 1:1 CUSIP change.


Evolve Transition Infrastructure (SNMP) performed a 1:1 CUSIP change.


FT Cboe Vest S&P 500 Dividend Aristocrats Target Income ETF (KNG) performed a 1:1 CUSIP change.


AMALGAMATED FINL CORP (AMAL) performed a 1:1 CUSIP change.


THIRD POINT REINSURANCE LTD. (TPRE) performed a 1:1 CUSIP change, performed a ticker change to SPNT, and changed its corporate name to SiriusPoint Ltd.


Switchback Energy Acquisition Corporation (SBE) performed a 1:1 CUSIP change, performed a ticker change to CHPT, and changed its corporate name to ChargePoint Holdings Inc.


Tengasco, Inc. (TGC) performed a ticker change to REPX and performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of REPX for every 12 shares previously held. Fractional shares will be rounded up to the nearest share.


Sirius International (SG) performed a stock merger. Shareholders will receive 0.743 shares of SPNT for each share of SG previously held. Additionally, shareholders will receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.


CounterPath Corporation (CPAH) was delisted pending a merger. Details are still pending.


Eaton Vance Corp. (EV) was delisted pending a merger. Details are still pending.


Acacia Communications (ACIA) performed a cash merger. This means that shares were removed and shareholders will receive $115.00 per share in cash.

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February 26, 2021

CGNT Contingent Value Right (CGNT^) performed a cash and stock merger. Shareholders will receive $0.0027 and 0.0068 shares of COGT for each share of CGNT^ previously held.


National Holdings Corporation (NHLD) was delisted pending a merger. Details are still pending.

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February 25, 2021

Interpace Biosciences, Inc. (IDXG) was delisted to OTC.


Briggs & Stratton Corp. (BGGSQ) performed a 1:1 CUSIP change and performed a ticker change to BGGSQ^.


ZAGG Inc. (ZAGG) performed a cash merger. This means that shares were removed and shareholders will receive $4.20 per share in cash. Shareholders will also receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.


Huami (HMI) performed a ticker change to ZEPP, changed its corporate name to Zepp Health Corp., and performed a 1:1 CUSIP change.


Sunesis (SNSS) performed a 2 for 7 reverse split and performed a ticker change to VIRX. This means shareholders will receive 2 shares of VIRX for every 7 shares of SNSS previously held. Fractional shares will be paid as cash in lieu.

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February 24, 2021

Nuveen Municipal 2021 Target Term Fund (NHA) was delisted pending a stock liquidation. Details are still pending.


Talos Energy, Inc. Warrants (TALO+) expired worthless.


CGNT Contingent Value Right (CGNT^) performed a cash and stock merger. Shareholders will receive $0.00270789 and 0.00676747 shares of COGT for each share of CGNT^ previously held. Fractional shares will be paid as cash in lieu.

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February 23, 2021

VIVUS (VVUSQ) was declared worthless after the company's bankruptcy.


ZAGG Inc. (ZAGG) was delisted pending a merger. Details are still pending.

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February 22, 2021

Cellular Biomedicine Group, Inc. (CBMG) performed a cash merger. This means that shares were removed and shareholders will receive $19.7500 per share in cash.


National Beverage Corp. (FIZZ) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of FIZZ for every 1 share previously held.


PCF Rights (PCF^) expired worthless.


Conversion Labs, Inc. (CVLB) performed a ticker change to LFMD, changed its corporate name to LifeMD, Inc., and performed a 1:1 CUSIP change.


China SXT Pharmaceuticals, Inc. (SXTC) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of SXTC for every 4 shares previously held. Fractional shares will be rounded up to the nearest share.

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February 19, 2021

Chesapeake Energy (CHKAQ) was declared worthless after the company's bankruptcy.

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February 18, 2021

OLD COPPER CO INC (CPPRQ) was declared worthless after the company’s bankruptcy.


Telenav, Inc. (TNAV) performed a cash merger. This means that shares were removed and shareholders will receive $4.8000 per share in cash.

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February 17, 2021

Exantas Capital Corp. (XAN) performed a 1 for 3 Reverse Split. This means shareholders will now hold 1 share of XAN for every 3 shares previously held. Fractional shares will be paid as cash in lieu.


Exantas Capital Corp. (XAN) performed a ticker change to ACR.


Wyndham Destinations, Inc. (WYND) performed a ticker change to TNL, changed its corporate name to Travel + Leisure Co., and performed a 1:1 CUSIP change.

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February 16, 2021

INTERNET GOLD-GOLDEN LINES LTD (IGLDD) performed a ticker change to IGLDF.


eXp World Holdings, Inc. (EXPI) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of EXPI for every 1 shares previously held.


Tesco Plc Ord American Depositary Shares (TSCDY) performed a reorganization and ticker change. Shareholders received 0.78947368 shares of new ticker TSCDD, plus a CVR (TSCDY^), for each share of TSCDY currently held. Fractional shares will be paid as cash in 1-2 weeks.


VYNE Therapeutics Inc. (VYNE) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of VYNE for every 4 shares previously held. Fractional shares will be paid as cash in lieu.


Longview Acquisition Corp. (LGVW) performed a ticker change to BFLY, changed its corporate name to Butterfly Network, Inc., and performed a 1:1 CUSIP change.

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February 12, 2021

Virtusa Corporation (VRTU) performed a cash merger. This means that shares were removed and shareholders will receive $51.3500 per share in cash.


MicroSectors FANG+ ETNs due January 8, 2038 (FNGS) performed a 4 for 1 Forward Split. This means shareholders will now hold 4shares of FNGS for every 1 share previously held.


MicroSectors FANG+ Index 3X Leveraged ETNs due January 8, 2038 (FNGU) performed a 10 for 1 Forward Split. This means shareholders will now hold 10 shares of FNGU for every 1 share previously held.


MicroSectors FANG+ Index 2X Leveraged ETNs due January 8, 2038 (FNGO) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of FNGO for every 1 share previously held.


Tuesday Morning Corp. RIGHTS (TUESQ^) expired worthless.

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February 11, 2021

Collectors Universe, Inc. (CLCT) performed a cash merger. This means that shares were removed and shareholders will receive $92.0000 per share in cash.


BioTelemetry, Inc. (BEAT) performed a cash merger. This means that shares were removed and shareholders will receive $72.0000 per share in cash.


Endurance International Group Holdings, Inc. (EIGI) performed a cash merger. This means that shares were removed and shareholders will receive $9.5000 per share in cash.


Panacea Acquisition Corp. (PANA) performed a ticker change to NUVB, changed its corporate name to Nuvation Bio Inc., and performed a 1:1 CUSIP change.


Mountain Crest Acquisition Corp. (MCAC) performed a ticker change to PLBY, changed its corporate name to PLBY Group, Inc., and performed a 1:1 CUSIP change.

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February 10, 2021

IQ Enhanced Core Plus Bond U.S. ETF (AGGP) was liquidated. This means that shares were removed and shareholders will receive $19.89876 per share in cash.


INSU Acquisition Corp. II (INAQ) performed a ticker change to MILE, changed its corporate name to Metromile, Inc., and performed a 1:1 CUSIP change.


BioTelemetry, Inc. (BEAT) was delisted pending a stock merger. Details are still pending.


Therapix Biosciences Ltd American Depositary Receipts (TRPXY) performed a ticker change to SPRCY, and changed its corporate name to SciSparc Ltd. American Depositary Receipts.

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February 9, 2021

BGSF, Inc. (BGSF) performed a 1:1 CUSIP change.


NOBLE CORP PLC (NEBLQ) performed a stock merger. Shareholders will receive 0.0111 shares of NEBLQ+ for each share of NEBLQ previously held. Fractional shares will be rounded down/paid as cash in lieu.


CELLCOM ISRAEL LTD (CEL) performed a ticker change to CELJF.


Collectors Universe, Inc. (CLCT) was delisted pending a cash merger. Details are still pending.


CHESAPEAKE ENERGY CORP (CHKAQ) was suspended pending bankruptcy. Details are still pending.

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February 8, 2021

YRC Worldwide, Inc. (YRCW) performed a ticker change to YELL, changed its corporate name to Yellow Corporation, and performed a 1:1 CUSIP change.


Scorpio Bulkers (SALT) performed a ticker change to NETI, changed its corporate name to Eneti Inc., and performed a 1:1 CUSIP change.


FS Development (FSDC) performed a ticker change to GMTX, changed its corporate name to Aslet Gemini Therapeutics Inc., and performed a 1:1 CUSIP change.


Therapix Biosciences Ltd American Depositary Receipts (TRPXY) performed a 1:1 CUSIP change.


AdvisorShares Ranger Equity Bear (HDGE) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of HDGE for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


OILD Escrow (OILD^) expired worthless.

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February 5, 2021

APPROACH RES INC (AREXQ) was declared worthless after the company’s bankruptcy.


CC Neuberger Principal Holdings I (PCPL) performed a ticker change to ETWO, changed its corporate name to E2open Parent Holdings, Inc., and performed a 1:1 CUSIP change.


HF Enterprises Inc.(HFEN) performed a ticker change to AEI, changed its corporate name to Alset EHome International Inc., and performed a 1:1 CUSIP change.


AMCI Acquisition Corp.(AMCI) performed a ticker change to ADN, changed its corporate name to Advent Technologies Holdings, Inc., and performed a 1:1 CUSIP change.

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February 4, 2021

SUPERIOR ENERGY SVCS INC. (SPNX) was delisted pending bankruptcy. Details are still pending.


Contura Energy, Inc. (CTRA) performed a ticker change to AMR, changed its corporate name to Alpha Metallurgical Resources, Inc., and performed a 1:1 CUSIP change.

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February 3, 2021

First NBC Bank Holding Co. (FNBCQ) performed a ticker change to FNBCQ^, and performed a 1:1 CUSIP change.

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February 2, 2021

Verint Systems Inc. (VRNT) performed a spinoff of CGNT. For every 1 shares of VRNT held, shareholders will receive 1 shares of CGNT.


American International Group, Inc. (AIG+) warrants have expired worthless.


OLD COPPER CO INC (CPPRQ) was declared worthless after the company’s bankruptcy.

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February 1, 2021

AllianzGI Diversified Income & Convertible Fund (ACV) changed its corporate name to Virtus AllianzGI Diversified I and performed a 1:1 CUSIP change.


AllianzGI Equity & Convertible Income Fund (NIE) changed its corporate name to Virtus AllianzGI Equity & Convertible Income Fund and performed a 1:1 CUSIP change.


AllianzGI Convertible & Income Fund II (NCZ) changed its corporate name to Virtus AllianzGI Convertible & Income Fund II and performed a 1:1 CUSIP change.


AllianzGI Artificial Intelligence & Technology Opportunities Fund (AIO) changed its corporate name to Virtus AllianzGI Artificial Intelligence & Technology Opportunities Fund and performed a 1:1 CUSIP change.


AllianzGI Convertible & Income Fund (NCV) changed its corporate name to Virtus AllianzGI Convertible & Income Fund and performed a 1:1 CUSIP change.


Common AllianzGI Convertible & Income 2024 Target Term Fund (CBH) changed its corporate name to Virtus AllianzGI Convertible & Income 2024 Target Term Fund and performed a 1:1 CUSIP change.


AllianzGI Dividend, Interest & Premium Strategy Fund (NFJ) changed its corporate name to Virtus Dividend, Interest & Premium Strategy Fund and performed a 1:1 CUSIP change.


Clarivate Analytics Plc (CCC) performed a ticker change to CLVT, and changed its corporate name to Clarivate PLC.


Pacific Ethanol, Inc. (PEIX) performed a ticker change to ALTO, and changed its corporate name to Alto Ingredients, Inc.


Bridge Bancorp, Inc. (BDGE) performed a ticker change to DCOM, changed its corporate name to Dime Community Bancshares, Inc., and performed a 1:1 CUSIP change.


Novus Capital Corporation (NOVS) performed a ticker change to APPH, changed its corporate name to AppHarvest, Inc., and performed a 1:1 CUSIP change.


Norbord Inc. (OSB) performed a stock merger. Shareholders will receive 0.6750 shares of WFG for each share of OSB previously held. Fractional shares will be paid as cash in lieu.


Moleculin Biotech, Inc. (MBRX) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of MBRX for every 6 shares previously held. Fractional shares will be rounded up to the nearest share.


Foundation Building Materials, Inc. (FBM) performed a cash merger. This means that shares were removed and shareholders will receive $19.2500 per share in cash.


Acorn International, Inc. (ATV) performed a cash merger. This means that shares were removed and shareholders will receive $20.9500 per share in cash.


Wanda Sports Group Company Limited American Depositary Shares (WSG) was delisted. The stock is currently not trading.


Bridge Bancorp, Inc. (BDGE) performed a stock merger. Shareholders will receive 0.6480 shares of DCOM for each share of BDGE previously held. Fractional shares will be paid as cash in lieu.


OLD COPPER CO INC (CPPRQ) was delisted pending acquisition. Details are still pending.


West Fraser Timber Co. Ltd (WFTBF) performed a ticker change to WFG, and was re-listed from OTC to NYSE.


CTO Realty Growth, Inc. (CTO) performed a 1:1 CUSIP change.

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January 29, 2021

Foundation Building Materials, Inc. (FBM) was delisted pending a cash merger. Details are still pending.


TARONIS FUELS INC (TRNFD) performed a ticker change to TRNF.


FlexShares Currency Hedged Morningstar EM Factor Tilt Index Fund (TLEH) was liquidated. This means that shares were removed and shareholders will receive $33.6687 per share in cash.


FlexShares Currency Hedged Morningstar DM ex US Factor Tilt Index Fund (TLDH) was liquidated. This means that shares were removed and shareholders will receive $27.7375 per share in cash.

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January 28, 2021

Life Storage, Inc. (LSI) performed a 1.5 for 1 Forward Split. This means shareholders will now hold 1.5 shares of LSI for every 1 share previously held. Fractional shares will be paid as cash in lieu.

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January 27, 2021

RTW RETAILWINDS INC (RTWIQ) was declared worthless after the company’s bankruptcy.


Eidos Therapeutics, Inc. (EIDX) performed a stock merger. Shareholders will receive 1.8500 shares of BBIO for each share of EIDX previously held. Fractional shares will be paid as cash in lieu.

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January 26, 2021

First NBC Bank Holding Co. (FNBCQ) was delisted from OTC. The stock is no longer trading.


Axon Enterprise, Inc.(AAXN) performed a ticker change to AXON.


American Renal Associates Holdings, Inc. (ARA) performed a cash merger. This means that shares were removed and shareholders will receive $11.5000 per share in cash.


Exela Technologies, Inc. (XELA) performed a 1 for 3 Reverse Split. This means shareholders will now hold 1 share of XELA for every 3 shares previously held. Fractional shares will be paid as cash in lieu.


Prevail Therapeutics Inc.(PRVL) performed a cash and stock merger. Shareholders will receive $22.5000 and 1 shares of PRVL^ for each share of PRVL previously held.


Principal Active Global Dividend Income ETF (GDVD) was liquidated. This means that shares were removed and shareholders will receive $31.8388 per share in cash.

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January 25, 2021

American Renal Associates Holdings, Inc. (ARA) was delisted pending a stock liquidation. Details are still pending.


Prevail Therapeutics Inc. (PRVL) was delisted pending a stock liquidation. Details are still pending.


TECHNICAL COMMUNICATIONS CORP (TCCO) was delisted from OTC. The stock is no longer trading.


First NBC Bank Holding Co. (FNBCQ) was delisted from OTC. The stock is no longer trading.

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January 22, 2021

Acamar Partners Acquisition Corp. (ACAM) changed its corporate name to CarLotz, Inc., performed a ticker change to LOTZ, and changed its CUSIP number.


Gores Holdings IV, Inc. (GHIV) changed its corporate name to UWM Holdings Corporation, performed a ticker change to UWMC, and changed its CUSIP number.


Lumen Technologies, Inc. (LUMN) performed a 1:1 CUSIP change.


Mid-Con Energy Partners, LP (MCEP) performed a stock merger. Shareholders will receive 1.7500 shares of MCF for each share of MCEP previously held. Fractional shares will be paid as cash in lieu.

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January 21, 2021

ProShares UltraPro Short Russell2000 (SRTY) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of SRTY for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraShort Financials (SKF) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of SKF for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraShort Utilities (SDP) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of SDP for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraPro Short MidCap400 (SMDD) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of SMDD for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraShort Russell2000 (TWM) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of TWM for every 4 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraShort MidCap400 (MZZ) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of MZZ for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraShort SmallCap600 (SDD) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of SDD for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraShort Industrials (SIJ) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of SIJ for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraShort QQQ (QID) performed a 1for 4 Reverse Split. This means shareholders will now hold 1s hare of QID for every 4 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraPro Short S&P 500 (SPXU) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of SPXU for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


SL Green Realty Corp. (SLG) performed a 1 for 1.02918 Reverse Split. This means shareholders will now hold 1 share of SLG for every 1.02918 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares Ultra Health Care (RXL) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of RXL for every 1 share previously held.


ProShares Ultra Health Care (TQQQ) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of TQQQ for every 1 share previously held.


SAExploration Holdings, Inc. (SAEXQ) was declared worthless after the company’s bankruptcy.


SAExploration Series B (SSAEX+B) warrants have expired worthless.


SAExploration Series A (SAEX+A) warrants have expired worthless.


Community First Bancshares, Inc. Common Stock (CFBI) performed a stock merger. Shareholders will receive 0.9069 shares of Affinity Bancshares, Inc. (AFBI) for each share of (CFBI) previously held. Fractional shares will be paid as cash in lieu.


The Peck Company Holdings, Inc. (PECK) performed a ticker change to ISUN, changed its CUSIP number, and changed its corporate name to iSun, Inc.


Oaktree Acquisition Corp. (OAC) performed a ticker change to HIMS, changed its CUSIP number, and changed its corporate name to Hims & Hers Health, Inc.


Yingli Green Energy Holding Company Limited American Depositary Receipts (YGEHYZZZ) performed a ticker change to YGENY and changed its CUSIP number.

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January 20, 2021

Principal Active Global Dividend Income ETF (GDVD) was delisted pending a stock liquidation. Details are still pending.


Air T, Inc. (AIRTW) warrants have expired worthless.


Miragen Therapeutics, Inc. (MGEN) performed a ticker change to VRDN, changed its corporate name to Viridian Therapeutics, Inc., and changed its CUSIP number.

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January 19, 2021

Ault Global Holdings, Inc. (DPW) performed a 1:1 CUSIP change.


Pacific Drilling S.A. (PACDQ) was declared worthless after the company’s bankruptcy.


CONCHO RESOURCES INC. (CXO) performed a stock merger. Shareholders will receive 1.4600 shares of COP for each share of CXO previously held. Fractional shares will be paid as cash in lieu.


FIAT CHRYSLER AUTOMOBILES N.V. (FCAU) performed a ticker change to STLA, and changed its corporate name to Stellantis N.V.


Bristol-Myers Squibb Company (BMY^) contingent value rights (CVR) expired worthless.


EXTRACTION OIL & GAS INC (XOGAQ) is pending bankruptcy, was delisted and distributed warrants. Shareholders will receive 0.01061331 Series A warrants, 0.00530666 Series B warrants, and 0.00131007 new shares of the post-bankruptcy company for each share currently held. Fractional shares will be paid as cash in lieu.


Internet Gold Golden Lines Ltd. (IGLDF) performed a 1 for 250 Reverse Split. This means shareholders will now hold 1 share of IGLDF for every 250 shares previously held. Fractional shares will be rounded up to the nearest share if fraction is over 0.5 and rounded down if less than 0.5.


FlexShares Currency Hedged Morningstar EM Factor Tilt Index Fund (TLEH) was delisted pending a stock liquidation. Details are still pending.


FlexShares Currency Hedged Morningstar DM ex US Factor Tilt Index Fund (TLDH) was delisted pending a stock liquidation. Details are still pending.

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January 15, 2021

Fitbit, Inc. (FIT) performed a cash merger. This means that shares were removed and shareholders will receive $7.3500 per share in cash.


CHRISTOPHER & BANKS CORP (CBKC) performed a ticker change to CBKCQ.

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January 14, 2021

Pacific Ethanol, Inc. (PEIX) performed a 1:1 CUSIP change, and changed its corporate name to Alto Ingredients Inc.


GNC HLDGS INC (GNCIQ) was declared worthless after the company’s bankruptcy.


American International Group, Inc. (AIG+) warrants have expired worthless.


Fitbit, Inc. (FIT) was suspended pending acquisition. Details are still pending.

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January 13, 2021

South Mountain Merger Corp. (SMMC) performed a ticker change to BTRS, and changed its corporate name to BTRS Holdings Inc. 


PARSLEY ENERGY INC. (PE) performed a stock merger. Shareholders will receive 0.1252 shares of PXD for each share of PE previously held. Fractional shares will be paid as cash in lieu.

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January 12, 2021

FERRELLGAS PARTNERS LP Unit (FGPR) was delisted to OTC and performed a ticker change to FGPRQ.


Front Yard Residential Corporation (RESI) performed a cash merger. This means that shares were removed and shareholders will receive $16.2500 per share in cash.

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January 11, 2021

Direxion Daily S&P 500 High Beta Bear 3X Shares (HIBS) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of HIBS for every 20 shares previously held. Fractional shares will be paid as cash in lieu.


Direxion Daily S&P 500 Bear 3x Shares (SPXS) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of SPXS for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


Direxion Daily Retail Bull 3X Shares (RETL) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of RETL for every 1 share previously held.


Direxion Daily Robotics, Artificial Intelligence & Automation Index Bull 2X Shares (UBOT) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of UBOT for every 1 share previously held.


Texas Pacific Land Trust (TPL) performed a 1:1 CUSIP change.


Semiconductor Manufacturing International Corporation American Depositary Receipts (SMICY) was delisted from OTC. The stock is no longer trading.

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January 8, 2021

PENNEY J C CORP INC (JCPNQ) performed a ticker change to CPPRQ, and changed its corporate name to OLD COPPER CO INC. The security was delisted to OTC.


Briggs & Stratton Corp. (BGGSQ) was delisted from OTC. The stock is no longer trading.


Black Stallion Oil & Gas Inc. (BLKG) was delisted from OTC. The stock is no longer trading.


KemPharm, Inc. (KMPHD) performed a ticker change to KMPH.


LF Capital Acquistion Corp.(LFAC) performed a ticker change to LSEA, and changed its corporate name to Landsea Homes Corporation.


Social Capital Hedosophia Holdings Corp.(IPOC) performed a ticker change to CLOV, and changed its corporate name to Clover Health Investments, Corp.

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January 7, 2021

Tiffany & Co. (TIF) performed a cash merger. This means that shares were removed and shareholders will receive $131.50 per share in cash.


Sage ESG Intermediate Credit ETF (GUDB) was liquidated. This means that shares were removed and shareholders will receive $49.1419 per share in cash.


COVIA HLDGS CORP (CVIAQ) expired worthless.


WPX Energy, Inc (WPX) performed a stock merger. Shareholders will receive 0.5165 shares of DVN for each share of WPX previously held. Fractional shares will be paid as cash in lieu.


NEXTDECADE CORP Warrant (NEXTW) was delisted to OTC.


Briggs & Stratton Corp. (BGGSQ) was delisted pending bankruptcy. Details are still pending.

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January 6, 2021

Megalith Financial Acquisition Corp. (MFAC) performed a ticker change to BMTX, and changed its corporate name to BM Technologies, Inc.

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January 5, 2021

RTW RETAILWINDS INC (RTWIQ) was delisted from OTC. The stock is no longer trading.


Tuesday Morning Corp. (TUESQ) performed a stock merger. Shareholders will receive 1 new share of TUEM for each share of TUESQ previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive potential future distributions.


Goldfield Corporation (GV) performed a cash merger. This means that shares were removed and shareholders will receive $7.00 per share in cash.


Novus Therapeutics, Inc. (NVUS) performed a ticker change to ELDN, and changed its corporate name to Eledon Pharmaceuticals, Inc.


Megalith Financial Acquisition Corp. (MFAC) performed a ticker change to BMTX, and changed its corporate name to BM Technologies Inc.

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January 4, 2021

Acorda Therapeutics, Inc. (ACOR) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of ACOR for every 6 shares previously held. Fractional shares will be rounded up to the nearest share.


180 Degree Capital Corp. (TURN) performed a 1 for 3 Reverse Split. This means shareholders will now hold 1 share of TURN for every 3 shares previously held. Fractional shares will be paid as cash in lieu.


Insignia Systems, Inc. (ISIG) performed a 1 for 7 Reverse Split. This means shareholders will now hold 1 share of ISIG for every 7 shares previously held. Fractional shares will be paid as cash in lieu.


Helius Medical Technologies, Inc. (HSDT) performed a 1 for 35 Reverse Split. This means shareholders will now hold 1 share of HSDT for every 35 shares previously held. Fractional shares will be paid as cash in lieu.


BMC Stock Holdings, Inc. (BMCH) performed a stock merger. Shareholders will receive 1.3125 shares of BLDR for each share of BMCH previously held. Fractional shares will be paid as cash in lieu.


National General Holdings Corp. (NGHC) was liquidated. This means that shares were removed and shareholders will receive $34.50 per share in cash.


APPROACH RES INC. (AREXQ) was delisted pending a stock liquidation. Details are still pending.


COVIA HLDGS CORP (CVIAQ) was delisted pending a stock liquidation. Details are still pending.


Pacific Drilling S.A. (PACDQ) was delisted pending a stock liquidation. Details are still pending.


Digirad Corporation (DRAD) performed a ticker change to STRR, and changed its corporate name to Star Equity Holdings, Inc.


MEDLEY CAPITAL CORPORATION (MCC) performed a ticker change to PFX, and changed its corporate name to PhenixFIN Corporation.


Griffin Industrial Realty, Inc. (GRIF) performed a ticker change to INDT, and changed its corporate name to INDUS Realty Trust, Inc.


NOV Inc. (NOV) performed a 1:1 CUSIP change.


Eco-Stim Energy Solutions (ESESQ) was declared worthless after the company’s bankruptcy.

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December 31, 2020

Ameri Holdings, Inc. (AMRH) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of AMRH for every 4 shares previously held. Fractional shares will be rounded up to the nearest share.


Ameri Holdings, Inc. (AMRH) performed a ticker change to ENVB, and changed its corporate name to Enveric Biosciences Inc.


Hexindai Inc. (HX) performed a 1:1 CUSIP change.


Tottenham Acquisition (TOTA) changed its corporate name to Clene Nanomedicine, Inc., performed a ticker change to CLNN, and changed its CUSIP number.


North Shore Dual Share Class ETF (DUAL) was liquidated. This means that shares were removed and shareholders will receive $25.4762 per share in cash.


PDL BioPharma, Inc. (PDLI) was delisted pending a stock liquidation. Details are still pending.


COVIA HLDGS CORP (CVIAQ) was declared worthless after the company’s bankruptcy.


Pacific Drilling S.A. (PACDQ) was declared worthless after the company’s bankruptcy.

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December 30, 2020

TARONIS FUELS INC (TRNF) performed a 1 for 75 Reverse Split. This means shareholders will now hold 1 share of TRNF for every 75 shares previously held. Fractional shares will be paid as cash in lieu.


TARONIS FUELS INC (TRNF) performed a ticker change to TRNFD.


Castle AM & Co. (CTAM) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of CTAM for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


Castle AM & Co. (CTAM) performed a ticker change to CTAMD.


CONSOL Coal Resources LP (CCR) performed a stock merger. Shareholders will receive 0.73 shares of CEIX for each share of CCR previously held. Fractional shares will be rounded up to the nearest share.


North Shore Dual Share Class ETF (DUAL) was delisted pending a stock liquidation. Details are still pending.


AGFiQ U.S. Market Neutral Value Fund (CHEP) was liquidated. This means that shares were removed and shareholders will receive $14.8411 per share in cash.


Key Energy (KEG+A) warrants have expired worthless.


RMG Acquisition Corp. (RMG) performed a ticker change to RMO, changed its CUSIP number, and changed its corporate name to Romeo Power, Inc.


Live Oak Acquisition Corp. (LOAK) performed a ticker change to DNMR, changed its CUSIP number, and changed its corporate name to Danimer Scientific, Inc..


dMY Technology Group, Inc. (DMYT) performed a ticker change to RSI, changed its CUSIP number, and changed its corporate name to Rush Street Interactive, Inc.


Landcadia Holdings II, Inc. (LCA) performed a ticker change to GNOG, changed its CUSIP number, and changed its corporate name to Golden Nugget Online Gaming, Inc.


Proshares Hedged FTSE Europe ETF (HGEU) expired worthless.


ProShares UltraPro Short Financial Select Sector (FINZ^) expired worthless.


ProShares UltraShort Homebuilders & Supplies (HBZ) expired worthless.


ProShares UltraPro Financial Select Sector (FINU^) expired worthless.


ProShares UltraPro NASDAQ Biotechnology (ZBIO^) expired worthless.


ProShares Short KBW Regional Banking (KRS) expired worthless.


XCOM CVRs (XCOMZZZ) expired worthless.


Key Energy Warrant (KEG+A) expired worthless.


ProShares UltraShort Junior Gold Miners (GDJS) expired worthless.


ProShares Ultra Junior Miners (GDJJ) expired worthless.


ProShaes UltraShort Oil & Gas Exploration & Production (SOP) expired worthless.


ProShares Ultra Investment Grade Corporate (IGU) expired worthless.


ProShares Hedged FTSE Japan ETF (HGJP) expired worthless.


ProShares UltraPro Communication Services Select Sector (UCOM^) expired worthless.


ProShares Short Investment Grade Corporate (IGS) expired worthless.


ProShares UltraPro Short Communication Services Select Sector (SCOM^) expired worthless.


YCOM CVRs (YCOMZZZ) expired worthless.


ProShares Trust Proshares UltraPro Nasdaq (UBIO^) expired worthless.

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December 29, 2020

Taubman Centers Inc. (TCO) performed a cash merger. This means that shares were removed and shareholders will receive $43.00 per share in cash.


Sage ESG Intermediate Credit ETF (GUDB) was delisted pending a stock liquidation. Details are still pending.


Great Elm Capital Group, Inc. (GEC) performed a ticker change to GEG and changed its corporate name to Great Elm Group, Inc.

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December 28, 2020

KemPharm, Inc. (KMPH) performed a 1 for 16 Reverse Split. This means shareholders will now hold 1 share of KMPH for every 16 shares previously held. Fractional shares will be paid as cash in lieu.


HD Supply Holdings, Inc. (HDS) performed a cash merger. This means that shares were removed and shareholders will receive $56.00 per share in cash.


MVC Capital, Inc. (MVC) performed a cash and stock merger. Shareholders will receive $0.3949 and 0.9791 shares of BBDC for each share of MVC previously held. Fractional shares will be paid as cash in lieu.


Reed's, Inc. (REED+) warrants have expired worthless.


LINE Corporation (LN) was delisted pending a merger. Details are still pending.


Hunt Companies Finance Trust, Inc. (HCFT) performed a ticker change to LFT, and changed its corporate name to Lument Finance Trust, Inc.


KemPharm, Inc. (KMPH) performed a ticker change to KMPHD.

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December 24, 2020

Blackrock Municipal 2020 Term Trust (BKK) was liquidated. Shareholders will receive $14.6582 cash per each share of BKK previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


Blackrock Florida Municipal 2020 Term Trust (BFO) was liquidated. Shareholders will receive $14.2506 cash per each share of BFO previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


Crossroads Capital, Inc. (XRDC) was liquidated. This means that shares were removed and shareholders will receive $0.1499 per share in cash.


Cloud Peak Energy, Inc. (CLDPQ) was declared worthless after the company’s bankruptcy.


GenVec, Inc. (GNVC) was declared worthless after the company’s bankruptcy.


MVC Capital, Inc. (MVC) was delisted pending a stock merger. Details are still pending.


FAT Brands Inc. (FAT) performed a spinoff of FATBP. For every 1 shares of FAT held, shareholders will receive 0.231999829248 shares of FATBP.


PropTech Acquisition Corp. (PTAC) performed a ticker change to PRCH, and changed its corporate name to Porch.com, Inc.


LifeSci Acquisition Corp. (LSAC) performed a ticker change to LSAC, and changed its corporate name to Vincera Pharma.

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December 23, 2020

Proteostasis Therapeutics (PTI) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of PTI for every 20 shares previously held. Fractional shares will be paid as cash in lieu.


HEXO Corp. (HEXO) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of HEXO for every 4 shares previously held. Fractional shares will be paid as cash in lieu.


VanEck Vectors Coal ETF (KOL) was liquidated. This means that shares were removed and shareholders will receive $95.6383 per share in cash.


Monocle Acquisition Corporation (MNCL) performed a ticker change to ASLE and changed its corporate name to AerSale Corp.


Haymaker Acquisition Corp (HYAC) performed a ticker change to ARKO and changed its corporate name to ARKO Corp.


Proteostasis Therapeutics (PTI) performed a ticker change to YMTX and changed its corporate name to Yumanity Therapeutics, Inc.

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December 22, 2020

Washington Prime Group (WPG) performed a 1 for 9 Reverse Split. This means shareholders will now hold 1 share of WPG for every 9 shares previously held. Fractional shares will be rounded up to the nearest share.


Hennessy Capital Acquisition (HCAC) performed a ticker change to GOEV, and changed its corporate name to Canoo Inc.


Kitov Pharmaceuticals (KTOV) performed a ticker change to PPBT, and changed its corporate name to Purple Biotech Ltd.


Pivotal Investment (PIC) performed a ticker change to XL, and changed its corporate name to XL Fleet.


TransAtlantic Petroleum (TAT) performed a cash merger. This means that shares were removed and shareholders will receive $0.13 per share in cash.


Perceptron (PRCP) performed a cash merger. This means that shares were removed and shareholders will receive $7.00 per share in cash.


SAExploration Holdings, Inc. (SAEXQ) was delisted pending a stock liquidation. Details are still pending.


Reliv' International, Inc. (RELV) was delisted. The company is planning to go private.

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December 21, 2020

GCI Liberty, Inc. Class A Common Stock (GLIBA) performed a stock merger. Shareholders received .58 shares of LBRDK (Liberty Broadband Corporation Class C Common Stock) for each share of GLIBA currently held. Fractional shares resulting from the merger will be paid as cash in lieu.


UNIT Corporation (UNTCQ) is pending bankruptcy, was delisted and distributed warrants. Shareholders will receive 0.03460447 warrants (UNTCQ+). Fractional shares will be rounded up to the nearest share.


Tailored Brands (TLRDQ) was declared worthless after the company’s bankruptcy.


Social Capital Hedosophia (IPOB) performed a ticker change to OPEN, and changed its corporate name to Opendoor Labs Inc.


Investors Real Estate Trust (IRET) performed a ticker change to CSR, and changed its corporate name to Centerspace.


Simplicity Esports & Gaming Co. (WINRD) performed a ticker change to WINR.


GCI Liberty, Inc. Series A Cumulative Redeemable Preferred Stock (GLIBP) performed a ticker change to LBRDP, and changed its corporate name to Liberty Broadband Series A Preferred.


WisdomTree Enhanced Commodity Strategy Fund (GCC) performed a 1:1 CUSIP change.

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December 18, 2020

Schultze Special Purpose Acquisition (SAMA) performed a ticker change to CLVR, and changed its corporate name to Clever Leaves International Inc.


Principal Exchange-Traded Funds Principal U.S. Large-Cap Multi-Factor ETF (PLC) was liquidated. This means that shares were removed and shareholders will receive $30.2025010 per share in cash.


Principal Exchange-Traded Funds Principal U.S. Small-MidCap Multi-Factor ETF (PSM) was liquidated. This means that shares were removed and shareholders will receive $29.2884530 per share in cash.


Dunkin' Brands (DNKN) performed a cash merger. This means that shares were removed and shareholders will receive $106.50 per share in cash.


VEREIT (VER) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of VER for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


iShares iBonds Dec 2020 Term Corporate ETF (IBDL) was liquidated. This means that shares were removed and shareholders will receive $25.202282 per share in cash.


TransAtlantic Petroleum LTD. (TAT) was delisted pending a merger. Details are still pending.


The following MicroSectors ETFs were delisted pending liquidation: NRGZ, KNAB, BNKO, BNKZ, NRGO, NRGZ, and YGRN.


SAExploration Holdings, Inc. (SAEXQ) was delisted. The stock is currently not trading.

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December 17, 2020

Endesa (EOCCY) was delisted pending a stock liquidation. Details are still pending.


Flying Eagle (FEAC) performed a ticker change to SKLZ, and changed its corporate name to Skillz.


Lilis Energy (LLEXQ) was declared worthless after the company’s bankruptcy.


1347 Property Insurance Holdings, Inc. Common Stock (PIH) performed a ticker change to FGF, and changed its corporate name to FG Financial Group.


Opes Acquisition (OPES) performed a ticker change to BFI, and changed its corporate name to BurgerFi.


Stifel (SF) performed a 3 for 2 Forward Split. This means shareholders will now hold 3 shares of SYMBOL for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


XTNT Rights (XTNT^) rights expired worthless.


iPath Inverse US Treasury Composite (TAPR) was liquidated. This means that shares were removed and shareholders will receive $4.906188 per share in cash.


iPath Series B US Treasury 10-year Bear (BTYS) was liquidated. This means that shares were removed and shareholders will receive $40.3724 per share in cash.

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December 16, 2020

K12, Inc. (LRN) changed its corporate name to Stride, Inc. and changed its CUSIP number.


Natixis Seeyond International Minimum Volatility ETF (MVIN) was liquidated. This means that shares were removed and shareholders will receive $41.28061547 per share in cash.


Blackrock Florida Municipal 2020 Term Trust (BFO) was delisted pending a stock liquidation. Details are still pending.


Blackrock Municipal 2020 Term Trust (BKK) was delisted pending a stock liquidation. Details are still pending.


Guggenheim BulletShares 2020 Corporate Bond ETF (BSCK) was delisted pending a stock liquidation. Details are still pending.


Guggenheim BulletShares 2020 High Yield Corporate Bond ETF (BSJK) was delisted pending a stock liquidation. Details are still pending.


iShares iBonds Dec 2020 Term Corporate ETF (IBDL) was delisted pending a stock liquidation. Details are still pending.


Dunkin' Brands (DNKN) was delisted pending a stock liquidation. Details are still pending.

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December 15, 2020

Tenzing Acquisition Corp. (TZAC) performed a name change and ticker change to Reviva Pharmaceuticals, Inc. (RVPH).


Apartment Investment and Management (AIV) performed a spinoff of AIRC. For every 1 share of AIV held, shareholders will receive 1 share of AIRC.


Francesca's Holdings (FRAN) performed a ticker change to FRANQ. The security was delisted to OTC.


First Trust Value Line 100 ETF (FVL) performed a stock merger. Shareholders will receive 0.6622 shares of FVD for each share of FVL previously held. Fractional shares will be paid as cash in lieu.


First Trust Mega Cap AlphaDex ETF (FMK) performed a stock merger. Shareholders will receive 1.5955 shares of EDOW for each share of FMK previously held. Fractional shares will be paid as cash in lieu.


VanEck Vectors Coal ETF (KOL) was delisted pending liquidation.


AAC Hldgs (AACH) was delisted pending liquidation.


Barclays ETN+ FI Enhanced Global (FIYY) was liquidated. This means that shares were removed and shareholders will receive $103.48110 per share in cash.


Barclays ETN+ FI Enhanced Europe 50 ETN Series B (FLEU) was liquidated. This means that shares were removed and shareholders will receive $131.8728 per share in cash.


Barclays ETN+ FI Enhanced Europe (FFEU) was liquidated. This means that shares were removed and shareholders will receive $91.159 per share in cash.

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December 14, 2020

Capital Senior Living (CSU) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share(s) of CSU for every 15 shares previously held. Fractional shares will be paid as cash in lieu.


Brookfield Renewable (BEPC) performed a 1.5 for 1 Forward Split. This means shareholders will now hold 1.5 shares of BEPC for every 1 shares previously held. Fractional shares will be paid as cash in lieu.


Brookfield Renewable (BEP) performed a 1.5 for 1 Forward Split. This means shareholders will now hold 1.5 shares of BEP for every 1 shares previously held. Fractional shares will be paid as cash in lieu.


Perth Mint Physical Gold (AAAU) changed its corporate name to Goldman Sachs Physical Gold, and changed its CUSIP number.


Principal Exchange-Traded Funds Principal U.S. Large-Cap Multi-Factor ETF (PLC) was delisted pending a stock liquidation. Details are still pending.


Principal Exchange-Traded Funds Principal U.S. Small-MidCap Multi-Factor ETF (PSM) was delisted pending a stock liquidation. Details are still pending.

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December 11, 2020

Heat Biologics, Inc. (HTBX) performed a 1 for 7 Reverse Split. This means shareholders will now hold 1 share of HTBX for every 7 shares previously held. Fractional shares will be paid as cash in lieu.


Rollins Inc (ROL) performed a 1.5 for 1 Forward Split. This means shareholders will now hold 1.5 shares of ROL for every 1 shares previously held. Fractional shares will be paid as cash in lieu.


Libbey (LBYYQ) was declared worthless after the company’s bankruptcy.


Nuvectra Corp (NVTRQ) was declared worthless after the company’s bankruptcy.


Eco-Stim Energy Solutions (ESESQ) was declared worthless after the company’s bankruptcy.


Barclays ETN+ FI Enhanced Europe 50 ETN Series B (FLEU) was delisted pending a stock liquidation. Details are still pending.


Barclays ETN+ FI Enhanced Global (FIYY) was delisted pending a stock liquidation. Details are still pending.


Barclays ETN+ FI Enhanced Europe (FFEU) was delisted pending a stock liquidation. Details are still pending.


HL Acquisitions (HCCH) performed a ticker change to c, and changed its corporate name to Fusion Fuel Green LTD.

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December 10, 2020

Trine Acquisition Corp. (TRNE) performed a ticker change to DM, and changed its corporate name to Desktop Metal, Inc.


Broadvision Inc Escrow (BVSNQ^) was liquidated. This means that shares were removed and shareholders will receive $1.42 per share in cash.


ETRACS UBS Bloomberg CMCI Gold ETN (UBG) was liquidated. This means that shares were removed and shareholders will receive $46.06290 per share in cash.


ETRACS UBS Bloomberg CMCI Food ETN (FUD) was liquidated. This means that shares were removed and shareholders will receive $17.02340 per share in cash.


ETRACS UBS Bloomberg CMCI Agriculture ETN (UAG) was liquidated. This means that shares were removed and shareholders will receive $46.06290 per share in cash.


ETRACS UBS Bloomberg CMCI Silver ETN (USV) was liquidated. This means that shares were removed and shareholders will receive $30.49900 per share in cash.


UBS AG ETRACS linked to Dow Jones UBS Commodity Index Total Return (DJCI) was liquidated. This means that shares were removed and shareholders will receive $13.77300 per share in cash.


ETRACS 2x Monthly Leveraged Wells Fargo Diversified Business Development Company Index (BDCY) was liquidated. This means that shares were removed and shareholders will receive $9.72990 per share in cash.


ETRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy (LMLB) was liquidated. This means that shares were removed and shareholders will receive $9.7379 per share in cash.


ETRACS UBS Bloomberg CMCI ETN (UCI) was liquidated. This means that shares were removed and shareholders will receive $14.53090 per share in cash.

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December 9, 2020

EyePoint Pharmaceuticals (EYPT) performed a 1 for 10 reverse split. This means shareholders will now hold 1 share for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


Aytu BioScience (AYTU) performed a 1 for 10 reverse split. This means shareholders will now hold 1 share for every 10 shares previously held. Fractional shares will be rounded up to the nearest share.


iPath Series B US Treasury 10-year Bear (BTYS) was delisted pending a stock liquidation. Details are still pending.


iPath Inverse US Treasury Composite (TAPR) was delisted pending a stock liquidation. Details are still pending.


Natixis Seeyond International Minimum Volatility ETF (MVIN) was delisted pending a stock liquidation. Details are still pending.

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December 8, 2020

Neurotrope BioSciences (NBSI) changed its corporate name to SNPX, and changed its CUSIP number.


Lilis Energy (LLEXQ) was declared worthless after the company's bankruptcy.

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December 7, 2020

Biospecifics Technologies Corp. (BSTC) performed a cash merger. This means that shares were removed and shareholders will receive $88.50 per share in cash.


iShares Dow Jones US Consumer Services Sector ETF (IYC) performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of IYC for every 1 share previously held.


iShares MSCI USA ESG Select Social Index Fund (SUSA) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of SUSA for every 1 share previously held.


iShares US Utilities ETF (IDU) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of IDU for every 1 share previously held.


iShares Russell Midcap Growth Index Fund (IWP) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of IWP for every 1 share previously held.


iShares Dow Jones US Financials ETF (IYF) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of IYF for every 1 share previously held.


iShares Dow Jones US Aerospace & Defense ETF (ITA) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of ITA for every 1 share previously held.


iShares Dow Jones US ETF (IYY) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of IYY for every 1 share previously held.


iShares MSCI KLD 400 Social ETF (DSI) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of DSI for every 1 share previously held.


iShares Cohen & Steers Realty Majors ETF (ICF) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of ICF for every 1 share previously held.


iShares US Industrials ETF (IYJ) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of IYJ for every 1 share previously held.


iShares Dow Jones Technology Sector ETF (IYW) performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of IYW for every 1 share previously held.

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December 4, 2020

OncoMed Pharma (OMED^) was declared worthless after the company’s bankruptcy.


Baytex (BTE) was suspended.

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December 3, 2020

Gores Metropoulos, Inc. (GMHI) performed a ticker change to LAZR, and changed its corporate name to Luminar Technologies


Gores Metropoulos, Inc. (GMHI) performed a 1:1 CUSIP change. The new shares of LAZR are now tradeable on Robinhood.


General Moly (GMOL) performed a ticker change to GMOLQ.


BioSpecifics Technologies (BSTC) was delisted pending a merger. Details are still pending.


Nabriva Therapeutics (NBRV) performed a 1 for 10 reverse split. This means shareholders will now hold 1 share for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


HCHC Rights (HCHC^) rights expired worthless.


Tailored Brands (TLRDQ) was delisted pending liquidation.

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December 2, 2020

Viveve Medical (VIVE) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of VIVE for every 10 shares previously held. Fractional shares will be rounded up to the nearest share.


Hudson Group (HUD) was liquidated. This means that shares were removed and shareholders will receive $7.70 per share in cash.


Sun BioPharma (SNBP) performed a ticker change to PBLA, and changed its corporate name to Panbela Therapeutics.


Sun BioPharma (SNBP) performed a 1:1 CUSIP change. The new shares of PBLA are now tradeable on Robinhood.


Neurotrope, Inc. (NTRP) performed a stock merger. Shareholders received .20 shares of Petros Pharmaceuticals, Inc (PTPI) for each share of NTRP currently held. Fractional shares resulting from the merger will be paid as cash in lieu.


Global Blockchain Mining (GBCHF) was delisted pending a stock liquidation. Details are still pending.


Seadrill Partners LLC Unit Repstg Ltd Liability Co Int (SDLPF) performed a ticker change to SDLPQ.

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December 1, 2020

Wrap Technologies, Inc. (WRTC) performed a ticker change to WRAP.


McCormick (MKCV) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of MKCV for every 1 shares previously held.


McCormick (MKC) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of MKC for every 1 shares previously held.


MobileIron (MOBL) was liquidated. This means that shares were removed and shareholders will receive $7.05 per share in cash.


Synnex Corporation (SNX) performed a spinoff of Concentrix Corp (CNXC). For every one share of SNX held, shareholders will receive one share of CNXC.


PROG Holders (PRG) performed a spinoff of Aaron's (AAN). For each share of PRG held, shareholders will receive 0.5 shares of AAN.


Aaron's (AAN) performed a ticker change to PRG, and changed its corporate name to PROG Holdings, Inc.


Aimco (AIV) performed a 1 for 1.23821 Reverse Split. This means shareholders will now hold 1 share of AIV for every 1.2382 shares previously held. Fractional shares will be paid as cash in lieu.


NCS Multistage Holdings, Inc. (NCSM) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of NCSM for every 20 shares previously held. Fractional shares will be paid as cash in lieu.


Titan Pharmaceuticals (TTNP) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of TTNP for every 30 shares previously held. Fractional shares will be rounded up to the nearest share.

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November 30, 2020

Unilever (UN) performed a ticker change to UL.


Hancock Jaffe Laboratories Inc. (HJLI) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of HJLI for every 25 shares previously held. Fractional shares will be rounded up to the nearest share.

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November 27, 2020

HI-CRUSH INC (HCRSQ) was declared worthless after the company’s bankruptcy.


RiverNorth Opportunities Fund (RIV^) rights expired worthless.


Kensington Capital Acquisition Corp. (KCAC) performed a ticker change to QS, and changed its corporate name to QUANTUMSCAPE CORP.


Cedar Realty Trust, Inc (CDR) performed a 1 for 6.6 reverse split. This means shareholders will now hold 1 share of CDR for every 6.6 shares previously held. Fractional shares resulting from the split will be paid as cash in lieu.


Dolphin Entertainment, Inc. (DLPN) performed a 1 for 5 reverse split. This means shareholders will now hold 1 share of CDR for every 5 shares previously held. Fractional shares will be rounded up to the nearest share if fraction is over 0.5 and rounded down if less than 0.5.


UBS ETRACS Alerian MLP Infrastructure ETN (MLPI) was liquidated. This means that shares were removed and shareholders will receive $11.2685 in cash.


Cogentix Medical Contingent Value Right (CGNT^) performed a stock merger. Shareholders will receive 0.0226 new shares of COGT for each old share of CGNT^ previously held. Fractional shares will be paid as cash in lieu.


TigerShares Trust UP Fintech China-U.S. Internet Titans ETF (TTTN) was liquidated. This means that shares were removed and shareholders will receive 3 separate payments of $6.73732, $4.00019 and $33.00847 per share in cash.

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November 25, 2020

Fuling Global (FORK) performed a cash merger. This means that shares were removed and shareholders will receive $2.35 per share in cash.


BS ETRACS Alerian MLP Infrastructure ETN (MLPI) was liquidated. This means that shares were removed and shareholders will receive $11.2685 per share in cash.

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November 24, 2020

ETRACS Monthly Pay 2xLeveraged S&P Dividend ETN (SDYL) was liquidated. This means that shares were removed and shareholders will receive $85.6837 in cash.


ETRACS Alerian MLP Index ETN (AMU) was liquidated. This means that shares were removed and shareholders will receive $8.4378 in cash.


UBS AG ETRACS linked to Alerian Natural Gas MLP Index 2040 (MLPG) was liquidated. This means that shares were removed and shareholders will receive $11.9626 in cash.


UBS ETRACS Alerian MLP Infrastructure ETN (MLPI) was suspended pending liquidation. Details are still pending.


Kitov Pharma Ltd. Warrants (KTOVW) have expired worthless.


CVR Partners LP (UAN) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of UAN for every 10 shares previously held. Fractional shares will be rounded up to the nearest share if fraction is over 0.5 and rounded down if less than 0.5.


Tempur Sealy (TPX) performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of TPX for every 1 share previously held.

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November 23, 2020

Spring Bank Pharmaceuticals (SBPH) performed a 1 for 4 Reverse Split, and changed its ticker to FSTX. This means shareholders will now hold 1 share of FSTX for every 4 shares of SBPH previously held. Fractional shares resulting from the split will be paid as cash in lieu.


Enservco (ENSV) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of ENSV for every 15 shares previously held. Fractional shares will be rounded up to the nearest share.


HTG Molecular (HTGM) performed a 1 for 15 reverse split. This means shareholders will now hold 1 share of HTGM for every 15 shares previously held. Fractional shares will be paid as cash in lieu.


Jason Inds (JASNQ) was declared worthless after the company’s bankruptcy.


Western Asset Variable Rate Strategic Fund (GFY) was delisted pending a stock liquidation. Details are still pending.


Western Asset Corporate Loan Fund (TLI) was delisted pending a stock liquidation. Details are still pending.


Telefonica Brasil (VIV) was delisted. Details are still pending.


ETRACS Monthly Pay 2xLeveraged S&P Dividend ETN (SDYL) was suspended. Details are still pending.


Carter Bank (CARE) performed a 1:1 CUSIP change.


Reality Shares DIVCON Leaders Dividend ETF (LEAD) performed a 1:1 CUSIP change.


Reality Shares Nasdaq NextGen Economy (BLCN) performed a 1:1 CUSIP change.


Reality Shares DIVCON Dividend Defender ETF (DFND) performed a 1:1 CUSIP change.


Legacy Acquisition (LGC) performed a 1:1 CUSIP change. The new shares of ID are now tradeable on Robinhood.

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November 20, 2020

BIO-key (BKYI) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of BKYI for every 8 shares previously held. Fractional shares will be rounded up to the nearest share.


Civeo (CVEO) performed a 1 for 12 reverse split. This means shareholders will now hold 1 share of CVEO for every 12 shares previously held. Fractional shares resulting from the split will be paid as cash in lieu.


Oasis Petroleum (OASPQ) performed a reorganization following its bankruptcy. Shareholders will receive 0.00506285 warrants for each share previously held.


Simplicity Esports & Gaming (WINR) performed a 1 for 8 Reverse Split, and changed its ticker to WINRD. Shareholders will now hold 1 share(s) of WINRD for every 8 shares of WINR previously held. Fractional shares resulting from the split will be paid as cash in lieu.


FTS International (FTSI) performed a reorganization following its bankruptcy. Shareholders will receive 0.23850265 of FTSI for each share of FTSI previously held. Fractional shares resulting from the reorganization will be paid as cash. Holders will also receive 0.28291882 Tranche 1 Warrants (FTSI+) and 0.70729704 Tranche 2 Warrant (FTSIWS) for every 1 share previously held. Fractional shares of the warrants will be dropped.

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November 19, 2020

TigerShares Trust UP Fintech China-U.S. Internet Titans ETF (TTTN) was delisted pending a stock liquidation. Details are still pending.


X Financial (XYF) performed a 1 for 3 Reverse Split. This means shareholders will now hold 1 share of XYF for every 3 shares previously held. Fractional shares will be paid as cash in lieu.


Retrophin (RTRX) performed a name change and ticker change to Travere Thereapeutics Inc. (TVTX).


PERS Exchange Offer Terminated: The Voluntary Exchange Offer for PERS (SANDRIDGE PERMIAN TRUST) was terminated by the company. Your position has been unblocked and you are free to trade PERS normally. If you have any questions, please reach out to PERS Investor Relations via their website.


MyoKardia (MYOK) performed a liquidation at $225.00 per share. This means your shares were removed and you were credited $225.00 per share to your Robinhood account.

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November 18, 2020

CF Finance Acquisition (CFFA) performed a name change and ticker change to GCM Grosvenor Management, LLC (GCMG).


CF Finance Acquisition Warrants (CFFAW) performed a name change and ticker change to GCM Grosvenor Management, LLC Warrants (GCMGW).


Collaborative Investment Series Trust Tactical Income (TBND) was liquidated. This means that shares were removed and shareholders will receive $23.4676 per share in cash.


Fortress Value (FVAC) performed a name change and ticker change to MP Materials Corp (MP).


Seventy Seven Energy (SSEIQ) was deemed worthless after the company's bankruptcy. This means that your shares have been removed and there will be no future distributions. For more information, we would suggest contacting SSEIQ's investor relations team.


MYOS RENS Technology (MYOS) performed a 1 for 12 reverse split and changed its name to MedAvail Holdings (MDVL). This means shareholders will now hold 1 share of MDVL for every 12 MYOS shares previously held. Fractional shares will be paid as cash in lieu.


Sit Rising Rate ETF (RISE) was liquidated. This means that shares were removed and shareholders will receive $19.9266 per share in cash.


Yintech Investment (YIN) was liquidated. This means that shares were removed and shareholders will receive $7.25 per share in cash.


Orisun (ORSN) performed a name change and ticker change to Ucommune International (UK).


MyoKardia (MYOK) was suspended pending liquidation. Details are still pending.

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November 17, 2020

Mylan (MYL) performed a name change and ticker change to Viatris Inc (VTRS).


Pfizer (PFE) performed a spin-off. Shareholders received 0.1240788849 shares of Viatris Inc (VTRS) for each share of PFE currently held. Fractional shares resulting from the spin-off will be paid as cash in 1-2 weeks.


Ra Medical Systems, Inc (RMED) performed a 1 for 25 reverse split. This means shareholders will now hold 1 share of RMED for every 25 shares previously held. Fractional shares will be paid as cash in lieu.


B. Riley Principal Merger Corp. II (BMRG) performed a name change and ticker change to Eos Energy Storage LLC (EOSE).


Daqo New Energy (DQ) performed a 5 for 1 forward split.This means shareholders will now hold 5 shares for every 1 share previously held.


Libbey (LBYYQ) was delisted from OTC. The stock is no longer trading.


AMAG Pharmaceuticals(AMAG) performed a cash merger. This means that shares were removed and shareholders will receive $13.75 per share in cash.


CI Financial (CIFAF) performed a 1:1 CUSIP change (new ticker CIXX) and was re-listed from OTC to NYSE.

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November 16, 2020

Hebron Technology Co (HEBT) performed a name change and ticker change to Nisun International Enterprise Development Group (NISN).


Arrow QVM Equity Factor ETF (QVM) was liquidated. This means that shares were removed and shareholders will receive $20.5559 per share in cash.


Pier 1 Imports (PIRRQ) was declared worthless after the company’s bankruptcy.


Havilah Mining (HAVXF) performed a ticker change to AUMBF, and changed its corporate name to 1911 Gold Corp Ordinary Shares.


SANDRIDGE MISSISSIPPIAN TR II Common Units representing Beneficial Interests (SDRMU) was delisted pending a stock liquidation. Details are still pending.

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November 13, 2020

Miragen Therapeutics (MGEN) performed a 1 for 15 reverse split. This means shareholders will now hold 1 share of MGEN for every 15 shares previously held. Fractional shares will be paid as cash in lieu.


Axovant Gene Therapies (AXGT) performed a name change and ticker change to Sio Gene Therapies (SIOX)


Wright Medical (WMGI) performed a cash merger. This means that shares were removed and shareholders will receive $28.90 per share in cash.


Montage Resources (MR) was delisted pending a merger. Details are still pending.


Collaborative Investment Series Trust Tactical Income (TBND) was delisted. The stock is currently not trading.

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November 12, 2020

Grana y Montero (GRAM) performed a ticker change to AENZ, and changed its corporate name to Aenza.


Edison Nation, Inc. (EDNT) performed a ticker change to BBIG, and changed its corporate name to Vinco Ventures, Inc.


Precision Drilling (PDS) performed a 1 for 20 reverse split. This means shareholders will now hold 1 share of PDS for every 20 shares previously held. Fractional shares will be paid as cash in lieu.


Therapix Biosciences (TRPXD) performed a ticker change to TRPXY.


Wright Medical (WMGI) was delisted pending a merger. Details are still pending.

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November 11, 2020

Netfin Acquisition (NFIN) performed a ticker change to TRIT, and changed its corporate name to Triterras.


Simply (AWSMD) performed a ticker change to SIMP.

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November 10, 2020

Goldman Sachs Manufacturing Revolution (GMAN) performed a stock merger. Shareholders will receive 1.55435137 shares of GINN (Goldman Sachs Innovate Equity ETF) for each share of GMAN previously held. Fractional shares will be paid as cash in lieu.


Goldman Sachs Finance Reimagined (GFIN) performed a stock merger. Shareholders will receive 1.33752169 shares of GINN (Goldman Sachs Innovate Equity ETF) for each share of GFIN currently held. Fractional shares resulting from the merger will be paid as cash in 1-2 weeks.


Goldman Sachs Data-Driven World (GDAT) performed a stock merger. Shareholders will receive 1.45226997 shares of GINN (Goldman Sachs Innovate Equity ETF) for each share of GDAT previously held. Fractional shares will be paid as cash in lieu.


J.Jill, Inc (JILL) performed a 1 for 5 reverse split. This means shareholders will now hold 1 share for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


Summit Midstream (SMLP) performed a 1 for 15 reverse split. This means shareholders will now hold 1 share for every 15 shares previously held. Fractional shares will be rounded up to the nearest share if fraction is over 0.5 and rounded down if less than 0.5.


Forum Energy Technologies (FET) performed a 1 for 20 reverse split. This means shareholders will now hold 1 share for every 20 shares previously held. Fractional shares will be paid as cash in lieu.


Goldman Sachs New Age Consumer (GBUY) performed a stock merger. Shareholders will receive 1.8230925 shares of GINN (Goldman Sachs Innovate Equity ETF) for each share of GBUY previously held. Fractional shares will be paid as cash in lieu.


Goldman Sachs Human Evolution (GDNA) performed a stock merger. Shareholders will receive 1.36625373 shares of GINN (Goldman Sachs Innovate Equity ETF) for each share of GDNA previously held. Fractional shares will be paid as cash in lieu.


Sharing Economy Int'l (SEIID) performed a ticker change to SEII.


Arrow QVM Equity Factor ETF (QVM) was delisted pending a stock liquidation. Details are still pending.


Newgioco Group (NWGI) performed a ticker change to ELYS, and changed its corporate name to Elys Game Technology.

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November 9, 2020

Duff & Phelps Select MLP and Midstream Energy Fund Inc. (DSE) performed a 1 for 10 reverse split. This means shareholders will now hold 1 share of DSE for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


KBL Merger (KBLM) performed a name change and ticker change to 180 Life Sciences Corp (ATNF).


Jernigan Capital (JCAP) performed a cash merger. This means that shares were removed and shareholders will receive $17.30 per share in cash.


Bitauto Holdings (BITA) performed a cash merger. This means that shares were removed and shareholders will receive $15.95 per share in cash.


WidePoint (WYY) performed a 1 for 10 reverse split. This means shareholders will now hold 1 share of WYY for every 10 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


Cogent Biosciences (COGT) performed a 1 for 4 reverse split. This means shareholders will now hold 1 share of COGT for every 4 shares previously held. Fractional shares will be paid as cash in lieu.


Twin River Worldwide (TRWH) performed a name change and ticker change to Bally's Corporation (BALY).


Goldman Sachs Data-Driven World ETF (GDAT) was delisted. The stock is currently not trading.


Goldman Sachs Finance Reimagined ETF (GFIN) was delisted. The stock is currently not trading.


Goldman Sachs Human Evolution ETF (GDNA) was delisted. The stock is currently not trading.


Goldman Sachs Manufacturing Revolution ETF (GMAN) was delisted. The stock is currently not trading.


Goldman Sachs New Age Consumer ETF (GBUY) was delisted. The stock is currently not trading.

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November 6, 2020

Rexahn Pharmaceuticals (REXN) performed a 1 for 4 reverse split and changed its ticker symbol to OCUP (Ocuphire Pharma). This means shareholders will now hold 1 shares of OCUP for every 4 shares of REXN previously held. Fractional shares will be paid as cash in lieu. Additionally, shareholders will receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones. Fractional shares will not be paid on the CVR.


Continental Materials (CUO) performed a cash merger. This means that shares were removed and shareholders will receive $9.50 per share in cash.


Jernigan Capital (JCAP) was delisted pending a merger. Details are still pending.


RiverNorth Opportunities Fund (RIV^) rights are no longer trading. The last day to exercise is today.

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November 5, 2020

Apex Global Brands (APEX) was delisted to OTC.


Bitauto Holdings (BITA) was delisted pending a merger. Details are still pending.


Greenpro Capital (GRNQ) performed a spinoff of DQWSZZZ. For every 2 shares of GRNQ held, shareholders will receive 1 share of DQWSZZZ.

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November 4, 2020

California Resources (CRCQQ) was declared worthless after the company’s bankruptcy.


CBL & Associates (CBL) performed a ticker change to CBLAQ. The security was delisted to OTC.


VelocityShares Daily 4X Long USD vs AUD (DAUD) was liquidated. This means that shares were removed and shareholders will receive $26.187782 per share in cash.


VelocityShares Daily 4X Long USD vs CHF (DCHF) was liquidated. This means that shares were removed and shareholders will receive $20.90329 per share in cash.


VelocityShares Daily 4X Long EUR vs USD (UEUR) was liquidated. This means that shares were removed and shareholders will receive $17.58845 per share in cash.


VelocityShares Daily 4X Long AUD vs USD (UAUD) was liquidated. This means that shares were removed and shareholders will receive $15.1815 per share in cash.


VelocityShares Daily 4X Long GBP vs USD (UGBP) was liquidated. This means that shares were removed and shareholders will receive $16.78261 per share in cash.


VelocityShares Daily 4X Long USD vs EUR (DEUR) was liquidated. This means that shares were removed and shareholders will receive $28.37525 per share in cash.


VelocityShares Daily 4X Long JPY vs USD (UJPY) was liquidated. This means that shares were removed and shareholders will receive $25.42528 per share in cash.


VelocityShares Daily 4X Long USD vs JPY (DJPY) was liquidated. This means that shares were removed and shareholders will receive $19.37453 per share in cash.


VelocityShares Daily 4X Long USD vs GBP (DGBP) was liquidated. This means that shares were removed and shareholders will receive $24.83315 per share in cash.


VelocityShares Daily 4X Long CHF vs USD (UCHF) was liquidated. This means that shares were removed and shareholders will receive $23.70935 per share in cash.

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November 3, 2020

First Trust Australia AlphaDex Fund (FAUS) performed a stock merger. Shareholders will receive $0.5615 shares of FDT for each share of FAUS previously held. Fractional shares will be paid as cash in lieu.


First Trust Hong Kong AlphaDex fund (FHK) performed a stock merger. Shareholders will receive $0.7174 shares of FDT for each share of FHK previously held. Fractional shares will be paid as cash in lieu.


First Trust South Korea AlphaDEX Fund (FKO) performed a stock merger. Shareholders will receive 0.4240 shares of FDT for each share of FKO previously held. Fractional shares will be paid as cash in lieu.


First Trust Canada AlphaDex (FCAN) performed a stock merger. Shareholders will receive 0.4287 shares of FDT for each share of FCAN previously held. Fractional shares will be paid as cash in lieu.


GNC (GNCIQ) was delisted. The stock is currently not trading.


Stage Stores Inc (SSINQ) was delisted. The stock is currently not trading.

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November 2, 2020

Medley Management (MDLY) performed a 1 for 10 reverse split. This means shareholders will now hold 1 share of MDLY for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


Performance Shipping (PSHG) performed a 1 for 10 reverse split. This means shareholders will now hold 1 share of PSHG for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


Livongo (LVGO) performed a cash and stock merger. Shareholders will receive $4.24 and 0.592 shares of TDOC for each share of LVGO previously held. Fractional shares will be paid as cash in lieu.


Gadsden Dynamic Multi-Asset ETF (GDMA) performed a 1:1 CUSIP change.


Healthcare Merger Corp (HCCO) performed a name change and ticker change to SOC Telemed (TLMD).


Altaba Inc Escrow (AABAZZ) was liquidated. Shareholders will receive $$8.33 cash per each share of AABAZZ previously held. Shareholders will also receive an Escrow CUSIP (AABAZZ), which represents the right to receive future distributions.


AdvisorShares Vice ETF (ACT) performed a ticker change to VICE.


First Trust Australia AlphaDEX Fund (FAUS) was delisted pending a fund merger. Details are still pending.


First Trust South Korea AlphaDEX Fund (FKO) was delisted pending a fund merger. Details are still pending.


First Trust Canada AlphaDex Fund (FCAN) was delisted pending a fund merger. Details are still pending.


First Trust Hong Kong AlphaDex (FHK) was delisted pending a fund merger. Details are still pending.


C-Tracks ETN on Miller/Howard Fundamental MLP Index Series B (MLPW) was delisted pending a stock liquidation. Details are still pending.


The following VelocityShares ETFs were delisted pending liquidation: DAUD, DCHF, DEUR, DJPY, UEUR, UGBP and UJPY.


Nuveen High Income 2020 Target Term Fund (JHY) was liquidated. This means that shares were removed and shareholders will receive $9.5292 per share in cash.

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October 30, 2020

Pacific Global International Equity Income (IDY) was liquidated. This means that shares were removed and shareholders will receive $22.3041 per share in cash.


Pacific Global US Equity Income (USDY) was liquidated. This means that shares were removed and shareholders will receive $25.0764 per share in cash.


Jianpu Technology (JT) performed a 1 for 8 reverse splitThis means shareholders will now hold 1 share of JT for every 8 shares previously held. Fractional shares will be paid as cash in lieu.


HighPoint Resources (HPR) performed a 1 for 50 reverse split. This means shareholders will now hold 1 share of HPR for every 50 shares previously held. Fractional shares will be paid as cash in lieu.


Advanced Disposal (ADSW) performed a cash merger. This means that shares were removed and shareholders will receive $30.30 per share in cash.


Spartan Energy Acquisition Corp (SPAQ) performed a ticker change to FSR, and changed its corporate name to Fisker Inc.


Intec Pharma (NTEC) performed a 1 for 20 reverse split. This means shareholders will now hold 1 share of NTEC for every 20 shares previously held. Fractional shares will be rounded up to the nearest share.


Hertz Global Holdings (HTZ) performed a ticker change to HTZGQ. The security was delisted to OTC.

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October 29, 2020

Conyers Park II Acquisition Corp (CPAA) performed a ticker change to ADV, and changed its corporate name to Advantage Solutions Inc.


Hudson Capital (HUSN) performed a 1 for 5 reverse split. This means shareholders will now hold 1 share of HUSN for every 5 shares previously held. Fractional shares will be rounded up to the nearest share.


Garrison Capital Inc. (GARS) performed a stock merger. Shareholders will receive 1.91693999 shares of PTMN (Portman Ridge Finance) for each share of GARS previously held. Fractional shares will be paid as cash in lieu.


California Res (CRCQQ) was delisted from OTC. The stock is no longer trading.

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October 28, 2020

Immunomedics (IMMU) performed a cash merger. This means that shares were removed and shareholders will receive $88.00 per share in cash.


ARYA Sciences (ARYB) performed a ticker change to CERE, and changed its corporate name to Cerevel Therapeutics Holdings, Inc.

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October 27, 2020

NextEra Energy (NEE) performed a 4 for 1 forward split. This means shareholders will now hold 4 shares of NEE for every 1 share previously held.


Nuveen High Income 2020 Target Term Fund (JHY) was delisted pending a stock liquidation. Details are still pending.

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October 26, 2020

Lianluo (LLIT) performed a 1 for 8 reverse split. This means shareholders will now hold 1 share of LLIT for every 8 shares previously held. Fractional shares will be paid as cash in lieu.


Turquoise Hill Resources (TRQ) performed a 1 for 10 reverse split. This means shareholders will now hold 1 share of TRQ for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


DiamondPeak Holdings (DPHC) performed a stock merger. Shareholders will receive 1 shares of RIDE (Lordstown Motors Corp) for each share of DPHC previously held.


North Atlantic Drilling Ltd. Common Stock (NADLQ) was declared worthless after the company’s bankruptcy.


Panhandle Oil and Gas Inc. (PHX) changed its corporate name to PHX Minerals Inc., and changed its CUSIP number.


Arlington Asset Investment Corp. (AI) performed a ticker change to AAIC.


Immunomedics (IMMU) was delisted pending a merger. Details are still pending.


Pacific US Equity Income ETF (USDY) was delisted pending a stock liquidation. Details are still pending.


Pacific Global International Equity Income ETF (IDY) was delisted pending a stock liquidation. Details are still pending.

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October 23, 2020

Direxion Zacks MLP High Income Index Shares (ZMLP) was liquidated. This means that shares were removed and shareholders will receive $53.16667 per share in cash.


Direxion Daily Communication Services Index Bear 3X Shares (MUTE) was liquidated. This means that shares were removed and shareholders will receive $45.89059 per share in cash.


Direxion Daily Consumer Discretionary Bear 3X Shares (PASS) was liquidated. This means that shares were removed and shareholders will receive $37.60613 per share in cash.


Direxion Daily MSCI Japan Bull 3X shares (JPNL) was liquidated. This means that shares were removed and shareholders will receive $50.95267 per share in cash.


Direxion Daily Consumer Staples Bull 3X Shares (NEED) was liquidated. This means that shares were removed and shareholders will receive $32.23859 per share in cash.


Direxion All Cap Insider Sentiment Shares ETF (KNOW) was liquidated. This means that shares were removed and shareholders will receive $35.81495 per share in cash.


Direxion Daily Communication Services Index (TAWK) was liquidated. This means that shares were removed and shareholders will receive $42.16372 per share in cash.


Direxion Daily MSCI Developed Markets Bull ETF (DZK) was liquidated. This means that shares were removed and shareholders will receive $44.58239 per share in cash.


Direxion Daily Consumer Staples Bear 3X Shares (LACK) was liquidated. This means that shares were removed and shareholders will receive $7.81682 per share in cash.

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October 22, 2020

USCF SummerHaven SHPEI Index Fund (BUY) was liquidated. This means that shares were removed and shareholders will receive $17.3825 per share in cash.


TuanChe (TC) performed a 1 for 4 reverse split. This means shareholders will now hold 1 share of TC for every 4 shares previously held. Fractional shares will be paid as cash in lieu.

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October 21, 2020

Globus Maritime (GLBS) performed a 1 for 100 reverse split. This means shareholders will now hold 1 share of GLBS for every 100 shares previously held. Fractional shares will be paid as cash in lieu.


Principia Biopharma (PRNB) performed a cash merger. This means that shares were removed and shareholders will receive $100.00 per share in cash.


Enzon Pharmaceutical (ENZN^) rights expired worthless.

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October 19, 2020

WisdomTree China ex-State-Owned Enterprise Fund (CXSE) performed a 2 for 1 forward split. This means shareholders will now hold 2 shares of CXSE for every 1 share previously held. Fractional shares will be paid as cash in lieu.


iShares S&P Mid-Cap 400 Value ETF (IJJ) performed a 2 for 1 forward split. This means shareholders will now hold 2 shares of IJJ for every 1 share previously held. Fractional shares will be paid as cash in lieu.


iShares S&P SmallCap 600 Value ETF (IJS) performed a 2 for 1 forward split. This means shareholders will now hold 2 shares of IJS for every 1 share previously held. Fractional shares will be paid as cash in lieu.


Rosetta Stone (RST) performed a cash merger. This means that shares were removed and shareholders will receive $30.00 per share in cash.


iShares S&P SmallCap 600 Growth ETF (IJT) performed a 2 for 1 forward split. This means shareholders will now hold 2 shares of IJT for every 1 share previously held. Fractional shares will be paid as cash in lieu.


iShares S&P Mid Cap 400 Growth Index Fund (IJK) performed a 4 for 1 forward split. This means shareholders will now hold 4 shares of IJK for every 1 share previously held. Fractional shares will be paid as cash in lieu.


iShares S&P 500 Growth Fund (IVW) performed a 4 for 1 forward split. This means shareholders will now hold 4 shares of IVW for every 1 share previously held. Fractional shares will be paid as cash in lieu.


Ultra Petroleum (UPLCQ) was deemed worthless after the company's bankruptcy. This means that your shares have been removed and there will be no future distributions. For more information, we would suggest contacting UPLCQ's investor relations team.


Aaron's, Inc. (AAN) performed a 1:1 CUSIP change.


FinTech Acquisition Corp. III (FTAC) performed a ticker change to PAYA, and changed its corporate name to Paya Holdings.


FinTech Acquisition Corp. III Warrant (FTACW) performed a ticker change to PAYAW, and changed its corporate name to Paya Holdings Warrant.


Abraxas Petroleum (AXAS) performed a 1 for 20 reverse split. This means shareholders will now hold 1 share of AXZA for every 20 shares previously held. Fractional shares will be rounded up to the nearest share.


The9 (NCTY) performed a 1 for 10 reverse split. This means shareholders will now hold 1 share of NCTY for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


Therapix Biosciences (TRPXY) performed a 1 for 70 reverse split. This means shareholders will now hold 1 share of TRPXY for every 70 hares previously held. Fractional shares will be paid as cash in lieu.


CHF Solutions (CHFS) performed a 1 for 30 reverse split. This means shareholders will now hold 1 share of CHFS for every 30 hares previously held. Fractional shares will be paid as cash in lieu.


The following Direxion ETFs were delisted pending liquidation: DZK, JPNL, KNOW, LACK, MUTE, NEED, PASS, TAWK and ZMLP.


Yingli Green Energy Holding Company Limited American Depositary Receipts (YGEHY) was delisted. The stock is currently not trading.


Westell Technologies (WSTL) was delisted. The stock is currently not trading.

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October 16, 2020

Chaparral Energy (CHAPQ) performed a reorganization following its bankruptcy. Shareholders will receive $0.02611491 per share, along with 0.00267336 Series A warrants and 0.00267333 Series B warrants.


Sky Solar Holdings (SKYS) performed a cash merger. This means that shares were removed and shareholders will receive $5.95 per share in cash.


Forum Merger II (FMCI) performed a ticker change to TTCF, and changed its corporate name to Tattooed Chef.


TIM Participacoes S.A. (TSU) performed a ticker change to TIMB, and changed its corporate name to TIM S.A.


YogaWork (YOGA) performed a ticker change to YOGAQ.


Emergent Capital (EMGC) performed a ticker change to EMGCQ.

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October 15, 2020

Akcea Therapeutics (AKCA) performed a cash merger. This means that shares were removed and shareholders will receive $18.15 per share in cash.


Majesco (MJCO) performed a cash merger. This means that shares were removed and shareholders will receive $16 per share in cash.


Insurance Acquisition Corp (INSU) performed a ticker change to SFT, and changed its corporate name to Shift Technologies.


Golden Bull Limited Ordinary Shares (BTBT) changed its corporate name to Bit Digital, and changed its CUSIP number.


China Ceramics (CCCL) performed a ticker change to AEHL, and changed its corporate name to Antelope Enterprise Holdings.


Software Acquisition Group (SAQN) performed a ticker change to CURI, and changed its corporate name to CuriosityStream.


Chaparral Energy (CHAPQ) was delisted from OTC. The stock is no longer trading.


Rosetta Stone (RST) was delisted pending a merger. Details are still pending.

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October 14, 2020

Aimmune Therapeutics (AIMT) performed a cash merger. This means that shares were removed and shareholders will receive $34.50 per share in cash.


RiverNorth/DoubleLine Strategic Opportunity Fund (OPP^) rights expired worthless.


ChinaNet (CNET) changed its corporate name to ZW Data Action Technologies, and changed its CUSIP number.


Cool Holdings (AWSM) performed a 1 for 10 Reverse Split, and changed its ticker to AWSMD. This means shareholders will now hold 1 share of AWSMD for every 10 shares of AWSM previously held. Fractional shares resulting from the split will be rounded up to the nearest share.


OnDeck Capital (ONDK) performed a cash and stock merger. Shareholders will receive $0.12 and 0.092 shares of ENVA for each share of ONDK previously held. Fractional shares will be paid as cash in lieu.


Centric Brands (CTRCQ) was delisted from OTC. The stock is no longer trading.


Pier 1 Imports (PIRRQ) was delisted from OTC. The stock is no longer trading.


USCF SummerHaven SHPEI Index Fund (BUY) was delisted pending a stock liquidation. Details are still pending.

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October 13, 2020

Rush Enterprises, Inc. Common Stock Cl A (RUSHA) performed a 3 for 2 Forward Split. This means shareholders will now hold 3 shares of RUSHA for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


Rush Enterprises, Inc. Class B (RUSHB) performed a 3 for 2 Forward Split. This means shareholders will now hold 3 shares of RUSHB for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


Sharing Economy Int'l (SEII) performed a 1 for 50 Reverse Split, and changed its ticker to SEIID. This means shareholders will now hold 1 share of SEIID for every 50 shares of SEII previously held. Fractional shares will be rounded up to the nearest share.


Unum Therapeutics Contingent Value Right (UMRX^) performed a ticker change to CGNT^, and changed its name to Cogentix Medical Contingent Value Right.


Central European Media Enterprises (CETV) performed a cash merger. This means that shares were removed and shareholders will receive $4.58 per share in cash.


UltraShort Communication Services Select Sector (YCOM) was liquidated. Shareholders will receive $15.1415 cash per each share of YCOM previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


ProShares Ultra Communication Services Select Sector (XCOM) was liquidated. Shareholders will receive $62.4594 cash per each share of XCOM previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


MannKind Corporation Common Stock (MNK) performed a ticker change to MNKKQ. The security was delisted to OTC.


Akcea Therapeutics (AKCA) was delisted pending a merger. Details are still pending.


Immunocellular Therapeutics (IMUCD) performed a ticker change to IMUC.


TIM Participacoes S.A. (TSU) was delisted pending a merger. Details are still pending.


OnDeck Capital (ONDK) was delisted pending a merger. Details are still pending.

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October 12, 2020

MicroSectors US Big Oil 3x Leveraged ETN (NRGU) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of NRGU for every 20 shares previously held. Fractional shares will be paid as cash in lieu.


Auryn Resources (AUG) performed a reorganization. Shareholders will receive 0.67562678 shares of FURY (Fury Gold Mines Limited), 1 AUG-S (SpinCo Sombrero) and 1 AUG-C (Spinco Curibaya) for each share of AUG previously held.


Oasis Petroleum (OAS) performed a ticker change to OASPQ. The security was delisted to OTC.


Lonestar Resources (LONE) performed a ticker change to LONEQ. The security was delisted to OTC.


Sky Solar Holdings (SKYS) was delisted pending a merger. Details are still pending.

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October 9, 2020

Churchill Capital (CCXX) performed a ticker change to MPLN, and changed its corporate name to MultiPlan Corp.


Daiichi Sankyo (DSNKY) performed a 3 for 1 forward split. This means shareholders will now hold 3 shares of DSNKY for every 1 share previously held.


Seattle Genetics (SGEN) changed its corporate name to Seagen, and changed its CUSIP number.


Fortive (FTV) performed a spin-off of VNT. For every 1 share of FTV held, shareholders will receive 0.4 shares of VNT.


Dividend and Income Fund (DNI) performed a ticker change to DNIF. The security was delisted to OTC.


Sito Mobile (SITO) performed a ticker change to SITOQ.

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October 8, 2020

Hornbeck Offshore Services, Inc (HOSSQ) was declared worthless after the company’s bankruptcy.


Vivint Solar, Inc. (VSLR) performed a stock merger. Shareholders received 0.55 shares of Sunrun Inc. (RUN) for each share of VSLR previously held. Fractional shares will be paid as cash in lieu.

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October 7, 2020

DXI Capital Corp Common Shares (DXIED) performed a ticker change to DXIEF.

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October 6, 2020

Noble Energy (NBL) performed a stock merger. Shareholders will receive 0.1191 shares of CVX for each share of NBL previously held. Fractional shares will be paid as cash in lieu.


Aduro Biotech, Inc. (ADRO) performed a 1:1 CUSIP change. The new shares of KDNY are now tradeable on Robinhood.


TD Ameritrade Holding Corp. (AMTD) performed a stock merger. Shareholders will receive 1.0837 shares of SCHW for each share of AMTD previously held. Fractional shares will be paid as cash in lieu.


Momenta Pharmaceuticals, Inc. (MNTA) performed a cash merger. This means that shares were removed and shareholders will receive $52.50 per share in cash.


P.H. Glatfelter Company (GLT) changed its corporate name to Glatfelter Corporation.


Great Elm Capital (GECC^) rights expired worthless.


Liberty Latin America Ltd. Subscription Rights (LILAR) expired worthless.


Unum Therapeutics Inc. (UMRX) changed its corporate name to Cogent Biosciences and performed a 1:1 CUSIP change. The new shares of COGT are now tradeable on Robinhood.

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October 5, 2020

Zomedica Pharmaceuticals (ZOM) changed its corporate name to Zomedica Corp, and changed its CUSIP number.


ServiceMaster Global Holdings, Inc. (SERV) performed a ticker change to TMX, and changed its corporate name to Terminix Global Holdings, Inc.


Delphi Technologies (DLPH) performed a stock merger. Shareholders will receive 0.4307 shares of BWA (BorgWarner Inc) for each share of DLPH previously held. Fractional shares will be paid as cash in lieu.


Novus Therapeutics (NVUS) performed a 1 for 18 reverse split. This means shareholders will now hold 1 share of NVUS for every 18 shares previously held. Fractional shares will be paid as cash in lieu.

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October 2, 2020

EP Energy Corp Class A Common Stock (EPEGQ) was liquidated. This means that shares were removed and shareholders will receive $0.0012 per share in cash.


Direxion Russell Large Over Small Cap ETF (RWLS) was liquidated. This means that shares were removed and shareholders will receive $70.8106 per share in cash.


Direxion MSCI Developed Over Emerging Markets ETF (RWDE) was liquidated. This means that shares were removed and shareholders will receive $51.7057 per share in cash.


PortfolioPlus S&P 500 ETF (PPLC) was liquidated. This means that shares were removed and shareholders will receive $44.9466 per share in cash.


Russell US Over International (RWUI) was liquidated. This means that shares were removed and shareholders will receive $68.8190 per share in cash.


PortfolioPlus S&P Small Cap (PPSC) was liquidated. This means that shares were removed and shareholders will receive $28.4966 per share in cash.


Direxion MSCI Emerging Over Developed Markets ETF (RWED) was liquidated. This means that shares were removed and shareholders will receive $51.8900 per share in cash.


ETRADE (ETFC) performed a stock merger. Shareholders will receive 1.0432 shares of MS (Morgan Stanley) for each share of ETFC previously held. Fractional shares will be paid as cash in lieu.


Salt Low truBeta US Market ETF (LSLT) changed its corporate name to Pacer Salt Low truBeta US Market ETF, and changed its CUSIP number.


Aduro Biotech (ADRO) performed a 1 for 5 reverse split.This means shareholders will now hold 1 share of ADRO for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


Westell Technologies (WSTL) performed a reorganization. Shareholders will receive 1 share of WSTLZZZ (Westell Technologies Contra) for each share of WSTL previously held.


Just Energy (JE^) rights expired worthless.


NetEase, Inc (NTES) performed a 5 for 1 forward split. This means shareholders will now have 5 shares for every 1 share previously held.


Salt High truBeta US Market ETF (SLT) changed its corporate name to Pacer Salt High truBeta US Market ETF, and changed its CUSIP number.


PDL BioPharma (PDLI) performed a spin-off of LNSR. For every 1 shares of PDLI held, shareholders will receive 0.075879 shares of LNSR.


Tortoise Acquisition Corp (SHLL) performed a ticker change to HYLN, and changed its corporate name Hyliion Holdings Corp.


Direxion MSCI Defensives Over Cyclicals (RWDC) was liquidated. This means that shares were removed and shareholders will receive $46.9855 per share in cash.


Small Over Large Cap (RWSL) was liquidated. This means that shares were removed and shareholders will receive $45.2783 per share in cash.


Direxion FTSE Russell International Over US ETF (RWIU) was liquidated. This means that shares were removed and shareholders will receive $47.8472 per share in cash.


Direxion MSCI Cyclicals Over Defensives ETF (RWCD) was liquidated. This means that shares were removed and shareholders will receive $77.1132 per share in cash.


Direxion Daily 20+ Year Treasury Bear 1x Shares ETF (TYBS) was liquidated. This means that shares were removed and shareholders will receive $13.8427 per share in cash.


PortfolioPlus Emerging Markets ETF (PPEM) was liquidated. This means that shares were removed and shareholders will receive $20.7050 per share in cash.


PortfolioPlus S&P Mid Cap ETF (PPMC) was liquidated. This means that shares were removed and shareholders will receive $22.0925 per share in cash.


Direxion Daily Small Cap Bull 2X Shares (SMLL) was liquidated. This means that shares were removed and shareholders will receive $35.0032 per share in cash.


PortfolioPlus Developed Markets ETF (PPDM) was liquidated. This means that shares were removed and shareholders will receive $21.2117 per share in cash.


Delphi Technologies (DLPH) was delisted pending a merger. Details are still pending.


General Moly (GMO) performed a ticker change to GMOL. The security was delisted to OTC.


IPic Entertainment (IPICQ) performed a ticker change to IPIC.


Momenta Pharmaceuticals (MNTA) was delisted pending a merger. Details are still pending.


ProShares Ultra Communication Services Select Secto (XCOM) was delisted pending a stock liquidation. Details are still pending.


UltraShort Communication Services Select Sector (YCOM) was delisted pending a stock liquidation. Details are still pending.

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October 1, 2020

Cabot Microelectronics (CCMP) changed its corporate name to CMC Materials, and changed its CUSIP number.


Ampco (AP^) rights expired worthless.


BBX Capital (BBX) performed a spinoff of BBXIA. For every 1 shares of BBX held, shareholders will receive 1 share of BBXIA.


BBX Capital (BBX) performed a ticker change to BVH, and changed its corporate name to Bluegreen Vacations.


Craft Brew Alliance (BREW) performed a cash merger. This means that shares were removed and shareholders will receive $16.50 per share in cash.


InnerWorkings (INWK) performed a cash merger. This means that shares were removed and shareholders will receive $3.00 per share in cash.


8i Enterprises Acquisition (JFK) performed a ticker change to EQOS, and changed its corporate name to Diginex Limited.


RiverNorth/DoubleLine Strategic Opportunity Fund (OPP^) rights are no longer trading. The last day to exercise is today.


Pfenex (PFNX) was delisted pending a merger. Details are still pending.

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September 30, 2020

Graf Industrial (GRAF) performed a ticker change to VLDR, and changed its corporate name to Velodyne LiDAR, Inc.


Asta Funding (ASFI) performed a cash merger. This means that shares were removed and shareholders will receive $13.10 per share in cash.

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September 29, 2020

Goldman Sachs MLP Income Opportunities Fund (GMZ) performed a stock merger. Shareholders will receive 1.30919729 shares of GER for each share of GMZ previously held. Fractional shares will be paid as cash in lieu.


Just Energy Group Inc. (JE) performed a 1 for 33 reverse split. This means shareholders will now hold 1 share of JE for every 33 shares previously held. Fractional shares will be paid as cash in lieu.


Principia Biopharma (PRNB) was delisted pending a merger. Details are still pending.

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September 28, 2020

CNX Midstream (CNXM) performed a stock merger. Shareholders will receive 0.88 shares of CNX for each share of CNXM previously held. Fractional shares will be paid as cash in lieu.


Windstream Holdings (WINMQ) warrants have expired worthless.


Amira Nature Foods (RYCFF) performed a ticker change to ANFIF.


Goldman Sachs MLP Income Opportunities Fund (GMZ) was delisted pending a stock merger. Details are still pending.


The following PortfolioPlus ETFs were delisted pending liquidation: PPLC, PPSC, PPMC, PPDM and PPEM.


The following Direxion ETFs were delisted pending liquidation: RWLS, TYBS, RWCD, RWDC, RWDE, RWED, RWUI, TYBS and SMLL.

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September 25, 2020

Reality Shares DIVS ETF (DIVY) was liquidated. This means that shares were removed and shareholders will receive 2 separate payments of $22.44 (principal) and $0.21 (interest) per share in cash.

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September 24, 2020

Hermitage Offshore Services (PSV) performed a ticker change to HOFSQ. The security was delisted to OTC.


Town Sports International (CLUB) performed a ticker change to CLUBQ. The security was delisted to OTC.

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September 23, 2020

Actinium Pharmaceuticals Series B Warrants (ATNWW) have expired worthless.


Hycroft (HYCT^) rights expired worthless.


Marinus Pharmaceuticals, Inc (MRNS) performed a 1 for 4 reverse split. This means shareholders will now hold 1 share of MRNS for every 4 shares previously held. Fractional shares will be paid as cash in lieu.


Barclays Bk PLC iPath MSCI India Index Total Return ETN (INPTF) was delisted pending a stock liquidation. Details are still pending.

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September 22, 2020

Garrett Motion (GTX) performed a ticker change to GTXMQ. The security was delisted to OTC.


Majesco (MJCO) was delisted pending a merger. Details are still pending.


Reality Shares DIVS ETF (DIVY) was delisted pending a stock liquidation. Details are still pending.

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September 21, 2020

58.com (WUBA) performed a cash merger. This means that shares were removed and shareholders will receive $55.95 per share in cash.


Denbury Resources (DNRCQ) performed a reorganization following its bankruptcy. Shareholders will receive 0.00259485 Series B warrants for each share previously held.


Northern Oil & Gas (NOG) performed a 1 for 10 reverse split. This means shareholders will now hold 1 share of NOG for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


Summit Therapeutics (SMMT) performed a 1:1 CUSIP change.

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September 18, 2020

CenturyLink (CTL) performed a ticker change to LUMN.


Humanigen (HGEND) performed a ticker change to HGEN.


Superior Energy (SPN) performed a ticker change to SPNX. The security was delisted to OTC.


58.com (WUBA) was delisted pending a merger. Details are still pending.

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September 16, 2020

ResTORbio (TORC) performed a 1 for 7 reverse split, and changed its ticker to ACET. This means shareholders will now hold 1 share of ACET for every 7 shares of TORC previously held. Fractional shares resulting from the split will be paid as cash in lieu.


ImmunoCellular Therapeutics (IMUC) performed a 1 for 10 reverse split, and changed its ticker to IMUCD. This means shareholders will now hold 1 share of IMUCD for every 10 shares of IMUC previously held. Fractional shares will be rounded up to the nearest share if fraction is over 0.5 and rounded down if less than 0.5.

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September 15, 2020

Envision Solar (EVSI) performed a ticker change to BEEM, and changed its corporate name to Beam Global.


Qurate Retail Series A (QRTEA) performed a spin off. For every 1 share of QRTEA held, shareholders will 0.03 shares of QRTE (Qurate Retail).


Qurate Retail Series B (QRTEB) performed a spin off. For every 1 share of QRTEA held, shareholders will 0.03 shares of QRTE (Qurate Retail).


Trex Company (TREX) performed a 2 for 1 forward split. This means shareholders will now hold 2 shares of TREX for every 1 share previously held.


Eagle Bulk Shipping Inc. (EGLE) performed a 1 for 7 reverse split. This means shareholders will now hold 1 share of EGLE for every 7 shares previously held. Fractional shares will be paid as cash in lieu.


iShares Trust iShares ESG Advanced High Yield Corporate Bond ETF (HYXE) performed a ticker change to HYXF.

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September 14, 2020

JPMorgan International Bond Opportunities ETF (JPGB) performed a ticker change to JPIB.


Humanigen (HGEN) performed a 1 for 5 reverse split. This means shareholders will now hold 1 share of HGEN for every 5 shares previously held. Fractional shares will be paid as cash in lieu.

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September 11, 2020

DXI Energy (DXIEF) performed a 1 for 100 reverse split. This means shareholders will now hold 1 share of DXIEF for every 100 shares previously held. Fractional shares will be paid as cash in lieu.


Liberty Latin America Ltd. Class A Common Stock (LILA) distributed 0.2690 rightS (LILAR) for every 1 share currently held. The rights represent a voluntary offer to purchase shares at a discounted price.


Liberty Latin America Ltd. Class C Common Stock (LILAK) distributed 0.2690 rightS (LILAR) for every 1 share currently held. The rights represent a voluntary offer to purchase shares at a discounted price.

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September 10, 2020

Superconductor Technologies (SCON) performed a 1 for 10 reverse split. This means shareholders will now hold 1 share of SCON for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


Shiloh Industries (SHLO) performed a ticker change to SHLOQ. The security was delisted to OTC.

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September 9, 2020

SandRidge Permian Trust (PER) performed a ticker change to PERS. The security was delisted to OTC.

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September 8, 2020

Mellanox Technologies, Ltd Contra (MLNX^) was liquidated. This means that shares were removed and shareholders will receive $125 per share in cash.


Iterum Therapeutics (ITRM^) rights expired worthless.


Biocept (BIOC) performed a 1 for 10 reverse split. This means shareholders will now hold 1 share of BIOC for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


Menlo Therapeutics (MNLO) performed a ticker change to VYNE, and changed its corporate name VYNE Therapeutics.


Trans World Entertainment (TWMC) performed a ticker change to KSPN, and changed its corporate name Kaspien Holdings.


B Communications (BCOM) performed a ticker change to BCOMF. The security was delisted to OTC.


Hornbeck Offshore Services (HOSSQ) was delisted to OTC.


UNIT Corporation (UNTCQ) was delisted from OTC. The stock is no longer trading.


iPath S&P VEQTOR ETN (VQT) was liquidated. This means that shares were removed and shareholders will receive $202.4406 per share in cash.

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September 4, 2020

Meet Group (MEET) performed a cash merger. This means that shares were removed and shareholders will receive $6.30 per share in cash.


Actinium Pharmaceuticals Series B (ATNWW) warrants have expired worthless.


PHAROL SGPS American Depositary Receipts (PTGCY) was delisted. The stock is currently not trading.


iShares iBonds Sep 2020 Term Muni Bond ETF (IBMI) was liquidated. This means that shares were removed and shareholders will receive $25.476389 per share in cash.

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September 3, 2020

China Ceramics Co. (CCCL) performed a 1 for 3 reverse split. This means shareholders will now hold 1 share of CCCL for every 3 shares previously held. Fractional shares will be rounded up to the nearest share.


Sunesis Pharmaceuticals, Inc (SNSS) performed a 1 for 10 reverse split. This means shareholders will now hold 1 share of SNSS for every 10 shares previously held. Fractional shares will be paid as cash in lieu.

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September 2, 2020

China HGS Real Estate (HGSH) performed a 1 for 2 reverse split. This means shareholders will now hold 1 share of HGSH for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


Apex Global Brands (APEX) performed a 1 for 10 reverse split. This means shareholders will now hold 1 share of APEX for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


Whiting Petroleum (WLL) performed a reorganization following its bankruptcy. Shareholders will receive 0.01335579 shares of the post-bankruptcy company, along with 0.05237567 Series A warrants and 0.02618784 Series B warrants.


Atlas Financial (AFH) performed a ticker change to AFHIF. The security was delisted to OTC.


iShares iBonds Sep 2020 Term Muni Bond ETF (IBMI) was delisted pending a stock liquidation. Details are still pending.


Zion Oil & Gas (ZN) performed a ticker change to ZNOG. The security was delisted to OTC.

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September 1, 2020

BioNTech SE (BNTX^) rights expired worthless.


Jason Inds (JASNQ) was delisted from OTC. The stock is no longer trading.


iPath S&P VEQTOR (VQT) expired worthless.


GS FIN CORP (GCE) performed a ticker change to GCEC The security was delisted to OTC.


GOLDMAN SACHS GROUP INC Other 05/08/2037 (GSC) performed a ticker change to GSCE. The security was delisted to OTC.


Hycroft Warrant (HYCTW) performed a ticker change to HYMCZ.


EventShares U.S. Legislative Opportunities ETF (PLCY) was liquidated. This means that shares were removed and shareholders will receive $25.16474646 per share in cash.


Nationwide Maximum Diversification Emerging Markets Core Equity ETF (MXDE) was liquidated. This means that shares were removed and shareholders will receive $23.42979547 per share in cash.

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August 31, 2020

Apple, Inc. (AAPL) performed a 4 for 1 Forward Split. This means shareholders will hold 4 times the number of shares of AAPL stock that they held prior to the split. Those with fractional shares of AAPL will hold 4 times that fractional amount after the split.


Tesla, Inc. (TSLA) performed a 5 for 1 Forward Split. This means shareholders will hold 5 times the number of shares of TSLA stock that they held prior to the split. Those with fractional shares of TSLA will hold 5 times that fractional amount after the split.


MFS California Municipal Fund (CCA) expired worthless.


LogMeIn (LOGM) performed a cash merger. This means that shares were removed and shareholders will receive $86.05 per share in cash.


Far Point Acquisition (FPAC) performed a ticker change to GB, and changed its corporate name to Global Blue Group.


Collier Creek Holdings (CCH) performed a ticker change to UTZ, and changed its corporate name to Utz Quality Foods.


DZS, Inc. (DZSI) changed its corporate name to DASAN Zhone, and changed its CUSIP number.

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August 28, 2020

Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X Shares (DRIP) performed a 1 for 10 reverse split. This means shareholders will now hold 1 share of DRIP for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


Direxion Daily S&P Biotech Bear 3x Shares ETF (LABD) performed a 1 for 20 reverse split. This means shareholders will now hold 1 share of LABD for every 20 shares previously held. Fractional shares will be paid as cash in lieu.


Direxion Daily Semiconductor Bear ETF (SOXS) performed a 1 for 12 reverse split. This means shareholders will now hold 1 share of SOXS for every 12 shares previously held. Fractional shares will be paid as cash in lieu.


Direxion Daily Dow Jones Internet Bear 3X (WEBS) performed a 1 for 10 reverse split. This means shareholders will now hold 1 share of WEBS for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


Direxion Daily Consumer Discretionary Bear 3X Shares (PASS) performed a 1 for 10 reverse split. This means shareholders will now hold 1 share of PASS for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


Direxion Daily Communication Services Index Bear 3X Shares (MUTE) performed a 1 for 10 reverse split. This means shareholders will now hold 1 share of MUTE for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


Global X Scientific Beta Europe ETF (SCID) was liquidated. This means that shares were removed and shareholders will receive two separate payments of $24.453 and $0.2094 per share in cash.


Global X Scientific Beta Asia ex-Japan ETF (SCIX) was liquidated. This means that shares were removed and shareholders will receive two separate payments of $21.1355 and $0.0316 per share in cash.


Global X Fertilizers/Potash ETF (SOIL) was liquidated. This means that shares were removed and shareholders will receive $8.2114 per share in cash.


Global X Scientific Beta Japan ETF (SCIJ) was liquidated. This means that shares were removed and shareholders will receive $25.0342 per share in cash.


Global X Scientific Beta US ETF (SCIU) was liquidated. This means that shares were removed and shareholders will receive two separate payments of $33.2457 and $0.2845 per share in cash.


Global Indemnity (GBLI) performed a 1:1 CUSIP change.


EventShares U.S. Legislative Opportunities ETF (PLCY) was delisted pending a stock liquidation. Details are still pending.


Nationwide Maximum Diversification Emerging Markets Core Equity ETF (MXDE) was delisted pending a stock liquidation. Details are still pending.

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August 27, 2020

SunPower Corporation (SPWR) performed a spin off. For every 1 share of SPWR held, shareholders will receive 0.125 shares of MAXN (Maxeon Solar Technologies).


Urban Tea, Inc. (MYT) performed a 1 for 10 reverse split. This means shareholders will now hold 1 share of MYT for every 10 shares previously held. Fractional shares will be rounded up to the nearest share.

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August 26, 2020

PolyMet Mining (PLM) performed a 1 for 10 reverse split. This means shareholders will now hold 1 share of PLM for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


Benefytt Technologies (BFYT) was liquidated. This means that shares were removed and shareholders will receive $31.00 per share in cash.


Bancorp 34 (BCTF) was delisted to OTC.


PYXUS INTL INC (PYXSQ) was liquidated. This means that shares were removed and shareholders will receive $0.10669818 per share in cash.

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August 25, 2020

Smith & Wesson Brands (SWBI) performed a spinoff of AOUT. For every 4 shares of SWBI held, shareholders will receive 1 share of AOUT.


Pure Acquisition (PACQ) performed a cash and stock merger. Shareholders will receive $0.62308187 and 1 share of HPKEW for each share of PACQ previously held. Shareholders will also receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.


Pyxus International Inc (PYXSQ) was delisted from OTC. The stock is no longer trading.

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August 24, 2020

Hexindai Inc. (HX) performed a 1 for 3 reverse split. This means shareholders will now hold 1 share of HX for every 3 shares previously held. Fractional shares will be paid as cash in lieu.


Capitala Finance Corp. (CPTA) performed a 1 for 6 reverse split. This means shareholders will now hold 1 share of CPTA for every 6 shares previously held. Fractional shares will be paid as cash in lieu.


Stein Mart (SMRT) performed a ticker change to SMRTQ. The security was delisted to OTC.


Benefytt Technologies (BFYT) was delisted pending a stock liquidation. Details are still pending.


Pure Acquisition (PACQ) was delisted pending a merger. Details are still pending.


The following Global X ETFs were delisted pending liquidation: SCIX, SOIL, SCIU, SCID and SCIJ.


Ampco-Pittsburgh Corp. (AP) distributed 1 right for every 1 share currently held. The rights represent a voluntary offer to purchase shares at a discounted price.

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August 21, 2020

Global X S&P 500 Covered Call ETF (HSPX) performed a ticker change to XYLD.


Tortoise Global Water ESG Fund (TBLU) performed a ticker change to EBLU.


Kingold Jewelry Inc. (KGJI) was delisted to OTC.


Kitov Pharmaceuticals (KTOV) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of KTOV for every 10 shares previously held. Fractional shares will be paid as cash in lieu.

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August 20, 2020

DelMar Pharmaceuticals (DMPI) performed a ticker change to KTRA, and changed its corporate name to Kintara Therapeutics.


Principal Exchange-Traded Funds Principal Contrarian Value Index ETF (PVAL) was liquidated. This means that shares were removed and shareholders will receive $24.7281 per share in cash.


iShares Europe Developed Real Estate ETF (IFEU) was liquidated. This means that shares were removed and shareholders will receive $35.1178 per share in cash.


iShares Edge MSCI Min Vol Europe ETF (EUMV) was liquidated. This means that shares were removed and shareholders will receive $25.9912 per share in cash.


iShares Currency Hedged MSCI Italy ETF (HEWI) was liquidated. This means that shares were removed and shareholders will receive $15.7743 per share in cash.


iShares Currency Hedged MSCI Australia ETF (HAUD) was liquidated. This means that shares were removed and shareholders will receive $24.3605 per share in cash.


iShares Currency Hedged MSCI South Korea ETF (HEWY) was liquidated. This means that shares were removed and shareholders will receive $23.7103 per share in cash.


iShares Currency Hedged MSCI Switzerland ETF (HEWL) was liquidated. This means that shares were removed and shareholders will receive $30.0599 per share in cash.


iShares Currency Hedged MSCI Spain ETF (HEWP) was liquidated. This means that shares were removed and shareholders will receive $17.5352 per share in cash.


iShares Edge MSCI Min Vol Japan ETF (JPMV) was liquidated. This means that shares were removed and shareholders will receive $60.4445 per share in cash.


Principal Sustainable Momentum Index ETF (PMOM) was liquidated. This means that shares were removed and shareholders will receive $27.6968 per share in cash.


Valaris PLC (VAL) performed a ticker change to VALPQ. The security was delisted to OTC.


iPath US Treasury 10-year Bull ETN (DTYL) was liquidated. This means that shares were removed and shareholders will receive $98.7276 per share in cash.


iPath US Treasury 2-year Bear ETN (DTUS) was liquidated. This means that shares were removed and shareholders will receive $21.7442 per share in cash.


iPath US Treasury Steepener ETN (STPP) was liquidated. This means that shares were removed and shareholders will receive $24.6219 per share in cash.


iPath US Treasury Flattener ETN (FLAT) was liquidated. This means that shares were removed and shareholders will receive $71.3234 per share in cash.


iPath US Treasury 2-year Bull (DTUL) was liquidated. This means that shares were removed and shareholders will receive $75.3882 per share in cash.


iPath US Treasury 10-year Bear ETN (DTYS) was liquidated. This means that shares were removed and shareholders will receive $70.2669 per share in cash.

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August 19, 2020

Sigma Designs (SIGM) was liquidated. This means that shares were removed and shareholders will receive $0.285 per share in cash.


Organovo (ONVO) performed a 1 for 20 reverse split. This means shareholders will now hold 1 share of ONVO for every 20 shares previously held. Fractional shares will be paid as cash in lieu.


ForeScout Technologies (FSCT) was liquidated. This means that shares were removed and shareholders will receive $29.00 per share in cash.


Power Integrations (POWI) performed a 2 for 1 forward split. This means shareholders will now hold 2 shares of POWI for every 1 share previously held.


Delmar Bancorp (DBCP) performed a ticker change to PTRS, and changed its corporate name to Partners Bancorp.

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August 18, 2020

ProShares Ultra Consumer Services (UCC) performed a 2 for 1 forward split. This means shareholders will now hold 2 shares of UCC for every 1 share previously held. Fractional shares will be paid as cash in lieu.


ProShares Ultra QQQ (QLD) performed a 2 for 1 forward split. This means shareholders will now hold 2 shares of QLD for every 1 share previously held. Fractional shares will be paid as cash in lieu.


ProShares Ultra Technology ETF (ROM) performed a 4 for 1 forward split. This means shareholders will now hold 4 shares of ROM for every 1 share previously held. Fractional shares will be paid as cash in lieu.


ProShares Ultra S&P 500 ETF (SSO) performed a 2 for 1 forward split. This means shareholders will now hold 2 shares of SSO for every 1 share previously held. Fractional shares will be paid as cash in lieu.


ProShares Ultra 20+ Year Treasury ETF (UBT) performed a 2 for 1 forward split. This means shareholders will now hold 2 shares of UBT for every 1 share previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraShort Technology ETF (REW) performed a 1 for 4 reverse split. This means shareholders will now hold 1 share for every 4 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraShort Semiconductors (SSG) performed a 1 for 4 reverse split. This means shareholders will now hold 1 share for every 4 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares Trust ProShares UltraShort Nasdaq Biotechnology (BIS) performed a 1 for 4 reverse split. This means shareholders will now hold 1 share for every 4 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraShort Consumer Goods (SZK) performed a 1 for 2 reverse split. This means shareholders will now hold 1 share for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraShort Consumer Services (SCC) performed a 1 for 2 reverse split. This means shareholders will now hold 1 share for every 2 shares previously held. Fractional shares will be paid as cash in lieu.


ProShares UltraPro Short QQQ (SQQQ) performed a 1 for 5 reverse split. This means shareholders will now hold 1 share for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


ForeScout Technologies, Inc. (FSCT) was delisted pending a merger. Details are still pending.


Sigma Designs, Inc. (SIGM) was delisted pending a stock liquidation. Details are still pending.


iShares Europe Developed Real Estate ETF (IFEU) was delisted pending a stock liquidation. Details are still pending.


iShares Currency Hedged MSCI Italy ETF (HEWI) was delisted pending a stock liquidation. Details are still pending.


iShares Currency Hedged MSCI Australia ETF (HAUD) was delisted pending a stock liquidation. Details are still pending.


iShares Edge MSCI Min Vol Europe ETF (EUMV) was delisted pending a stock liquidation. Details are still pending.


iShares Currency Hedged MSCI Spain ETF (HEWP) was delisted pending a stock liquidation. Details are still pending.


iShares Edge MSCI Min Vol Japan ETF (JPMV) was delisted pending a stock liquidation. Details are still pending.


iShares Currency Hedged MSCI South Korea ETF (HEWY) was delisted pending a stock liquidation. Details are still pending.


iShares Currency Hedged MSCI Switzerland ETF (HEWL) was delisted pending a stock liquidation. Details are still pending.


Invesco Exchange-Traded Self-Indexed Fund Trust Invesco RAFI Strategic Developed ex-US Small Company ETF (ISDS) was delisted pending a stock liquidation. Details are still pending.


Amira Nature Foods Ltd (RYCE) performed a ticker change to RYCFF. The security was delisted to OTC.

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August 17, 2020

Shineco (TYHT) performed a 1 for 9 reverse split. This means shareholders will now hold 1 share of TYHT for every 9 shares previously held. Fractional shares will be rounded up to the nearest share.


Hartford Multifactor REIT ETF (RORE) was liquidated. This means that shares were removed and shareholders will receive $12.2759 per share in cash.


Hartford Multifactor Low Volatility US Equity ETF (LVUS) was liquidated. This means that shares were removed and shareholders will receive $28.5540 per share in cash.


Franklin Financial (FSB) performed a cash and stock merger. Shareholders will receive $2.00 and 0.9650 shares of FBK for each share of FSB previously held. Fractional shares will be paid as cash in lieu.


Samson Oil & Gas Limited American Depositary Receipts (SSNYY) was delisted from OTC. The stock is no longer trading.


Principal Sustainable Momentum Index ETF (PMOM) was delisted pending a stock liquidation. Details are still pending.


Postive Physicians (PPHI) was delisted to OTC.


Principal Contrarian Value Index ETF (PVAL) was delisted pending a stock liquidation. Details are still pending.

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August 14, 2020

Voxeljet (VJET) performed a 1 for 5 reverse split. This means shareholders will now hold 1 share of VJET for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


Ocwen Financial Corporation (OCN) performed a 1 for 15 reverse split. This means shareholders will now hold 1 share of OCN for every 15 shares previously held. Fractional shares will be rounded up to the nearest share.


Intrepid Potash (IPI) performed a 1 for 10 reverse split. This means shareholders will now hold 1 share of IPI for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


Marten Transport (MRTN) performed a 3 for 2 forward split. This means shareholders will now hold 3 shares of MRTN for every 2 shares previously held. Fractional shares will be paid as cash in lieu.

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August 13, 2020

Tandy Leather Factory (TLF) performed a ticker change to TLFA. The security was delisted to OTC.

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August 12, 2020

IQ Global Agribusiness Small Cap ETF (QGTA) was liquidated. This means that shares were removed and shareholders will receive $24.0073 per share in cash.


IQ 50 Percent Hedged FTSE Europe ETF (HFXE) was liquidated. This means that shares were removed and shareholders will receive two separate payments of $19.09571 (principal rate) and $0.03564 (ordinary income) per share in cash.


IQ Global Agribusiness Small Cap ETF (CROP) was liquidated. This means that shares were removed and shareholders will receive two separate payments of $32.15237 (principal rate) and $0.05184 (ordinary income) per share in cash.


IQ 50 Percent Hedged FTSE Japan ETF (HFXJ) was liquidated. This means that shares were removed and shareholders will receive two separate payments of $20.35908 (principal rate) and $0.01137 (ordinary income) per share in cash.


NeuroBo Pharmaceuticals CVR (NRBO^) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of NRBO^ for every 25 shares previously held. Fractional shares will be rounded down.

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August 11, 2020

Actinium Pharmaceuticals, Inc (ATNM) performed a 1 for 30 reverse split. This means shareholders will now hold 1 share of ATNM for every 30 shares previously held. Fractional shares will be paid as cash in lieu.


Elkhorn Lunt Low Vol/High Beta Tactical ETF (LVHB) performed a ticker change to BUFF.


iPath US Treasury Steepener ETN (STPP) expired worthless.


iPath US Treasury 2-year Bear ETN (DTUS) expired worthless.


iPath US Treasury 10-year Bull ETN (DTYL) expired worthless.


iPath US Treasury Flattener ETN (FLAT) expired worthless.

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August 10, 2020

Callon Petroleum Company (CPE) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of CPE for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


TOP Ships, Inc. (TOPS) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of TOPS for every 25 shares previously held. Fractional shares will be paid as cash in lieu.


Hartford Multifactor REIT ETF (RORE) was delisted pending a stock liquidation. Details are still pending.


Hartford Multifactor Low Volatility US Equity ETF (LVUS) was delisted pending a stock liquidation. Details are still pending.

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August 7, 2020

New Age Beverages (NBEV) changed its corporate name to NewAge, and changed its CUSIP number.


T-Mobile (TMUSR) rights expired worthless.


Golden Bull Limited Ordinary Shares (DNJR) performed a ticker change to BTBT.


Therapeutics Acquisition (TXAC) performed a ticker change to RACA.

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August 6, 2020

IQ Global Agribusiness Small Cap ETF (CROP) was delisted pending a stock liquidation. Details are still pending.


IQ 50 Percent Hedged FTSE Japan ETF (HFXJ) was delisted pending a stock liquidation. Details are still pending.


IQ 50 Percent Hedged FTSE Europe ETF (HFXE) was delisted pending a stock liquidation. Details are still pending.


IQ Leaders GTAA Tracker ETF (QGTA) was delisted pending a stock liquidation. Details are still pending.


Pacific Coast Oil Trust (ROYT) performed a ticker change to ROYTL. The security was delisted to OTC.

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August 5, 2020

Mitcham Industries (MIND) changed its corporate name to MIND Technology, and changed its CUSIP number.


AgroFresh Solutions (AGFSW) warrants have expired worthless.


Noble Corp (NE) performed a ticker change NEBLQ. The security was delisted to OTC.


TerraForm Power (TERP) performed a stock merger. Shareholders will receive 0.47625 shares of BEPC for each share of TERP previously held. Fractional shares will be paid as cash in lieu.

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August 4, 2020

Eagle Growth and Income Opportunities Fund (EGIF) performed a cash merger. This means that shares were removed and shareholders will receive $8.75 per share in cash. Shareholders will also receive an Escrow CUSIP (EGIF^), which represents the right to receive future distributions.


Tetraphase Pharmaceuticals (TTPH) performed a cash merger. This means that shares were removed and shareholders will receive $2.00 per share in cash. Shareholders will also receive a contingent value right (TTPH^), which pays additional cash if the company hits certain milestones.


Ascena Retail Group (ASNA) performed a ticker change to ASNAQ. The security was delisted to OTC.


Global Eagle Entertainment (ENT) performed a ticker change to GEENQ. The security was delisted to OTC.


Tailored Brand (TLRD) performed a ticker change to TLRDQ. The security was delisted to OTC.

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August 3, 2020

Legg Mason (LM) was liquidated. This means that shares were removed and shareholders will receive $50.00 per share in cash.


SB One Bancorp (SBBX) performed a stock merger. Shareholders will receive 1.3570 shares of PFS for each share of SBBX previously held. Fractional shares will be paid as cash in lieu.


Rennova Health (RNVA) performed a 1 for 10,000 Reverse Split. This means shareholders will now hold 1 share of RNVA for every 10,000 shares previously held. Fractional shares will be paid as cash in lieu.


Houston American Energy (HUSA) performed a 1 for 12.5 reverse split. This means shareholders will now hold 1 share of HUSA for every 12.5 shares previously held. Fractional shares will be rounded up to the nearest share.


THL Credit Inc. (TCRD) performed a ticker change to FCRD, and changed its corporate name to First Eagle Alternative Capital BDC, Inc.


Vislink Technologies, Inc. (VISL) performed a 1 for 6 reverse split. This means shareholders will now hold 1 share of VISL for every 6 shares shares previously held. Fractional shares will be rounded up to the nearest share.


Rosehill Resources (ROSE) performed a ticker change to ROSEQ. The security was delisted to OTC


TerraForm Power (TERP) was delisted pending a merger. Details are still pending.


Brand Value ETF (BVAL) was liquidated. This means that shares were removed and shareholders will receive two separate payments of $1.07719520 (liquidated Income) and $15.07538847 (Return of Capital) per share in cash.


Occidental Petroleum (OXY) distributed warrants. Shareholders will receive 0.125 warrants (OXY+) for each share currently held.

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July 31, 2020

Achieve Life Sciences, Inc. (ACHV) performed a 1 for 20 reverse split. . This means shareholders will now hold 1 share for every 20shares previously held. Fractional shares will be paid as cash in lieu.


GAIN Capital (GAIN) performed a cash merger. This means that shares were removed and shareholders will receive $6.00 per share in cash.


Tiziana Life Sciences (TLSA) performed a 2.5 for 1 forward split. This means shareholders will now hold 2.5 shares of TLSA for every 1 share previously held. Fractional shares will be paid as cash in lieu.


ECA Marcellus (ECT) performed a ticker change to ECTM. The security was delisted to OTC.


Brand Value ETF (BVAL) was delisted pending a stock liquidation. Details are still pending.


Denbury (DNR) performed a ticker change to DNRCQ. The security was delisted to OTC.

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July 30, 2020

El Paso Electric (EE) performed a cash merger. This means that shares were removed and shareholders will receive $68.25 per share in cash.


Atento S.A. (ATTO) performed a 1 for 5.027090466672 reverse split. This means shareholders will now hold 1 share of ATTO for every 5.027090466672 shares previously held. Fractional shares will be rounded up to the nearest share.


Brookfield Renewable (BEP) performed a spinoff of BEPC. For every 4 shares of BEP held, shareholders will receive 1 share of BEPC.


Taoping Inc. (TAOP) performed a 1 for 6 reverse split. This means shareholders will now hold 1 share of TAOP for every 6 shares previously held. Fractional shares will be rounded up to the nearest share.


Foresight Energy (FELPQ) was declared worthless after the company’s bankruptcy.


RMR Mortgage Trust (RIF) performed a ticker change to RMRM.

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July 29, 2020

CF Bankshares Inc. (CFBK) performed a 1:1 CUSIP change.


iPath Pure Beta Crude Oil ETN (OLEM) performed a ticker change to OIL.


Tetraphase Pharmaceuticals (TTPH) was delisted pending a merger. Details are still pending.


JUST ENERGY (JE) distributed 0.054450720192 rights (JE^) for every 1 share currently held. The rights represent a voluntary offer to purchase shares at a discounted price.

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July 28, 2020

ClearBridge MLP and Midstream Fund Inc. (CEM) performed a 1 for 5 reverse split. This means shareholders will now hold 1 share of CEM for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


KLX Energy (KLXE) performed a 1 for 5 reverse split. This means shareholders will now hold 1 share of KLXE for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


ClearBridge MLP and Midstream Total Return Fund Inc. (CTR) performed a 1 for 5 reverse split. This means shareholders will now hold 1 share of CTR for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


Finjan Holdings, Inc. (FNJN) performed a liquidation at $1.55 per share on 07/28/2020. This means your shares were removed and you were credited $1.55 per share to your Robinhood account.


Quintana Energy (QES) performed a stock merger. Shareholders will receive 0.0969 shares of KLXE for each share of QES previously held. Fractional shares will be paid as cash in lieu.


U.S. Auto Parts (PRTS) changed its corporate name to CarParts.com, and changed its CUSIP number.


ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) performed a 1 for 5 reverse split. This means shareholders will now hold 1 of EMO share for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


Eagle Growth and Income Opportunities Fund (EGIF) was delisted pending a stock liquidation. Details are still pending.


T-Mobile (TMUSR) rights expired worthless.


BioNTech SE (BNTX) distributed 1 right (BTNX^) for every 1 share currently held. The rights represent a voluntary offer to purchase shares at a discounted price.

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July 27, 2020

Medley Capital (MCC) performed a 1 for 20 reverse split. This means shareholders will now hold 1 share for every 20 shares previously held. Fractional shares will be paid as cash in lieu.


Sequential Brands (SQBG) performed a 1 for 40 reverse split. This means shareholders will now hold 1 share for every 40 shares previously held. Fractional shares will be paid as cash in lieu.


Fiduciary/Claymore Energy Infrastructure Fund (FMO) performed a 1 for 5 reverse split. This means shareholders will now hold 1 share for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


Finjan (FNJN) was delisted pending a merger. Details are still pending.

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July 23, 2020

Principal Spectrum Preferred Securities Active ETF (PREF) performed a 5 for 1 Forward Split. This means shareholders will now hold 5 shares of PREF for every 1 share previously held.


Biolase (BIOL^) rights expired worthless.


Royal Bank Of Scotland (RBS) performed a ticker change to NWG, and changed its corporate name to NatWest Group Plc.


RTI Surgical Holdings (RTIX) performed a ticker change to SRGA, and changed its corporate name to Surgalign Holdings Inc.


BBX Capital (BBX) performed a 1 for 5 reverse split. This means shareholders will now hold 1 share of BBX for every 5 shares previously held. Fractional shares will be rounded up to the nearest share.

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July 22, 2020

Rubicon Minerals (RBYCF) performed a ticker change to BNAUF, and changed its corporate name to Battle North Gold.

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July 21, 2020

Eldorado Resorts (ERI) performed a ticker change to CZR, and changed its corporate name to Caesars Entertainment.


Caesars Entertainment (old CZR) was delisted pending a merger with new CZR (previously ERI).


Briggs & Stratton (BGG) performed a ticker change to BGGSQ. The security was delisted to OTC.


FRONTEO (FTEO) ADRs have been terminated. This means that shares were removed and shareholders will receive $12.496065 per share in cash.

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July 20, 2020

China Rapid Finance Limited (XRF) performed a ticker change to SOS Limited, and changed its corporate name to SOS.


MicroSectors FANG+ Index -3X Inverse Leveraged ETNs (FNGD) performed a 1 for 10 reverse split. This means shareholders will now hold 1 share of FNGD for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


Standard Diversified (SDI) performed a stock merger. Shareholders will receive 0.521 shares of TPB for each share of SDI previously held. Fractional shares will be rounded up to the nearest share.


Virtus WMC Global Factor Opportunities ETF (VGFO) performed a ticker change to VWID.


California Res (CRC) performed a ticker change to CRCQQ. The security was delisted to OTC.

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July 17, 2020

SCYNEXIS, Inc. (SCYX) performed a 1 for 10 reverse split. This means shareholders will now hold 1 share for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


Elkhorn Lunt Low Vol/High Beta Tactical ET (LVHB) was delisted pending a merger. Details are still pending.


VIVUS (VVUS) performed a ticker change to VVUSQ. The security was delisted to OTC.

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July 16, 2020

Ashford Hospitality Trust (AHT) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of AHT for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


MSB Financial (MSBF) performed a stock merger. Shareholders will receive 1.3 shares of XKRNY for each share of SYMBOL previously held. Fractional shares will be paid as cash in lieu.


Standard Diversified (SDI) was delisted pending a merger. Details are still pending.


Endologix (ELGX) performed a ticker change to ELGXQ. The security was delisted to OTC.


Leo Holdings (LHC) performed a ticker change to DMS and changed its corporate name to Digital Media Solutions.

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July 15, 2020

Quorum Health (QHCCQ) was declared worthless after the company’s bankruptcy.


Hi-Crush (HCR) performed a ticker change to HCRSQ. The security was delisted to OTC.

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July 14, 2020

Carbo Ceramics (CRRTQ) was declared worthless after the company’s bankruptcy.


Harte Hanks (HHS) performed a ticker change to HRTH. The security was delisted to OTC.


RTW Retailwinds (RTWI) performed a ticker change to RTWIQ.

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July 13, 2020

Polyone (POL) performed a ticker change to AVNT, and changed its corporate name to Avient.


VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index Excess Return (UGAZ) performed a ticker change to UGAZF. The security was delisted to OTC.


VelocityShares 3x Inverse Natural Gas ETN linked to the S&P GSCI Natural Gas Index Excess Return (DGAZ) performed a ticker change to DGAZF. The security was delisted to OTC.

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July 10, 2020

Amplify EASI Tactical Growth ETF (EASI) was liquidated. This means that shares were removed and shareholders will receive two separate payments of $21.06992928 and $0.032128 per share in cash.


TearLab (TEAR) performed a cash merger. This means that shares were removed and shareholders will receive $0.0586 per share in cash.


Del Taco (TACOW) warrants have expired worthless.


JAKKS Pacific, Inc. (JAKK) performed a 1 for 10 reverse split. This means shareholders will now hold 1 share of JAKK for every 10 shares previously held. Fractional shares will be rounded up to the nearest share.


MCig (MCIG) performed a ticker change to BTZI, and changed its corporate name to Bots.

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July 9, 2020

Rubicon Minerals (RDYCF) changed its corporate name to Battle North Gold, and changed its CUSIP number.


MCig (MCIG) was delisted pending a merger. Details are still pending.

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July 8, 2020

Xtrackers MSCI Latin America Pacific Alliance ETF (PACA) was liquidated. This means that shares were removed and shareholders will receive two separate payments of $17.28791 and $0.22832 per share in cash.


Portola Pharmaceuticals (PTLA) performed a cash merger. This means that shares were removed and shareholders will receive $18 per share in cash.


HG Holdings (STLY^) rights expired worthless.

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July 7, 2020

Sino-Global Shipping America, Ltd (SINO) performed a 1 for 5 reverse split. This means shareholders will now hold 1 share for every 5 shares previously held. Fractional shares will be rounded up to the nearest share.


Avant Diagnostics (ADVX) performed a 1 for 2,000 Reverse Split. This means shareholders will now hold 1 share of new ADVX (a Contra CUSIP) for every 2,000 shares previously held.


Catasys, Inc (CATS) performed a ticker change to OTRK, and changed its corporate name to Ontrack Inc.


Therapix Bioscience (TRPX) performed a ticker change to TRPXY. The security was delisted to OTC.


RTW Retailwinds (RTW) performed a ticker change to RTWI. The security was delisted to OTC.

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July 6, 2020

Biolase (BIOL) distributed 1 right for every 1 share currently held. The rights represent a voluntary offer to purchase shares at a discounted price.


Mcdermott (MDRIQ) was declared worthless after the company’s bankruptcy.


Fred's Inc. (FREDQ) was declared worthless after the company’s bankruptcy.


ARYA Sciences (ARYA) performed a ticker change to IMTX, and changed its corporate name to Immatics.


Center Coast MLP & Infrastructure Fund (CEN) performed a 1 for 10 reverse split. This means shareholders will now hold 1 share for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


Portola Pharmaceuticals (PTLA) was delisted pending a stock liquidation. Details are still pending.


Amplify EASI Tactical Growth ETF (EASI) was delisted pending a stock liquidation. Details are still pending.


Covenant Logistics Group (CVTI) performed a ticker change to CVLG.


INTL FCStone (INTL) performed a ticker change to SNEX, and changed its corporate name to StoneX Group.


Credit Suisse AG Nassau Brh VelocityShares 3x Inverse Gold ETN (DGLD) performed a ticker change to DGLDF. The security was delisted to OTC.


Credit Suisse AG Nassau Brh VelocityShares 3x Inverse Silver ETN (DSLV) performed a ticker change to DSLVF. The security was delisted to OTC.


VelocityShares Daily 2x VIX Short Term ETN (TVIX) performed a ticker change to TVIXF. The security was delisted to OTC.


VelocityShares 3x Long Gold ETN (UGLD) performed a ticker change to UGLDF. The security was delisted to OTC.


VelocityShares 3x Long Silver ETN (USLV) performed a ticker change to USLVF. The security was delisted to OTC.


VelocityShares VIX Short Term ETN (VIIX) performed a ticker change to VIIXF. The security was delisted to OTC.


Credit Suisse AG Nassau Brh VelocityShares Daily Inverse VIX Lkd to S&P 500 Medium Term ETN (ZIV) performed a ticker change to ZIVZF. The security was delisted to OTC.

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July 2, 2020

Iberiabank Corporation (IBKC) performed a stock merger. Shareholders will receive 4.584 shares of FHN for each share of IBKC previously held. Fractional shares will be paid as cash in lieu.


Gordon Pointe Acquisition (GPAQ) performed a stock merger. Shareholders will receive 1.42133 shares of HOFV for each share of GPAQ previously held. Fractional shares will be rounded up to the nearest share.


American National Insurance (ANAT) performed a stock merger. Shareholders will receive 1 share of new ANAT for each share of old ANAT previously held.


WillScot Corporation (WSC) changed its corporate name to WillScot Mobile Mini, and changed its CUSIP number.


Mobile Mini, Inc (MINI) performed a stock merger. Shareholders will receive 2.405 shares of WSC for each share of MINI previously held. Fractional shares will be paid as cash in lieu.


InterActiveCorp (IAC) performed a stock merger. Shareholders will receive 1 share of new IAC and 2.1584 shares of MTCH for each share of (old) IAC previously held. Fractional shares will be paid as cash in lieu.


ARYA Sciences (ARYA) was delisted pending a merger. Details are still pending.


Covia (CVIA) performed a ticker change to CVIAQ. The security was delisted to OTC.

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July 1, 2020

The Rubicon Project (RUBI) performed a ticker change to MGNI, and changed its corporate name to Magnite Inc.


Office Depot (ODP) performed a 1 for 10 reverse split. This means shareholders will now hold 1 share of ODP for every 10 shares previously held. Fractional shares will be paid as cash in lieu.


Alta Mesa Resources (AMRWQ) warrants have expired worthless.


Match (MTCH) performed a stock merger. Shareholders will receive 1.0337 shares of new MTCH for each share of old MTCH previously held. Fractional shares will be paid as cash in lieu.


People's Utah Bancorp (PUB) performed a ticker change to ALTA, and changed its corporate name to Altabancorp.


Altus Midstream (ALTM) performed a 1 for 20 reverse split. This means shareholders will now hold 1 share of ALTM for every 20 shares previously held. Fractional shares will be paid as cash in lieu.


Tsakos Energy Navigation (TNP) performed a 1 for 5 reverse split. This means shareholders will now hold 1 share of TNP for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


Aradigm (ARDMQ) went through a bankruptcy. This means that shares were removed and shareholders received an Escrow CUSIP (ARDMQ^), which represents the right to receive future distributions.


Alta Mesa Resources, Inc. (AMRQQ) was deemed worthless after the company's bankruptcy.


Alio Gold (ALO) performed a stock merger. Shareholders will receive 0.67 shares of ARNGF for each share of ALO previously held. Fractional shares will be paid as cash in lieu.


InterActiveCorp (IAC) was delisted pending a merger. Details are still pending.


Ottawa Bancorp (OTTW) was delisted to OTC.

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June 30, 2020

Avita Medical (RCEL) performed a stock merger. Shareholders will receive 1 share of Avita Therapeutics (new RCEL) for every 5 shares of Avita Medical (old RCEL) previously held. Fractional shares will be paid as cash in lieu.


Seanergy (SHIP) performed a 1 for 16 reverse split. This means shareholders will now hold 1 share of SHIP for every 16 shares shares previously held. Fractional shares will be paid as cash in lieu.


Adesto Technologies Corporation (IOTS) performed a cash merger. This means that shares were removed and shareholders will receive $12.55 per share in cash.


Tech Data Corporation (TECD) performed a cash merger. This means that shares were removed and shareholders will receive $145.00 per share in cash.


Chesapeake Energy (CHK) performed a ticker change to CHKAQ. The security was delisted to OTC.


Lilis Energy (LLEX) performed a ticker change to LLEXQ. The security was delisted to OTC.

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June 29, 2020

Luckin Coffee (LK) performed a ticker change to LKNCY. The security was delisted to OTC.


JPMorgan Event Driven ETF (JPED) was liquidated. Shareholders will receive $21.23662554 cash per each share of JPED previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


JPMorgan Diversified Alternatives ETF (JPHF) was liquidated. Shareholders will receive $19.04754314 cash per each share of JPHF previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


LHA Market State U.S. Tactical ETF (MSUS) was liquidated. This means that shares were removed and shareholders will receive 2 separate payments of $22.8881818 and $0.01311333 per share in cash.


Xtrackers MSCI Latin America Pacific Alliance ETF (PACA) was delisted pending a stock liquidation. Details are still pending.


Del Taco (TACOW) warrants have expired worthless.

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June 26, 2020

JPMorgan Diversified Return Global Equity ETF (JPGE) was liquidated. Shareholders will receive $56.4701 cash per each share of JPGE previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.


LHA Market State U.S. Tactical ETF (MSUS) was delisted pending a stock liquidation. Details are still pending.


T-Mobile (TMUS) distributed 1 right for every 1 share currently held. The rights represent a voluntary offer to purchase shares at a discounted price.

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June 25, 2020

Act II Global Acquisition (ACTT) performed a ticker change to FREE, and changed its corporate name to Whole Earth Brands.


Extraction Oil and Gas (XOG) performed a ticker change to XOGAQ. The security was delisted to OTC.


Jason Inds (JASN) performed a ticker change to JASNQ. The security was delisted to OTC.

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June 24, 2020

Provectus Biopharmaceuticals (PVCTW) warrants have expired worthless.


Sutter Rock Capital (SSSS) changed its corporate name to SuRo Capital Corp, and changed its CUSIP number.

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June 23, 2020

Anixter International (AXE) performed a cash and stock merger. Shareholders will receive $72.82, 0.2397 shares of WCC and 0.6356 shares of WCC-A for each share of AXE previously held. Fractional shares will be paid as cash in lieu.


Broadvision (BVSNQ) performed a cash merger. This means that shares were removed and shareholders will receive $3.56 per share in cash. Shareholders will also receive an Escrow CUSIP (BVSNQ^), which represents the right to receive future distributions.


BlackRock Muni New York Intermediate Duration Fund (MNE) performed a stock merger. Shareholders will receive 1.361 shares of MNE^ (MNE Contra) for each share of MNE previously held. Fractional shares will be paid as cash in lieu.


Bain Capital Specialty Finance (BCSF) rights expired worthless.

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June 22, 2020

Pulse Biosciences (PLSE^) rights expired worthless.


First Defiance Financial (FDEF) performed a ticker change to PFC, and changed its corporate name to Premier Financial Corp.


Liberty Media Corporation (LSXMR) rights expired worthless.


Progenics Pharmaceuticals (PGNX) performed a stock merger. Shareholders will receive 0.31 shares of LNTH for each share of PGNX previously held, with fractional shares paid as cash in lieu. Additionally, shareholders will receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.


Seadrill (SDRL) performed a ticker change to SDRLF. The security was delisted to OTC.


Roundhill Acquirers Deep Value ETF (DVP) performed a ticker change to DEEP.


Anixter International (AXE) was delisted pending a merger. Details are still pending.


JPMorgan Event Driven ETF (JPED) was delisted pending a stock liquidation. Details are still pending.


JPMorgan Diversified Alternatives ETF (JPHF) was delisted pending a stock liquidation. Details are still pending.


JPMorgan Diversified Return Global Equity ETF (JPGE) was delisted pending a stock liquidation. Details are still pending.


Provectus Biopharmaceuticals (PVCTW) warrants have expired worthless.

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June 19, 2020

JPMorgan Long/Short ETF (JPLS) was liquidated. This means that shares were removed and shareholders will receive $17.1981 per share in cash.


JPMorgan Managed Futures Strategy ETF (JPMF) was liquidated. This means that shares were removed and shareholders will receive $20.9210 per share in cash.


JPMorgan Diversified Return Europe Equity ETF (JPEU) was liquidated. This means that shares were removed and shareholders will receive $52.5433 per share in cash.


Fang Holdings (SFUN) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of SFUN for every 10 shares previously held. Fractional shares will be paid as cash in lieu.

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June 18, 2020

Newstar Financial Contingent Value Right (NEWS^) was liquidated. This means that shares were removed and shareholders will receive $0.61629 per share in cash.

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June 17, 2020

KEMET Corporation (KEM) performed a cash merger. This means that shares were removed and shareholders will receive $27.20 per share in cash.


EQM Midstream Partners, LP (EQM) performed a stock merger. Shareholders will receive 2.44 shares of ETRN for each share of EQM previously held. Fractional shares will be paid as cash in lieu.


SAExploration (SAEX) was delisted to OTC.


Proficient Alpha (PAAC) performed a stock merger. Shareholders will receive 1 share of LGHL for each share of PAAC previously held.

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June 16, 2020

Tocagen Inc (TOCA) performed a 1 for 15 Reverse Split, and changed its ticker to FBRX (Forte Biosciences). This means shareholders will now hold 1 share of FBRX for every 15 shares of TOCA previously held. Fractional shares will be paid as cash in lieu.


TPG Specialty Lending (TSLX) changed its corporate name to Sixth Street Specialty Lending, and changed its CUSIP number.


FS KKR Capital Corp. (FSK) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share for every 4 shares previously held. Fractional shares will be paid as cash in lieu.


BlackRock Muni New York Intermediate Duration Fund (MNE) was delisted pending a merger. Details are still pending.


Pyxus International (PYX) was delisted from NYSE. The stock is currently not trading.

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June 15, 2020

Cushing NextGen Infrastructure Income Fund (SZC) Reverse Split. This means shareholders will now hold 1 share of SZC for every 4 shares previously held. Fractional shares will be paid as cash in lieu.


Cushing MLP Total Return Fund (SRV) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of SRV for every 4 shares previously held. Fractional shares will be paid as cash in lieu.


JPMorgan Long/Short ETF (JPLS) was delisted pending a stock liquidation. Details are still pending.


KEMET Corporation (KEM) was delisted pending a merger. Details are still pending.


JPMorgan Diversified Return Europe Equity ETF (JPEU) was delisted pending a stock liquidation. Details are still pending.


JPMorgan Managed Futures Strategy ETF (JPMF) was delisted pending a stock liquidation. Details are still pending.

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June 12, 2020

Era Group (ERA) performed a 1 for 3 Reverse Split, and changed its ticker to VTOL. This means shareholders will now hold 1 share of VTOL for every 3 shares of ERA previously held. Fractional shares resulting from the split will be paid as cash in lieu.


Stemline Therapeutics (STML) performed a cash merger. This means that shares were removed and shareholders will receive $11.50 per share in cash. Shareholders will also receive a contingent value right (CVR), which pays additional cash if the company hits certain milestones.


Vermillion Inc (VRML) performed a ticker change to AWH, and changed its corporate name to Aspira Women's Health.


Energy Focus (EFOI) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of EFOI for every 5 shares previously held. Fractional shares will be paid as cash in lieu.


Credit Suisse X-Links Multi-Asset High Income ETN (MLTI) was delisted pending a merger. Details are still pending.

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June 11, 2020

Groupon, Inc. (GRPN) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of GRPN for every 20 shares previously held. Fractional shares will be paid as cash in lieu.


XpresSpa Group, Inc. (XSPA) performed a 1 for 3 Reverse Split. This means shareholders will now hold 1 share of XSPA for every 3 shares previously held. Fractional shares will be paid as cash in lieu.


Avianca Holdings (AVH) performed a ticker change to AVHOQ. The security was delisted to OTC.


Nebula Acquisition (NEBU) was delisted pending a merger. Details are still pending.


Stemline Therapeutics (STML) was delisted pending a merger. Details are still pending.


CREDIT SUISSE AG NASSAU BRH (DWTIF) expired worthless.

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June 10, 2020

LATAM Airlines (LTM) performed a ticker change to LTMAQ. The security was delisted to OTC.

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June 9, 2020

FGL Holdings (FG) performed a stock merger. Shareholders will receive 0.2558 shares of FNF for each share of FG previously held. Fractional shares will be paid as cash in lieu.


Vivaldi Opportunities (VAM) performed a stock merger. Shareholders will receive 0.6470 shares of FINS for each share of VAM previously held. Fractional shares will be paid as cash in lieu.


CenterState Bank (CSFL) performed a stock merger. Shareholders will receive 0.3001 shares of SSB for each share of CSFL previously held. Fractional shares will be paid as cash in lieu.


The following WidsdomTree ETFs were liquidated: EMCG, GULF, HYND, AGND, XTH, SPYB, WCHN, AXJL, EUMF, DYLS, JNMF and GLBY. This means that shares were removed and shareholders will receive cash.

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June 8, 2020

CenterState Bank (CSFL) was delisted pending a merger. Details are still pending.


Vivaldi Opportunities Fund (VAM) was delisted pending a merger. Details are still pending.


Tuesday Morning (TUES) performed a ticker change to TUESQ. The security was delisted to OTC.


Liberty Media (LSXMR) rights are no longer trading. The last day to exercise was Friday.

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June 5, 2020

Harvest Oil & Gas (HRSTD) performed a ticker change to HRST.


Bain Capital Specialty Finance (BCSF^) rights are no longer trading. The last day to exercise is today.

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June 4, 2020

Apergy Corporation (APY) performed a ticker change to CHX, and changed its corporate name to Champion X Corporation.


VectoIQ (VTIQ) performed a ticker change to NKLA, and changed its corporate name to Nikola Corporation.

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June 2, 2020

Laredo Petroleum (LPI) performed a 1 for 20 reverse split. This means shareholders will now hold 1 share of LPI for every 20 shares previously held. Fractional shares will be paid as cash in lieu.


Xperi Corporation (XPER) changed its corporate name to Xperi Holding Corp, and changed its CUSIP number.


TiVo (TIVO) performed a stock merger. Shareholders will receive 0.455 shares of XPER for each share of TiVo previously held. Fractional shares will be paid as cash in lieu.


Valhi, Inc. (VHI) performed a 1 for 12 reverse split. This means shareholders will now hold 1 share of VHI for every 12 shares previously held. Fractional shares will be paid as cash in lieu.


Opus Bank (OPB) performed a stock merger. Shareholders will receive 0.9 shares of PPBI for each share of OPB previously held. Fractional shares will be paid as cash in lieu.


FGL Holdings (FG) was delisted pending a merger. Details are still pending.


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